Monthly Mortgage Summary
Georgia Department of Banking & Finance ~ Non-Depository Financial Institutions Division
Monthly Summary of Mortgage Activities for the Period Ending July 2015
Inside this Issue:
Georgia 2 Residential Mortgage Act Fee ("GRMA") SemiAnnual Reporting
Mortgage Call 3 Report Reminder
Administrative 3 Actions
Fine Summary 3 Information
Appendices:
Mortgage Company
Activity by License Status
Mortgage Loan
Originator Activity by License Status
Continuing Education Requirements for 2016 License Renewal: Reminder to Mortgage Loan Originators and
Mortgage Brokers
On or before October 31, 2015, mortgage loan originators ("MLOs") and mortgage brokers must obtain 8 hours of continuing education to renew their licenses for 2016.
Mortgage brokers and MLOs approved for licensure that obtained their pre-licensing education in 2015 DO NOT have to obtain continuing education for the 2016 license renewal.
Continuing education obtained by MLOs for license renewal must be:
taken for the required number of hours in the following areas of study: 3 hours in federal law and regulations: 2 hours in ethics, which shall include instruction on fraud, consumer protection and fair lending issues; 2 hours in training related to lending standards for the nontraditional loan product marketplace; and 1 hour in coursework that covers changes made to the Georgia Residential Mortgage Act, O.C.G.A. 7-1-1000, and its corresponding regulations.
approved by the Nationwide Mortgage Licensing System and Registry ("NMLSR") and offered by an authorized person or entity;
taken in a classroom setting or on-line; and
acquired on January 1, 2015, through October 31, 2015.
Similarly, mortgage brokers licensed by the Department must obtain 8 hours of approved continuing education between January 1, 2015, through October 31, 2015. Mortgage brokers also licensed as mortgage loan originators are only required to obtain 8 hours of continuing education in the areas designated above.
Mortgage brokers that are not licensed as mortgage loan originators must obtain a minimum of 8 hours of continuing education in areas that include the mortgage
(Continued on page 2)
Page 2
July 2015
Continuing Education Requirements for 2016 License Renewal: Reminder to Mortgage Loan Originators and Mortgage Brokers
(Continued from page 1)
brokering process; federal mortgage law, rules, and regulations; Georgia residential mortgage law, rules and regulations; mortgage loan applications and required supporting documentation; fraud; ethics; and/or any other topic pertinent to the operation of a mortgage brokering business in Georgia. At least 1 hour of continuing education must be obtained in coursework that is concentrated on fraud detection and prevention.
To find out when and where necessary course work will be offered to satisfy Georgia's continuing education requirements, mortgage licensees should visit the NMLSR website at http://mortgage.nationwidelicensingsystem.org/profreq/education/Pages/default.aspx.
Georgia Residential Mortgage Act Fee ("GRMA") Semi-Annual Reporting and Payment Process
The GRMA fee on-line reporting and payment process changed substantially effective January 2, 2015. Refer to the Department's website for a more detailed discussion of these changes at http://dbf.georgia.gov/changesgeorgia-residential-mortgage-act-10-loan-fee-reporting-and-payment-process.
To avoid fines for failure to remit GRMA fees when due, reporting and payment must be completed online at https://bkgfin.dbf.state.ga.us/GRMAFee.html by the deadlines established in Rule 80-5-1-.04. Please be reminded that zero ($0) reporting is no longer required. Fees collected for the period January 1 through June 30, 2015, should be remitted to the Department through the online reporting and payment site no later than the first business day of September. For the current GRMA semi-annual period, any filings made after September 1, 2015, are considered late and must be made by submitting the hardcopy fee statement form, along with the GRMA fees and any late fees due.
On June 30, 2015, the Department sent an e-mail notification to the contact person that submitted the prior semi-annual report through the Department's online reporting and payment site and to the current contact for the licensee that is listed in the NMLS. For state-chartered institutions and Georgia mortgage licensees, the Department also sent a similar notification to the primary institution/licensee contact.
IMPORTANT NOTE: Most of the Department's payment sites perform better using the Mozilla Firefox browser. If you use Internet Explorer, please ensure that you have version 10 or higher. Keep in mind that you may also need to refresh your browser and clear your browser's cache to ensure that you see the current, active page.
HOLIDAY CLOSING This is a reminder that the Department will be closed on Monday, September 7th for Labor Day.
July 2015
Page 3
Mortgage Call Report Reminder
This is a reminder that the Mortgage Call Report ("MCR") required by O.C.G.A. 7-1-1004.1 is due within 45 days of the end of every calendar quarter. Second quarter data (April 1 June 30, 2015) must be filed through the NMLS by August 14, 2015.
Companies that fail to file quarterly MCRs prior to the deadline will be assessed a fine and may subject their Georgia license to revocation. Failure to file a timely MCR will also delay the processing of your renewal application.
For more information about the requirements surrounding the MCR, please refer to the NMLSR website at: http://mortgage.nationwidelicensingsystem.org/slr/common/mcr/Pages/default.aspx
Administrative Actions
GRMA# NAME
CITY
ST ACTION TYPE
Sentrix Financial Services Inc. Melbourne FL Order to Cease and Desist
Mika Lynn Mills
Alpharetta GA Order to Cease and Desist
32654 Mika Lynn Mills
Greensboro GA Consent Order
ISSUED 06/01/2015 03/11/2015 07/21/2015
FINAL 07/21/2015 07/21/2015 07/21/2015
Fine Description GRMA fees paid late Grand Total
Fine Summary Information
Count 2 2
COMMONLY USED ACRONYMS
CE -- Continuing Education Department -- Georgia Department of Banking & Finance GRMA -- Georgia Residential Mortgage Act MCR -- Mortgage Call Report
MLO -- Mortgage Loan Originator NMLS or NMLSR -- Nationwide Mortgage Licensing System & Registry O.C.G.A. -- Official Code of Georgia Annotated
Page 4
Georgia Department of Banking and Finance
2990 Brandywine Road Suite 200
Atlanta, Georgia 30341-5565
Phone: (770) 986-1269 Fax: (770) 986-1029 or 1655
Email: dbfmort@dbf.state.ga.us
We're on the Web! dbf.georgia.gov
July 2015
The Department is the state agency that regulates and examines Georgia statechartered banks, state-chartered credit unions, and state-chartered trust companies. The Department also has responsibility for the supervision, regulation, and examination of Merchant Acquirer Limited Purpose Banks (MALPBs) chartered in Georgia.
