FISCAL YEAR 2021
State of Georgia
Single Audit Report Part II
Kristina A. Turner | Deputy State Auditor Greg S. Griffin | State Auditor

Greg S. Griffin State Auditor
May 26, 2022
The Honorable Brian P. Kemp Governor of Georgia
and Members of the General Assembly Citizens of the State of Georgia
We are pleased to present the State of Georgia's (State) Single Audit Report Part II for the year ended June 30, 2021. Historically, we have presented the results of our audit of the Annual Comprehensive Financial Report (ACFR) and elements required by the Uniform Guidance within the Single Audit Report as a single report. For Fiscal Year 2021, we are providing this information in two separate reports, as noted below.
Our opinions on the State's financial statements are presented in the State's ACFR, which was issued under separate cover on January 24, 2022. We were not able to obtain sufficient, appropriate audit evidence for balances to provide an opinion on the Unemployment Compensation Fund.
The Single Audit Report Part I contains financial reporting information based on our audit of the State's ACFR for the year ended June 30, 2021. That report includes our Independent Auditor's Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards accompanied by our financial findings, conclusions, and recommendations, and the responses of the respective state organizations. The Single Audit Report Part I was issued under separate cover on March 24, 2022.
The Single Audit Report Part II presents the remaining elements required by the Uniform Guidance, our Independent Auditor's Report on Compliance for Each Major Federal Program and on Internal Control Over Compliance Required by the Uniform Guidance. This report also includes additional findings and questioned costs related to federal awards that came to our attention through the Statewide Single Audit. Additionally, this report includes the Corrective Action Plan for Current Year Findings and the Summary Schedule of Prior Audit Findings. The report also contains our report on the Schedule of Expenditures of Federal Awards (SEFA) and related notes required by Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements forFederal Awards (Uniform Guidance).
We would like to express our appreciation to all those involved in the preparation and completion of this report. We believe the results of this statewide audit provide valuable information to the State's decision makers and others interested in the activities of the State of Georgia.
Respectfully submitted,
Greg S. Griffin State Auditor
270 Washington Street, SW, Suite 4-101 Atlanta, Georgia 30334 | Phone (404) 656-2180

STATE OF GEORGIA TABLE OF CONTENTS YEAR ENDED JUNE 30, 2021

Independent Auditor's Reports

Page No.

Report on Compliance for Each Major Federal Program; Report on Internal Control Over Compliance ............................................................................... A-1

Report on Schedule of Expenditures of Federal Awards Required by the Uniform Guidance ........................................................................................................A-5

Schedule of Findings and Questioned Costs Section I - Summary of Auditor's Results...........................................................................B-3 Section II - Financial Statement Findings .......................................................................... B-5 Section III - Federal Award Findings and Questioned Costs .............................................B-6

Schedule of Expenditures of Federal Awards Schedule of Expenditures of Federal Awards ..................................................................... C-1 Notes to the Schedule of Expenditures of Federal Awards............................................. C-148

Corrective Action Plan for Current Year Findings....................................................................D-1

Summary Schedule of Prior Audit Findings ............................................................................. E-1

Appendix "A" Listing of Organizational Units Comprising the State of Georgia Reporting Entity .......... F-1

Greg S. Griffin State Auditor

INDEPENDENT AUDITOR'S REPORT ON COMPLIANCE FOR EACH MAJOR FEDERAL PROGRAM; REPORT ON INTERNAL CONTROL OVER COMPLIANCE; AND REPORT ON SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS REQUIRED BY THE UNIFORM GUIDANCE
The Honorable Brian P. Kemp, Governor of Georgia and
Members of the General Assembly of the State of Georgia

Report on Compliance for Each Major Federal Program
We have audited the State of Georgia's (State) compliance with the types of compliance requirements described in the OMB Compliance Supplement that could have a direct and material effect on each of the State's major federal programs for the year ended June 30, 2021. The State's major federal programs are identified in the Summary of Auditor's Results section of the accompanying Schedule of Findings and Questioned Costs.

Management's Responsibility

Management is responsible for compliance with federal statutes, regulations, and the terms and conditions of its federal awards applicable to its federal programs.

Auditor's Responsibility

Our responsibility is to express an opinion on compliance for each of the State's major federal programs based on our audit of the types of compliance requirements referred to above. As stated in our report on the basic financial statements, we did not audit the financial statements of the State entities listed below nor did we audit compliance for the major federal programs or percentages of these federal programs at the State entities identified in the table on the following page.

AU Health System, Inc.

Georgia Lottery Corporation

Augusta University Foundation, Inc. and Subsidiaries Georgia Ports Authority

Augusta University Research Institute, Inc.

Georgia Southern University Housing Foundation,

Employees' Retirement System of Georgia

Inc. and Subsidiaries

Georgia Advanced Technology Ventures, Inc.

Georgia State Financing and Investment Commission

and Subsidiaries

Georgia State University Athletic Association, Inc.

Georgia College & State University Foundation, Inc. Georgia State University Foundation, Inc.

and Subsidiaries

Georgia State University Research Foundation, Inc.

Georgia Environmental Finance Authority

Georgia Tech Athletic Association

Georgia Gwinnett College Foundation, Inc.

Georgia Tech Facilities, Inc.

Georgia Health Sciences Foundation, Inc.

Georgia Tech Foundation, Inc.

Georgia Housing and Finance Authority

Georgia Tech Research Corporation

Kennesaw State University Foundation, Inc.

University of North Georgia Real Estate

Medical College of Georgia Foundation, Inc.

Foundation, Inc. and Subsidiaries

270 Washington Street, SW, Suite 4-101 Atlanta, Georgia 30334 | Phone (404) 656-2180

Middle Georgia State University Real Estate Foundation, Inc. and Subsidiaries
Teachers Retirement System of Georgia The University of Georgia Foundation University of Georgia Athletic Association, Inc. University of Georgia Research Foundation, Inc.
and Subsidiaries

UWG Real Estate Foundation, Inc. University System of Georgia Foundation, Inc.
and Affiliates VSU Auxiliary Services Real Estate Foundation,
Inc.

The financial statements of the above mentioned State entities and the compliance for the federal programs/clusters identified in the table below were audited by other auditors whose reports, including reports on compliance and internal control over compliance, have been furnished to us. This report includes our consideration of the results of the other auditors' testing of compliance and internal control over compliance that are reported on separately by those other auditors. However, this report, insofar as it relates to the results of the other auditors, is based solely on the reports of the other auditors.

State Entity

Assistance Listing
Number(s)

Program or Cluster Title

University of Georgia Georgia Institute of Technology

84.SFA1 84.425

Student Financial Assistance Cluster Education Stabilization Fund

% of Program or Cluster Audited by
Other Auditors 9%
3%

University of

Georgia/University of Georgia

Research Foundation, Inc. Georgia Institute of

R&D1

Research and Development

88%

Technology/Georgia Tech

(R&D) Cluster

Research Corporation

University of

Georgia/University of Georgia

Research Foundation, Inc.

The federal award expenditures audited by Other Auditors comprise 3.14 percent of the

State's total expenditures of federal awards.

1The Assistance Listing Numbers included in the cluster are identified in the Schedule of Expenditures of Federal Awards.

We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the audit requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Those standards and the Uniform Guidance require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the State's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances.
We believe that our audit provides a reasonable basis for our adverse, qualified and unmodified opinions on compliance for the major federal programs. However, our audit does not provide a legal determination of the State's compliance.

A-2

Basis for Adverse Opinion on Unemployment Insurance Program (17.225)
As described in the accompanying Schedule of Findings and Questioned Costs, the State did not comply with requirements regarding the Unemployment Insurance Program as described in findings 2021-034, 2021-035, 2021-036 and 2021-038 for Activities Allowed or Unallowed, Allowable Costs/Cost Principles, Eligibility, Reporting, and Special Tests and Provisions. Compliance with such requirements is necessary, in our opinion, for the State to comply with requirements applicable to that program.
Adverse Opinion on Unemployment Insurance Program (17.225)
In our opinion, because of the significance of the matter discussed in the "Basis for Adverse Opinion" paragraph, the State did not comply, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on the Unemployment Insurance Program for the year ended June 30, 2021.
Basis for Qualified Opinion on Coronavirus Relief Fund (21.019) and Twenty-First Century Community Learning Centers (84.287)
As described in the accompanying Schedule of Findings and Questioned Costs, the State did not comply with requirements regarding the Coronavirus Relief Fund as described in finding 2021-041 for Subrecipient Monitoring and the Twenty-First Century Community Learning Centers program as described in finding 2021-014 for Reporting. Compliance with such requirements is necessary, in our opinion, for the State to comply with requirements applicable to those programs.
Qualified Opinion on Coronavirus Relief Fund (21.019) and Twenty-First Century Community Learning Centers (84.287)
In our opinion, except for the noncompliance described in the "Basis for Qualified Opinion" paragraph, the State complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on the Coronavirus Relief Fund and Twenty-First Century Community Learning Centers program for the year ended June 30, 2021.
Unmodified Opinion on Each of the Other Major Federal Programs
In our opinion, based on our audit and the reports of other auditors, the State complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on each of its other major federal programs identified in the Summary of Auditor's Results section of the accompanying Schedule of Findings and Questioned Costs for the year ended June 30, 2021.
Other Matters
The results of our auditing procedures disclosed instances of noncompliance, which are required to be reported in accordance with the Uniform Guidance and which are described in the accompanying Schedule of Findings and Questioned Costs in findings 2021-016, 2021-020, 2021-021, 2021-024, 2021026, 2021-027, 2021-029, 2021-030 and 2021-040. Our opinion on each major federal program is not modified with respect to these matters.
The State's responses to the noncompliance findings identified in our audit consist of views of responsible officials and corrective action plans. The views of responsible officials are described in the accompanying Schedule of Findings and Questioned Costs, and the corrective action plans are described in the accompanying Corrective Action Plan for Current Year Findings. The State's
A-3

responses were not subjected to the auditing procedures applied in the audit of compliance and, accordingly, we express no opinion on the responses.
Report on Internal Control over Compliance Management of the State is responsible for establishing and maintaining effective internal control over compliance with the types of compliance requirements referred to above. In planning and performing our audit of compliance, we considered the State's internal control over compliance with the types of requirements that could have a direct and material effect on each major federal program to determine the auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on compliance for each major federal program and to test and report on internal control over compliance in accordance with the Uniform Guidance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the State's internal control over compliance.
Our consideration of internal control over compliance was for the limited purpose described in the preceding paragraph and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies may exist that have not been identified. However, as discussed below, we did identify certain deficiencies in internal control over compliance that we consider to be material weaknesses and significant deficiencies.
A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program will not be prevented, or detected and corrected, on a timely basis. We consider the deficiencies in internal control over compliance described in the accompanying Schedule of Findings and Questioned Costs in findings 2021-014, 2021-034, 2021-035, 2021-036, 2021-038, and 2021-041 to be material weaknesses.
A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance. We consider the deficiencies in internal control over compliance described in the accompanying Schedule of Findings and Questioned Costs in findings 2021-015, 2021-016, 2021-017, 2021-018, 2021-019, 2021-020, 2021-021, 2021-022, 2021023, 2021-024, 2021-025, 2021-026, 2021-027, 2021-028, 2021-029, 2021-030, 2021-031, 2021-032, 2021-033, 2021-037, 2021-039, and 2021-040 to be significant deficiencies.
The State's responses to the internal control over compliance findings identified in our audit consist of views of responsible officials and corrective action plans. The views of responsible officials are described in the accompanying Schedule of Findings and Questioned Costs, and the corrective action plans are described in the accompanying Corrective Action Plan for Current Year Findings. The State's responses were not subjected to the auditing procedures applied in the audit of compliance and, accordingly, we express no opinion on the responses.
A-4

The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of the Uniform Guidance. Accordingly, this report is not suitable for any other purpose.
Report on Schedule of Expenditures of Federal Awards Required by the Uniform Guidance We have audited the financial statements of the governmental activities, business-type activities, aggregate discretely presented component units, each major fund (except the Unemployment Compensation Fund), and aggregate remaining fund information of the State as of and for the year ended June 30, 2021, and the related notes to the financial statements, which collectively comprise the State's basic financial statements. We have issued our report thereon dated January 24, 2022.
Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the State's basic financial statements. We have issued unmodified opinions for all opinion units, except for the Unemployment Compensation Fund, on which we expressed no opinion.
As of the date of our audit report, the State was unable to provide sufficient appropriate audit evidence for the balances and financial activity of the receivables and payables of the Unemployment Compensation Fund, and we were unable to obtain sufficient appropriate audit evidence to determine or verify by alternative means whether certain paid claims met eligibility requirements. The State's records do not permit us, nor is it practical to extend or apply other auditing procedures, to obtain sufficient appropriate audit evidence to conclude that the receivable and payable balances and revenues, expenses and related cash flows in the Unemployment Compensation Fund were free of material misstatement. As a result, we did not express an opinion on the Unemployment Compensation Fund.
The accompanying Schedule of Expenditures of Federal Awards is presented for purposes of additional analysis as required by the Uniform Guidance and is not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied by us and other auditors in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America.
In our opinion, based on our audit, the procedures performed as described above, and the reports of the other auditors, except for the effects of the disclaimer referred to above, the Schedule of Expenditures of Federal Awards is fairly stated in all material respects in relation to the basic financial statements as a whole.
Respectfully submitted,
Greg S. Griffin State Auditor
May 26, 2022
A-5

Schedule of Findings and
Questioned Costs
The Schedule of Findings and Questioned Costs (Schedule) was prepared in accordance with Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). The Schedule contains the following sections:
Section I - Summary of Auditor's Results
A summary of the results of our audit and a list of the State's major federal programs are presented in this section of the Schedule.
Section II - Financial Statement Findings
This section presents findings related to the financial statements, including any material weaknesses or significant deficiencies in internal control over financial reporting and noncompliance and other matters that are required to be reported in accordance with Government Auditing Standards. Financial statement findings are organized by State entity (entity number).
Section III - Federal Award Findings and Questioned Costs
This section presents federal award findings and questioned costs. Findings are reported for material weaknesses or significant deficiencies in internal control over compliance and material noncompliance with the compliance requirements that have a direct and material effect on each of the State's major federal programs and other findings and questioned costs that are required to be reported pursuant to Title 2 CFR 200.516(a). Federal award findings are organized by federal agency, State entity (entity number), federal program, and compliance requirement.

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS
SECTION I SUMMARY OF AUDITOR'S RESULTS YEAR ENDED JUNE 30, 2021

SUMMARY OF AUDITOR'S RESULTS

Financial Statements

Type of auditor's report issued:

Governmental Activities; Aggregate Discretely Presented Component Units;

Governmental General Fund; Governmental General Obligation Bond

Projects Fund; Enterprise Higher Education Fund; Enterprise State Employees'

Health Benefit Fund; and Aggregate Remaining Fund Information

Unmodified

Unemployment Compensation Fund

Disclaimer

Internal control over financial reporting:

Material weakness(es) identified?

Yes

Significant deficiency(ies) identified?

Yes

Noncompliance material to financial statements noted?

Yes

Federal Awards

Internal control over major programs:

Material weakness(es) identified?

Yes

Significant deficiency(ies) identified?

Yes

Type of auditor's report issued on compliance for major programs: Unemployment Insurance Program Coronavirus Relief Fund Twenty-First Century Community Learning Centers All other major programs

Adverse Qualified Qualified Unmodified

Any audit findings disclosed that are required to be reported in

accordance with 2 CFR 200.516(a)?

Yes

Dollar threshold used to distinguish between Type A and Type B programs:

$63,466,586

Auditee qualified as low-risk auditee?

No

Identification of Major Programs: The table on the following page lists the major programs in order by Assistance Listing (AL) number. For each cluster, the first AL number in the cluster designates its placement within the table.

B-3

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS
SECTION I SUMMARY OF AUDITOR'S RESULTS YEAR ENDED JUNE 30, 2021

Major Programs Federal Agency

Program or Cluster Title

AL No.

U.S. Department of Agriculture
U.S. Department of Labor
U.S. Department of Transportation
U.S. Department of the Treasury
U.S. Department of Education

Wildfires and Hurricanes Indemnity Program Plus

10.129

Pandemic EBT Food Benefits (P-EBT)

10.542

Supplemental Nutrition Assistance Program Cluster 10.551, 10.561

Unemployment Insurance

17.225

Airport Improvement Program Federal Transit Cluster Formula Grants for Rural Areas

20.106 20.500,20.507, 20.525,20.526
20.509

Coronavirus Relief Fund
Career and Technical Education - Basic Grants to States
Twenty-First Century Community Learning Centers

21.019 84.048 84.287

Education Stabilization Fund

84.425

Student Financial Assistance Cluster

Various*

U.S. Department of Health and Human
Services

Immunization Cooperative Agreements Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) Temporary Assistance for Needy Families
Children's Health Insurance Program

U.S. Department of Homeland Security
Various

Medicaid Cluster
Disaster Grants - Public Assistance (Presidentially Declared Disasters) Presidential Declared Disaster Assistance to Individuals and Households - Other Needs
Research and Development (R&D) Cluster

93.268 93.323 93.558 93.767 93.775, 93.777, 93.778 97.036
97.050 Various*

*See SEFA for a detail of each AL Number and Title included in the Cluster

B-4

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS
SECTION II FINANCIAL STATEMENT FINDINGS YEAR ENDED JUNE 30, 2021
FINANCIAL STATEMENT FINDINGS REPORTED UNDER GOVERNMENT AUDITING STANDARDS
See the State of Georgia Single Audit Report Part I for Financial Statement findings 2021-001 through 2021-013.
B-5

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021

FEDERAL AWARD FINDINGS AND QUESTIONED COSTS

TABLE OF CONTENTS

FEDERAL AGENCY

STATE1 ENTITY

FINDING NUMBER AND TITLE

PAGE NUMBER

U.S. DEPARTMENT OF EDUCATION

414

Department of Education ....................................................................................B-8

2021-014 Improve Controls over Transparency Act Reporting

509

Georgia State University .................................................................................... B-10

2021-015 Improve Controls over Cash Management

548

Savannah State University................................................................................. B-13

2021-016 Improve Controls over the Awarding Process

2021-017 Improve Controls over the Return of Title IV Funds Process

2021-018 Strengthen Controls over Enrollment Reporting

561

Atlanta Metropolitan College.............................................................................B-23

2021-019 Improve Controls over the Awarding Process

2021-020 Strengthen Controls over the Verification Process

2021-021 Improve Controls over the Return of Title IV Funds Process

2021-022 Strengthen Controls over Enrollment Reporting

569

Dalton State College...........................................................................................B-36

2021-023 Strengthen Segregation of Duties

2021-024 Improve Controls over the Return of Title IV Funds Process

2021-025 Strengthen Controls over Enrollment Reporting

588

South Georgia State College...............................................................................B-45

2021-026 Improve Controls over the Awarding Process

832

Gwinnett Technical College .............................................................................. B-48

2021-027 Strengthen Controls over the Return of Title IV Funds Process

B-6

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021

U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

419

Department of Community Health.................................................................... B-51

2021-028 Improve Controls over Managed Care Organization Financial

Audits

2021-029 Improve Controls over Medicaid Payments after Date of Death

2021-030 Improve Controls over Medicaid Capitation Payments for

Medicare Members

2021-031 Continue to Strengthen Application Risk Management Program

2021-032 Improve Controls over Inpatient Medicaid Payments

419 & 427 Department of Community Health & Department of Human Services ............B-64 2021-033 Improve Controls over Medicaid Eligibility Determinations for Ex Parte Members

U.S. DEPARTMENT OF LABOR

440

Department of Labor ......................................................................................... B-67

2021-034 Strengthen Controls over Expenditures

2021-035 Improve Controls over Eligibility Determinations

2021-036 Improve Controls over Employer Filed Claims

2021-037 Improve Controls over Financial Reporting

2021-038 Improve Controls over the Identification, Recording, and

Reporting of Overpayments

2021-039 Strengthen Logical Access Controls

U.S. DEPARTMENT OF THE TREASURY

422

Office of the Governor........................................................................................ B-97

2021-040 Continue to Improve Internal Controls Activities over the

Coronavirus Relief Fund

2021-041 Improve Controls over Subrecipient Monitoring

1The entity number represents the control number that was assigned to each State entity. B-7

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021

FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION

STATE ENTITY: DEPARTMENT OF EDUCATION

2021-014 Improve Controls over Transparency Act Reporting

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Number and Title:
Federal Award Number: Questioned Costs:

Reporting Material Weakness Material Noncompliance U.S. Department of Education None 84.287 Twenty-First Century Community Learning Centers S287C20010 (Year 2021) None Identified

