- Collection:
- LLM Theses and Essays
- Title:
- Securities Market and Securities Regulations in China
- Creator:
- Dai, Fengxia
- Date of Original:
- 1997-01-01
- Subject:
- Law--Study and teaching
University of Georgia. School of Law
Dissertations, Academic - Location:
- United States, Georgia, Clarke County, Athens, 33.96095, -83.37794
- Medium:
- dissertations
- Type:
- Text
- Format:
- application/pdf
- Description:
- A stocks -- B stocks -- B Shares -- Securities Market -- Securities Regulations -- Securities Authorities -- Shanghai Securities Exchange -- Shanghai stock exchange -- Shenzhen stock exchange -- Socialist ideology -- Securities Act -- Securities and Exchange Commission -- SEC -- SEC Division of Enforcement -- SEC Division of Corporation Finance -- SEC Division of Market Regulations -- SEC Division of Investment Management -- US Securities Commission -- People’s Bank of China -- State Council Securities Commission -- New York Stock Exchange -- American Stock Exchange -- Reminbi -- RMB -- State Administration of Exchange Control -- SAEC -- Income Tax Law of the People’s Republic of China on Enterprises with Foreign Investment and Foreign Enterprises -- Chinese tax law -- Stock brokers/dealers -- Exchange Act -- Securities Act of 1933 -- Rule 10b-5 -- Fraud -- Banking and Finance Law -- Comparative and Foreign Law -- International Law -- Law and economics -- Legal History -- Securities law
China is a large developing country with a socialist ideology that is currently undergoing a period of reform and transformation. In December 1990, China opened its first national securities market - the Shanghai Securities Exchange. This was soon followed in November 1991 by the first special shares denominated in foreign currencies and sold only to overseas investors. These important steps in the development of China’s securities industry indicate commitment by Chinese authorities to the two key components of the nation’s economic reform program - economic systemic reform, and opening to the outside world. China’s securities market and securities regulations contain some unique characteristics, and this paper gives an overview of the history and fundamental features of the securities market and securities regulations in China. This paper also compares the Chinese and U.S. securities markets in order to evaluate the development of the Chinese securities market, and make recommendations for future reforms in Chinese securities regulations. - External Identifiers:
- Metadata URL:
- https://digitalcommons.law.uga.edu/stu_llm/195
- Holding Institution:
- Alexander Campbell King Law Library
- Rights:
-