In addition, the Department has regulatory and/or licensing authority over mortgage brokers, lenders and processors, mortgage loan originators, check cashers, sellersissuers of payment instruments, money transmitters, international banking organizations, and bank holding companies conducting business in Georgia.
Our Mission is to promote safe, sound, competitive financial services in Georgia through innovative, responsive regulation and supervision.
Our Vision is to be a willing and able partner with our regulated entities in order to support vibrant and economic growth and prosperity in Georgia.
Sign-up to Receive this Publication
This monthly publication highlights topics and activities pertaining to the Department's regulation of state-licensed or registered mortgage brokers, lenders and loan originators. It is delivered to interested parties via e-mail and is also available from the Department's website at: http://dbf.georgia.gov under Publications, Mortgage Summary.
If you would like to be added to our distribution list, send an e-mail to dbfpress@dbf.state.ga.us stating your name and e-mail address. Please be sure to include "Subscribe to Monthly Mortgage Summary" in the Subject line.
MORTGAGE COMPANY APPENDIX
License Status Approved Denied Revoked
Terminated Expired
Terminated Ordered to Surrender Terminated Surrendered/Cancelled
Definition
The entity has an Approved license.
The entity applied for a license and the request was Denied. The entity's license was Revoked and the entity is no longer authorized to conduct business. The entity failed to renew. Alternatively, this license status is also used for MLOs that were suspended by administrative action for failing to meet Georgia's sponsorship requirement. An entity has been ordered to surrender their approved license. The entity is not authorized to conduct business. The entity has requested a surrender/cancelation of their license and the regulator has granted this surrender/ cancelation request.
MORTGAGE COMPANY ACTIVITY BY CURRENT LICENSE STATUS
GRMA# NMLS
Company Name
Date
License Name
City
Approved
17744 166111 Teresa S. Grubbs
40746 1139164 SG Capital Partners LLC
44674 818108 Assent Inc.
45346 131699 AmeriPro Funding, Inc.
45472 368580 American First Lending Corporation
45603 1312202 Richards Mortgage Servicing Inc
45706
27820 1st Signature Lending, LLC
45707 111471 Hampton Roads Mortgage Corporation
45834 1309474 Osage Capital LLC
45919
3290 Metropolitan Home Mortgage, Inc.
46014 1254976 ZFC Funding, Inc.
46085 167881 MTH MORTGAGE, LLC
46134 1339801 Resource Financial Services, Inc.
46135 1313859 Reverse Mortgages.com, Inc.
46137 1265786 FIRM Financial, LLC
46410 288780 Red Rock Home Loans, Inc
46424 176724 All Credit Considered Mortgage, Inc.
46541 1374672 John Joseph Puccio III
07/07/2015 07/10/2015 07/20/2015 07/21/2015 07/10/2015 07/10/2015 07/10/2015 07/08/2015 07/01/2015 07/15/2015 07/10/2015 07/20/2015 07/08/2015 07/08/2015 07/08/2015 07/15/2015 07/20/2015 07/28/2015
GA Mortgage Broker/Processor License GA Mortgage Lender License GA Mortgage Lender License GA Mortgage Lender License GA Mortgage Lender License GA Mortgage Lender License GA Mortgage Lender License GA Mortgage Broker/Processor License GA Mortgage Lender License GA Mortgage Lender License GA Mortgage Lender License GA Mortgage Lender License GA Mortgage Lender License GA Mortgage Lender License GA Mortgage Broker/Processor License GA Mortgage Broker/Processor License GA Mortgage Lender License GA Mortgage Broker/Processor License
Griffin Stamford Irvine Austin Port Orchard Carrollton Noblesville Virginia Beach Osage City Irvine Red Bank Scottsdale Columbia Columbia Atlanta St George Rockville Statesboro
State
18
GA CT CA TX WA GA IN VA KS CA NJ AZ SC MO GA UT MD GA
Mortgage Company Appendix 1 of 2
GRMA# NMLS
Company Name
Terminated - Surrendered/Cancelled
11688
77047 Community Mortgage Corporation
36511 937095 WG Lending, LLC
43659 1192005 CHMI Solutions, Inc
Date
License Name
07/02/2015 07/30/2015 07/17/2015
GA Mortgage Lender License GA Mortgage Lender License GA Mortgage Lender License
City
State
3
Cordova
TN
LIttle Rock
AR
MOORESTOWN NJ
Mortgage Company Appendix 2 of 2
MORTGAGE LOAN ORIGINATOR APPENDIX
License Status Approved Denied Revoked
Terminated Expired
Terminated Ordered to Surrender Terminated Surrendered/Cancelled
Definition
The entity has an Approved license.
The entity applied for a license and the request was Denied. The entity's license was Revoked and the entity is no longer authorized to conduct business. The entity failed to renew. Alternatively, this license status is also used for MLOs that were suspended by administrative action for failing to meet Georgia's sponsorship requirement. An entity has been ordered to surrender their approved license. The entity is not authorized to conduct business. The entity has requested a surrender/cancelation of their license and the regulator has granted this surrender/ cancelation request.