Description: The Georgia Department of Education should improve internal controls to ensure that subaward information associated with the Federal Funding Accountability and Transparency Act is reported appropriately and timely.
Background Information: The Twenty-First Century Community Learning Centers (21st CCLC) program was created to establish or expand community learning centers (Centers) that provide students with academic enrichment opportunities during non-school hours or periods when school is not in session to complement the students' regular academic program. These Centers provide services, such as tutoring, mentoring, homework help, community service opportunities, and music, arts, sports, and cultural activities.
Funds associated with the 21st CCLC program are provided to the Georgia Department of Education (GaDOE) for allocation to eligible entities, including local educational agencies, community-based organizations, and other public or private entities, through competitive subgrants. Because GaDOE subgrants 21st CCLC program funds to various entities, the GaDOE must comply with the Federal Funding Accountability and Transparency Act of 2006 (FFATA). The FFATA requirements were signed into law on September 26, 2006 in an effort to give the American public access to information on how their tax dollars are being spent. This information, including information associated with the use of 21st CCLC program funds, is accessible via the USASpending.gov website.
Criteria: As a recipient of federal awards, the GaDOE is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform

B-8

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
Under the FFATA (Public Law 109-282), as codified in Title 2 CFR Part 170, Reporting Subaward and Executive Compensation Information, recipients of grants or cooperative agreements, including GaDOE, who make first-tier subawards of $30,000 or more are required to register in the Federal Funding Accountability and Transparency Act Subaward Reporting System (FSRS). Subaward data, such as the subaward date, subawardee Data Universal Numbering System number, amount of subaward, subaward obligation/action date, date of report submission, and subaward number, are submitted through the FSRS and accessible to the general public through the USASpending.gov website.
Condition: Our examination of reporting requirements associated with the 21st CCLC program revealed that the GaDOE failed to submit subaward data to the FSRS. Therefore, all first-tier subawards of $30,000 or more, and the associated subaward data, was not reflected on the USASpending.gov website as required.
Cause: The GaDOE had established procedures in place to comply with the FFATA reporting requirements for federal awards. However, management over the 21st CCLC program was not aware of these requirements or procedures, and therefore, no information was reported through the FSRS.
Effect: The deficiencies noted in the FFATA reporting process resulted in noncompliance with federal regulations. Without effective controls in place to ensure compliance with federal reporting requirements, the transparency objective associated with the FFATA requirements was not achieved as the general public was unable to review expenditure data associated with the State of Georgia's 21st CCLC program.
Recommendation: We recommend that the GaDOE:
Follow established processes and procedures associated with the FFATA reporting requirements;
Incorporate additional oversight, training, and/or staff to aid in the identification of subawards to be reported and the reporting of appropriate data elements, as applicable, in a timely manner; and
Maintain documentation of subaward agreements and the determination of whether each subaward should be entered into the FSRS in compliance with the FFATA reporting requirements.
Views of Responsible Officials: The Department of Education concurs with this audit finding. We will continuously monitor the compliance supplements for updates in order to meet all requirements. We are currently in the process of hiring new staff to complete FFATA reporting, which will better ensure the reports are submitted timely and accurately.
B-9

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021

FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION (continued)

STATE ENTITY: GEORGIA STATE UNIVERSITY

2021-015 Improve Controls over Cash Management

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs:

Cash Management Significant Deficiency Nonmaterial Noncompliance U.S. Department of Education None 84.063 Federal Pell Grant Program 84.268 Federal Direct Student Loans P063P200086 (Year: 2021), P268K210086 (Year: 2021) None Identified

Description: The University does not have adequate controls in place to ensure that excessive cash balances are not maintained and appropriate reviews and approvals occur for requests of funds related to the Federal Pell Grant and Federal Direct Student Loans programs.

Background Information: The University requests student financial assistance (SFA) funds from the U.S. Department of Education under the advance payment method. This is the most widely used method for requesting funds, and permits, but does not require, the University to draw down SFA funds prior to disbursing funds to eligible students and parents. The University's request for funds must not exceed the amount it immediately needs for disbursements the University has made or will make to eligible students or parents. The disbursement of funds occurs on the date the Institution credits a student's account or pays a student or parent directly with either SFA funds or institutional funds used in advance of drawing down federal funds.
The University requested and received a net total of $104,815,425 in Federal Pell Grant funds and $200,698,649 in Federal Direct Student Loans program funds from the U.S. Department of Education during the fiscal year under review.

Criteria:
As a recipient of federal awards, the Institution is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.

B-10

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Provisions included in Title 34 CFR Sections 668.163 and 668.166 provide requirements for maintaining and accounting for funds and excess cash, respectively. Specifically, provisions included in Title 34 CFR Section 668.166(a) state, "The Secretary considers excess cash to be any amount of title IV, HEA program funds, other than Federal Perkins Loan Program funds, that an institution does not disburse to students or parents by the end of the third business day following the date the institution (1) Received those funds from the Secretary; or (2) Deposited or transferred to its depository account previously disbursed title IV, HEA program funds, such as those resulting from award adjustments, recoveries, or cancellations." Furthermore, provisions included in Title 34 CFR Section 668.166(b) state, "An institution may maintain for up to seven days an amount of excess cash that does not exceed one percent of the total amount of funds the institution drew down in the prior award year. The institution must return immediately to the Secretary any amount of excess cash over the one-percent tolerance and any amount of excess cash remaining in its account after the seven-day tolerance period."
Condition: A review of all cash drawdowns and disbursements related to the Federal Pell Grant and Federal Direct Student Loans programs was performed to determine if any excessive cash balances were maintained during the fiscal year under review. The following deficiency was noted:
Two periods of unallowable, excessive cash balances were noted in the Federal Direct Student Loans program. These cash balances totaled as much as $621,311 and were maintained for a total of 35 days beyond three business days and/or the tolerance period of seven calendar days, if applicable.
In addition, upon gaining an understanding of internal controls in place over the cash drawdown process, auditors reviewed documentation for one Federal Pell Grant program and four Federal Direct Student Loans program cash drawdowns to determine if the amounts requested were reasonable and the requests were reviewed and approved by supervisory personnel prior to submission to the U.S. Department of Education; however, evidence of supervisory review and approval was not reflected on the drawdown documentation provided by the University.
Cause: In discussing these deficiencies with management, they stated that though supervisory reviews of cash drawdowns occurred, it was not the policy of University to maintain evidence of these reviews on file. In addition, appropriate monitoring of cash balances was not performed when adjustments to student aid amounts were processed, which led to the instances of unallowable, excessive cash balances within the Federal Direct Student Loans program.
Effect: The University was not in compliance with federal regulations concerning the disbursement of Federal Direct Student Loan funds and excess cash. In addition, provisions included in Title 34 CFR Section 668.166(c) provide consequences for maintaining excess cash and state, "Upon a finding that an institution maintained excess cash for any amount or time over that allowed in the tolerance provisions... the actions the Secretary may take include, but are not limited to (1) Requiring the institution to reimburse the Secretary for the costs the federal government incurred in providing that excess cash to the institution; and (2) Providing funds to the institution under the reimbursement payment method or heightened cash monitoring payment method."
B-11

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021 Recommendation: The University should follow established procedures to ensure that Federal Direct Student Loan funds are disbursed within three business days of the receipt of such funds or follow appropriate cash tolerance procedures prescribed by the U.S. Department of Education. The University should only request Federal Direct Student Loan funds when the amounts are immediately needed to disburse funds to students or parents. The University should also ensure that potential excess cash balances are reviewed when adjustments are made to students' awards and returned as necessary within the prescribed timeframes. In addition, the University should establish procedures to ensure that Federal Pell Grant and Federal Direct Student Loan drawdown requests are properly reviewed and approved by supervisory personnel. The University should also contact the U.S. Department of Education regarding resolution of this finding. Views of Responsible Officials: We concur with this finding.
B-12

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION (continued)

STATE ENTITY: SAVANNAH STATE UNIVERSITY

2021-016 Improve Controls over the Awarding Process

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs: Repeat of Prior Year Finding:

Eligibility Significant Deficiency Nonmaterial Noncompliance U.S. Department of Education None 84.007 Federal Supplemental Educational Opportunity Grants 84.033 Federal Work-Study Program 84.063 Federal Pell Grant Program 84.268 Federal Direct Student Loans P007A201039 (Year: 2021), P033A201039 (Year: 2021), P063P200091 (Year: 2021), P268K210091 (Year: 2021) $793.00 2020-013

Description: The Institution's Student Financial Aid Office improperly determined the Student Financial Assistance award amounts for eligible students and awarded amounts to ineligible students.

Background Information: To receive student financial assistance (SFA), students must complete a Free Application for Federal Student Aid (FAFSA). Once the FAFSA is processed, an Institutional Student Information Record (ISIR) is provided to the Institution. Among other things, the ISIR contains the applicant's Expected Family Contribution (EFC) and helps determine student eligibility, award amounts, and disbursements.
The following types of student financial aid (SFA) was awarded and disbursed to students at the Institution:
Federal Pell Grant (Pell) The Federal Pell Grant program provides grants to eligible students enrolled in eligible undergraduate programs and certain eligible postbaccalaureate teacher certificate programs and is intended to provide the foundation of financial aid. Maximum and minimum Pell Grant awards are established by statute, but the amount for which each student is eligible is based on Pell Grant Payment and Disbursement Schedules published every year by the U.S. Department of Education (ED).

B-13

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Federal Supplemental Educational Opportunity Grants (FSEOG) The FSEOG program provides grants to eligible undergraduate students. Priority for FSEOG awards is given to Pell Grant recipients who have the lowest EFC.
Federal Work-Study (FWS) The FWS program provides part-time employment to eligible undergraduate and graduate students who need earnings to help meet the costs of postsecondary education.
Federal Direct Student Loans The Direct Loan Program makes Direct Subsidized Loans and Direct Unsubsidized Loans to eligible students, and Direct PLUS Loans to eligible graduate or professional students or to eligible parents of eligible dependent undergraduate students, to pay for the cost of attending postsecondary educational institutions. Each student's ISIR, along with other information, is used by the Institution to originate the student's Direct Loan.
Criteria: As a recipient of federal awards, the Institution is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
All ED programs are authorized by Title IV of the Higher Education Act (HEA) of 1965, as amended (20 USC 1001 et seq.). In addition, provisions included in Title 34 CFR Section 668 provide general provisions for administering SFA programs and Title 34 CFR Sections 675, 676, 685, and 690 provide eligibility and other related program requirements that are specific to the FWS Program, FSEOG Program, Federal Direct Student Loans Program, and Federal Pell Grant Program, respectively.
Condition: A sample of 60 students from a population of 3,064 students who received student financial assistance funds was randomly selected for testing using a non-statistical sampling method. Student financial assistance files were reviewed to ensure that financial assistance was properly calculated and disbursed to eligible students. The following deficiencies were identified:
One student received $793 more in Federal Pell Grant Program funds than they were eligible to receive based upon their enrollment status. This resulted in an over disbursement of $793.
Questioned Costs: Upon testing a sample of $673,058 in financial aid disbursements, known questioned costs of $793 were identified for the students who received student financial assistance in excess of their eligibility. Using the total population amount of $33,874,743, we project the likely questioned costs to be approximately $39,911. The following assistance listing numbers were affected by the known and likely questioned costs: 84.063 and 84.268.
B-14

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021 Cause: In discussing these deficiencies with management, they stated that the Registrar's Office did not receive notification from a faculty member that the student never began attendance in one course. The student's financial aid had already been disbursed when the notification occurred and the Financial Aid Office was not made aware of the dropped class to adjust the student's Federal Pell Grant Program funds. Effect: These deficiencies may expose the Institution to unnecessary financial strains and shortages. The funds disbursed to students in excess of their eligibility must be returned to the U.S. Department of Education. Though the Institution may attempt to collect the funds from individual students affected by the errors, these collection efforts could be unsuccessful as the students may no longer attend the Institution and/or fail to repay the funds. Additionally, the Institution was not in compliance with federal regulations concerning awarding of SFA funds to students. Recommendation: The Institution should review its processes and procedures for determining each student's financial aid eligibility. Where vulnerable, the Institution should develop and/or modify its policies and procedures to ensure that correct amounts will be awarded to students in conformity with federal requirements. Additionally, the Institution should develop and implement a monitoring process to ensure that controls are functioning properly. The Institution should also contact the U.S. Department of Education regarding resolution of this finding. Views of Responsible Officials: We concur with this finding.
B-15

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021

FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION (continued)

STATE ENTITY: SAVANNAH STATE UNIVERSITY (continued)

2021-017 Improve Controls over the Return of Title IV Funds Process

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs: Repeat of Prior Year Findings:

Special Tests and Provisions Significant Deficiency Nonmaterial Noncompliance U.S. Department of Education None 84.007 Federal Supplemental Educational Opportunity Grants 84.033 Federal Work-Study Program 84.063 Federal Pell Grant Program 84.268 Federal Direct Student Loans P007A201039 (Year: 2021), P033A201039 (Year: 2021), P063P200091 (Year: 2021), P268K210091 (Year: 2021) None Identified 2020-017, 2016-034, 2015-016, 2014-033

Description: The Institution did not properly perform the Return of Title IV funds process to ensure that unearned Title IV funds were returned in a timely manner.

Background Information: Student financial assistance, or Title IV, funds are awarded to a student under the assumption that the student will attend school for the entire period for which the assistance is awarded. When a student withdraws, the student may no longer be eligible for the full amount of Title IV funds that the student was originally scheduled to receive. If a recipient of Title IV grant or loan funds withdraws from a school after beginning attendance, the school must perform a Return of Title IV (R2T4) calculation to determine the amount of Title IV assistance earned by the student. Up through the 60% point in each period of enrollment, a pro rata schedule is used to determine the amount of Title IV funds the student has earned at the time of withdrawal. After the 60% point in the period of enrollment, a student is considered to have earned 100% of the Title IV funds the student was scheduled to receive during the period.
The R2T4 calculation is prepared using the following information associated with the period of enrollment:
The student's Title IV aid information, including amounts disbursed and amounts that could have been disbursed,

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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
The withdrawal date and scheduled start date, end date, and break days, and
Institutional charges, including tuition, fees, room, board, books, supplies, materials, and equipment.
In addition, an unofficial withdrawal is one in which the Institution has not received notice from the student that the student has ceased or will cease attending the school. Schools must have a procedure in place to determine when a student who began attendance and received or could have received an initial disbursement of Title IV funds unofficially withdrew. For these unofficial withdrawals, the Institution must also determine a withdrawal date, which may be the midpoint of the period of enrollment or the last date of an academically related activity in which the student participated.
Criteria: As a recipient of federal awards, the Institution is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
Provisions included in Title 34 CFR Section 668.22 provide requirements over the treatment of Title IV funds when a student withdraws. The Institution is required to determine the amount of Title IV funds that the student earned as of the student's withdrawal date when a recipient of Title IV funds withdraws from the Institution during a payment period or period of enrollment in which the recipient began attendance. A refund must be returned to Title IV programs when the total amount of the Title IV grant or loan assistance, or both, that the student earned is less than the amount of the Title IV grant and/or loan assistance that was disbursed to the student as of the withdrawal date.
Additionally, provisions included in Title 34 CFR Section 668.22(j) address the timeframe for the return of title IV funds and state "(1) An institution must return the amount of title IV funds for which it is responsible... as soon as possible but no later than 45 days after the date of the institution's determination that the student withdrew... (2) For an institution that is not required to take attendance, an institution must determine the withdrawal date for a student who withdraws without providing notification to the institution no later than 30 days after the end of the earlier of the (i) Payment period or period of enrollment... (ii) Academic year in which the student withdrew; or (iii) Educational program from which the student withdrew."
Condition: A sample of 22 students from a population of 107 students who received student financial assistance (SFA) and withdrew from the Institution during the Fall 2020 and Spring 2021 semesters was randomly selected for testing using a non-statistical sampling method. The students' R2T4 calculations were reviewed to ensure that the refunds were calculated and returned in the correct amount to the proper funding agency and/or student in a timely manner. The following deficiencies were noted:
The refund calculations for three students withdrew during the Spring 2021 semester could not be provided for review. Though it was determined that these students were
B-17

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
eligible to receive their entire financial aid disbursement based upon their withdrawal date, the students were reflected on the Institution's R2T4 listing and should have a calculation on-file.
The refund calculation for one student who withdrew during the Fall 2020 semester was calculated incorrectly due to the use of improper withdrawal date. This student was requested to return $135 more than the required amount to various SFA programs.
The proration between the school and student portion of the refund was incorrect for one student who withdrew during the Fall 2020 semester.
Funds were not returned to the appropriate grantor programs within the required time frame for two of the withdrawn students tested.
A sample of 39 students from a population of 190 students who received SFA for the Fall 2020 and Spring 2021 semesters and withdrew from the Institution but for whom no R2T4 calculation was performed was randomly selected for testing using a non-statistical sampling method. Attendance and withdrawal records were reviewed to determine if a refund should have been calculated for these students. Our examination revealed that R2T4 calculations were actually performed for three of these students; therefore, the listing of R2T4 calculations provided for review was not accurate. Furthermore, the following deficiencies were noted upon review of these three R2T4 calculations:
The proration between the school and student portion of the refund was incorrect for two of these students who withdrew during the Fall 2020 semester.
Funds were not returned to the appropriate grantor programs within the required time frame for these three students.
Cause: In discussing these deficiencies with management, they stated that financial aid staff did not clearly understand the audit requests related to R2T4 testing and did not seek clarification when auditors requested accurate listings from staff in multiple instances. In addition, staff turnover and absences due to COVID contributed to the lack of timeliness in performing R2T4 calculations and returning funds. Furthermore, human error in data entry resulted in the use of the incorrect withdrawal date in one student's R2T4 calculation.
Effect: This deficiency may expose the Institution to unnecessary financial strains and shortages. The Institution's portion of the refunds that were not calculated correctly must be returned to the U.S. Department of Education. Though the Institution may attempt to collect the funds from individual students affected by the errors, these collection efforts could be unsuccessful as the students may no longer attend the Institution and/or fail to repay the funds. Additionally, not returning unearned Title IV funds to the U.S Department of Education in a timely manner may result in adverse actions and impact the Institution's participation in Title IV programs.
Recommendation: The Institution should implement procedures to ensure that R2T4 calculations are accurate and that unearned funds are returned to the appropriate accounts in a timely manner in accordance
B-18

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021 with federal regulations. Management should also develop and implement a monitoring process to ensure that controls are operating properly. The Institution should contact the U.S. Department of Education regarding resolution of the finding, as well. Views of Responsible Officials: We concur with this finding.
B-19

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021

FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION (continued)

STATE ENTITY: SAVANNAH STATE UNIVERSITY (continued)

2021-018 Strengthen Controls over Enrollment Reporting

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs: Repeat of Prior Year Finding:

Special Tests and Provisions Significant Deficiency Nonmaterial Noncompliance U.S. Department of Education None 84.063 Federal Pell Grant Program 84.268 Federal Direct Student Loans P063P200091 (Year: 2021), P268K210091 (Year: 2021) None Identified 2020-018

Description: Student enrollment information was not reported to required organizations in a timely and accurate manner.

Background Information: Institutions are required to report enrollment information under the Federal Pell Grant and Federal Direct Student Loans programs via the National Student Loan Data System (NSLDS). Institutions must review, update, and verify student enrollment statuses, program information, and effective dates periodically throughout the award year. The accuracy and timeliness of enrollment information reported by the Institution impacts its ability to properly administer the various Student Financial Assistance programs.
There are two categories of enrollment information reported to the NSLDS: Campus-Level, which includes data related to the student's overall enrollment at an institution's campus, and Program-Level, which includes data related to the student's program(s) of attendance.
The NSLDS Enrollment Reporting Guide provides institutions the requirements and guidance for reporting these specific campus-level and program-level enrollment details for students.

