Georgia Department of Banking & Finance ~ Non-Depository Financial Institutions Division
Quarterly Summary of Money Service Businesses Activities MonftohrlytShuemPmearryioodf MEonrtdgiangeg AScetipvtiteiems bfoerrth3e0P,e2ri0o1d 5Ending April 2007
Inside this Issue:
Georgia Renewal 2 Checklists
Streamlined 2 Renewals -- MSB
Licensees and Branches
Georgia Renewal 3 Fees
Upcoming Atlanta 4 Check Cashing Classes
Upcoming 2015 4 State Holidays Department Offices
Closed
APPENDIX: MSB Activity by Current License
Status
Quarterly Reporting for Seller of Payment Instruments and Money Transmitter Licensees
All Money Transmitter and Seller of Payment Instruments Licensees were emailed directly with instructions on how to complete the online form that is being used as part of the quarterly reporting requirements for the period ending September 30, 2015.
In addition to completing the webform, agent/office information must be uploaded via the Uniform Authorized Agent Report (UAAR) in the Nationwide Multistate Licensing System (NMLS) to complete your quarterly reporting. If you have no agents or offices, you must still report through the NMLS. Questions regarding the UAAR should be directed to the NMLS Call Center at 1-855-NMLS-123 (1-855-665-7123).
Please complete and submit both reports by November 14, 2015. Any reports received after the deadline will be subject to a fine of $1,000.
2016 MSB Renewal and Reporting Timeline
All entities holding a Georgia license must submit a renewal request through NMLS starting November 1st if they wish to retain their license to conduct business in Georgia in 2016. Check Casher branches must also be renewed through NMLS. Department and NMLS communications will be sent to the email address of the company's primary contact as listed on the company's MU1 on NMLS.
Renewal Period Begins
MT & SPI Quarterly Report Deadline
Renewal Period Ends
November 1 November 14 December 1
NMLS opens renewal functionality
Money Transmitter & Seller of Payment Instruments Only (UAAR and Department webform). Late Fee $1,000
Late Renewal Begins
December 2 Late Renewal Application Fee--$300
Late Renewal Ends Expiration
December 31
NMLS closes renewal functionality. No renewal requests can be submitted after December 31.
January 1
Expired licensees must re-apply for licensure or registration to be reinstated.
Page 2
3rd Quarter 2015
Georgia Renewal Checklists
Georgia's license renewal checklist has been posted to the NMLS Resource Center. Please review the checklist for information on the requirements to renew your license. To avoid a late fee, please renew between November 1 and December 1, 2015.
Georgia Renewal Checklist Link
To complete a renewal request you must continue to meet all licensing requirements and must attest to that fact and submit a renewal request through NMLS.
Click the Annual Renewal link on the home page of the NMLS Resource Center to get started.
If you have any questions about renewing your Georgia license(s) through NMLS between November 1, 2015, and December 1, 2015, please email: msb@dbf.state.ga.us.
Streamlined Renewals -- MSB Licensees and Branches
All companies holding a Check Casher, Money Transmitter or Seller of Payment Instruments License in Georgia must submit a renewal request through NMLS between November 1 and December 1, 2015. The late renewal period is between December 2 and December 31, 2015; companies will be assessed a $300 late fee during this period. The NMLS Streamlined Renewal Process allows your company to conveniently manage the renewal of company and branches, through your organization's NMLS account.
Actions Required: Records must be up to date at the time of renewal. Amendments to license information CANNOT be made through the renewal feature. If you need to make changes to a company or branch record before you attest to its accuracy for renewal, this must be done prior to submitting a renewal request through the Filing tab. It is strongly recommended that you submit updates immediately to allow sufficient time for review. Additionally, you should review license statuses and confirm that there are no outstanding license items that need to be cleared.
NOTE: Waiting until November or December to submit amendments and/or clear outstanding license items will delay the approval of your renewal request.
Easy Steps for Renewal:
To complete a renewal request: Continue to meet all licensing requirements
If your company continues to meet these requirements:
Attest to that fact and submit a renewal request
through NMLS.
Pay the required statutory license renewal fees
and NMLS transaction fees (see fee information on Page 3).