MLO ACTIVITY BY CURRENT LICENSE STATUS
GRMA# NMLS
Approved
Entity Name
License Status
Date
Current Sponsoring Company Name (As of 08/03/2015)
293
26739 27176 27242 27778 28608 28642 28859 30270 31404 32669 32840 32969 33251 33660 33722 33770 34309 34550 34819 35185 35281 35724 36498
213075 205205 121127 200164 253263 151320 200263 120888 376116 658734 607714 252095 287290 293724 488446 545246 881590 909122 360123 298497 28145 904131 745227
Gerard Ivan Dickson
07/06/2015 Caliber Home Loans, Inc.
Kent Harry Bostic
07/31/2015 Home Point Financial Corporation
Aaron John Kloss
07/01/2015 Home Point Financial Corporation
Benita Dover Brailsford
07/13/2015 Guild Mortgage Company
STEPHEN ALAN SELIGMAN
07/01/2015 Weststar Mortgage, Inc.
Brian Keith Kimball
07/23/2015 Broker Solutions, Inc.
Kim Denise Thompson
07/10/2015 Southeast Mortgage of Georgia, Inc.
Carol Lynn Upshaw
07/21/2015 Summit Funding Advisors LLC
Charles Alexander Fuller Robertso 07/13/2015 Lending Solutions, Inc.
David Franklin Bailey
07/10/2015 Residential Credit Solutions, Inc.
Cynthia Dale Hall
07/30/2015 Victory Mortgage LLC
Jennifer Marie Clancy
07/16/2015 Caliber Home Loans, Inc.
John Paul Lozada Martinez
07/23/2015 Impac Mortgage Corp.
Allen Lee
07/07/2015 MiLend, Inc.
Dipan C Desai
07/23/2015 Stonegate Mortgage Corporation
BRIAN JEFFREY COLE
07/09/2015 Acopia, LLC
David Michael Winikates II
07/20/2015 Guaranteed Rate, Inc.
Raul Millan III
07/17/2015
Gary Wayne Lambert
07/09/2015 Carrington Mortgage Services, LLC
Kerwin Pasqua Morns
07/01/2015 WR Starkey Mortgage, LLP
Michelle Lea Huff
07/08/2015 Reverse Mortgages.com, Inc.
Annette Bui
07/09/2015 Sovereign Lending Group Incorporated
Delvin Paul Davis
07/09/2015 Nationstar Mortgage LLC
MLO Appendix 1 of 13
GRMA# NMLS
Entity Name
36791 36874 37965 39883 40038 40072 40131 42185 42239 42324 42641 43203 45372 45511 45828 45867 45971 46001 46125 46126 46132 46151 46233 46389 46400 46437 46482 46492 46529 46537 46552 46553 46558 46567 46571 46575 46576
911947 12268 971970 924534 930308 58184 145824 636063 389599 186619 325854 941803 64458 111442 1011842 1319806 962516 166143 1274907 900002 956886 272335 1048384 1026342 1172811 1164835 870660 161761 1085605 237688 110702 408053 1279745 1371742 325589 887802 1336418
Steven Clay Wilson Penny Renee Massey Christopher A Smith Katie Lynn Smith Dameon Damon Harrell Stuart Warsawsky Thomas Albert Mastromatto Amber Michelle Martin William Matthew Klotz Yeghia Raffie Kalajian Richard Ralph Juliano Blake Todd Suitter William Sean Smith Karen S. Cole-Follett Makale Vanier Murraine Stephen David Vaeth Ashley Elizabeth Arroliga Teresa S. Grubbs Lynwood Darryl Ingham Jr. Kristin Nicole Jourdan Derrick George Wheatley Karen Elizabeth Perry Todd William Primmer Adam Russell Garrett Deborah Anne Nichols Kendrick Teodoro Gonzalez Aaron Obed Baca Michael Anthony Parks Kenneth Anthony Long Lynne Suzanne Schlereth Nathan Preston Kern Alexander Scott Kirkland John Joseph Puccio III William Marion Edwards Kristina Leigh Hanna Robert Ryan Bean Keith Donald Belton
License Status
Date
Current Sponsoring Company Name (As of 08/03/2015)
07/27/2015 Carrington Mortgage Services, LLC
07/09/2015 Sovereign Lending Group Incorporated
07/09/2015 Pacific Union Financial, LLC
07/09/2015 Mortgage Research Center, LLC
07/13/2015 Nationstar Mortgage LLC
07/06/2015 Freedom Mortgage Corporation
07/09/2015 Geneva Financial, LLC
07/07/2015 Carrington Mortgage Services, LLC
07/23/2015 PHH Mortgage Corporation
07/27/2015 New Penn Financial, LLC
07/24/2015 CrossCountry Mortgage, Inc.
07/21/2015 United Military Mortgage, LLC
07/10/2015 American First Lending Corporation
07/08/2015 Hampton Roads Mortgage Corporation
07/27/2015 Quicken Loans Inc.
07/14/2015 American Advisors Group
07/23/2015 Lenox Financial Mortgage Corporation
07/07/2015 Teresa S. Grubbs
07/09/2015 Volunteer Mortgage, Inc.
07/07/2015 Home Point Financial Corporation
07/16/2015 Impac Mortgage Corp.
07/07/2015 American Financial Resources, Inc.
07/13/2015 Home Point Financial Corporation
07/23/2015 Reverse Mortgages.com, Inc.
07/24/2015 CIS Financial Services, Inc.