Criteria:
As a recipient of federal awards, the Institution is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform

B-20

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
Regarding the enrollment reporting process, provisions included in Title 34 Section CFR 685.309(b) state that "(1) Upon receipt of an enrollment report from the Secretary, a school must update all information included in the report and return the report to the Secretary (i) In the manner and format prescribed by the Secretary; and (ii) Within the timeframe prescribed by the Secretary. (2) Unless it expects to submit its next updated enrollment report to the Secretary within the next 60 days, a school must notify the Secretary within 30 days after the date the school discovers that (i) ... the student has ceased to be enrolled on at least a half-time basis for the period." In addition, per the NSLDS Enrollment Reporting Guide issued by the U.S. Department of Education, students who have received Federal Pell Grant Program funds will be included on the NSLDS roster file received by each institution and are subject to the same enrollment reporting requirements as those students who have received a loan under the William D. Ford Federal Direct Loan Program.
Condition: A sample of 60 students who received Federal Pell Grant Program and/or Federal Direct Student Loan funds and had a reduction or increase in attendance level, graduated, withdrew, dropped out, or enrolled but never attended during the audit period was randomly selected for testing using a non-statistical sampling method. NSLDS Enrollment Detail information was reviewed for each student to ensure that the Institution accurately reported significant data elements under both the Campus-Level and Program-Level Record. The following deficiencies were identified:
For 18 students, the Enrollment Effective Date and/or Program Enrollment Effective Date reflected on the Campus-Level Record and/or Program-Level Record, respectively, did not agree to the date on which the current enrollment status reported for the student was first effective.
For 12 students, the Enrollment Status and Program Enrollment Status reflected on the Campus-Level and Program Level Record, respectively, was not appropriate based upon the student's enrollment status as of the reporting date.
For one student, the Certification Date reflected on the Campus-Level Record was not within 60 days of the student's change in enrollment.
For one student, the Program Begin Date reflected on the Program-Level Record did not agree with the information reported in the student information system.
For one student, NSLDS Enrollment Detail information was not provided for review.
For one student, no information was transmitted to the NSLDS though the student received a financial aid disbursement and was dropped from classes due to nonattendance.
Additionally, a sample of 22 students from a population of 107 students who received student financial assistance (SFA) and withdrew from the Institution during the Fall 2020 and Spring 2021 semesters was randomly selected for testing using a non-statistical sampling method. The
B-21

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021 students' enrollment statuses were reviewed to ensure that their withdrawn status was submitted to the NSLDS in a timely manner. For six students, the Certification Date reflected on the Campus-Level Record was not within 60 days of the student's change in enrollment. Cause: In discussing these deficiencies with management, they stated that staff turnover, employing new, less knowledgeable staff, and staff absences due to COVID led to disruptions to the NSLDS reporting scheduled and reporting errors. There was also a table configured incorrectly within the student information system and resulted in the reporting of incorrect enrollment statuses. Effect: The Institution was not in compliance with federal regulations concerning enrollment reporting requirements. Additionally, if enrollment statuses are not submitted appropriately to NSLDS by the Institution, loan interest subsidies may be negatively affected, deferments of Federal Direct Student Loans may be continued in error, loan repayment dates could be recorded incorrectly, and the compilation of data associated with other Title IV aid programs could be adversely affected. Recommendation: The Institution should follow established policies and procedures to ensure that all changes in student enrollment statuses are reported in accordance with timeframes prescribed by the U.S. Department of Education. Additionally, management should develop and implement a monitoring process to ensure that controls are operating properly. Views of Responsible Officials: We concur with this finding.
B-22

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION (continued)

STATE ENTITY: ATLANTA METROPOLITAN STATE COLLEGE

2021-019 Improve Controls over the Awarding Process

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs: Repeat of Prior Year Finding:

Eligibility Significant Deficiency Nonmaterial Noncompliance U.S. Department of Education None 84.007 Federal Supplemental Educational Opportunity Grants 84.033 Federal Work-Study Program 84.063 Federal Pell Grant Program 84.268 Federal Direct Student Loans P007A200964 (Year: 2021), P033A200964 (Year: 2021), P063P203513 (Year: 2021), P268K213513 (Year: 2021) None Identified 2020-020

Description: The Institution's Student Financial Aid Office improperly determined the Student Financial Assistance award amounts for eligible students.

Background Information: To receive student financial assistance (SFA), students must complete a Free Application for Federal Student Aid (FAFSA). Once the FAFSA is processed, an Institutional Student Information Record (ISIR) is provided to the Institution. Among other things, the ISIR contains the applicant's Expected Family Contribution (EFC) and helps determine student eligibility, award amounts, and disbursements. Additionally, we followed up on the Institution's efforts to implement corrective action plans in response to the prior year finding in which we reported that the Institution improperly determined the SFA award amounts for eligible students. Although the Institution was unable to fully implement their corrective action plans associated with awarding students aid prior to fiscal year-end, we noted significant progress in implementing student information system coding updates, which led to the resolution of Satisfactory Academic Progress and transfer monitoring issues noted in the prior year.
The following types of student financial aid (SFA) was awarded and disbursed to students at the Institution:
Federal Pell Grant (Pell) The Federal Pell Grant program provides grants to eligible students enrolled in eligible undergraduate programs and certain eligible post-
B-23

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
baccalaureate teacher certificate programs and is intended to provide the foundation of financial aid. Maximum and minimum Pell Grant awards are established by statute, but the amount for which each student is eligible is based on Pell Grant Payment and Disbursement Schedules published every year by the U.S. Department of Education (ED).
Federal Supplemental Educational Opportunity Grants (FSEOG) The FSEOG program provides grants to eligible undergraduate students. Priority for FSEOG awards is given to Pell Grant recipients who have the lowest EFC.
Federal Work-Study (FWS) The FWS program provides part-time employment to eligible undergraduate and graduate students who need earnings to help meet the costs of postsecondary education.
Federal Direct Student Loans The Direct Loan Program makes Direct Subsidized Loans and Direct Unsubsidized Loans to eligible students, and Direct PLUS Loans to eligible graduate or professional students or to eligible parents of eligible dependent undergraduate students, to pay for the cost of attending postsecondary educational institutions. Each student's ISIR, along with other information, is used by the Institution to originate the student's Direct Loan.
Criteria: As a recipient of federal awards, the Institution is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
All ED programs are authorized by Title IV of the Higher Education Act (HEA) of 1965, as amended (20 USC 1001 et seq.). In addition, provisions included in Title 34 CFR Section 668 provide general provisions for administering SFA programs and Title 34 CFR Sections 675, 676, 685, and 690 provide eligibility and other related program requirements that are specific to the FWS Program, FSEOG Program, Federal Direct Student Loans Program, and Federal Pell Grant Program, respectively.
Condition: A sample of 60 students from a population of 1,370 students who received student financial assistance funds was randomly selected for testing using a non-statistical sampling method. Student financial assistance files were reviewed to ensure that financial assistance was properly calculated and disbursed to eligible students. The following deficiencies were identified:
24 students were not offered additional Federal Direct Student Loans that they were qualified to receive.
Credit balances were not provided to eight students within 14 days of the date the balances were created.
SFA disbursements were made to three students more than ten days prior to the first day
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
of classes for the payment period.
The disbursement of Federal Direct Student Loan funds was not delayed for 30 days after the first day of classes for one first-time borrower.
Cause: In discussing these deficiencies with management, they stated that the student information system was improperly configured to limit student loan eligibility to the second-year annual loan limits in the current year. This was a result of the Institution participating in the Experiment Six program with the United States Department of Education in the prior award year. In addition, the student information system was configured to only recognize the first day of the standard semester schedule rather than alternate sessions. As a result, funds were disbursed after thirty days from the original start date of the semester rather than having individual disbursement schedules built for each session within a semester. Furthermore, the Institution was awaiting various adjustments to student accounts before issuing refunds resulting from credit balances. These adjustments were not made in a timely manner and caused an unallowable delay in processing refunds due to the students.
Effect: These deficiencies could expose students to unnecessary financial strains as they may have requested additional Federal Direct Student Loan funds had the funds been offered. In addition, if students who received SFA funds prior to the allowable disbursement period chose not to attend classes when they actually began, the Institution would be required to return the funds to the U.S. Department of Education. Though the Institution may attempt to collect the funds from individual students affected by the errors, these collection efforts could be unsuccessful. Furthermore, the Institution was not in compliance with federal regulations concerning awarding of SFA funds to students.
Recommendation: The Institution should review its processes and procedures for determining each student's financial aid eligibility. Where vulnerable, the Institution should develop and/or modify its policies and procedures to ensure that correct amounts will be awarded to students in conformity with federal requirements. Additionally, the Institution should develop and implement a monitoring process to ensure that controls are functioning properly. The Institution should also contact the U.S. Department of Education regarding resolution of this finding.
Views of Responsible Officials: We concur with this finding.
B-25

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION (continued)

STATE ENTITY: ATLANTA METROPOLITAN STATE COLLEGE (continued)

2021-020 Strengthen Controls over the Verification Process

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs:

Special Tests and Provisions Significant Deficiency Nonmaterial Noncompliance U.S. Department of Education None 84.007 Federal Supplemental Educational Opportunity Grants 84.033 Federal Work-Study Program 84.063 Federal Pell Grant Program 84.268 Federal Direct Student Loans P007A200964 (Year: 2021), P033A200964 (Year: 2021), P063P203513 (Year: 2021), P268K213513 (Year: 2021) $3,966.00

Description: The Institution's Student Financial Assistance Office did not meet student verification requirements appropriately.

Background Information: The U.S. Department of Education's Central Processing System (CPS) is used to select students who will receive or have received subsidized student financial assistance for verification. Unless the student is otherwise excluded from the verification process, the Institution must require each student selected by the CPS to verify information as required for the verification tracking group to which the applicant is assigned. The annual Federal Student Aid (FSA) Handbook, Application and Verification Guide, provides institutions with information associated with the verification tracking groups and verification items required to be tested. The Institution may also require applicants to verify any information used to calculate an applicant's expected family contribution (EFC) that the Institution has reason to believe is inaccurate.
Approximately 31% of the students who received federal student aid in the current fiscal year were selected for verification.
Criteria: As a recipient of federal awards, the Institution is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform

B-26

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
Provisions included in Title 34 CFR Sections 668.51 through 668.61 provide the compliance requirements for verification and updating student aid application information. Specifically, Title 34 CFR Section 668.56 states "For each award year the Secretary publishes... the FAFSA [Free Application for Federal Student Aid] information that an institution and an applicant may be required to verify. For each applicant whose FAFSA information is selected for verification by the Secretary, the Secretary specifies the specific information... that the applicant must verify." Additionally, Title 34 CFR Section 668.57 states, "If an applicant is selected... an institution must obtain the specified documentation."
Furthermore, Title 34 CFR Section 668.60 states that "(a) An institution must require an applicant selected for verification to submit to it, within the period of time it or the Secretary specifies, the documentation... that is requested by the institution. (b) For purposes of the subsidized student financial assistance programs, excluding the Federal Pell Grant Program (1) If an applicant fails to provide the requested documentation within a reasonable time period established by the institution (i) The institution may not (A) Disburse any additional Federal Perkins Loan or FSEOG [Federal Supplemental Educational Opportunity Grants] Program funds to the applicant; (B) Employ, continue to employ or allow an employer to employ the applicant under FWS [Federal Work-Study]; or (C) Originate the applicant's Direct Subsidized Loan or disburse any additional Direct Subsidized Loan proceeds for the applicant; and (ii) The applicant must repay to the institution any Federal Perkins Loan or FSEOG received for that award year... (3) If an institution has received proceeds for a Direct Subsidized Loan on behalf of an applicant, the institution must return all or a portion of those funds... if the applicant does not complete verification within the time period specified. (c) For the purposes of the Federal Pell Grant Program... (2) If the applicant does not provide to the institution the requested documentation, and if necessary, a valid SAR [Student Aid Report] or the institution does not receive a valid ISIR [Institutional Student Information Record]... the applicant (i) Forfeits the Federal Pell Grant for the award year; and (ii) Must return any Federal Pell Grant payments previously received for that award year."
Condition: A sample of 40 students from a population of 420 students who received student financial assistance (SFA) and were selected for verification by the U.S. Department of Education was randomly selected for testing using a non-statistical sampling method. Verification records were reviewed to ensure that the Institution obtained acceptable verification documentation, matched documentation obtained to the student aid application, submitted appropriate corrections when necessary, and reported the correct verification status to the Common Origination and Disbursement (COD) system. The following deficiencies were identified:
One student's 2020-2021 Verification Worksheet was not signed and dated to support compliance with verification requirements. The student was disbursed $3,966 in error.
Two students who were independent non-filers did not appropriately certify all statements reflected on the 2020-2021 Unable to Obtain Verification of Nonfiling Letter from IRS Student Certification form.
The tax return documentation provided for one student did not agree to their most recent ISIR.
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Questioned Costs: Upon testing a sample of $201,979 in financial aid disbursements to students who were selected for verification, known questioned costs of $3,966 were identified for the students for whom verification procedures were not completed appropriately and received SFA in excess of their eligibility. Using the total population amount of $2,091,830, we project the likely questioned costs to be approximately $41,075. The following assistance listing number was affected by the known and likely questioned costs: 84.063.
Cause: In discussing these deficiencies with management, they stated that the errors were the result of limited staff in the Office of Financial Aid and human error.
Effect: These deficiencies may expose the Institution to unnecessary financial strains and shortages. The excess funds disbursed to students for whom verification procedures have not been completed appropriately must be returned to the U.S. Department of Education. Though the Institution may attempt to collect the funds from individual students affected by the errors, these collection efforts could be unsuccessful as the students may no longer attend the Institution and/or fail to repay the funds. Additionally, the Institution was not in compliance with federal regulations concerning performing verification procedures and awarding of SFA funds to students.
Recommendation: The Institution should follow established procedures to ensure that verification requirements are met and appropriate documentation is maintained on file. Management should also develop and implement a monitoring process to ensure that controls are operating properly. The Institution should contact the U.S. Department of Education regarding resolution of this finding, as well.
Views of Responsible Officials: We concur with this finding.
.
B-28

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION (continued)

STATE ENTITY: ATLANTA METROPOLITAN STATE COLLEGE (continued)

2021-021 Improve Controls over the Return of Title IV Funds Process

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs: Repeat of Prior Year Findings:

Special Tests and Provisions Significant Deficiency Nonmaterial Noncompliance U.S. Department of Education None 84.007 Federal Supplemental Educational Opportunity Grants 84.033 Federal Work-Study Program 84.063 Federal Pell Grant Program 84.268 Federal Direct Student Loans P007A200964 (Year: 2021), P033A200964 (Year: 2021), P063P203513 (Year: 2021), P268K213513 (Year: 2021) $29,734.00 2020-021, 2017-027

Description: The Institution did not properly perform the Return of Title IV funds process to ensure that unearned Title IV funds were returned in a timely manner.

Background Information: Student financial assistance, or Title IV, funds are awarded to a student under the assumption that the student will attend school for the entire period for which the assistance is awarded. When a student withdraws, the student may no longer be eligible for the full amount of Title IV funds that the student was originally scheduled to receive. If a recipient of Title IV grant or loan funds withdraws from a school after beginning attendance, the school must perform a Return of Title IV (R2T4) calculation to determine the amount of Title IV assistance earned by the student. Up through the 60% point in each period of enrollment, a pro rata schedule is used to determine the amount of Title IV funds the student has earned at the time of withdrawal. After the 60% point in the period of enrollment, a student is considered to have earned 100% of the Title IV funds the student was scheduled to receive during the period.
The R2T4 calculation is prepared using the following information associated with the period of enrollment:
The student's Title IV aid information, including amounts disbursed and amounts that could have been disbursed,
The withdrawal date and scheduled start date, end date, and break days, and
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Institutional charges, including tuition, fees, room, board, books, supplies, materials, and equipment.
In addition, an unofficial withdrawal is one in which the Institution has not received notice from the student that the student has ceased or will cease attending the school. Schools must have a procedure in place to determine when a student who began attendance and received or could have received an initial disbursement of Title IV funds unofficially withdrew. For these unofficial withdrawals, the Institution must also determine a withdrawal date, which may be the midpoint of the period of enrollment or the last date of an academically related activity in which the student participated.
Criteria: As a recipient of federal awards, the Institution is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
Provisions included in Title 34 CFR Section 668.22 provide requirements over the treatment of Title IV funds when a student withdraws. The Institution is required to determine the amount of Title IV funds that the student earned as of the student's withdrawal date when a recipient of Title IV funds withdraws from the Institution during a payment period or period of enrollment in which the recipient began attendance. A refund must be returned to Title IV programs when the total amount of the Title IV grant or loan assistance, or both, that the student earned is less than the amount of the Title IV grant and/or loan assistance that was disbursed to the student as of the withdrawal date.
Additionally, provisions included in Title 34 CFR Section 668.22(j) address the timeframe for the return of title IV funds and state "(1) An institution must return the amount of title IV funds for which it is responsible... as soon as possible but no later than 45 days after the date of the institution's determination that the student withdrew... (2) For an institution that is not required to take attendance, an institution must determine the withdrawal date for a student who withdraws without providing notification to the institution no later than 30 days after the end of the earlier of the (i) Payment period or period of enrollment... (ii) Academic year in which the student withdrew; or (iii) Educational program from which the student withdrew."
Condition: A sample of 21 students from a population of 105 students who received student financial assistance (SFA) and withdrew from the Institution during the Fall 2020 and Spring 2021 semesters was randomly selected for testing using a non-statistical sampling method. The students' R2T4 calculations were reviewed to ensure that the refunds were calculated and returned in the correct amount to the proper funding agency and/or student in a timely manner. The following deficiencies were noted:
The refund calculations for five students who withdrew during the Fall 2020 semester could not be provided for review. Two of these students were included on the listing in error as they did not withdraw and earned grades. In addition, one student did not attend during the period in which they were listed as having a R2T4 calculation. Furthermore, though it was determined that one of these students did withdraw but was
B-30

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
eligible to receive their entire financial aid disbursement based upon their withdrawal date, this student was reflected on the Institution's R2T4 listing and should have a calculation on-file.
The refund calculations for one student who withdrew during the Fall 2020 semester and three students who withdrew during the Spring 2021 semester were calculated incorrectly due to the use of the improper scheduled term end date, scheduled break days and/or institutional charges. Two students were requested to return $452 less than the required amount to various SFA programs, and two students were requested to return $1,302 more than the required amount to various SFA programs.
The proration between the school and student portion of the refund was incorrect for one student who withdrew during the Fall 2020 semester and three students who withdrew during the Spring 2021 semester.
The amount returned within the student information system did not agree to the Institution's calculation for one student. This caused the student to receive $601 in excess of their eligibility.
Funds were not returned to the appropriate grantor programs within the required time frame for eleven of the withdrawn students tested.
A sample of 60 students from a population of 270 students who received SFA for the Fall 2020 and Spring 2021 semesters and withdrew from the Institution but for whom no R2T4 calculation was performed was randomly selected for testing using a non-statistical sampling method. Attendance and withdrawal records were reviewed to determine if a refund should have been calculated for these students. The following deficiencies were noted:
R2T4 calculations were not performed appropriately for one student who unofficially withdrew during the Fall 2020 semester and 11 students who unofficially withdrew during the Spring 2021 semester. These students should have been required to return a total of $27,047 to various SFA programs.
R2T4 calculations were actually performed for an additional 12 students; therefore, the listing of R2T4 calculations provided for review was not accurate. In addition, upon review of these calculations, auditors noted errors as follows:
o The proration between the school and student portion of the refund was incorrect for one student who withdrew during the Fall 2020 semester.
o The refund calculations for six students who withdrew during the Fall 2020 semester was calculated incorrectly due to the use of the improper scheduled end date and institutional charges. Five students were requested to return $1,634 less than the required amount to various SFA programs and one student was requested to return $170 more than the required amount to various SFA programs.
Questioned Costs: Upon testing a sample of $64,349 in financial aid disbursements to students for whom a R2T4 calculation was completed and $196,065 in financial aid disbursements to students who
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021 withdrew from the Institution but for whom no R2T4 calculation was performed, known questioned costs of $29,734 were identified for refunds not calculated appropriately or omitted. Using the total population amount of $1,085,800, we project the likely questioned costs to be approximately $122,692. The following assistance listing numbers were affected by the known and likely questioned costs: 84.007, 84.063, and 84.268. Cause: In discussing these deficiencies with management, they stated that the calculation to identify the 60% completion threshold was not correct and software issues identified in the student information system caused the errors noted above. Effect: These deficiencies may expose the Institution to unnecessary financial strains and shortages. The Institution's portion of the refunds that were not calculated correctly must be returned to the U.S. Department of Education. Though the Institution may attempt to collect the funds from individual students affected by the errors, these collection efforts could be unsuccessful as the students may no longer attend the Institution and/or fail to repay the funds. Additionally, not returning unearned Title IV funds to the U.S Department of Education in a timely manner may result in adverse actions and impact the Institution's participation in Title IV programs. Recommendation: The Institution should implement procedures to ensure that R2T4 calculations are accurate and that unearned funds are returned to the appropriate accounts in a timely manner in accordance with federal regulations. Management should also develop and implement a monitoring process to ensure that controls are operating properly. The Institution should contact the U.S. Department of Education regarding resolution of the finding, as well. Views of Responsible Officials: We concur with this finding.
B-32

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021

FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION (continued)

STATE ENTITY: ATLANTA METROPOLITAN STATE COLLEGE (continued)

2021-022 Strengthen Controls over Enrollment Reporting

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs: Repeat of Prior Year Finding:

Special Tests and Provisions Significant Deficiency Nonmaterial Noncompliance U.S. Department of Education None 84.063 Federal Pell Grant Program 84.268 Federal Direct Student Loans P063P203513 (Year: 2021), P268K213513 (Year: 2021) None Identified 2020-022

Description: Student enrollment information was not reported to required organizations in a timely and accurate manner.