The NMLS Resource Center has valuable tools to assist in the NMLS 2016 Streamlined Renewal Process, including a license renewal handbook/ navigation guide, training materials, links to states that are participating in the process, as well as the 2016 Renewal Checklists.
COMMONLY USED ACRONYMS
CC-- Check Casher License Department -- Ga. Department of Banking and Finance MSB -- Money Services Business MT--Money Transmitter License NMLS or NMLSR -- Nationwide Multistate Licensing System & Registry
O.C.G.A. -- Official Code of Georgia Annotated SPI--Seller of Payment Instruments License UAAR -- Uniform Authorized Agent Report
3rd Quarter 2015
Page 3
Streamlined Renewals -- MSB Licensees and Branches (cont'd)
(Continued from page 2)
Click the Annual Renewal link on the home page of the NMLS Resource Center.
NMLS WILL NOT ACCEPT RENEWAL SUBMISSIONS AFTER December 31, 2015 (EASTERN TIME). Please note the time zone difference of your location.
ADDITIONAL INFORMATION REGARDING RENEWAL REQUIREMENTS
Attestation
Companies may log onto the NMLS website and complete the attestation process and request renewal starting November 1st. Attestation is a company's legal certification that: (i) company and branch NMLS records are up to date, (ii) renewal requirements have been satisfied, and (iii) the company meets all license renewal eligibility requirements.
Fees
In addition to Georgia annual renewal fees, NMLS charges processing fees of $100 per company license and $20 per branch license,. These fees must be paid electronically through NMLS upon submission of the license renewal request. Processing fees cover NMLS' operations, including system access, financial statement functionality, access to reports, the ability to maintain and renew licenses, and call center support.
Training
Companies are required to complete an attestation pertaining to company and branch renewal requests selected for submission each time the Company Renewals Cart is submitted.
Control Persons (Form MU2) do not need to attest to their record as part of a company's renewal submission.
Renewal Submissions Deadlines
Renewal requests may be submitted starting November 1st and should be submitted no later than December 1. If you have licenses you do not intend to renew, you must notify the Department by selecting the "Do Not Renew" option.
Renewal workshops will be conducted by the State Regulatory Registry, LLC to review the NMLS 2016 Streamlined Renewal Process. The optional workshops will provide licensees and applicants with tips on how to use the NMLS during the 2016 Streamlined Renewal period. The fee for these workshops is $75. To register for one of the workshops, visit the State-Licensed Training Workshops page on the NMLS Resource Center.
Check Casher License Check Casher Branch Notification Money Transmitter License Seller of Payment Instrument License
Georgia Renewal Fees
$300 annual license fee $30 annual fee $900 annual license fee $1,900 annual license fee
These fees must be paid electronically through NMLS upon submission of the license renewal request. Requests
must be submitted by December 1, 2015 for a timely renewal. Renewal requests submitted on or after December 2nd will be considered late and will be subject to an additional $300 late renewal application fee that will be invoiced
through NMLS. The above fees do not reflect NMLS processing fees.
Page 4
3rd Quarter 2015
Upcoming Atlanta Check Cashing Classes
The Department offers a check cashing class that benefits first-time and experienced check cashers. Classes are scheduled on Tuesdays at 10:00 a.m. and generally last about an hour and a half.
Upcoming Atlanta Check Casher Class
November 17, 2015, 10:00 AM January 19, 2016, 10:00 AM
There is no cost for the class and it is a great way to learn about Georgia law, Department regulations, the Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) requirements. During examinations, those who have attended the class have stated that the knowledge and information they gained helped prevent violations and avoid the imposition of fines. As a further benefit, the Department provides a certificate of attendance that licensees may use as evidence of training received on BSA and Anti-Money Laundering.
The classes are limited to a maximum of seven attendees, so you must make an advance reservation by calling 770-986-1639 or emailing tkoeppel@dbf.state.ga.us. Reserve your seat NOW! We look forward to seeing you.