07/01/2015 Pacific Union Financial, LLC
07/16/2015 PennyMac Loan Services, LLC
07/14/2015 Secure Lending Incorporated
07/30/2015 American Advisors Group
07/14/2015 DAS Acquisition Company, LLC
07/01/2015 New Penn Financial, LLC
07/13/2015 Academy Mortgage Corporation
07/28/2015 John Joseph Puccio III
07/21/2015 THE MORTGAGE HOUSE, LLC
07/08/2015 MMW Holdings, LLC
07/08/2015 Home Point Financial Corporation
07/21/2015 American Advisors Group
MLO Appendix 2 of 13
GRMA# NMLS
Entity Name
46580 46589 46596 46610 46618 46619 46626 46632 46635 46644 46645 46652 46653 46658 46659 46666 46669 46670 46677 46679 46680 46687 46689 46698 46705 46708 46710 46712 46719 46721 46722 46723 46724 46725 46729 46730 46731
1262712 134445 266405 1217222 1374186 1257000 38801 1299925 146912 680494 320377 1375143 1375130 148977 930248 1361265 1133864 1374293 297496 1369166 1193508 512895 1367899 1323695 1127968 1050403 1121947 1336448 34836 302966 379216 202678 1374238 193617 318946 1374289 771456
Jason Michael Cunningham Carlton Evan Scott Jr Courtney Henry Carlos J. Dias Anthony Frederick Rivers Uriel Jaim Sabbagh Vincent Gerard Bucher Erika V Mora Aleksandre Vayshelboym Susan Leslie Padfield Jay Allyn Polizzi James Martin Bell Josiah Stuart Boyer Patti Ann Crosswhite Erica Lyvette Davis Mathew Joseph LaMunyon Damon Thomas Nix Kimberly-Ann Marie Pearcy Joanne M Buffi Frieda Hoffman Carone RICHARD S CLAMON David Michael Melton Jose Ricardo Calderon Sean Micheal Alexander Lisa Ann Metheny Lori Ann O'Connor Jean Katherine Shawesh Gavin Kole Treweek James Michael Carr Debra Gill De Masi Joshua James Dramitinos John Werner Fink Curtis Dietrich Fischer Daniel Douglas Holtz Rainey Noelle Powers Davina Marie Sanders JANET L SUSI
License Status
Date
Current Sponsoring Company Name (As of 08/03/2015)
07/17/2015 Jason Collins
07/23/2015 New Penn Financial, LLC
07/15/2015 Red Rock Home Loans, Inc
07/30/2015 Vanguard Funding LLC
07/09/2015 Liberty Home Equity Solutions, Inc.
07/16/2015 Weststar Mortgage, Inc.
07/20/2015 Home Point Financial Corporation
07/22/2015 Venta Financial Group, Inc.
07/14/2015 Service 1st Mortgage, Inc.
07/01/2015 American Advisors Group
07/08/2015 Seterus, Inc.
07/10/2015 New Day Financial, LLC
07/02/2015 New Day Financial, LLC
07/13/2015 Home Point Financial Corporation
07/01/2015 Nationstar Mortgage LLC
07/13/2015 Academy Mortgage Corporation
07/06/2015 Freedom Mortgage Corporation
07/07/2015 Mortgage Research Center, LLC
07/07/2015 Home Point Financial Corporation
07/20/2015 Atlantic Bay Mortgage Group, L.L.C.
07/09/2015 On Q Financial, Inc.
07/02/2015 Home Point Financial Corporation
07/08/2015 Venta Financial Group, Inc.
07/01/2015 Broker Solutions, Inc.
07/14/2015 CUW Solutions, LLC
07/01/2015 CUW Solutions, LLC
07/16/2015 CUW Solutions, LLC
07/01/2015 CityWorth Mortgage LLC
07/02/2015 Mortgage Research Center, LLC
07/13/2015 CrossCountry Mortgage, Inc.
07/31/2015 Pacific Union Financial, LLC
07/01/2015 CrossCountry Mortgage, Inc.
07/06/2015 Mortgage Research Center, LLC
07/08/2015 Sovereign Lending Group Incorporated
07/02/2015 Total Media Management LLC
07/09/2015 American Advisors Group
07/06/2015 Prospect Mortgage, LLC
MLO Appendix 3 of 13
GRMA# NMLS
Entity Name
46732 46735 46736 46738 46739 46740 46741 46742 46743 46744 46745 46746 46747 46752 46754 46755 46757 46759 46760 46761 46762 46763 46764 46765 46766 46767 46768 46769 46773 46774 46777 46778 46779 46781 46786 46787 46788
1370807 154007 880848 59984 1374345 1342254 829175 1369986 1319507 1374341 1374324 1244228 1262934 1339476 269639 17876 1351314 1126469 1367401 1377996 132890 758979 1367405 209652 1230577 148659 1374759 66005 1359976 1376975 1309155 1377023 1047513 1365190 630134 1166147 789988
Jason Neil Upton Christopher Ryan Brittingham Julia Mae-Vangheluwe Brown Susan Rose Colella Matthew Lawrence Colgin Justin Wyatt Feldman Michael Thomas Victor Gaxiola Michael Fredrick Grasso Andrew Harris Gregg Joel Michael Grisamore Lindsey Jo James Joseph Bernard Koeberlein Alma Laura Michel Diana Stefania Debski Christina Lynne Ferro Patrick Joseph Flynn Paul Douglas Humphries Alison Lilia James Alexander Ian Karas Douglas James Lynberg Brian Gary McCourt Joseph Manuel Mendivil Tania Sultana Miah Jeffrey Lee Oldenburg Christopher Michael Richey David Andrew Roberts Kelly Theresa Romano James Joseph Torrence Shahdab Ahmed Tiffany Nichole Angier Leo Vincent Cimini Landon Scott Clark Marcus Earl Cole Frank John DeVaul Jr. David Michael Finger Shana Rosina Jarvis Chaunte Monique-Renee Lewis
License Status
Date
Current Sponsoring Company Name (As of 08/03/2015)
07/02/2015 Urban Financial of America, LLC
07/02/2015 Mortgage Research Center, LLC
07/10/2015 Homeside Financial, LLC
07/02/2015 Carrington Mortgage Services, LLC
07/09/2015 Mortgage Research Center, LLC
07/02/2015 Broker Solutions, Inc.
07/31/2015 Paramount Residential Mortgage Group, Inc.
07/09/2015 North Georgia Lending, Inc.
07/07/2015 Carrington Mortgage Services, LLC
07/07/2015 Mortgage Research Center, LLC
07/02/2015 Mortgage Research Center, LLC
07/16/2015 Freedom Mortgage Corporation
07/02/2015 Quicken Loans Inc.