Background Information: Institutions are required to report enrollment information under the Federal Pell Grant and Federal Direct Student Loans programs via the National Student Loan Data System (NSLDS). Institutions must review, update, and verify student enrollment statuses, program information, and effective dates periodically throughout the award year. The accuracy and timeliness of enrollment information reported by the Institution impacts its ability to properly administer the various Student Financial Assistance programs.
There are two categories of enrollment information reported to the NSLDS: Campus-Level, which includes data related to the student's overall enrollment at an institution's campus, and Program-Level, which includes data related to the student's program(s) of attendance.
The NSLDS Enrollment Reporting Guide provides institutions the requirements and guidance for reporting these specific campus-level and program-level enrollment details for students.

Criteria: As a recipient of federal awards, the Institution is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Regarding the enrollment reporting process, provisions included in Title 34 Section CFR 685.309(b) state that "(1) Upon receipt of an enrollment report from the Secretary, a school must update all information included in the report and return the report to the Secretary (i) In the manner and format prescribed by the Secretary; and (ii) Within the timeframe prescribed by the Secretary. (2) Unless it expects to submit its next updated enrollment report to the Secretary within the next 60 days, a school must notify the Secretary within 30 days after the date the school discovers that (i) ... the student has ceased to be enrolled on at least a half-time basis for the period." In addition, per the NSLDS Enrollment Reporting Guide issued by the U.S. Department of Education, students who have received Federal Pell Grant Program funds will be included on the NSLDS roster file received by each institution and are subject to the same enrollment reporting requirements as those students who have received a loan under the William D. Ford Federal Direct Loan Program.
Condition: A sample of 60 students who received Federal Pell Grant Program and Federal Direct Student Loan funds and had a reduction or increase in attendance level, graduated, withdrew, dropped out, or enrolled but never attended during the audit period was randomly selected for testing using a non-statistical sampling method. NSLDS Enrollment Detail information was reviewed for each student to ensure that the Institution accurately reported significant data elements under both the Campus-Level and Program-Level Record. The following deficiencies were identified:
For 38 students, the Enrollment Effective Date and/or Program Enrollment Effective Date reflected on the Campus-Level Record and/or Program-Level Record, respectively, did not agree to the date on which the current enrollment status reported for the student was first effective.
For 26 students, the Enrollment Status and/or Program Enrollment Status reflected on the Campus-Level and/or Program Level Record, respectively, was not appropriate based upon the student's enrollment status as of the reporting date.
For four students, the Certification Date reflected on the Campus-Level Record was not within 60 days of the students' change in enrollment.
For one student, the Credential Level reflected on the Program-Level Record did not agree to the level of credential that the student would receive for the program the student was attending.
For six students, the Published Program Length Measurement and/or Published Program Length reflected on the Program-Level Record was not appropriate based upon review of the Institution's catalog.
For two students, the Program Begin Date reflected on the Program-Level Record did not agree with the information reported in the student information system.
Additionally, a sample of 21 students from a population of 105 students who received student financial assistance (SFA) and withdrew from the Institution during the Fall 2020 and Spring 2021 semesters was randomly selected for testing using a non-statistical sampling method. The students' enrollment statuses were reviewed to ensure that their withdrawn status was
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021 submitted to the NSLDS. For nine students, the withdrawn enrollment status was not submitted to the NSLDS appropriately. Cause: In discussing these deficiencies with management, they stated the code for three quarters enrollment status was missing in the Banner Validation Table. In addition, human errors in which individuals changed status start dates in the enrollment reports unintentionally occurred. Effect: The Institution was not in compliance with federal regulations concerning enrollment reporting requirements. Additionally, if enrollment statuses are not submitted appropriately to NSLDS by the Institution, loan interest subsidies may be negatively affected, deferments of Federal Direct Student Loans may be continued in error, loan repayment dates could be recorded incorrectly, and the compilation of data associated with other Title IV aid programs could be adversely affected. Recommendation: The Institution should follow established policies and procedures to ensure that all changes in student enrollment statuses are reported in accordance with timeframes prescribed by the U.S. Department of Education. Additionally, management should develop and implement a monitoring process to ensure that controls are operating properly. Views of Responsible Officials: We concur with this finding.
B-35

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION (continued)

STATE ENTITY: DALTON STATE COLLEGE

2021-023 Strengthen Segregation of Duties

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs:

Activities Allowed or Unallowed Eligibility Significant Deficiency Nonmaterial Noncompliance U.S. Department of Education None 84.007 Federal Supplemental Educational Opportunity Grants 84.033 Federal Work-Study Program 84.063 Federal Pell Grant Program 84.268 Federal Direct Student Loans P007A200990 (Year: 2021), P033A200990 (Year: 2021), P063P202464 (Year: 2021), P268K212464 (Year: 2021) None Identified

Description: The Institution should strengthen segregation of duties over student financial aid within the student information system.

Background Information: The Institution relies extensively on the student information system (the system) to create student accounts, award student financial assistance, and disburse this aid to eligible students. Controls over the system are essential for the reliability and integrity of student information and to protect student data from manipulation, corruption, or loss.
Criteria: As a recipient of federal awards, the Institution is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
Specifically, provisions included in Title 34 CFR Section 668.16 state that "to begin and to continue to participate in any Title IV, HEA [Higher Education Act] program, an institution shall demonstrate to the Secretary that the institution is capable of adequately administering

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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
that program. The Secretary considers an institution to have that administrative capability if the institution... (c)(1) Administers Title IV, HEA programs with adequate checks and balances in its system of internal controls; and (2) Divides the functions of authorizing payments and disbursing or delivering funds so that no office has responsibility for both functions with respect to any particular student aided under the programs."
Condition: Our review of the student financial aid business process functions established within the system and related user permissions revealed the following deficiency:
We found that 24 system users had the ability to control the complete cycle of the student financial aid operation. These users had system functions that gave them the capability to create student accounts, award student financial assistance, and disburse this aid to eligible students.
The details related to this deficiency has been provided to Institution management in accordance with Official Code of Georgia Annotated (OCGA) 50-6-9.
Cause: We were informed by management that the lack of segregation of duties was the result of a staff shortage. In addition, a review of user account permissions and segregation of duties was not performed appropriately across the entire student and financial services function during the fiscal year.
Effect: The deficiency in segregation of duties resulted in noncompliance with federal regulations specific to student financial assistance programs and the Uniform Guidance. In addition, this deficiency represents noncompliance with University System of Georgia directives. Furthermore, failure to maintain adequate internal controls related to segregation of duties could result in the loss or misappropriation of assets, which could go undetected.
Recommendation: The institution should improve internal controls over the student financial aid business process functions, specifically regarding segregation of duties. Management should follow established policies and procedures to ensure the integrity and accuracy of the information used within the financial statements and as part of awarding financial assistance to students. Additionally, management should ensure that segregation of duties reviews are completed as recommended by the University System of Georgia. Furthermore, the Institution should develop and implement a monitoring process to ensure that controls are followed appropriately.
Views of Responsible Officials: We concur with this finding.
B-37

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION (continued)

STATE ENTITY: DALTON STATE COLLEGE (continued)

2021-024 Improve Controls over the Return of Title IV Funds Process

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs:

Special Tests and Provisions Significant Deficiency Nonmaterial Noncompliance U.S. Department of Education None 84.007 Federal Supplemental Educational Opportunity Grants 84.033 Federal Work-Study Program 84.063 Federal Pell Grant Program 84.268 Federal Direct Student Loans P007A200990 (Year: 2021), P033A200990 (Year: 2021), P063P202464 (Year: 2021), P268K212464 (Year: 2021) $9,422.00

Description: The Institution did not properly perform the Return of Title IV funds process to ensure that unearned Title IV funds were returned in a timely manner.

Background Information: Student financial assistance, or Title IV, funds are awarded to a student under the assumption that the student will attend school for the entire period for which the assistance is awarded. When a student withdraws, the student may no longer be eligible for the full amount of Title IV funds that the student was originally scheduled to receive. If a recipient of Title IV grant or loan funds withdraws from a school after beginning attendance, the school must perform a Return of Title IV (R2T4) calculation to determine the amount of Title IV assistance earned by the student. Up through the 60% point in each period of enrollment, a pro rata schedule is used to determine the amount of Title IV funds the student has earned at the time of withdrawal. After the 60% point in the period of enrollment, a student is considered to have earned 100% of the Title IV funds the student was scheduled to receive during the period.
The R2T4 calculation is prepared using the following information associated with the period of enrollment:
The student's Title IV aid information, including amounts disbursed and amounts that could have been disbursed,
The withdrawal date and scheduled start date, end date, and break days, and

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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Institutional charges, including tuition, fees, room, board, books, supplies, materials, and equipment.
In addition, an unofficial withdrawal is one in which the Institution has not received notice from the student that the student has ceased or will cease attending the school. Schools must have a procedure in place to determine when a student who began attendance and received or could have received an initial disbursement of Title IV funds officially withdrew. For these unofficial withdrawals, the Institution must also determine a withdrawal date, which may be the midpoint of the period of enrollment or the last date of an academically related activity in which the student participated.
Criteria: As a recipient of federal awards, the Institution is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
Provisions included in Title 34 CFR Section 668.22 provide requirements over the treatment of Title IV funds when a student withdraws. The Institution is required to determine the amount of Title IV funds that the student earned as of the student's withdrawal date when a recipient of Title IV funds withdraws from the Institution during a payment period or period of enrollment in which the recipient began attendance. A refund must be returned to Title IV programs when the total amount of the Title IV grant or loan assistance, or both, that the student earned is less than the amount of the Title IV grant and/or loan assistance that was disbursed to the student as of the withdrawal date.
Additionally, provisions included in Title 34 CFR Section 668.22(j) address the timeframe for the return of title IV funds and state "(1) An institution must return the amount of title IV funds for which it is responsible... as soon as possible but no later than 45 days after the date of the institution's determination that the student withdrew... (2) For an institution that is not required to take attendance, an institution must determine the withdrawal date for a student who withdraws without providing notification to the institution no later than 30 days after the end of the earlier of the (i) Payment period or period of enrollment... (ii) Academic year in which the student withdrew; or (iii) Educational program from which the student withdrew."
Condition: A sample of 15 students from a population of 103 students who received student financial assistance (SFA) and withdrew from the Institution during the Fall 2020 and Spring 2021 semesters was randomly selected for testing using a non-statistical sampling method. The students' R2T4 calculations were reviewed to ensure that the refunds were calculated and returned in the correct amount to the proper funding agency and/or student in a timely manner. The following deficiencies were noted:
The refund calculations for three students who withdrew during the Fall 2020 semester and one student who withdrew during the Spring 2021 semester were calculated incorrectly due to the use of inappropriate rounding in the calculation of percentage of Title IV aid earned and the use of incorrect data associated with the amount of funds that could have been disbursed. One student was requested to return $564 less than the
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
required amount to various SFA programs, and three students were requested to return $3,419 more than the required amount to various SFA programs.
The proration between the school and student portion of the refund was incorrect for one student who withdrew during the Spring 2021 semester.
A sample of 40 students from a population of 248 students who received SFA for the Fall 2020 and Spring 2021 semesters and withdrew from the Institution but for whom no R2T4 calculation was performed was randomly selected for testing using a non-statistical sampling method. Attendance and withdrawal records were reviewed to determine if a refund should have been calculated for these students. The following deficiencies were noted:
R2T4 calculations were not performed appropriately for four students who unofficially withdrew during the Fall 2020 semester and seven students who unofficially withdrew during the Spring 2021 semester. Ten of these students should have been required to return a total of $8,858 to various SFA programs, and one student was owed a postwithdrawal disbursement of $254
R2T4 calculations were actually performed for an additional four students; therefore, the listing of R2T4 calculations provided for review was not accurate.
Questioned Costs: Upon testing a sample of $35,914 in financial aid disbursements to students for whom a R2T4 calculation was completed and $97,966 in financial aid disbursements to students who withdrew from the Institution but for whom no R2T4 calculation was performed, known questioned costs of $9,422 were identified for refunds not calculated appropriately or omitted. Using the total population amount of $879,959, we project the likely questioned costs to be approximately $65,094. The following assistance listing numbers were affected by the known and likely questioned costs: 84.063 and 84.268.
Cause: In discussing these deficiencies with management, they stated that human errors and inappropriate rounding within the student information system caused many of the R2T4 calculations performed to be inaccurate. In addition, for the R2T4 calculations that were not performed as required for unofficially withdrawn students, the student statuses were not updated from eligible to register to withdrawn within the student information system appropriately.
Effect: These deficiencies may expose the Institution to unnecessary financial strains and shortages. The Institution's portion of the refunds that were not calculated correctly must be returned to the U.S. Department of Education. Though the Institution may attempt to collect the funds from individual students affected by the errors, these collection efforts could be unsuccessful as the students may no longer attend the Institution and/or fail to repay the funds. Additionally, not returning unearned Title IV funds to the U.S Department of Education in a timely manner may result in adverse actions and impact the Institution's participation in Title IV programs.
B-40

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021 Recommendation: The Institution should follow established procedures to ensure that R2T4 calculations are accurate and that unearned funds are returned to the appropriate accounts in a timely manner in accordance with federal regulations. Management should also develop and implement a monitoring process to ensure that controls are operating properly. The Institution should contact the U.S. Department of Education regarding resolution of the finding, as well. Views of Responsible Officials: We concur with this finding.
B-41

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION (continued)

STATE ENTITY: DALTON STATE COLLEGE (continued)

2021-025 Strengthen Controls over Enrollment Reporting

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs:

Special Tests and Provisions Significant Deficiency Nonmaterial Noncompliance U.S. Department of Education None 84.063 Federal Pell Grant Program 84.268 Federal Direct Student Loans P063P202464 (Year: 2021), P268K212464 (Year: 2021) None Identified

Description: Student enrollment information was not reported to required organizations in a timely and accurate manner.
Background Information: Institutions are required to report enrollment information under the Federal Pell Grant and Federal Direct Student Loans programs via the National Student Loan Data System (NSLDS). Institutions must review, update, and verify student enrollment statuses, program information, and effective dates periodically throughout the award year. The accuracy and timeliness of enrollment information reported by the Institution impacts its ability to properly administer the various Student Financial Assistance programs.
There are two categories of enrollment information reported to the NSLDS: Campus-Level, which includes data related to the student's overall enrollment at an institution's campus, and
Program-Level, which includes data related to the student's program(s) of attendance.
The NSLDS Enrollment Reporting Guide provides institutions the requirements and guidance for reporting these specific campus-level and program-level enrollment details for students.
Criteria: As a recipient of federal awards, the Institution is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.

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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Regarding the enrollment reporting process, provisions included in Title 34 Section CFR 685.309(b) state that "(1) Upon receipt of an enrollment report from the Secretary, a school must update all information included in the report and return the report to the Secretary (i) In the manner and format prescribed by the Secretary; and (ii) Within the timeframe prescribed by the Secretary. (2) Unless it expects to submit its next updated enrollment report to the Secretary within the next 60 days, a school must notify the Secretary within 30 days after the date the school discovers that (i) ... the student has ceased to be enrolled on at least a half-time basis for the period." In addition, per the NSLDS Enrollment Reporting Guide issued by the U.S. Department of Education, students who have received Federal Pell Grant Program funds will be included on the NSLDS roster file received by each institution and are subject to the same enrollment reporting requirements as those students who have received a loan under the William D. Ford Federal Direct Loan Program.
Condition: A sample of 40 students who received Federal Pell Grant Program and/or Federal Direct Student Loan funds and had a reduction or increase in attendance level, graduated, withdrew, dropped out, or enrolled but never attended during the audit period was randomly selected for testing using a non-statistical sampling method. NSLDS Enrollment Detail information was reviewed for each student to ensure that the Institution accurately reported significant data elements under both the Campus-Level and Program-Level Record. The following deficiencies were identified:
For nine students, the Enrollment Effective Date and/or Program Enrollment Effective Date reflected on the Campus-Level Record and/or Program-Level Record, respectively, did not agree to the date on which the current enrollment status reported for the student was first effective.
For 13 students, the Enrollment Status and/or Program Enrollment Status reflected on the Campus-Level and/or Program Level Record, respectively, was not appropriate based upon the student's enrollment status as of the reporting date.
For one student, the Certification Date reflected on the Campus-Level Record was not within 60 days of the students' change in enrollment.
For one student, enrollment information related to the Campus-Level and ProgramLevel Record was not reported to NSLDS at all.
Cause: In discussing these deficiencies with management, they stated that the code for the threequarter-time enrollment status was missing in the student information system validation table and led to the deficiencies noted.
Effect: The Institution was not in compliance with federal regulations concerning enrollment reporting requirements. Additionally, if enrollment statuses are not submitted appropriately to NSLDS by the Institution, loan interest subsidies may be negatively affected, deferments of Federal Direct Student Loans may be continued in error, loan repayment dates could be recorded incorrectly, and the compilation of data associated with other Title IV aid programs could be adversely affected.
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021 Recommendation: The Institution should follow established policies and procedures to ensure that all changes in student enrollment statuses are reported in accordance with timeframes prescribed by the U.S. Department of Education. Additionally, management should develop and implement a monitoring process to ensure that controls are operating properly. Views of Responsible Officials: We concur with this finding.
B-44

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION (continued)

STATE ENTITY: SOUTH GEORGIA STATE COLLEGE

2021-026 Improve Controls over the Awarding Process

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs:

Eligibility Significant Deficiency Nonmaterial Noncompliance U.S. Department of Education None 84.007 Federal Supplemental Educational Opportunity Grants 84.033 Federal Work-Study Program 84.063 Federal Pell Grant Program 84.268 Federal Direct Student Loans P007A201042 (Year: 2021), P033A201042 (Year: 2021), P063P201316 (Year: 2021), P268K211316 (Year: 2021) $6,095.00

Description: The Institution's Student Financial Aid Office improperly determined the Student Financial Assistance award amounts for eligible students and awarded amounts to ineligible students.

Background Information: To receive student financial assistance (SFA), students must complete a Free Application for Federal Student Aid (FAFSA). Once the FAFSA is processed, an Institutional Student Information Record (ISIR) is provided to the Institution. Among other things, the ISIR contains the applicant's Expected Family Contribution (EFC) and helps determine student eligibility, award amounts, and disbursements.
The following types of student financial aid (SFA) was awarded and disbursed to students at the Institution:
Federal Pell Grant (Pell) The Federal Pell Grant program provides grants to eligible students enrolled in eligible undergraduate programs and certain eligible postbaccalaureate teacher certificate programs and is intended to provide the foundation of financial aid. Maximum and minimum Pell Grant awards are established by statute, but the amount for which each student is eligible is based on Pell Grant Payment and Disbursement Schedules published every year by the U.S. Department of Education (ED).