* Please note that the class schedule is subject to change
Upcoming 2015 State Holidays - Department Offices Closed
Holiday Name Columbus Day Veterans Day Thanksgiving Day
Christmas Day
Date Observed Monday, October 12th
Wednesday, November 11th
Thursday, November 26th Lee's Birthday will be observed on Friday, November 27th
Friday, December 25th Washington's Birthday will be observed on Thursday, December 24th
3rd Quarter 2015
Department Contact Information
NAME Teresa Koeppel, Financial Examiner Ana Contreras, Assistant Financial Examiner Joel Byers, Senior Financial Examiner
Page 5
E-MAIL ADDRESS tkoeppel@dbf.state.ga.us acontreras@dbf.state.ga.us byers@dbf.state.ga.us
PHONE# (770) 986-1639 (770) 986-1652 (770) 986-1656
Corresponding with the Department
When corresponding with the Department, e-mail communication is preferred. Providing written details in the email regarding any questions or concerns you may have allows the Department to forward the request to the appropriate person who handles that area, and if sufficient details are included in the request, that person can then more efficiently provide you with an answer. Please include your NMLS or License number on all communications. The main Division e-mail address is msb@dbf.state.ga.us.
Since the Department's main method of communicating with licensees is via e-mail, it is very important that you supply the Department with a valid e-mail address for your primary contact and that you keep us informed if your e-mail address changes by updating your company's MU2 on NMLS. Please also be sure that your email account does not divert Department e-mail to your spam or junk folder.
Page 6
Georgia Department of Banking and Finance
2990 Brandywine Road Suite 200
Atlanta, Georgia 30341-5565 Phone: (770) 986-1633
Fax: (770) 986-1655 or 1029 Email: msb@dbf.state.ga.us
We're on the Web! dbf.georgia.gov
3rd Quarter 2015
The Department is the state agency that regulates and examines Georgia statechartered banks, state-chartered credit unions, and state-chartered trust companies. The Department also has responsibility for the supervision, regulation, and examination of Merchant Acquirer Limited Purpose Banks (MALPBs) chartered in Georgia.
In addition, the Department has regulatory and/or licensing authority over mortgage brokers, lenders and processors, mortgage loan originators, check cashers, sellersissuers of payment instruments, money transmitters, international banking organizations, and bank holding companies conducting business in Georgia.
Our Mission is to promote safe, sound, competitive financial services in Georgia through innovative, responsive regulation and supervision.
Our Vision is to be a willing and able partner with our regulated entities in order to support vibrant and economic growth and prosperity in Georgia.
Sign-up to Receive this Publication
This quarterly publication is delivered to interested parties via e-mail and is also available from the Department's website at: http://dbf.georgia.gov under Publications, MSB Newsletter. If you would like to be added to our distribution list, send an email to dbfpress@dbf.state.ga.us stating your name and e-mail address. Please be sure to include "Subscribe to MSB Newsletter" in the Subject line.
License Status Approved Denied Revoked
Terminated Expired
APPENDIX
Definition The entity has an Approved licens e. The entity applied for a licens e and the reques t was Denied. The entity's licens e was Revoked and the entity is no longer authorized to conduct business.
The entity failed to renew or its renewal request was not approved.
Terminated Ordered to Surrender Terminated Surrendered/Cancelled
An entity has been ordered to s urrender their approved licens e. The entity is not authorized to conduct business. The entity has reques ted a s urrender/cancelation of their licens e and the regulator has granted this surrender/ cancelation request.
MSB ACTIVITY BY CURRENT LICENSE STATUS
GA Check Casher License
Approved
NMLS License No.
Company Name
1377036
46691
SUNRISE 3015 INC.
1375926
46697
sara investments llc
1380722
46800
SONIA BEVERAGE HOLDINGS INC
1382815
38297
PAYAL D PATEL LLC
1374222
46511
RV FOOD INC.