07/08/2015 Cardinal Financial Company, Limited Partnership
07/01/2015 Taylor Morrison Home Funding, LLC
07/07/2015 Carrington Mortgage Services, LLC
07/06/2015 Carrington Mortgage Services, LLC
07/14/2015 Ocwen Mortgage Servicing, Inc.
07/06/2015 One Reverse Mortgage, LLC
07/08/2015 Liberty Home Equity Solutions, Inc.
07/07/2015 Carrington Mortgage Services, LLC
07/06/2015 Freedom Mortgage Corporation
07/06/2015 One Reverse Mortgage, LLC
07/09/2015 Reverse Mortgage Funding LLC
07/06/2015 Carrington Mortgage Services, LLC
07/06/2015 Carrington Mortgage Services, LLC
07/07/2015 Planet Home Lending, LLC
07/08/2015 Carrington Mortgage Services, LLC
07/31/2015 TCS E-SERVE AMERICA, INC.
07/06/2015 First Mortgage Solutions, LLC
07/13/2015 Freedom Mortgage Corporation
07/30/2015 First Mortgage Solutions, LLC
07/13/2015 Carrington Mortgage Services, LLC
07/01/2015 Nationstar Mortgage LLC
07/07/2015 Carrington Mortgage Services, LLC
07/22/2015 Ocwen Mortgage Servicing, Inc.
07/23/2015 Freedom Mortgage Corporation
MLO Appendix 4 of 13
GRMA# NMLS
46790 46791 46792 46794 46796 46797 46799 46803 46804 46805 46806 46809 46810 46811 46813 46814 46816 46817 46818 46819 46820 46821 46822 46823 46824 46826 46829 46830 46831 46832 46834 46835 46837 46838 46840 46843 46844
226704 7165 1361251 1283402 363948 497224 1304188 947634 1322814 1282288 82768 1059367 487914 1243019 1370857 1373137 1379157 1098287 335828 268351 158508 173898 179651 140132 1146747 1123202 1065759 171755 176879 514094 389715 1147010 1365172 1374932 188957 1368665 659073
Entity Name
Thomas Craig Penley Jr ERIC SCOTT PETERSON Jalesha Breanna Register Bailey Smith Ryan Thomas Smith John Keefe Spero Tiara J Williams Victor Cortes Julie Anne Dorsey Danielle Louise Fell Adriana Mayela Gonzalez de la G Alan Joseph Lea Danny Steve Mejia Linda Sue Mueller-de la Rosa Andrea Denise Ragan John Mark Stockstill Evelyn Ruth Yancy Hans-Dieter Brunner Omeed Sadat Darkeh Carlene Laree Delegal Melissa Johanna Farrell Brandon James Hartley Ryan Joseph Huebel Stamatia Alexandra Klaburner Charles Steven Timoneda II Steve K Williams Jr. Erfun Jahanshahi Fard Galen Theodore Frizzie Jr Jason Dee Grafton Brian K Gussler Patrick Joseph Jura Jonathan Paul Kirk Christopher Popovics Kovacs Nicholas Ray Orf Heather Danielle Rao Joshua Paul Stack Cameron Leann Watson
License Status
Date
Current Sponsoring Company Name (As of 08/03/2015)
07/21/2015 Carrington Mortgage Services, LLC
07/07/2015 Freedom Mortgage Corporation
07/06/2015 Freedom Mortgage Corporation
07/17/2015 iCapital Mortgage, LLC
07/09/2015 Freedom Mortgage Corporation
07/08/2015 Freedom Mortgage Corporation
07/06/2015 Freedom Mortgage Corporation
07/22/2015 Homestar Financial Corporation
07/21/2015 R M K Financial Corp.
07/07/2015 One Reverse Mortgage, LLC
07/13/2015 Homeward Residential, Inc.
07/13/2015 Pacific Union Financial, LLC
07/21/2015 R M K Financial Corp.
07/07/2015 Academy Mortgage Corporation
07/08/2015 Primary Residential Mortgage, Inc.
07/07/2015 Mortgage Research Center, LLC
07/22/2015 Caliber Home Loans, Inc.
07/08/2015 Finance of America Mortgage LLC
07/20/2015 Assent Inc.
07/08/2015 loanDepot.com, LLC
07/13/2015 Home Point Financial Corporation
07/09/2015 Home Point Financial Corporation
07/08/2015 Home Point Financial Corporation
07/28/2015 Finance of America Mortgage LLC
07/08/2015 Lakeview Loan Servicing, LLC
07/08/2015 loanDepot.com, LLC
07/10/2015 Broker Solutions, Inc.
07/14/2015 Home Point Financial Corporation
07/16/2015 Carrington Mortgage Services, LLC
07/14/2015 Home Point Financial Corporation
07/09/2015 Carrington Mortgage Services, LLC
07/09/2015 Provident Funding Associates, L.P.