Federal Supplemental Educational Opportunity Grants (FSEOG) The FSEOG

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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
program provides grants to eligible undergraduate students. Priority for FSEOG awards is given to Pell Grant recipients who have the lowest EFC.
Federal Work-Study (FWS) The FWS program provides part-time employment to eligible undergraduate and graduate students who need earnings to help meet the costs of postsecondary education.
Federal Direct Student Loans The Direct Loan Program makes Direct Subsidized Loans and Direct Unsubsidized Loans to eligible students, and Direct PLUS Loans to eligible graduate or professional students or to eligible parents of eligible dependent undergraduate students, to pay for the cost of attending postsecondary educational institutions. Each student's ISIR, along with other information, is used by the Institution to originate the student's Direct Loan.
Once financial aid is awarded and disbursed to students, those students are required to maintain satisfactory academic progress (SAP) as defined by the Institution's published standards. These published standards must include a review of a qualitative component, which is typically based upon grade point average (GPA), and a quantitative component, which is based upon successful completion of attempted coursework at a specified pace within a maximum timeframe. SAP must be evaluated at least once per academic year, and if at the time of each evaluation, the student has not maintained SAP, they are no longer eligible to receive SFA.
Criteria: As a recipient of federal awards, the Institution is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
All ED programs are authorized by Title IV of the Higher Education Act (HEA) of 1965, as amended (20 USC 1001 et seq.). In addition, provisions included in Title 34 CFR Section 668 provide general provisions for administering SFA programs and Title 34 CFR Sections 675, 676, 685, and 690 provide eligibility and other related program requirements that are specific to the FWS Program, FSEOG Program, Federal Direct Student Loans Program, and Federal Pell Grant Program, respectively.
Condition: A sample of 25 students from a population of 1,425 students who received student financial assistance funds was randomly selected for testing using a non-statistical sampling method. Student financial assistance files were reviewed to ensure that financial assistance was properly calculated and disbursed to eligible students. The following deficiencies were identified:
While no over disbursements occurred, one student was awarded more need-based financial aid than their financial aid need.
One student was not in compliance with the Institution's published Satisfactory Academic Progress (SAP) policies. The student did not meet the qualitative requirement of SAP, which resulted in over disbursements totaling $6,095.
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Questioned Costs: Upon testing a sample of $221,471 in financial aid disbursements, known questioned costs of $6,095 were identified for the student who received student financial assistance in excess of their eligibility. Using the total population amount of $9,104,968, we project the likely questioned costs to be approximately $250,573. The following assistance listing numbers were affected by the known and likely questioned costs: 84.063 and 84.268.
Cause: In discussing these deficiencies with management, they stated a grade was reported late by a faculty member and was not available to be included in the SAP Calculation at the end of the students first semester at SGSC. If the grade had been present, the student would have been placed on financial aid warning instead of in good standing. At the end of the following semester, the student should have been placed on financial aid suspension but was only placed on financial aid warning due to the incorrect calculation during the prior semester. This resulted in the student receiving $6,095 is funds when they were ineligible for aid for the semester.
Effect: These deficiencies may expose the Institution to unnecessary financial strains and shortages. The funds disbursed to students in excess of their eligibility must be returned to the U.S. Department of Education. Though the Institution may attempt to collect the funds from individual students affected by the errors, these collection efforts could be unsuccessful as the students may no longer attend the Institution and/or fail to repay the funds. Additionally, the Institution was not in compliance with federal regulations concerning awarding of SFA funds to students.
Recommendation: The Institution should review its processes and procedures for determining each student's financial aid eligibility. Where vulnerable, the Institution should develop and/or modify its policies and procedures to ensure that correct amounts will be awarded to students in conformity with federal requirements. Additionally, the Institution should develop and implement a monitoring process to ensure that controls are functioning properly. The Institution should also contact the U.S. Department of Education regarding resolution of this finding.
Views of Responsible Officials: We concur with this finding.
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
FEDERAL AGENCY: U.S. DEPARTMENT OF EDUCATION (continued)

STATE ENTITY: GWINNETT TECHNICAL COLLEGE

2021-027 Strengthen Controls over the Return of Title IV Funds Process

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs:

Special Tests and Provisions Significant Deficiency Nonmaterial Noncompliance U.S. Department of Education None 84.007 Federal Supplemental Educational Opportunity Grants 84.033 Federal Work-Study Program 84.063 Federal Pell Grant Program 84.268 Federal Direct Student Loans P007A206421 (Year: 2021), P033A206421 (Year: 2021), P063P204114 (Year: 2021), P268K214114 (Year: 2021) $5,861.00

Description: The Institution did not properly perform the Return of Title IV funds process to ensure that unearned Title IV funds were returned in a timely manner.

Background Information: Student financial assistance, or Title IV, funds are awarded to a student under the assumption that the student will attend school for the entire period for which the assistance is awarded. When a student withdraws, the student may no longer be eligible for the full amount of Title IV funds that the student was originally scheduled to receive. If a recipient of Title IV grant or loan funds withdraws from a school after beginning attendance, the school must perform a Return of Title IV (R2T4) calculation to determine the amount of Title IV assistance earned by the student. Up through the 60% point in each period of enrollment, a pro rata schedule is used to determine the amount of Title IV funds the student has earned at the time of withdrawal. After the 60% point in the period of enrollment, a student is considered to have earned 100% of the Title IV funds the student was scheduled to receive during the period.
The R2T4 calculation is prepared using the following information associated with the period of enrollment:
The student's Title IV aid information, including amounts disbursed and amounts that could have been disbursed,
The withdrawal date and scheduled start date, end date, and break days, and

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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Institutional charges, including tuition, fees, room, board, books, supplies, materials, and equipment.
Criteria: As a recipient of federal awards, the Institution is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
Provisions included in Title 34 CFR Section 668.22 provide requirements over the treatment of Title IV funds when a student withdraws. The Institution is required to determine the amount of Title IV funds that the student earned as of the student's withdrawal date when a recipient of Title IV funds withdraws from the Institution during a payment period or period of enrollment in which the recipient began attendance. A refund must be returned to Title IV programs when the total amount of the Title IV grant or loan assistance, or both, that the student earned is less than the amount of the Title IV grant and/or loan assistance that was disbursed to the student as of the withdrawal date.
Additionally, provisions included in Title 34 CFR Section 668.22(j) address the timeframe for the return of title IV funds and state "(1) An institution must return the amount of title IV funds for which it is responsible... as soon as possible but no later than 45 days after the date of the institution's determination that the student withdrew... (2) For an institution that is not required to take attendance, an institution must determine the withdrawal date for a student who withdraws without providing notification to the institution no later than 30 days after the end of the earlier of the (i) Payment period or period of enrollment... (ii) Academic year in which the student withdrew; or (iii) Educational program from which the student withdrew."
Condition: A sample of 40 students from a population of 1,002 students who received student financial assistance (SFA) and withdrew from the Institution during the Fall 2020 and Spring 2021 semesters was randomly selected for testing using a non-statistical sampling method. The students' R2T4 calculations were reviewed to ensure that the refunds were calculated and returned in the correct amount to the proper funding agency and/or student in a timely manner. The following deficiencies were noted:
The refund calculation for one student who withdrew during the Fall 2020 semester was calculated incorrectly due to the use of the improper withdrawal date. This student was requested to return $1,160 less than the required amount to various SFA programs.
The proration between the school and student portion of the refund was incorrect for one student who withdrew during the Fall 2020 semester.
The amount returned within the student information system did not agree to the Institution's calculation for one student.
The refund amounts for one student who withdrew during the Fall 2020 semester and one student who withdrew during the Spring 2021 semester were calculated
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
appropriately but were never returned to the appropriate grantor programs. The Institution did not report or return $4,701 as required to various SFA programs.
Funds were not returned to the appropriate grantor programs within the required time frame for four of the withdrawn students tested.
In 20 instances, the student's withdrawal was never reported to the National Student Loan Data System (NSLDS).
Questioned Costs: Upon testing a sample of $92,853 in financial aid disbursements to students for whom a R2T4 calculation was completed, known questioned costs of $5,861 were identified for refunds not adequately supported or calculated incorrectly. Using the total population amount of $2,708,189, we project the likely questioned costs to be approximately $170,931. The following assistance listing numbers were affected by the known and likely questioned costs: 84.007, 84.063 and 84.268.
Cause: In discussing these deficiencies with management, they stated the midpoint of the term was not used for the withdrawal date appropriately for one student. In addition, student refund amounts were not returned to the U.S. Department of Education properly due to a lack of training associated with the tracking log in the Common Origination and Disbursement system for Direct Loans. Furthermore, an error in the upload process used to capture unofficial withdrawals led to the failure to report this withdrawal activity to the NSLDS.
Effect: This deficiency may expose the Institution to unnecessary financial strains and shortages. The Institution's portion of the refunds that were not calculated correctly or never reported must be returned to the U.S. Department of Education. Though the Institution may attempt to collect the funds from individual students affected by the errors, these collection efforts could be unsuccessful as the students may no longer attend the Institution and/or fail to repay the funds. Additionally, not returning unearned Title IV funds to the U.S Department of Education in a timely manner may result in adverse actions and impact the Institution's participation in Title IV programs.
Recommendation: The Institution should follow established procedures to ensure that R2T4 calculations are accurate and that unearned funds are returned to the appropriate accounts in a timely manner in accordance with federal regulations. Management should also develop and implement a monitoring process to ensure that controls are operating properly. The Institution should contact the U.S. Department of Education regarding resolution of the finding, as well.
Views of Responsible Officials: We concur with this finding.
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021

FEDERAL AGENCY: U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

STATE ENTITY: DEPARTMENT OF COMMUNITY HEALTH

2021-028 Improve Controls over Managed Care Organization Financial Audits

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs:

Special Tests and Provisions Significant Deficiency Nonmaterial Noncompliance U.S. Department of Health and Human Services None 93.767 Children's Health Insurance Program 93.778 - Medical Assistance Program (Medicaid: Title XIX) 93.778 COVID -19 Medical Assistance Program (Medicaid: Title XIX) 2005GA5MAP (Year 2020), 2105GA5MAP (Year 2021), 2005GA5021 (Year: 2020), 2105GA5021 (Year: 2021) None Identified

Description: The Department of Community Health does not have adequate controls in place to ensure the required managed care financial audits are being conducted and the results of the required periodic audits are posted on the State's website.
Background Information: The Department of Community Health (DCH) administers the State's Medicaid program that provides payments for medical assistance to low-income individuals. Medicaid is one of Georgia's largest public assistance programs with federal and state funds totaling approximately $12 billion for fiscal year 2021. The DCH is also responsible for administering the Children's Health Insurance Program (CHIP) that provides child medical coverage to low-income families who exceed Medicaid income limits.
The State may use managed care to deliver Medicaid and CHIP benefits and services. The DCH partners with private managed care organizations (MCO) that provide health services to members of Medicaid. Partnering with multiple organizations provides members with a choice of various health plans and allows them to choose the option that best fits their needs.
Criteria: As a recipient of federal awards, the DCH is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform

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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
Pursuant to Title 42 CFR Section 438.3(m), the contract between the State and an MCO must require MCOs to submit audited financial reports specific to the Medicaid contract on an annual basis. The audit must be conducted in accordance with generally accepted accounting principles and generally accepted auditing standards.
Additionally, pursuant to 42 CFR Section 438.602(e) and (g) and 42 CFR 457.1285, the DCH is required to conduct, or contract for an independent audit of the accuracy, truthfulness, and completeness of the encounter and financial data submitted by, or on behalf of, each MCO at least once every three years. The results of the periodic audits are required to be posted on the State's website.
Condition: Our review of the MCO annual audited financial report submissions specific to Medicaid disclosed that two out of four audited financial reports were not obtained by the DCH until after the auditors had requested the reports for review. Furthermore, we noted the contracts between the DCH and the MCOs do not have a clause requiring the MCOs to submit their audited financial statements to the DCH.
In addition, although the periodic independent audits of the accuracy, truthfulness, and completeness of the encounter and financial data submitted by, or on behalf of, each MCO were conducted, there was no evidence that the results of these four required periodic audits had been posted on the State's website as required by federal regulations.
Cause: There was no clause in the contracts or procedure in place to ensure that each MCO submits audited financial reports in timely manner to the DCH in accordance with Medicaid regulations. Additionally, the DCH does not have procedures in place to ensure the results of the periodic audits are being posted to the State's website.
Effect: The deficiency in internal controls over monitoring the MCOs' audited financial statements increases the likelihood that inappropriate uses of Medicaid and CHIP funds may occur and not be detected by management in a timely manner. Furthermore, noncompliance with federal regulations may result in the grantor penalizing the DCH for noncompliance by suspending or terminating the award or withholding future awards.
Recommendation: The DCH should revise the current contracts with MCOs to include a clause requiring MCOs to submit on an annual basis, to the DCH, audited financial reports specific to the Medicaid contract. In addition, the DCH should implement policies and procedures to ensure the obtention of the required MCOs audited financial reports and that the results of the periodic audits are posted to the State's website.
Views of Responsible Officials: We concur with this finding.
B-52

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
FEDERAL AGENCY: U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES (continued)

STATE ENTITY: DEPARTMENT OF COMMUNITY HEALTH (continued)

2021-029 Improve Controls over Medicaid Payments after Date of Death

Compliance Requirement:
Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs: Repeat of Prior Year Finding:

Activities Allowed or Unallowed Allowable Costs/Cost Principles Significant Deficiency Nonmaterial Noncompliance U.S. Department of Health and Human Services None 93.778 - Medical Assistance Program (Medicaid: Title XIX) 93.778 COVID -19 Medical Assistance Program (Medicaid: Title XIX) 2005GA5MAP (Year 2020), 2105GA5MAP (Year 2021) $132,069.00 2020-025, 2019-022

Description: The Department of Community Health made improper payments to Medicaid providers after beneficiaries' deaths.

Background Information: The Department of Community Health (DCH) administers the State's Medicaid program that provides payments for medical assistance to low-income individuals. Medicaid is one of Georgia's largest public assistance programs with federal and state funds totaling approximately $12 billion for fiscal year 2021.
The Social Security Administration (SSA) maintains the national record of death information called the Death Master File (DMF). The DMF is provided to States via a data exchange agreement. The DMF interfaces with the Georgia Medicaid Management Information System (GAMMIS) to update the beneficiary profiles. Additionally, the State Office of Vital Records submits an electronic file updated with the date of death that also interfaces with GAMMIS. The DCH has a process in place to identify when a beneficiary's profile is updated with the date of death and to reverse payments to managed-care organizations for claims made after the beneficiary's death.
As part of our fiscal year 2021 audit, we followed up on the DCH's efforts to implement corrective action plans in response to the prior year findings in which we reported that the DCH made improper payments to Medicaid providers after beneficiaries' deaths. However, the DCH

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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
was unable to fully implement their corrective action plan and apply modifications to GAMMIS prior to fiscal year-end.
Criteria: As a recipient of federal awards, the DCH is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
Additionally, the Uniform Guidance, Section 200.53 - Improper payments states: Improper payment means any payment that should not have been made or that was made in an incorrect amount (including overpayments and underpayments) under statutory, contractual, administrative, or other legally applicable requirements. An improper payment includes any payment to an ineligible party, any payment for an ineligible good or service, any duplicate payment, any payment for a good or service not received (except for such payments where authorized by law), any payment that does not account for credit for applicable discounts, and any payment where insufficient or lack of documentation prevents a reviewer from discerning whether a payment was proper.
Pursuant to Title 42 CFR Part 433, State Fiscal Administration, Subpart F Refunding of Federal Share of Medicaid Overpayments to Providers Section 433.304, an overpayment means the amount paid by a Medicaid agency to a provider which is in excess of the amount that is allowable for services furnished. Because medically necessary services cannot be provided after a beneficiaries' death, no medical services are allowable after a beneficiaries' death and any payment to a provider would result in an overpayment.
Condition: Our audit of the Medicaid program revealed that improper payments were made to Medicaid providers after beneficiaries' deaths. Using data analytics, we compared the DMF to claims made during the fiscal year to identify claims made after the date of death. We identified a total of 1,025 claims that were paid to providers for 243 unique members after the date of death. We used a nonstatistical sampling method to select a random sample of 60 claims from this population and tested the sample along with 12 individually significant items to determine if the claims were for services provided before the date of death. We found that the DCH made payments to providers for 72 Medicaid claims with service dates after the date of death resulting in overpayments in which the funds were not recouped.
Questioned Costs: Known questioned costs of $132,069 were identified for benefit payments made to providers for the 72 Medicaid claims with service dates after beneficiaries' deaths. Because all benefit payments tested were deemed unallowable, we project the likely questioned costs to be the entire population of claims paid to providers after the date of death, which totaled $196,207. The Federal and State share of likely questioned costs is approximately $143,171 and $53,036, respectively.
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Cause: System modifications that the DCH requested to be made by its third-party vendor within GAMMIS, which should have prohibited payments from being made for dates of service after a member's date of death, were implemented during the audit period. However, upon subsequent review the DCH identified a defect with the quarterly automated date of death claims adjustments process and determined additional changes are needed to prohibit payments from being made for dates of service after a member's date of death.
Effect: The improper Medicaid payments resulted in noncompliance with federal regulations and questioned costs. Weaknesses in controls over Medicaid payments also increase the risk of improper payments due to error or fraud that may need further investigation. In addition, grant provisions allow the grantor to penalize the DCH for noncompliance by suspending or terminating the award or withholding future awards.
Recommendation: The DCH management should continue to dedicate the necessary resources and execute their plan to ensure that modifications to the date of death processes within GAMMIS are implemented appropriately and that Medicaid benefit payments to providers are not made after beneficiaries' deaths. For periods prior to the implementation of the GAMMIS system modifications to address the defect identified, the DCH should perform procedures to compare the DMF to claims made after the date of death and analyze the results to identify improper payments. Additionally, the DCH should investigate and recover funds for all overpayments and if necessary, refer to the Georgia Medicaid Fraud Control Unit for further investigation into any potential provider fraud or abuse. The DCH should also consult with the grantor to discuss whether questioned costs identified in the audit should be repaid.
Views of Responsible Officials: We concur with this finding.
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
FEDERAL AGENCY: U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES (continued)

STATE ENTITY: DEPARTMENT OF COMMUNITY HEALTH (continued)

2021-030 Improve Controls over Medicaid Capitation Payments for Medicare Members

Compliance Requirement:
Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs: Repeat of Prior Year Finding:

Activities Allowed or Unallowed Allowable Costs/Cost Principles Significant Deficiency Nonmaterial Noncompliance U.S. Department of Health and Human Services None 93.778 - Medical Assistance Program (Medicaid: Title XIX) 93.778 COVID -19 Medical Assistance Program (Medicaid: Title XIX) 2005GA5MAP (Year 2020), 2105GA5MAP (Year 2021) $161,456.00 2020-026, 2019-023

Description: The Department of Community Health made improper capitation payments for Medicaid Managed Care members with Medicare insurance coverage.

Background Information: The Department of Community Health (DCH) administers the State's Medicaid program that provides payments for medical assistance to low-income individuals. Medicaid is one of Georgia's largest public assistance programs with federal and state funds totaling $12 billion for fiscal year 2021.
The DCH, the State's Medicaid agency, administers Georgia's managed-care program. The program is a partnership between the DCH and private managed care organizations (MCOs). The State pays a monthly fixed rate per person (capitation rate) without regard to the actual medical services utilized to cover the costs of Medicaid claims. Managed care is a prepaid, comprehensive system of medical and health care delivery, including preventive, primary, specialty and ancillary health care services. The program is designed to reduce the cost of providing health benefits, improve the quality of care and deliver health care to clients. Capitation payments for the year totaled $5.2 billion (federal and state).
As part of our fiscal year 2021 audit, we followed up on the DCH's efforts to implement a corrective action plan in response to the prior year findings in which we reported that the DCH made improper capitation payments for Medicaid Managed Care members with Medicare

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insurance coverage. However, the DCH was unable to fully implement their corrective action plan and apply modifications to the Georgia Medicaid Management Information System (GAMMIS) prior to fiscal year-end.
Criteria: As a recipient of federal awards, the DCH is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) Section 200.303 Internal Controls.
Additionally, the Uniform Guidance, Section 200.53 - Improper payments states: Improper payment means any payment that should not have been made or that was made in an incorrect amount (including overpayments and underpayments) under statutory, contractual, administrative, or other legally applicable requirements; and improper payments includes any payment to an ineligible party, any payment for an ineligible good or service, any duplicate payment, any payment for a good or service not received (except for such payments where authorized by law), any payment that does not account for credit for applicable discounts, and any payment where insufficient or lack of documentation prevents a reviewer from discerning whether a payment was proper.
Title 42 CFR Chapter 7, Social Security, Subchapter XIX Grants to States for Medical Assistance Program, 1396u-2 Provisions relating to managed care, states in part: a state may not require under paragraph (1) the enrollment in a managed care entity of an individual who is a qualified Medicare beneficiary (as defined in section 1396d(p)(1) of this title) or an individual otherwise eligible for benefits under subchapter XVIII. Further, according to the DCH's State Plan, Medicare recipients should not be enrolled in managed care, and any monthly premium payments made for Medicare recipients are unallowable.
Condition: Our audit of the Medicaid program revealed deficiencies in the capitation payments paid to MCOs for Managed Care members with Medicare insurance coverage. We obtained Medicare coverage information from the DCH for all Medicaid-eligible members.
Using data analytics, we identified a total of 3,120 potential capitation premium payments made on behalf of members who had Medicare coverage during the same month as their monthly managed care capitation payment. From this population, we tested a random sample of 60 members to determine if the DCH made monthly managed care premium payments for the members during the same time period the member's Medicare coverage was effective.
We found that the DCH made improper payments to MCOs for all 60 Managed Care members tested and these funds were not recouped. Additionally, we noted for 52 out of 60 members tested, a retroactive Medicare effective date was issued, which was during the time period that managed care payments were made to MCOs. The DCH did discontinue paying the MCO after it received notification from Medicare of the member's eligibility; however, they did not recoup the payments made to the MCOs for the retroactive period of Medicare coverage. Furthermore, we noted that for eight out of 60 members tested, improper payments continued to be made after Medicare notified the DCH of the member's Medicare eligibility.
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Questioned Costs: Known questioned costs of $161,456 were identified for the capitation payments paid to MCOs for the 60 Managed Care members that were during the same time the Managed Care member was enrolled in Medicare. The Federal and State share of known questioned costs is approximately $118,357 and $43,099, respectively. Because all sample amounts tested were deemed to be known questioned costs, the total population amount of $1,435,238 is projected to be likely questioned costs. The Federal and State share of likely questioned costs is approximately $1,052,119 and $383,119, respectively. The projected likely questioned costs are based on the testing of a sample of 60 Managed Care members that were selected using a nonstatistical sampling method.
Cause: Technical guidance from the Centers for Medicare and Medicaid Services (CMS) has been requested and is needed before the DCH's third-party vendor can move forward with additional identified GAMMIS modifications needed to fully implement the process to recoup capitation payments for Medicare eligible recipients.
Effect: Without effective controls in place, the DCH increases its risk of providing and not detecting improper payments to MCOs. The improper capitation payments resulted in noncompliance with federal regulations and questioned costs. Improper payments could occur for an ineligible recipient that are unallowable and cannot be claimed for federal reimbursement. In addition, grant provisions allow the grantor to penalize the DCH for noncompliance by suspending or terminating the award or withholding future awards.
Recommendation: The DCH management should continue to dedicate the necessary resources and execute their plan to ensure that modifications to retroactively recoup capitation payments from its MCOs upon receipt of notice that a member is eligible for Medicare are implemented appropriately within GAMMIS. For periods prior to the implementation of the GAMMIS system modifications, the DCH should perform analytical procedures over Medicare effective dates for Managed Care members to determine whether capitation payments have been recouped. Additionally, the DCH should investigate and recover funds for all improper payments.
The DCH consult with the grantor to discuss whether the questioned costs identified in the audit should be repaid.
Views of Responsible Officials: We concur with this finding.
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FEDERAL AGENCY: U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES (continued)

STATE ENTITY: DEPARTMENT OF COMMUNITY HEALTH (continued)

2021-031 Continue to Strengthen Application Risk Management Program

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs: Repeat of Prior Year Findings:

Special Tests and Provisions Significant Deficiency Nonmaterial Noncompliance U.S. Department of Health and Human Services None 93.778 - Medical Assistance Program (Medicaid: Title XIX) 93.778 COVID -19 Medical Assistance Program (Medicaid: Title XIX) 2105GA5MAP (Year: 2021), 2105GA5ADM (Year: 2021), 2005GA5MAP (Year: 2020), 2005GA5ADM (Year: 2020), 1905GA5MAP (Year: 2019), 1905GA5ADM (Year: 2019) None Identified 2020-028, 2019-024, 2018-026, 2017-037, 2016-044

Description: The Department of Community Health should continue to strengthen controls over its application risk management program.