1380280
46717
Shrinathji Trading INC
1375382
34760
7-11-9 gas and food mart inc
1381261
46801
AMAYAH INVESTMENTS INC
1381265
46692
Armaan & Areebah, Inc
1381507
46715
MITCHELLS INVESTMENTS INC
1254344
44532
AASA FOOD MART INC
1336195
46592
Dalomais Incorporation dba. Sabor Latino Abarrotes
1324416
46895
MDNPK LLC
1390326
47003
SHANAYA SHALLOWFORD INC
1377037
46892
SEAN MARKETING INVESTMENT, LLC
1390320
46947
shanaya conyers inc
1333820
46409
Dyana's Gifts & Decorations
1388974
47005
Tanvi & Ayush Inc
1387910
47074
KAS INC
1381229
46693
elma investments llc
Date 07/01/2015 07/01/2015 07/06/2015 07/06/2015 07/06/2015 07/09/2015 07/13/2015 07/13/2015 07/13/2015 07/13/2015 07/15/2015 07/20/2015 07/23/2015 07/29/2015 07/29/2015 07/29/2015 07/29/2015 07/29/2015 08/05/2015 08/05/2015
City CAMILLA gainesville MARIETTA ALMA PERRY Savannah warner robins DORAVILLE Atlanta NORCROSS BUFORD sugar hill Mcdonough chamblee Woodstock conyers athens Valdosta VALDOSTA tucker
State GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA
Appendix 1 of 3
1377842 1398457 1383830 1381231 1381238 1381242 1381235 1393210 1396676 1275480 1394527 1405929 1401394 1403088 1410220 1411049 1309077 1349202
23938 23631 47181 46716 46696 46695 46694 47233 47156 35964 47136 47482 36613 47331 47614 23105 42349 22824
Jubilee Business Ventures of Georgia, LLC Kiran inc, d/b/a Mini mart Serena Hwy 81 LLC Ali Group Inc rose services inc hamza properties llc fatima business inc BIP BRUNSWICK INC ROYAL GAS & FOOD INC shivani trading inc Param Vir LLC SK STAR, LLC EXIT 18 LIQUORS LLC FJ BUSINESS LLC INSHA INVESTMENT GROUP LLC Super Mercado Carrillo El Guero #1 GOD'S BLESSINGS, INC. SHRI BALAJI INC
38
Expired
NMLS License No.
Company Name
1274299
23727
Catalina Supermarket Inc
1
Terminated - Surrendered/Cancelled
NMLS License No.
Company Name
1232447
24063
LIBERTY PACKAGE FOREST PARK LLC
1237392
21532
ZAMAN ENTERPRISE
1271638
43406
CREEKSIDE GROCERY INC
1253342
33855
DALOMAIS INC dba Sabor Latino Abarrotes
1234173
35162
dharam group llc
5
08/06/2015 Clermont
GA
08/06/2015 Swainsboro
GA
08/06/2015 Monroe
GA
08/07/2015 Atlanta
GA
08/07/2015 conyers
GA
08/07/2015 college park
GA
08/10/2015 clarkston
GA
08/14/2015 BRUNSWICK
GA
08/14/2015 ELLENWOOD
GA
08/19/2015 Savannah
GA
08/20/2015 Rincon
GA
09/11/2015 CONYERS
GA
09/11/2015 VALDOSTA
GA
09/25/2015 Winder
GA
09/25/2015 ATLANTA
GA
09/25/2015 Gainesville
GA
09/25/2015 Fayetteville
GA
09/28/2015 DALTON
GA
Date 07/21/2015
City Hapeville
State GA
Date 07/10/2015 07/14/2015 07/14/2015 07/20/2015 07/29/2015
City Forest Park Norcorss CALHOUN Sugar Hill Buford
State GA GA GA GA GA
Appendix 2 of 3
GA Money Transmitter License
Approved
NMLS License No.
Company Name
1309501
47004
Alliance Financial Services LLC
1068708
47057
Metavante Payment Services, LLC
1179663
44350
WorldRemit Corp.
3
Terminated - Surrendered/Cancelled
NMLS License No.
Company Name
1240686
24047
Global Transaction Services
1
GA Seller of Payment Instruments License
Terminated - Surrendered/Cancelled
NMLS License No.
Company Name
897897
23047
nFinanSe Payments Inc.
1
Date 07/29/2015 08/31/2015 09/17/2015
City Dallas Milwaukee Denver
State GA WI CO
Date 09/08/2015
City Marietta
State GA
Date 07/06/2015
City Tampa
State FL
Appendix 3 of 3