07/13/2015 Nationstar Mortgage LLC
07/09/2015 Mortgage Research Center, LLC
07/16/2015 Home Point Financial Corporation
07/09/2015 Mortgage Research Center, LLC
07/08/2015 WR Starkey Mortgage, LLP
MLO Appendix 5 of 13
GRMA# NMLS
Entity Name
46852 46854 46855 46858 46859 46860 46861 46862 46865 46866 46867 46869 46870 46871 46872 46874 46876 46878 46879 46880 46881 46882 46883 46885 46886 46888 46889 46896 46897 46898 46899 46902 46903 46904 46905 46906 46907
1374125 1313799 1379769 1379803 1379797 838279 1367093 412220 199879 1238324 389688 93945 1324480 1194225 1237208 1379790 495317 1371812 267844 187284 588510 1339413 1339498 1365311 892374 1368000 1372819 728813 1125746 1362249 399720 1336339 1377174 209295 1376080 1359712 342525
Bridgette Dorene Bigelow Ryan Thornton Boyd Mr Paul Andrew Burian Jr Patrick Charles Hartnett Atlee Hake Hershner Michelle Suzanne Hewitt Jeremy Morrill Klein Frank Lee James Christopher Mahieu Cedric Dione McCowin Richard Barton McCully Susan Elizabeth Otfinoski Shane Michael Prince M Jason Michael Robertson Simoun Shamoon Braden Joshua Walden John William Anderson Antonio Demetre Brown Aaron Bert Chapman STEVEN JOEL CORNELIUS Carolyn Reed Cushing Shaun Michael Dunphy Kimberly Michelle Gold Taylor John Logan Cynthia Marlatt Edward Joseph Sawicki Kyle Douglas Scott Chad M. Bonadona Promise Victoria Jackson John Anderson Kirby Walter Vance Lundgren Matthew David Reyes Cristoval J Soto Aaron Douglas Spicer Denise Marie Startare Luke Andrew Whaley Reza Amir Aussef
License Status
Date
Current Sponsoring Company Name (As of 08/03/2015)
07/13/2015 Mortgage Research Center, LLC
07/08/2015 CrossCountry Mortgage, Inc.
07/13/2015 New Day Financial, LLC
07/13/2015 New Day Financial, LLC
07/13/2015 New Day Financial, LLC
07/14/2015 Home Point Financial Corporation
07/13/2015 Flagship Financial Group, LLC
07/22/2015 On Q Financial, Inc.
07/20/2015 Home Point Financial Corporation
07/30/2015 Quicken Loans Inc.
07/13/2015 Carrington Mortgage Services, LLC
07/13/2015 Carrington Mortgage Services, LLC
07/09/2015 Broker Solutions, Inc.
07/16/2015 Broker Solutions, Inc.
07/13/2015 Quicken Loans Inc.
07/20/2015 New Day Financial, LLC
07/14/2015 Carrington Mortgage Services, LLC
07/31/2015 Liberty Home Equity Solutions, Inc.
07/20/2015 SecurityNational Mortgage Company
07/22/2015 Longbridge Financial, LLC
07/13/2015 HomeServices Lending, LLC
07/14/2015 Cardinal Financial Company, Limited Partnership
07/16/2015 Cardinal Financial Company, Limited Partnership
07/08/2015 Nationstar Mortgage LLC
07/27/2015 Homestar Financial Corporation
07/14/2015 Envoy Mortgage Ltd
07/14/2015 Mortgage Research Center, LLC
07/14/2015 Angel Oak Home Loans LLC
07/15/2015 Mortgage Research Center, LLC
07/15/2015 Mortgage Research Center, LLC
07/28/2015 Green Tree Servicing LLC
07/23/2015 Caliber Home Loans, Inc.
07/22/2015 Nationstar Mortgage LLC
07/16/2015 Nationstar Mortgage LLC
07/21/2015 Freedom Mortgage Corporation
07/15/2015 Mortgage Research Center, LLC
07/14/2015
MLO Appendix 6 of 13
GRMA# NMLS
Entity Name
46908 46911 46913 46914 46915 46916 46917 46918 46920 46921 46922 46923 46925 46926 46927 46928 46929 46930 46931 46932 46935 46936 46937 46938 46940 46941 46942 46943 46945 46946 46949 46951 46952 46954 46958 46959 46965
1379860 1367021 1220804 297359 1367746 1374328 1228272 1374331 552833 1376110 1107363 1013159 1177889 1374357 372435 1237750 1367276 948049 1312157 1262936 1222465 139573 1238354 1108492 1371156 21741 174028 1301038 14125 1372096 1334898 1009176 1041771 1249236 415550 1379004 49599
Jacklyn Leigh Cox Mary Elizabeth Ellerbe Deborah Jane Hendrix Timothy Michael Hoy Michael John Maze James Steven Miller Jongchul Park Seth Roger Rector William Robert Snow Joey Benson Trinity Travis James Beck Aaron Peter Berger Elizabeth Alice Fox Mallory Ann Houchins Daniel Allaman Miller Tracy Arthur Miller Jr Michael Joseph O'Shea Laura L Parker Joseph Peter Piazza Christopher Michael Reese Katherine Lorene Searls John Henry Steinberg Julian Ron Yaldo Joshua Allen Barrett Moniruzzaman Chowdhury Timothy Irvine Crouse Lisa Joy Newman Michael Anthony Vespa Sr Allen K Zitting Reginald Barry Ghioto Jason Christopher Brewster Thomas Jay Corzine Lucas Dukes Robert Vincent Hubert TERESA C MITCHELL Brandie Marie Morris Michael Anthony Biel
License Status
Date
Current Sponsoring Company Name (As of 08/03/2015)
07/21/2015 Mortgage Research Center, LLC
07/16/2015 Quicken Loans Inc.
07/23/2015 1st Franklin Financial Corporation
07/20/2015 Carrington Mortgage Services, LLC
07/14/2015 iFreedom Direct Corporation
07/16/2015 Mortgage Research Center, LLC
07/21/2015 United Capital Company, LLC
07/20/2015 Mortgage Research Center, LLC
07/17/2015 Carrington Mortgage Services, LLC
07/23/2015 Specialized Loan Servicing LLC
07/20/2015 Quicken Loans Inc.
07/20/2015 Quicken Loans Inc.
07/20/2015 Quicken Loans Inc.
07/21/2015 Mortgage Research Center, LLC
07/27/2015 Finance of America Mortgage LLC
07/20/2015 Quicken Loans Inc.
07/20/2015 Quicken Loans Inc.
07/20/2015 RMC Mortgage Corporation
07/20/2015 Quicken Loans Inc.
07/20/2015 Quicken Loans Inc.
07/20/2015 Quicken Loans Inc.
07/28/2015 Green Tree Servicing LLC
07/20/2015 Quicken Loans Inc.