Background Information: See Financial Finding at 2021-003.

Criteria: See Financial Finding at 2021-003.

Condition: See Financial Finding at 2021-003.

Cause: See Financial Finding at 2021-003.

Effect: See Financial Finding at 2021-003.

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YEAR ENDED JUNE 30, 2021 Recommendation: See Financial Finding at 2021-003. Views of Responsible Officials: We concur with the finding as it is only partially resolved.
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FEDERAL AGENCY: U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES (continued)

STATE ENTITY: DEPARTMENT OF COMMUNITY HEALTH (continued)

2021-032 Improve Controls over Inpatient Medicaid Payments

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs: Repeat of Prior Year Findings:

Special Tests and Provisions Significant Deficiency Nonmaterial Noncompliance U.S. Department of Health and Human Services None 93.778 - Medical Assistance Program (Medicaid: Title XIX) 93.778 COVID -19 Medical Assistance Program (Medicaid: Title XIX) 2005GA5MAP (Year: 2020), 2105GA5MAP (Year: 2021) None Identified 2020-029, 2019-025

Description: The Department of Community Health does not have adequate controls in place to ensure the required inpatient hospital field audits are performed in accordance with the State Plan.

Background Information: The Department of Community Health (DCH) is responsible for administering the Medicaid program under the State Plan approved by the federal Centers for Medicare & Medicaid Services (CMS). The State Plan is a comprehensive written statement describing the nature, scope, and basic requirements for the Medicaid program. At any time, the DCH can propose changes to the State Plan by submitting a State Plan Amendment to the CMS.
As part of the State Plan, the DCH is responsible for establishing standards and methodologies for reimbursing inpatient hospital providers based on payment rates that represent the cost to efficiently and economically operate such facilities and provide services to Medicaid beneficiaries. The DCH requires all inpatient hospital providers to submit an annual cost report summarizing cost and patient day information for the reporting year. These cost reports may be used to establish payment rates. A total of 141 cost reports were submitted by the Medicaid inpatient hospital providers during the year.
For fiscal year 2021, inpatient Medicaid payments totaled approximately $1.2 billion.
As part of our fiscal year 2021 audit, we followed up on the DCH's efforts to implement corrective action plans in response to the prior year findings in which we reported that DCH did not perform the required inpatient hospital field audits per the State Plan. Although DCH was

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unable to fully implement their corrective action plan prior to fiscal year-end, we noted that ongoing efforts have been made and the State Plan has been revised with an effective date of July 1, 2021.
Criteria: As a recipient of federal awards, the DCH is required to establish and maintain effective internal controls over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) Section 200.303 Internal Controls.
Pursuant to 42 CFR Section 447.253(g), the DCH is required to perform periodic audits of financial and statistical records of participating inpatient hospitals in accordance with the audit requirements specified in the State Plan. These audits are crucial to ensuring the established payment rates are proper.
The Georgia Medicaid State Plan, Section 1C, Attachment 4.19A-Methods and Standards for Establishing Payment Rates Inpatient Services requires DCH to contract annually for the performance of desk reviews and field audits.
Condition: The DCH contracts with a third-party vendor to perform desk reviews on the inpatient hospital providers' cost reports submitted. In response to our recommendations regarding the establishment of procedures associated with the completion of desk reviews and field audits for inpatient Medicaid providers, the DCH ensured that all required desk reviews were completed appropriately and within the necessary timeframe during the fiscal year under review. However, field audits of participating inpatient hospital providers were not performed as required by the current State Plan.
Cause: The DCH had turnover in management personnel and did not have procedures in place to ensure that field audits were performed in accordance with the State Plan. During the current fiscal year, the DCH was in the process of revising its State Plan and contract with its third-party vendor to remove language requiring field audits of inpatient hospital providers to be conducted and replacing it with language requiring desk or focus reviews. However, the revisions did not make it through the DCH review and approval process prior to the end of the fiscal year as the revisions to the State Plan were made in January 2021 and will not go into effect until July 1, 2021.
Effect: Since cost reports may be used as the basis to establish reimbursement rates, the rates used may contain errors which could result in improper payments. In addition, grant provisions allow the grantor to penalize the DCH for noncompliance by suspending or terminating the award or withholding future awards. This may prevent inpatient hospital providers from receiving benefit payments in the future.
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YEAR ENDED JUNE 30, 2021 Recommendation: Because the DCH management executed their plan to revise the State Plan and contract with its third-party vendor after year-end, the DCH should ensure that the required desk or focus reviews are performed in accordance with the revised State Plan going forward. Views of Responsible Officials: We concur with this finding.
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FEDERAL AGENCY: U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES (continued)

STATE ENTITY: DEPARTMENT OF COMMUNITY HEALTH & STATE ENTITY: DEPARTMENT OF HUMAN SERVICES

2021-033 Improve Controls over Medicaid Eligibility Determinations for Ex Parte Members

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs: Repeat of Prior Year Finding:

Eligibility Significant Deficiency Nonmaterial Noncompliance U.S. Department of Health and Human Services None 93.778 - Medical Assistance Program (Medicaid: Title XIX) 93.778 COVID -19 Medical Assistance Program (Medicaid: Title XIX) 2005GA5MAP (Year 2020), 2105GA5MAP (Year 2021) None Identified 2020-033, 2019-027, 2018-029

Description: The Department of Community Health and Department of Human Services did not have effective internal controls in place to ensure the required continuing Medicaid eligibility determinations are performed for Supplemental Security Income Ex Parte members.
Background Information: The Department of Community Health (DCH) administers the State's Medicaid program that provides payments for medical assistance to low-income individuals. Medicaid is one of Georgia's largest public assistance programs with federal and state funds totaling approximately $12 billion for fiscal year 2021.
Eligibility for the Medicaid program is determined by the Division of Family and Children Services (DFCS), a division within the Department of Human Services (DHS), which has offices in each of the 159 counties in the State of Georgia. Individuals who are eligible for Supplemental Security Income (SSI) are also eligible for the Medicaid benefits, and those whose SSI benefits are terminated or denied by the Social Security Administration are SSI Ex Parte members for the Medicaid program. For those members, the DCH makes temporary determinations of continued eligibility under a new Ex Parte Medicaid Class of Assistance in the Georgia Medicaid Management Information System (GAMMIS).
The DFCS is responsible for performing a Continuing Medicaid Determination (CMD) for each new SSI Ex Parte member. The DFCS uses the daily Ex Parte Determination Reports generated

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by GAMMIS to identify the new SSI Ex Parte members that require a CMD. GAMMIS also generates monthly Ex Parte Non-Confirmation Reports, which identify all entries from the Ex Parte Determination Reports that are over 30-days old and have not yet been acted upon.
When a CMD is complete, the DFCS enters the individual in the Georgia Gateway eligibility system and an approval or denial notice is generated. GAMMIS is updated through the Georgia Gateway interface when eligibility for a member is approved. When eligibility is denied, DFCS sends the denial notice to the DCH which triggers the removal of the denied member from GAMMIS.
As part of our fiscal year 2021 audit, we followed up on the DCH's efforts to implement corrective action plans in response to the prior year finding in which we reported that the DCH did not perform the required continuing eligibility determination for SSI Ex Parte members. Although the DCH was unable to fully implement their corrective action plan prior to fiscal yearend, we noted that significant progress in training various levels of Medicaid workers on the correct procedures for handling Ex-Parte cases had occurred.
Criteria: As recipients of federal awards, both the DCH and the DHS are required to establish and maintain effective internal controls over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) Section 200.303 Internal Controls.
The eligibility determination requirements for SSI Ex Parte members are addressed in Chapter 2700, Section 50 - DCH Reports - Ex Parte Lists of the DHS Medicaid Manual. In accordance with Section 50 of the Medicaid Manual, the DFCS is required to perform eligibility determinations of those members whose SSI benefits are terminated or denied.
Condition: Our audit of the Medicaid program revealed deficiencies in the performance of eligibility determinations for SSI Ex Parte members. During fiscal year 2021, the DCH paid Medicaid benefits totaling $10,083,737 for 46,174 claims transactions. We used a nonstatistical sampling method to select a random sample of 60 Ex Parte benefit payments from this population and tested the sample to determine if eligibility determinations were performed appropriately. For 11 out of 60 SSI Ex Parte payments tested, we found that the DFCS did not perform the required eligibility determinations prior to payments being made. However, as a result of the continued consequences of the COVID-19 pandemic, a public health state of emergency was in place during the fiscal year and did not allow Medical Assistance cases to be terminated. Therefore, no questioned costs were identified for benefit payments made to the 11 SSI Ex Parte members whose eligibility was not appropriately redetermined.
Cause: The processes that DFCS ran in the Gateway system did not capture all the CMD members in the system who needed a determination. The query used to capture CMD members was not written in a way to identify all CMD members. Furthermore, the DFCS is in the process of modifying the query to identify all CMD members that were missed by the original query.
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STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021 Effect: The deficiencies in eligibility determinations resulted in noncompliance with federal regulations. Also, grant provisions allow the grantor to penalize the DCH for noncompliance by suspending or terminating the award or withholding future awards. In addition, the DCH may be providing Medicaid benefits to ineligible individuals and claiming federal reimbursement for unallowable expenditures. Recommendation: The DCH and DHS management should strengthen oversight of the eligibility determinations performed by the DFCS for SSI Ex Parte members to make certain they are being performed timely and as required. Specifically, management should oversee a reconciliation process between members with completed CMDs to members listed on the Ex Parte daily and monthly Determination Reports. In addition, the DHS management should continue to provide training associated with these compliance requirements to new hires. Views of Responsible Officials: We concur with this finding.
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FEDERAL AGENCY: U.S. DEPARTMENT OF LABOR

STATE ENTITY: DEPARTMENT OF LABOR

2021-034 Strengthen Controls over Expenditures

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles: Federal Award Number:
Questioned Costs:

Activities Allowed or Unallowed Allowable Costs/Cost Principles Material Weakness Material Noncompliance U.S. Department of Labor None 17.225 Unemployment Insurance 17.225 COVID-19 Unemployment Insurance UI312881855A13 (Year: 2018), UI325941955A13 (Year: 2019), UI328341960A13 (Year: 2019), UI340532055A13 (Year: 2020), UI341592055A13 (Year: 2020), UI344912060A13 (Year: 2020), UI347102055A13 (Year: 2020), UI356432155A13 (Year: 2021), UI356992155A13 (Year: 2021), UI359392160A13 (Year: 2021) $516,722.00

Description: The Georgia Department of Labor used federal award funds to purchase unallowable employee meals during the COVID-19 pandemic.

Background Information: On September 30, 2021, the Georgia Department of Administrative Services (DOAS) issued a report of the results of its limited scope audit of purchasing card (p-card) transactions of the Georgia Department of Labor (DOL) from March 1, 2020 through February 28, 2021. The audit was related to food purchases and was performed to determine compliance with section IX.B.6 ("Food or Meals") of the Statewide Purchasing Card Policy (P-card Policy) which, incorporates the State Accounting Office's Group Meal Policy (SAO Group Meal Policy) and Statewide Travel Policy.
On October 4, 2021, the Georgia Office of the State Inspector General (OIG) issued a letter addressed to Governor Brian Kemp detailing the results of its review of the expenditures. The letter details the OIG's findings of whether the DOL's meal purchases violate the Georgia Constitution and various state administrative rules, specifically the DOAS P-card Policy and the SAO Group Meal Policy, as well as the OIG's opinion of whether these expenditures constitute general acts of waste.

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The DOL expended more than $105.9 million in UC and UI COVID-related programs administrative costs during the fiscal year.
Criteria: As a recipient of federal awards, the DOL is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
The Uniform Guidance, Section 200.53 - Improper payments states: Improper payment means any payment that should not have been made or that was made in an incorrect amount (including overpayments and underpayments) under statutory, contractual, administrative, or other legally applicable requirements. An improper payment includes any payment to an ineligible party, any payment for an ineligible good or service, any duplicate payment, any payment for a good or service not received (except for such payments where authorized by law), any payment that does not account for credit for applicable discounts, and any payment where insufficient or lack of documentation prevents a reviewer from discerning whether a payment was proper.
Additionally, the Uniform Guidance, Section 200.404 Reasonable costs states: A cost is reasonable if, in its nature and amount, it does not exceed that which would be incurred by a prudent person under the circumstances prevailing at the time the decision was made to incur the cost. The question of reasonableness is particularly important when the non-Federal entity is predominantly federally-funded. In determining reasonableness of a given cost, consideration must be given to: (a) Whether the cost is of a type generally recognized as ordinary and necessary for the operation of the non-Federal entity or the proper and efficient performance of the Federal award. (b) The restraints or requirements imposed by such factors as: sound business practices; arm's-length bargaining; Federal, state, local, tribal, and other laws and regulations; and terms and conditions of the Federal award... (d) Whether the individuals concerned acted with prudence in the circumstances considering their responsibilities to the non-Federal entity, its employees, where applicable its students or membership, the public at large, and the Federal Government. (e) Whether the non-Federal entity significantly deviates from its established practices and policies regarding the incurrence of costs, which may unjustifiably increase the Federal award's cost.
Furthermore, provisions included in Title 20 CFR Section 601.6 provide that administrative grant funds be used in "amounts necessary for the proper and efficient administration of the State unemployment compensation law and employment service program."
Condition: During our engagement, we obtained copies of the reports issued by both the DOAS and the OIG. The DOAS audit determined that from March 1, 2020 to February 28, 2021, the DOL spent $959,175 on p-card food purchases. The DOL spent an additional $153,627 from March 1, 2021, until June 11, 2021, for a total of $1.1 million dollars. This amount was spent on employees who were fed daily for approximately 285 days. The audit details noncompliance with the Statewide P-card Policy, SAO Group Meal Policy, and Statewide Travel Policy. In addition, the audit reports instances of insufficient documentation.
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The OIG also examined over $1.1 million spent to purchase meals for each of the DOL's reported 1,026 employees over a nearly 15-month period. The purchases continued without interruption until June 11, 2021, when the DOAS suspended the DOL's ability to buy meals using a p-card.
The OIG inquired into the origin of the funds utilized for the meal purchases. The Governor's Office of Planning and Budget (OPB) confirmed that approximately $567,000 came from the DOL's annual state funds appropriation and most of the remaining funds, which totaled approximately $519,000, originated from the federal UI grants provided to the DOL.
Our review of the DOL's accounting records revealed that $516,722 in unallowable meal expenditures were paid with federal award funds during the fiscal year under review. Further, the DOL could not provide the grant award numbers to which the expenditures were charged or any documentation of correspondence with the U.S. Department of Labor to request authorization or make the grantor aware that the DOL planned to use and/or used federal funds for these types of expenditures.
Questioned Costs: Questioned costs of $516,722 were identified for unallowable expenditures. The following Assistance Listing Numbers were affected by these questioned costs: 17.225 and 17.225 COVID-19.
Cause: The DOL management determined the costs were reasonable in the interest of public safety for employees, as well as to meet the critical need to maintain a desirable level of productivity with an unprecedented demand for the DOL services, to use funds to provide lunches on the premises for employee health and welfare during both a pandemic and an unemployment crisis.
Effect: The expenditure of federal funds for unallowable purposes resulted in noncompliance with federal regulations and questioned costs. In addition, grant provisions allow the grantor to penalize the DOL for noncompliance by suspending or terminating the award or withholding future awards. This may prevent the DOL from effectively administering the UI program in the future. The U.S. Department of Labor may require repayment of costs that are determined to be unallowable and the State of Georgia could be responsible for such repayment.
Recommendation: The DOL should ensure that all current and future business practices follow the established policies and procedures of the Uniform Guidance, the U.S. Department of Labor, and the State of Georgia. We recommend that the DOL contact the U.S. Department of Labor for the guidance and authorization to use federal funds when the expenditure is deemed uncommon and/or extraordinary.
Views of Responsible Officials: We do not concur with this finding. The State Auditor presents language from the Uniform Guidance, Section 200.404 regarding reasonable costs, stating specifically, A cost is reasonable if, in its nature and amount, it does not exceed that which would be incurred by a prudent person under circumstances prevailing at the time the decision was made to incur the cost. To that statement we offer the following information which must also be considered under these circumstances:
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EUISAA Emergency Grants ($1,000,000,000 to the states) amended Social Security

Act, adding subsection (h) to 42 USC Section 1103:

o 42 USC 1103(h)(4)- "Any amount transferred to the account of a State under this

subsection may be used by such State only for the administration of its

unemployment compensation law, including by taking such steps as may be

necessary to ensure adequate resources in periods of high demand."



USDOL ETA Website COVID-19 FAQ's

https://www.dol.gov/agencies/eta/coronavirus#adminflex ALL Grants

Administrative Flexibilities Section:

o Question: Can grantees repurpose grant funds to offset additional expenses

related to COVID-19 such as increased paid time off or overtime for staff?

o Answer: (last sentence) "Grant recipients should not place their staff in danger or

a hazardous setting."

The condition statements reference a review of P-card purchases conducted by the state Department of Administrative Services reviewing food purchases made on behalf of GDOL staff during a declared international, national and state emergency.
The COVID-19 pandemic emergency created a perfect storm for GDOL and we continue to deal with residual effects of that perfect storm to this day. The event not only caused an epic increase in Unemployment Insurance (UI) claims for benefits due to the expansion of new federal programs but at the same time created a life altering impact to GDOL staff and their families. We must note for the record that our agency was grossly understaffed after years of reduced state and federal appropriations of administrative dollars and no assistance was offered through the legislative appropriation process nor did we receive distribution of adequate CARES act funding for critical staffing and operational needs from the State. While many employees were able to work from the safety of their homes, GDOL had to meet that challenge head on and provide critically needed financial assistance to eligible, suffering fellow Georgians. GDOL had the critical responsibility to serve customers filing claims at a rate and volume never seen in history. GDOL processed about 6 million UI benefit claims, an amount exceeding the sum total of all claims processed in the past ten years combined. More than 23 billion dollars in UI benefits have been paid. This amount exceeds the total amount of benefits paid in the previous 82 years combined.
To accomplish this potentially crippling feat, GDOL rehired experienced retirees, reassigned staff from other duties, and used contractors where appropriate. Consistent with the practice of other state labor departments, our employees were considered essential employees and continued to report to the office even as other state agencies and their employees (such as OIG, DOAS and DOAA) allowed their employees to work from the safety of their homes. GDOL initiated efforts to keep our essential office employees safe during this time. For example, after securing approval from the Department of Administrative Services (DOAS) to provide lunches for our employees, GDOL began providing lunch to its workers in order for employees to remain in their offices and continue to sustain the critically required claims process. Providing lunch and asking staff to remain at their desks allowed us to realize more than 230,000 additional work hours to process UI claims and interact with Georgians in desperate need of our services. The increase in labor hours is equivalent to approximately 90 additional
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full-time, experienced staff with an estimated savings of eight (8) million dollars in administrative costs. GDOL staffing during the period consisted of 1,100 employees, over 60 security guards and more than 400 contractors. We invested an average of one thousand dollars per employee over a 15-month period and were able to achieve and sustain an exceptionally high operational capacity. This translates to $67 per month per employee invested to process six (6) million UI claims and deliver twenty-three (23) billion dollars in UI benefits faster than most states of comparable size in the midst of persistent threats to personal safety, exposure of employee home addresses on social media, property vandalism, and protests.
As offered in GDOL's response to the DOAS report, GDOL did not begin this process before seeking and securing authorization from DOAS to make the purchases using the P-card. GDOL followed DOAS' guidelines entering invoices each business day in the DOAS proprietary TGM statewide system. GDOL complied with SAO per diem guidelines of $7 or $9 for lunches (depending on office location) with limited exceptions that occurred in the initial deployment of the process. Any queries for clarification received from DOAS over the 15 months this occurred were quickly and fully addressed. Wherever possible, GDOL utilized small businesses struggling during the pandemic and the Georgia State University cafeteria. We also note here that the State Accounting Office finally modified its per diem guidelines effective February 1, 2022 to change the lunch per diem to $14 after decades at the abysmally lower rate. We continued to follow emergency Coronavirus mandates and Executive Orders issued by the Governor's Office which remained in effect in June 2021. We also wanted to reduce the need to make stops on the commute to and from work. Any employee illness could negatively impact the operation. We took the responsibility to actively maintain a safe workplace.
Even OIG admits GDOL's reasons for providing lunches were justifiable before asserting that the justification somehow morphed into `waste' in violation of the "gratuities" clause upon the approval of the COVID vaccines in March/April 2021. OIG also admitted that agencies have discretion with regards to how administrative assessment monies are spent. The federal dollars came from emergency administrative funds provided to the states by USDOL with broad discretion to states regarding the use of such funds to ensure adequate resources were available during this national historic emergency.
This process was thoughtfully considered and undertaken in a genuine effort to reduce unnecessary workplace exposure to COVID and markedly enhanced claim processing productivity. There was no vaccine available during the first 12 months of this activity. When vaccines were introduced, they were limited to certain populations who, for the most part, were not in the workplace processing UI claims.
The decision was made to deliver lunches to all of our locations as grocery stores experienced greatly diminished product availability, restaurants closed due to the shrinking workforce, no relief was in sight and no one had any reasonable prediction on how long this international crisis would last. GDOL could not and did not close down its processes and wait for the crisis to pass. That option was never a consideration. We have a responsibility to our fellow Georgians and to our employees. As an agency, we have experienced 382 cases of COVID, twenty-six (26) of those cases resulted in hospitalizations and unfortunately TEN (10) members of our staff paid the ultimate price and lost their lives to the Coronavirus. These ten staff members were parents, grandparents, siblings, friends, neighbors, and community partners. Four of these deaths occurred after the provision of lunches ended on June 10, 2021. These ten staffers were people engaged in the everyday life. We are certain that their surviving loved ones would find the categorization of providing them a delivered meal while they were at their desk working in a
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YEAR ENDED JUNE 30, 2021 pandemic as a waste or abuse to be absolutely abhorrent. In the opinion of these external reviewers, staff at GDOL are undoubtedly dispensable. We strongly disagree that investing in the health and safety of our employees was reckless, grossly negligent, needless, imprudent, wasteful and certainly not unreasonable. The loss of life and staff infections we suffered would likely have been far greater had we not taken the strategic approach to limit employee ingress and egress, provide meals and encourage social distancing in the workplace. Our attempt to protect our invaluable human resources by making the decision to reduce a known risk was neither abusive or unreasonable but an act of genuine compassion, a substantial benefit to the state, and actually more than reasonable given the limited alternatives. Again, this investment was most beneficial as the return yielded hundreds of thousands of additional hours in critically needed, cost-efficient productivity. Such disregard for humankind does little more than contribute to the reasons that so many are leaving the workplace and causes employers in every sector to suffer as a result. GDOL employees were positioned as first responders as they continued to report to duty on the front lines in these historic, unprecedented circumstances. It is regrettable that the State OIG completed an `investigation' and issued a report without ever giving GDOL an opportunity to respond to any perceived issue. GDOL made a judgment call to protect our staff from hazardous circumstances as best as we could while continuing to deliver critical services. We continue to believe our actions were necessary, appropriate and reasonable to continue to stand up the UI claims process. We stand by that decision. Auditor's Concluding Remarks: The Georgia Department of Audits and Accounts (DOAA) acknowledges the overwhelming burden placed on the DOL due to the effects of the COVID-19 pandemic and the urgency with which payments were made to the unemployed citizens of Georgia. However, given the information reflected above, we reaffirm our finding and will review the status of the finding during our next audit.
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FEDERAL AGENCY: U.S. DEPARTMENT OF LABOR (continued)

STATE ENTITY: DEPARTMENT OF LABOR (continued)

2021-035 Improve Controls over Eligibility Determinations

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles: Federal Award Number:
Questioned Costs: Repeat of Prior Year Finding:

Eligibility Material Weakness Material Noncompliance U.S. Department of Labor None 17.225 Unemployment Insurance 17.225 COVID-19 Unemployment Insurance UI312881855A13 (Year: 2018), UI325941955A13 (Year: 2019), UI328341960A13 (Year: 2019), UI340532055A13 (Year: 2020), UI341592055A13 (Year: 2020), UI344912060A13 (Year: 2020), UI347102055A13 (Year: 2020), UI356432155A13 (Year: 2021), UI356992155A13 (Year: 2021), UI359392160A13 (Year: 2021) $1,075,829.00 2020-036

Description: The Georgia Department of Labor did not have effective internal controls in place to ensure unemployment benefit payments were made correctly and only to eligible claimants.

Background Information: The Unemployment Insurance (UI) program, created by the Social Security Act (Pub. L. No. 74271), provides Unemployment Compensation (UC) benefits to workers who are unemployed through no fault of their own and are seeking reemployment. To receive benefits, claimants must be able to work, available for work, and actively seeking work.
On March 27, 2020, the Coronavirus Aid, Relief, and Economic Security (CARES) Act was signed into law. The CARES Act was designed to mitigate the economic effects of the COVID-19 pandemic in a variety of ways, including providing additional UI provisions.
Title II, Subtitle A of the CARES Act, authorizes the following temporary UI programs:
Federal Pandemic Unemployment Compensation (FPUC) The FPUC program provides eligible individuals with $600 per week in addition to the weekly benefit amount they receive from certain other UC programs.

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Pandemic Emergency Unemployment Compensation (PEUC) The PEUC program provides up to 13 weeks of benefits to individuals who have exhausted all rights to regular compensation under State law or Federal law with respect to a benefit year that ended on or after July 1, 2019, have no rights to regular compensation with respect to a week under any other State or Federal UC law, are not receiving compensation with respect to such week under the UC law of Canada, and are able to work, available to work, and actively seeking work.
Pandemic Unemployment Assistance (PUA) The PUA program provides up to 39 weeks of benefits to those individuals who are not eligible for regular UC or extended benefits under State or Federal law or PEUC, including those who have exhausted all rights to such benefits.
In addition, the State Extended Benefits (SEB) program, which is an extension of UC benefits, becomes available for payment when the State's 13-week insured unemployment rate (IUR) exceeds 5% and pays claimants up to an additional 13 weeks of compensation. Under the SEB program, the State is required to provide 50% of the amounts paid to the majority of eligible SEB claimants, which are those not covered by Federal law or special provisions of State law. However, under the CARES Act, the U.S. Department of Labor will reimburse the State at 100% of eligible costs for the SEB program.
The State of Georgia became eligible to pay SEB May 10, 2020. However, the first payable weekending date (WED) was on July 4, 2020, as the first payable WED of PEUC was April 4, 2020. Further, the last payable WED for SEB was February 6, 2021.
The Georgia Department of Labor (DOL) paid out more than $2.5 billion and $9.2 billion in UC and CARES Act benefits, respectively, to over 1.1 million individuals for the fiscal year under review.
Criteria: As a recipient of federal awards, the DOL is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
The Uniform Guidance, Section 200.53 - Improper payments states: Improper payment means any payment that should not have been made or that was made in an incorrect amount (including overpayments and underpayments) under statutory, contractual, administrative, or other legally applicable requirements. An improper payment includes any payment to an ineligible party, any payment for an ineligible good or service, any duplicate payment, any payment for a good or service not received (except for such payments where authorized by law), any payment that does not account for credit for applicable discounts, and any payment where insufficient or lack of documentation prevents a reviewer from discerning whether a payment was proper.
Additionally, provisions included in Title 20 CFR Section 604.3(a) state: A State may pay UC only to an individual who is able to work and available for work for the week for which UC is claimed.
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Furthermore, Title II, Subtitle A of the CARES Act provides specific eligibility guidance for the FPUC, PEUC, and PUA programs.
Condition: Our audit of the Unemployment Compensation Fund (UCF) included a review of benefit payments related to regular UC, SEB, and CARES Act UI programs. A sample of 85 UI benefit payment transactions processed by the DOL was randomly selected for testing using a nonstatistical sampling method. In addition, 159 individually significant UI benefit payment transactions were selected for testing. The following deficiencies were identified for improper payments totaling $69,479:
Identity verification was not performed appropriately in 29 instances. Non-monetary determination was not performed in two instances. Documentation of wages was not maintained for 13 PUA claimants. Proof of employment or self-employment or a valid offer to begin employment and proof
of wages was not submitted by four PUA claimants. One PUA claimant's last day worked was prior to the pandemic; therefore, they were not
eligible for PUA. One PUA claimant was not unemployed due to COVID; therefore, they were not eligible
for PUA but were eligible for the PEUC program. One Regular UI claimant was paid the incorrect amount. One PUA claimant was paid for a WED prior to the WED the individual stated their
employment was affected by COVID. Duplicate payments were noted in 13 regular UC transactions. Duplicate payments were noted in 12 PUA transactions. Payments exceeding the claimant's weekly benefit amount (WBA) were noted for 133
SEB transactions. SEB and PEUC payments were received by 65 claimants for the same WED. FPUC payments were paid during a week in which the claimant was ineligible in 24
instances. Lost wages assistance (LWA) payments were paid during a week in which the claimant
was ineligible in two instances.
Additionally, after identifying that 65 claimants received a SEB and PEUC payment for the same WED, auditors reviewed the benefit payment data file for additional exceptions and noted that the DOL made 3,575 PEUC payments totaling $1,024,974 during the same week they also paid a claimant an SEB payment.
Furthermore, while auditors requested that the DOL provide documentation and/or explanations to remediate these potential errors, no such information was provided.
Questioned Costs: Upon testing a sample of $20,839 in UC program payments, known questioned costs of $4,686 were identified. Using the population of UC payments sampled, which totaled $7,160,122,119, we project likely questioned costs to be approximately $1,604,545,100.
In addition, known questioned costs were also identified as noted below:
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$57,593 for improper payments associated with individually significant benefit payments tested;
$7,200 for improper FPUC, LWA, and Extra Payment PEUC payment amounts associated with the sample of benefit payments selected for testing; and
$1,006,350 were identified for additional improper PEUC payments made during weeks in which a claimant was also paid SEB, beyond the $18,624 amount identified in other testing above.
The known questioned costs identified for improper payments totaled $1,075,829.
Cause: Due to the unprecedented volume of UC claims related to the COVID-19 pandemic and the short time in which to implement the CARES Act programs with limited guidance, existing controls over claims processing were modified and/or eliminated. In addition, the DOL's processes for lowering an individual's WBA to the minimum amount and/or stopping payments for individuals who did not submit the required documentation by the deadline is completely manual and time consuming. Therefore, the DOL dedicated its resources to higher priorities to support its mission-essential functions due to the COVID-19 pandemic. Furthermore, various benefit payment system errors caused the duplication of payments and the payment of benefits from the incorrect program during the period under review.
Effect: Without effective controls, the DOL increases its risk of providing benefits to ineligible claimants and not detecting improper payments. The deficiencies in eligibility determinations also resulted in noncompliance with federal regulations and questioned costs. While funds for benefit payments are not provided to states through grant awards, states are awarded funds to administer these programs. Grant provisions allow the grantor to penalize the DOL for noncompliance by suspending or terminating the award or withholding future awards. This may prevent eligible individuals from receiving benefits in the future.
Recommendation: The DOL management should develop and implement internal controls over eligibility and claims processing to ensure procedures are consistently enforced and operating effectively. Management should also provide training on procedures for processing unemployment claims for new programs created by the CARES Act. Strong monitoring controls should be implemented, as well, to ensure that the DOL achieves its objectives in complying with the eligibility requirements for the various UC programs.
Additionally, the DOL management should develop analytical procedures and queries to identify duplicate payments and payments that are more than the claimant's WBA. Additionally, analytical procedures and queries to identify payments that have been made to claimants without identify verification and non-monetary and monetary determinations should be developed.
Furthermore, the DOL management should develop IT controls to stop the release of payment until identity and eligibility requirements are substantiated and verified. The DOL management should also develop and implement procedures to stop or reduce payments when individuals do not provide required documentation.
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Views of Responsible Officials: We do not concur with this finding. The Georgia Department of Labor (GDOL) appreciates the opportunity to respond to the Georgia State FY 2021 Audit report. The pandemic resulted in an unprecedented volume of unemployment insurance (UI) claims related to the CARES Act. This warranted immediate adjustment to system and business processes with limited technical and business resources. Programming demands to implement federal pandemic UI programs on an already stressed benefits system caused an overwhelming burden to make payments quickly.
The following information addresses the areas in which GDOL disagrees with some findings and areas of concern by first providing the auditor's findings followed by Georgia's response.
FA-440-21-01 - The Georgia Department of Labor did not have effective internal controls in place to ensure unemployment benefit payments were made correctly and only to eligible claimants. Auditors findings: (1) Identity verification was not performed appropriately in 29 instances. GDOL Response: The Georgia Department of Labor disagrees with these findings as it relates to identity verification. The auditors did not identify the type of identity verification procedures not performed or any identity verification procedures that GDOL was required to perform. There was not a mandatory requirement to complete identity verification at the time most of these applications were submitted, which is outside the scope of the audit. At the start of the pandemic, the identity proofing processes available were Social Security Administration (SSA) verification, Department of Driver Services (DDS) crossmatch and for non-citizens, Systematic Alien Verification for Entitlement (SAVE). As applicable, these processes were performed on all initial regular and employer-filed claims (EFC), which includes the 29 instances.
(2) Non-monetary determination was not performed in two instances. GDOL Response: Instance 1: The indicator used to hold payments while a lack of work separation is pending eligibility was resolved on 3/27/20. An allowable determination was released 4/29/22, and all payable weeks have been processed. There was no detriment to the claimant as they were determined eligible, nor was there any monetary loss to the State.
Instance 2: Employer-filed claim converted to total claim by employer on 5/19/20. An allowable determination was released 1/12/22, and all payable weeks have been processed. There was no detriment to the claimant as they were determined eligible, nor was there any monetary loss to the State.
(3) Documentation of wages was not maintained for 13 PUA claimants. GDOL Response: The GDOL disagrees with the findings related to documentation of wages was not maintained for 13 PUA claimants. For individuals who established Pandemic Unemployment Assistance (PUA) entitlement at a minimum weekly benefit amount, these claimants were instructed to submit their proof of wages by email. Under the CARES Act, if claimants did not submit proof, federal requirements only allowed for payment of the minimum weekly benefit amount and no disqualification of benefits. To date, no proof has been provided by the claimants cited. Claims were originally established and remain established for the minimum weekly benefit amount. In accordance with CAA rules, the claimants were notified to provide proof of employment and wages for
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weeks paid on or after 12/27/20 and no such proof has been provided. Claimants have been disqualified effective 12/27/20 and overpayments established. The disqualification could not be applied retroactively to any benefit weeks paid under CARES. For individuals who established PUA entitlement with a weekly benefit amount greater than the minimum, PUA claims were initially established based on wages entered by the claimant and/or wages reported by the employer. CARES Act only required proof of wages to be submitted. To date, no proof has been provided by the claimants. Claims have been reduced to the minimum weekly benefit amount and overpayments established. In accordance with CAA rules, the claimants were notified to provide proof of employment and wages for weeks paid on or after 12/27/20 and no such proof has been provided. Claimants have been disqualified effective 12/27/20 and overpayments established. The disqualification could not be applied retroactively to any benefit weeks paid under CARES.
(4) Proof of employment or self-employment or a valid offer to begin employment and proof of wages was not submitted by four PUA claimants. GDOL Response: The GDOL disagrees with the findings related to proof of employment or self-employment or a valid offer to begin employment and proof of wages was not submitted by four PUA claimants. Under the CARES Act, claimants did not have to provide proof of employment or selfemployment. It was not until CAA was enacted in December 27, 2020 that such proof was required. The disqualification could not be applied retroactively. For individuals who established Pandemic Unemployment Assistance (PUA) entitlement at a minimum weekly benefit amount, these claimants were instructed to submit their proof of wages by email. Under the CARES Act, if claimants did not submit proof, federal requirements only allowed for payment of the minimum weekly benefit amount and no disqualification of benefits. To date, no proof has been provided by the claimants cited. Claims were originally established and remain established for the minimum weekly benefit amount. In accordance with CAA rules, the claimants were notified to provide proof of employment and wages for weeks paid on or after 12/27/20 and no such proof has been provided. Claimants have been disqualified effective 12/27/20 and overpayments established. For individuals who established PUA entitlement with a weekly benefit amount greater than the minimum, PUA claims were initially established based on wages entered by the claimant and/or wages reported by the employer. CARES Act only required proof of wages to be submitted. To date, no proof has been provided by the claimants. Claims have been reduced to the minimum weekly benefit amount and overpayments established. In accordance with CAA rules, the claimants were notified to provide proof of employment and wages for weeks paid on or after 12/27/20 and no such proof has been provided. Claimants have been disqualified effective 12/27/20 and overpayments established.
(5) One PUA claimant's last day worked was prior to the pandemic; therefore, they were not eligible for PUA. GDOL Response: Proof of self-employment submitted but unclear whether claimant was attached to employment when COVID started. The claim is being assigned to an examiner for further review. If it is determined the individual's last date worked was prior to the pandemic, an overpayment will be established.
(6) One PUA claimant was not unemployed due to COVID; therefore, they were not eligible for PUA but were eligible for the PEUC program. GDOL Response:
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This same claim was a finding last year and addressed during last year's audit. At that time, claim was redetermined to not be eligible and overpayment was established.
(7) One Regular UI claimant was paid the incorrect amount. GDOL Response: The issue was caused by system error. A unique confluence of circumstances (i.e., an avalanche of unemployment claims precipitated by a pandemic, implementation of multiple new programs, and public and political pressure to implement new programs rapidly) hindered GDOL's ability to test and implement system changes to the extent desired or possible under normal circumstances. An overpayment has since been established.
(8) One PUA claimant was paid for a WED prior to the WED the individual stated their employment was affected by COVID. GDOL Response: UI benefit year beginning date is 3/15/20. Claimant listed affected by COVID beginning 3/19/20. Claimant was paid for week ending 3/14/20. Overpayment has been established.
(9) Duplicate payments were noted in 13 regular UC transactions. GDOL Response: The issue was caused by system error. A unique confluence of circumstances (i.e., an avalanche of unemployment claims precipitated by a pandemic, implementation of multiple new programs, and public and political pressure to implement new programs rapidly) hindered GDOL's ability to test and implement system changes to the extent desired or possible under normal circumstances. An overpayment has since been established.
(10) Duplicate payments were noted in 12 PUA transactions. GDOL Response: The issue was caused by system error. A unique confluence of circumstances (i.e., an avalanche of unemployment claims precipitated by a pandemic, implementation of multiple new programs, and public and political pressure to implement new programs rapidly) hindered GDOL's ability to test and implement system changes to the extent desired or possible under normal circumstances. An overpayment has since been established.
(11) Payments exceeding the claimant's weekly benefit amount (WBA) were noted for 133 SEB transactions. GDOL Response: The issue was caused by system error. A unique confluence of circumstances (i.e., an avalanche of unemployment claims precipitated by a pandemic, implementation of multiple new programs, and public and political pressure to implement new programs rapidly) hindered GDOL's ability to test and implement system changes to the extent desired or possible under normal circumstances. Overpayments have since been established for the excessive amount paid for all claimants. The system was corrected on April 22, 2021.
(12) SEB and PEUC payments were received by 65 claimants for the same WED. GDOL Response: The issue was caused by system error. A unique confluence of circumstances (i.e., an avalanche of unemployment claims precipitated by a pandemic, implementation of multiple new programs, and public and political pressure to implement new programs rapidly) hindered GDOL's ability to test and implement system changes to the extent desired or possible under normal circumstances. The system was corrected on February 18, 2021. Establishment of overpayments is in progress.
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(13) FPUC payments were paid during a week in which the claimant was ineligible in 24 instances. GDOL Response: GDOL disagrees with the findings related to FPUC payments were paid during a week in which the claimant was ineligible in 24 instances. Upon reviewing a sample of the cases submitted by the auditors, the audit report is unfounded. Many of the claimants provided were paid as result of employer-filed claims and/or there is no evidence of disqualifications precluding the eligibility to receive FPUC payments.
(14) Lost wages assistance (LWA) payments were paid during a week in which the claimant was ineligible in two instances. GDOL Response: GDOL disagrees with the findings related to Lost wages assistance (LWA) payments were paid during a week in which the claimant was ineligible in two instances. Upon reviewing the cases submitted by the auditors, the audit report is unfounded. One claimant was paid as result of employer-filed claims and the other showed no evidence of disqualification precluding the eligibility to receive LWA payments.
Summary The information above is provided for your consideration in dispelling some of the audit findings. GDOL took immediate action to establish the federal UI programs and comply with federal guidance and regulations. As system deficiencies were identified, changes were made as quickly as possible to mitigate risks of improper payments. Beginning July 2020, all automation of PUA claim review was suspended and each claim was manually reviewed by staff before a determination was released. GDOL established task forces to develop and implement strategies to address the ramped fraud attempts to bypass system and procedural safeguards. Training on the CARES Act has been provided since implementation of the programs. Resource materials, memorandums and desk-aids are released, as appropriate with program changes and process enhancements. Additionally, when new applications are developed, processing changes made, and/or new staff are hired or moved into new roles, training is provided on the subject matter, as appropriate. Prioritizing system changes was challenging with the time constraints, necessity to build a program based on an establish program that operated manually in our state and the demands of all other federal UI programs but GDOL made every attempt to maximize our system capacity to accommodate the guidelines of each program requirements. Georgia greatly appreciates your time and consideration of our response to the findings and welcome you to contact us if you have any questions.
Auditor's Concluding Remarks: The Georgia Department of Audits and Accounts (DOAA) acknowledges the overwhelming burden placed on the DOL due to the effects of the COVID-19 pandemic and the urgency with which payments were made to the unemployed citizens of Georgia. However, as noted in the finding details above, auditors requested on multiple occasions that the DOL provide documentation and/or explanations for each claimant associated with the potential errors reflected in the "Condition," and this information was not provided and has not yet been provided to auditors.
We reaffirm our finding and will review the status of the finding during our next audit.
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FEDERAL AGENCY: U.S. DEPARTMENT OF LABOR (continued)