07/23/2015 Freedom Mortgage Corporation
07/27/2015 CrossCountry Mortgage, Inc.
07/21/2015 Freedom Mortgage Corporation
07/28/2015 SecurityNational Mortgage Company
07/23/2015 Freedom Mortgage Corporation
07/28/2015 Allen Mortgage, LLC
07/23/2015 Silverton Mortgage Specialists, Inc.
07/28/2015 Stonegate Mortgage Corporation
07/28/2015 Prospect Mortgage, LLC
07/21/2015 Fairway Independent Mortgage Corporation
07/21/2015 Mortgage Research Center, LLC
07/27/2015 Taylor Morrison Home Funding, LLC
07/22/2015 Mortgage Research Center, LLC
07/27/2015 CrossCountry Mortgage, Inc.
MLO Appendix 7 of 13
GRMA# NMLS
46966 46968 46969 46974 46975 46976 46978 46979 46980 46981 46983 46985 46987 46988 46989 46990 46992 46993 46994 46995 46998 46999 47000 47007 47008 47009 47014 47015 47016 47017 47018 47019 47020 47021 47023 47026 47028
391631 33285 563028 139000 1318487 563402 1314407 149385 858549 813780 1366769 906771 1367046 1379682 1383064 114748 1367250 1390314 816658 1294781 239725 1368544 1371600 222739 245984 1377415 1377412 1121192 1383843 1339610 1166740 1093599 738490 1377411 1159952 1215401 1365304
Entity Name
License Status
Date
Current Sponsoring Company Name (As of 08/03/2015)
Dominic Vincent Bologna
07/27/2015 Equity Loans LLC
Charles William Farringer
07/22/2015 Home Point Financial Corporation
Joseph Patrick Hicks
07/22/2015 Carrington Mortgage Services, LLC
Michael Joseph Marcellino
07/23/2015 Home Point Financial Corporation
Julie Jeanette Marx
07/22/2015 Stonegate Mortgage Corporation
Susan Marie Myher
07/23/2015 Carrington Mortgage Services, LLC
KENNETH ROBERT STCLAIR JR 07/31/2015 Silverton Mortgage Specialists, Inc.
David Richard Stickles
07/28/2015 Home Point Financial Corporation
Cindy C Strachan
07/22/2015 Carrington Mortgage Services, LLC
Douglas Earl Turner
07/22/2015 Carrington Mortgage Services, LLC
Adam Joseph Altenburger
07/23/2015 Quicken Loans Inc.
DEVIN CAYWOOD
07/29/2015 Movement Mortgage, LLC
Dino Fallone
07/23/2015 Quicken Loans Inc.
Justin Alexander Keith
07/23/2015 CityWorth Mortgage LLC
Jarrett Caleb Kirby
07/28/2015 United Capital Company, LLC
christopher eric liebig
07/30/2015 Homeside Financial, LLC
Chelsea Michael Morgan
07/23/2015 Quicken Loans Inc.
Soomer Nuruddin Punja
07/27/2015 First Option Mortgage, LLC
Anshal Rode
07/23/2015 CityWorth Mortgage LLC
Shawn Shaya Sajadi
07/23/2015 Nationstar Mortgage LLC
Benjamin Nathan Stone
07/23/2015 Home Point Financial Corporation
YOUNG CHEOL SUNG
07/28/2015 Prime Home Loans, Inc
Matthew David Tucker
07/23/2015 Freedom Mortgage Corporation
Tamara Lynn Burch
07/30/2015 ProFund Mortgage LLC
Ami Desai
07/30/2015 Home Point Financial Corporation
Lora Travis Ehling
07/27/2015 New Penn Financial, LLC
Kyle Kristopher Phillips
07/27/2015 New Penn Financial, LLC
Raul Ricardo Smith
07/30/2015 Mortgage Research Center, LLC
Richard Ernest Teves
07/27/2015 Embrace Home Loans, Inc.
Kari Lynn Yocum
07/31/2015 Broker Solutions, Inc.
Drew Alan Benson
07/28/2015 Guild Mortgage Company
Paul Alexander Burns
07/27/2015 Freedom Mortgage Corporation
Kelley Downing
07/27/2015 Altisource Fulfillment Operations, Inc.
Matthew Michael Fahy
07/27/2015 New Penn Financial, LLC
Shawn Patrick McAfee
07/27/2015 Quicken Loans Inc.
Jennifer Leigh Ronan
07/27/2015 Carrington Mortgage Services, LLC
Randall Lee Snearly
07/28/2015 Mortgage Lenders of America, LLC
MLO Appendix 8 of 13
GRMA# NMLS
Entity Name
47029 47036 47041 47046 47053 47058 47064 47066 47070 47076 47077
264288 1372636 1341357 1375743 506633 845785 1382433 74497 1264826 1033098 1326109
Neil Todd Wilson Michael F Lewis William A. Talley III Gabriel Geraldo Bucio II Nicki S Riley Brendan James Barrow William John Dwyer III Laurie Suzan Harz Barbara Alexandra McElya Erik Edward Topalian Jacob Lee Wermuth
License Status
Date
Current Sponsoring Company Name (As of 08/03/2015)
07/31/2015 Mortgage Lenders of America, LLC
07/30/2015 Mortgage Lenders of America, LLC
07/30/2015 Urban Financial of America, LLC
07/30/2015 Quicken Loans Inc.
07/30/2015 HomeServices Lending, LLC
07/30/2015 Bayview Loan Servicing, LLC
07/30/2015 Embrace Home Loans, Inc.
07/30/2015 SWBC Mortgage Corporation
07/30/2015 Carrington Mortgage Services, LLC
07/30/2015 Planet Home Lending, LLC
07/30/2015 Mortgage Research Center, LLC
MLO Appendix 9 of 13
GRMA# NMLS
Entity Name
Terminated - Expired
25741 29288 31103 33077 33327 34007 36970 37689 37815 38342 39023 40845 41901 42040 42045 42103 42438 42818 42888 42891 43013 43222 43224 43282 43391 43516 43666 43737 43749 43877 44037 44414 44637 44726 44729
193813 28140 282769 775374 819636 252838 1023357 753844 197227 1042346 1025438 475826 1146707 1155594 1168852 951091 1177495 1008466 115970 938851 1137408 1212655 1212650 1163329 1204775 1198428 559036 881609 1203463 485984 1228687 1238306 1168494 1211898 1186417
CAROL LYNN BRAND Heather Marie Alexander David A Caputo Jeffrey Allen Darish Jason Lamar Bailey David Joseph Dziadon Carla Lisa Campanella Hampton Forrest Hook Andrew Charles Backhus Shannon Winnifred Groscurth Thomas Aquinas Henrich Kathryn Hoole Camp Francesca Elena Castillo Matthew Brian Boner Matthew Charles Ealy Ali Hussein Abdallah Alexandra McCune Blackburn Terrence Devon Dudley John Anthony Broderick Brian Joseph Fettkether Melissa Anne Hamilton Demetrius Marcelle Edwards Matthew Martin Givens sherri Deane Aleksandrowicz Nicholas Alexander Gard Eric Robert Topping Nathan J Honzalek Robert Perry Amos Jr Joaquin Abascal Gallegos Thomas Medley Bale II Jack Eoghan Durkan Mark Edward Johnson Jr Gethin Rhys Angell Anthony Christian Binder Jordan Allen Castilleja
License Status
Date
07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015 07/14/2015
Current Sponsoring Company Name (As of 08/03/2015)
37
MLO Appendix 10 of 13
GRMA# NMLS
Entity Name
44835 265792 Michael Sean GIngras 44876 1211962 Justin David Heggie
Terminated - Ordered to Surrender
32654 718803 Mika Lynn Mills
License Status
Date 07/14/2015 07/14/2015
07/21/2015
Current Sponsoring Company Name (As of 08/03/2015)
1
MLO Appendix 11 of 13
GRMA# NMLS
Entity Name
License Status
Date
Terminated - Surrendered/Cancelled
24380 25343 26005 26490 26807 27205 28056 28232 28291 28336 30010 30806 32324 32401 32514 32860 33314 34354 35096 35097 35278 35302 36354 36758 36977 37635 38315 38403 38718 38776 39264 39953 40237 40501 40842
68000 213839 93255 46817 145526 86955 203041 7371 112023 162393 174433 144538 503936 217138 132923 609809 544332 544500 916631 847915 931335 833869 363947 894101 258809 1016232 265313 969477 588661 1026909 320671 964240 1117512 718106 1136546
Brian Arthur Abbee
07/06/2015
Brandon Jamal Stewart
07/23/2015
Jason Mickschl
07/06/2015
Matthew Todd Olson
07/01/2015
Bruce Wayne Epperson
07/24/2015
David Wayne Lockwood
07/20/2015
John Fitzgerald Creighton
07/06/2015
Glenda J Popwell
07/14/2015
Christopher Mark Burroughs
07/27/2015
Saul Salzberg
07/30/2015
Michael Joseph Humenesky
07/14/2015
Kelly Anne Hartlage
07/21/2015
Cosette Lourene Newberry
07/21/2015
Michael Patrick Shaver
07/31/2015
Paige Janette Darnall
07/29/2015
Michael J Caputo
07/28/2015
kristin brooks alpert
07/28/2015
Krista Anne Eiden
07/28/2015
Emily Nellwyn Zach
07/24/2015
Alexander Vincent Murphy-Barriga 07/29/2015
Alex Michael Butt
07/29/2015
Jerome Scott Azure
07/24/2015
Steven Ira Abramson
07/02/2015
Jiri George Chodur
07/31/2015
Robert Eugene Wrestler III
07/24/2015
Kathleen Ann Ring
07/24/2015
LAVONNE THERESE BARRY 07/28/2015
Brian Scott Springer
07/28/2015
Derek Todd Watkins
07/22/2015
Lindsay Rae Svoboda
07/20/2015
Joshua Sittle Wilson
07/24/2015
Ryan David Arndt
07/14/2015
Shelly Renee Doris
07/14/2015
DAVID BRUMLEY
07/20/2015
Jennifer S Neal
07/22/2015
Current Sponsoring Company Name (As of 08/03/2015)
57
MLO Appendix 12 of 13
GRMA# NMLS
Entity Name
40953 41535 42238 42272 42660 43206 43416 43511 43575 43930 44020 44746 44809 44828 45178 45366 45492 45920 45933 46025 46215 46311
1097152 1159962 1155593 1177902 1186600 1203428 1050846 1078962 1212051 695529 1059333 1195161 1212046 1220019 1203402 1168813 663000 1320890 334602 114157 737228 1156760
Zachariah Renee Huff John Robert Stempowski Joshua Graham Daly Richelle Lynn Vonberg Michael Donovan Logsdon Robert Lynn Wildman Sterling Greg Sublett Tejpal Singh Hundal Alexander Bradley Martin Jose Carlos Gonzalez Yesenia M. Ulloa Aaron James Ruszkiewicz Alyssa Renee Mann Anthony James Chetcuti Quintin Desmond Sweat Jr. Samantha Rae Chartrand Marie-Anne Castellanos Carol Jean Abbey Lillian H. Zakeri Jeffrey Scott Ortman John Nicholas Irmen IV Adam Ryan Kelly
License Status
Date 07/24/2015 07/16/2015 07/14/2015 07/14/2015 07/31/2015 07/08/2015 07/24/2015 07/02/2015 07/15/2015 07/13/2015 07/10/2015 07/10/2015 07/10/2015 07/06/2015 07/21/2015 07/07/2015 07/31/2015 07/31/2015 07/16/2015 07/24/2015 07/31/2015 07/28/2015
Current Sponsoring Company Name (As of 08/03/2015)
MLO Appendix 13 of 13