STATE ENTITY: DEPARTMENT OF LABOR (continued)

2021-036 Improve Controls over Employer Filed Claims

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles: Federal Award Number:
Questioned Costs:

Eligibility Material Weakness Material Noncompliance U.S. Department of Labor None 17.225 Unemployment Insurance 17.225 COVID-19 Unemployment Insurance UI312881855A13 (Year: 2018), UI325941955A13 (Year: 2019), UI328341960A13 (Year: 2019), UI340532055A13 (Year: 2020), UI341592055A13 (Year: 2020), UI344912060A13 (Year: 2020), UI347102055A13 (Year: 2020), UI356432155A13 (Year: 2021), UI356992155A13 (Year: 2021), UI359392160A13 (Year: 2021) Unknown

Description: The Department of Labor (DOL) should improve internal controls over employer-filed Unemployment Compensation claims.

Background Information: The Unemployment Insurance (UI) program, created by the Social Security Act (Pub. L. No. 74271), provides Unemployment Compensation (UC) benefits to workers who are unemployed through no fault of their own and are seeking reemployment. To receive benefits, claimants must be able to work, available for work, and actively seeking work.
On March 27, 2020, the Coronavirus Aid, Relief, and Economic Security (CARES) Act was signed into law. The CARES Act was designed to mitigate the economic effects of the COVID-19 pandemic in a variety of ways, including providing additional UI provisions.
Additionally, in response to the COVID-19 public health emergency, the National Emergency declaration by the President on March 13, 2020, and the Public Health State of Emergency declared by Governor Brian Kemp on March 14, 2020, the Georgia Department of Labor (DOL) Commissioner Mark Butler enacted Emergency Rule 300-2-4-0.5, containing Rule 300-2-4.09(l) Partial Unemployment on March 16, 2020. The emergency rule allowed employers to file claims online on-behalf of their full-time and part-time employees with respect to any week during which an employee worked less than full-time due to a partial or total company shutdown caused by the COVID-19 public health emergency.

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To file on-behalf of the employee, the employer must download and submit the DOL template, which requires the employer to input all the necessary identity, demographic, work, and wage information to establish a claim. After the employer has submitted the file, the DOL benefit payment system will automatically process the claim. A monetary determination will be made based on the wages the DOL has on-file. The DOL, then, sends the employee a Benefit Determination (Form DOL-411G), which reflects whether they met the wage requirements to establish a benefit year and a valid claim. If a valid claim is established, the determination lists the weekly benefit amount, maximum benefit amount, and maximum number of weeks.
The DOL paid out more than $2.5 billion and $9.2 billion in UC and CARES Act benefits, respectively, to over 1.1 million individuals for the fiscal year under review.
Criteria: As a recipient of federal awards, the DOL is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
Additionally, the Uniform Guidance, Section 200.53 - Improper payments states: Improper payment means any payment that should not have been made or that was made in an incorrect amount (including overpayments and underpayments) under statutory, contractual, administrative, or other legally applicable requirements. An improper payment includes any payment to an ineligible party, any payment for an ineligible good or service, any duplicate payment, any payment for a good or service not received (except for such payments where authorized by law), any payment that does not account for credit for applicable discounts, and any payment where insufficient or lack of documentation prevents a reviewer from discerning whether a payment was proper.
Furthermore, provisions included in Title 20 CFR Section 604.3(a) state: A State may pay UC only to an individual who is able to work and available for work for the week for which UC is claimed.
Condition: Upon review of the procedures that the DOL established to process partial claims submitted by employers, deficiencies were noted. The DOL did not require employees to self-certify that they were able to work, available for work, and actively seeking work each week they received benefits. Furthermore, the claimant was unable to self-report additional wages and income the employee may have received from sources other than the employer that initially filed the claim.
While auditors were unable to determine the total dollar amount of improper payments, the following dollar amounts of benefit payments were submitted and certified by the employer for 459,731 claimants and were affected by these deficiencies:
UC $894,456,342 SEB $26,892,169 FPUC $1,141,827,795 PEUC $353,342,053
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LWA $223,605,300
Moreover, the Georgia Department of Audits and Accounts (DOAA) is aware of an instance in which a part-time employer submitted a claim on-behalf of one of the DOAA's own employees. This part-time employer did not notify the employee that they were submitting a claim on their behalf and did not obtain the employee's additional wages and income. The DOL processed the employer-submitted claim and began paying the employee benefits though the employee was ineligible for such payments.
In addition, our audit of the Unemployment Compensation Fund (UCF) included a review of benefit payments related to regular UC, State Extended Benefits (SEB), and CARES Act UI programs. Upon testing 244 benefit payment transactions processed by the DOL, it was noted that identity verification documentation was not maintained on-file for 23 employer-filed claims.
Questioned Costs: Though likely questioned costs may exist, these amounts are unknown as sufficient data to analyze benefit payment transactions associated with these employer-filed claims was not available. The following Assistance Listing Numbers would be affected if questioned costs did exist: 17.225 and 17.225 COVID-19.
Cause: The DOL management implemented a flawed employer-filed claim process that did not allow for the monitoring of the employees' ability to work and wage verification requirements.
Effect: These deficiencies resulted in noncompliance with federal regulations and the Uniform Guidance. Due to lack of controls over employer-filed claims, specifically the inability for claimants to self-certify, it is likely that claimants were paid benefits that they were not eligible to receive. Because eligibility for UC benefits is based on claimants demonstrating that they meet certain eligibility requirements on a weekly basis, the suspension of the requirement for claimants to certify eligibility on a weekly basis did not allow the DOL to determine whether continuing claimants remained eligible for benefits. The State's failure to administer its UI program in conformity and substantial compliance with federal law can result in loss of the State's certification and loss of its administrative grant to operate the UC program and/or its employers' tax credits under Federal Unemployment Tax Act (FUTA).
Recommendation: We recommend that the DOL develop a process to notify an employee when an employer-filed claim is submitted and to require the employee to create an account with the DOL, verify information, and self-certify employment status for the week being claimed. We also recommend that the DOL develop controls to prevent the release of payment when identity and eligibility requirements have not been substantiated and verified. In addition, we recommend that the DOL develop analytical procedures and queries to identify payments that have been made to claimants without identity verification and/or were otherwise ineligible to receive such payments.
B-83

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Views of Responsible Officials: The Georgia Department of Labor concurs in part and submits the following:
The Employer Filed (Partial) Claims (EFC) program originated in the late 1960's and was designed to allow employers with short term, temporary periods of lack of work for their employees to retain their workforce when work resumes. This is a program that many large manufacturers in Georgia rely on when they have temporary plant shutdowns and have for decades. When GDOL has attempted in the past to limit this program, we have met strong resistance from Georgia's manufacturers. This program optimizes our ability to process and pay mass numbers of claims more quickly, such as what occurred at the beginning of the pandemic. EFCs may be filed by an employer with respect to any complete pay-period week during which an otherwise full-time employee works less than full-time, due to lack of work only, and earns an amount not exceeding his/her unemployment insurance weekly benefit amount. Such claims shall not be submitted or allowed for vacation days regardless of whether such vacation days were requested by the employee or established by the employer. Effective March 19, 2020, a temporary, Emergency Rule 300-2-4-05(1), containing Rule 300-24-.09(1) was signed which required employers to electronically submit EFCs on behalf of their employees whenever it is necessary to temporarily reduce work hours or there was no work available for a short period of time. Employers were allowed to file such claims for full and part time employees whose earnings had been reduced. In July 2020, the Rule was sunset and employers were no longer required to file EFCs. EFCs may be filed online by single entry or upload or paper. An employer may submit EFCs for regular state unemployment insurance programs including available extended benefits programs with the same eligibility requirements as regular UI, such as Pandemic Emergency Unemployment Compensation (PEUC) and State Extended Benefits (SEB), given all regular UI entitlement is exhausted. By electing to submit EFCs on behalf of the individuals, the employer is responsible for attesting to the employment status and weekly earnings of the individual for the EFC submitted. An affidavit certifying that the employer has obtained earnings from other employment as well as other requirements must be completed before EFCs can be entered or uploaded. Individuals for which EFCs are submitted are considered to be still attached to the employer and are exempt from the requirement to register for employment services per Georgia Employment Security Law Rules 300-2-4-.02. Such individuals are not required to be nor certify on a weekly basis to be able, available and actively seeking work.
Summary Effective December 6, 2021, the EFC process was revised to require individuals (employees) to complete an EFC profile to include a real-time identity verification before payments can be made. Employers are responsible for submitting the request for the payment to certify to the individual's employment status but the individuals must certify their identity and personal information for the claim to be processed. Employees are notified when a claim is filed on their behalf and provided instructions for their portion of completing the EFC process. The MyUI dashboard provides all the EFC correspondence sent to the individual as well as a status of the profile set up and identify verification. GDOL has no plans to stop utilizing the EFC program as it is an effective and popular program among employers with a successful 60-year track record. GDOL greatly appreciates the feedback and recommendations and will consider this information in future endeavors to modernize and update system and business processes.
B-84

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021 Auditor's Concluding Remarks: The Georgia Department of Audits and Accounts (DOAA) acknowledges the overwhelming burden placed on the DOL due to the effects of the COVID-19 pandemic and the urgency with which payments were made to the unemployed citizens of Georgia. However, as noted in the finding details above, the DOAA has not suggested that the DOL discontinue the use of the employer-filed claims process but recommended that employee verification procedures be added to the process. Moreover, it appears that the DOL implemented these recommended employee verification processes after the audit period concluded. We reaffirm our finding and will review the status of the finding during our next audit.
B-85

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021

FEDERAL AGENCY: U.S. DEPARTMENT OF LABOR (continued)

STATE ENTITY: DEPARTMENT OF LABOR (continued)

2021-037 Improve Controls over Financial Reporting

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles:
Federal Award Number:
Questioned Costs:

Reporting Significant Deficiency Nonmaterial Noncompliance U.S. Department of Labor None 17.225 Unemployment Insurance 17.225 COVID-19 Unemployment Insurance UI312881855A13 (Year: 2018), UI325941955A13 (Year: 2019), UI340532055A13 (Year: 2020), UI347102055A13 (Year: 2020) None Identified

Description: The Georgia Department of Labor submitted inaccurate financial reports for the Unemployment Insurance Program to the U.S. Department of Labor.

Background Information: Every grant awarded by the U.S. Department of Labor's Employment and Training Administration (ETA) requires accurate quarterly and annual reporting as a part of sound financial and management responsibilities. This reporting supports the ETA's ability to measure fund utilization for performance accountability and assess compliance with statutory expenditure requirements. This information also helps measure successful outcomes for participants, ensure sound service delivery and reporting practices, and determine whether the federal funds achieved maximum benefit.
The ETA 9130, Financial Status Report is used to report program and administrative expenditures. The Georgia Department of Labor (DOL) is required to submit quarterly financial reports for each UI program that they operate within 45 days after the end of reporting quarter. Financial data is required to be reported cumulatively from grant inception through the end of each reporting period.

Criteria:
As a recipient of federal awards, the DOL is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.

B-86

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Provisions included in the Uniform Guidance, Section 200.302(a) state, in part, that "the nonFederal entity's financial management systems must... be sufficient to permit the preparation of reports required by general and program-specific terms and conditions." In addition, provisions included in the Uniform Guidance, Section 200.302(b)(2) state, in part, that the non-Federal entity's financial management systems must provide for "accurate, current, and complete disclosure of the financial results of each Federal award or program in accordance with the reporting requirements."

Condition:
The ETA-9130 reports for the quarters ending December 2020 and June 2021 were reviewed to ensure that program and administrative expenditures were reported in a timely and accurate manner. For seven of the 37 reports tested, the amounts reported did not agree with the amounts reflected in the accounting records. Variances identified on each report are as follows:

Description Award Number

Emergency UI312881855A13-
Unemployment UI31288BC0
Compensation

Emergency

Unemployment UI312881855A13-

Compensation UI31288IK0

(Admin)

PEUC

UI347102055A13-

Administration UI34710Z70

UI State

UI340532055A13-

Administration UI34053V70

UI State

UI325941955A13-

Administration UI32594Q11

PEUC

UI347102055A13-

Administration UI34710Z70

PUA

UI347102055A13-

Administration UI34710C80

Report Date

Federal Share of Expenditures

Variances Identified Federal Share of Unliquidated Total Federal Obligations Obligations

Unobligated Balance of
Federal Funds

12/31/2020

-

319

319

(319)

12/31/2020

-

159

159

(159)

12/31/2020

869,416

95,248

964,665 (964,665)

12/31/2020 16,653,491 (1,635,889) 1,507,602 (1,507,602)

6/30/2021

-

(55,063)

(55,063)

55,063

6/30/2021 4,758,615

91,941 4,820,557 (4,820,557)

6/30/2021

-

(2,640,485) (2,640,485) 2,640,485

Cause:
Separate ETA-9130 reports must be completed for each program and each fund source (subaccount) awarded to the DOL. While the DOL utilizes one general ledger report to prepare some ETA-9130 reports, the DOL uses multiple general ledger reports to prepare other ETA9130 reports. For the seven reports that reflected variances, the DOL did not appropriately deduct general ledger amounts related to other programs when entering data on the ETA reporting site.

Effect: The submitting of inaccurate ETA-9130 reports resulted in noncompliance with federal regulations and the Uniform Guidance. Additionally, submitting incorrect reports diminishes the U.S. Department of Labor's ability to effectively monitor the UI program.

B-87

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Recommendation: We recommend that the DOL review existing policies and procedures to ensure that it has established and is maintaining internal controls related to compliance with federal laws, regulations, and program compliance reports. This review should specifically address requirements for preparing the ETA-9130 reports. The DOL should ensure that personnel responsible for the ETA-9130 reports are appropriately trained and are familiar with these compliance requirements.
In addition, we recommend that the DOL create queries and general ledger reports that only report the expenditures charged to each individual program as reflected on the grant award. Furthermore, spreadsheets and tools should be developed to balance report totals and identify errors before entering amounts into the federal reporting website.
Views of Responsible Officials: We concur with this finding: In initial periods of COVID grant awards some of our allocations were modified to adapt to the crisis which necessitated timing adjustments. Despite severe short-staffing and exponential increase in volume during FFY ended 9/30/2021, GDOL created additional queries and reports to assure that PMS documents were appropriately reconciled to our ledgers. With the addition of these tools, all submitted ETA-9130 reports were correctly stated as of 9/30/2021. As to the variances notated for these reports: UI312881855A13/UI31288BCO dated 12/31/2020, it was determined that the unliquidated balance was not expended during the grant period ending 12/31/2020. Since this grant was closed out on 2/3/2021, no additional entries are required. UI312881855A13/UI31288IKO dated 12/31/2020, it was determined that the unliquidated balance was not expended during the grant period ending 12/31/2020. Since this grant was closed out on 2/3/2021, no additional entries are required. UI347102055A13/UI34710Z70 dated 12/31/2020. It was determined that the Obligational Authority was reached; the adjustment amount was included on report UI347102055A13/ UI34710CIO dated 9/30/2021 which was also PEUC Administration. UI340532055A13/ UI34053V70 dated 12/31/2020. It was determined that the Obligational Authority was reached and the adjustment amount was included in the final report dated 12/31/2020. UI325941955A13/ UI32594Q11 dated 6/30/2021. It was determined that all of the expenses for the grant were recorded at PMS Doc# Q11 rather than splitting between PMS Doc #Q11 and PMS Doc #Q10 which are both PEUC Admin. On subsequent reports, PMS Doc Q11 is fully expended and PMS Doc Q10 is used to avoid duplication. UI347102055A13/ UI34710Z70 dated 6/30/2021. It was determined that the Obligational Authority was reached; however, the adjustment amount was included on report UI347102055A13/ UI34710CIO dated 9/30/2021 which was also PEUC Administration. UI34710205A13/ UI34710C80 dated 6/30/2021. An adjustment was recorded in the books in July 2021 and the expenditures were reflected on report UI347102055A13/ UI34710CIO dated 9/30/2021. Corrective action implemented.
B-88

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021

FEDERAL AGENCY: U.S. DEPARTMENT OF LABOR (continued)

STATE ENTITY: DEPARTMENT OF LABOR (continued)

2021-038 Improve Controls over the Identification, Recording, and Reporting of Overpayments

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles: Federal Award Number:
Questioned Costs: Repeat of Prior Year Finding:

Reporting Special Tests and Provisions Material Weakness Material Noncompliance U.S. Department of Labor None 17.225 Unemployment Insurance 17.225 COVID-19 Unemployment Insurance UI312881855A13 (Year: 2018), UI325941955A13 (Year: 2019), UI328341960A13 (Year: 2019), UI340532055A13 (Year: 2020), UI341592055A13 (Year: 2020), UI344912060A13 (Year: 2020), UI347102055A13 (Year: 2020), UI356432155A13 (Year: 2021), UI356992155A13 (Year: 2021), UI359392160A13 (Year: 2021) None Identified 2020-038

Description: The Georgia Department of Labor did not maintain adequate controls over the identification, recording, and reporting of benefit overpayments associated with the Unemployment Insurance programs.

Background Information: The Unemployment Insurance (UI) program, created by the Social Security Act (Pub. L. No. 74271), provides Unemployment Compensation (UC) benefits to workers who are unemployed through no fault of their own and are seeking reemployment. To receive benefits, claimants must be able to work, available for work, and actively seeking work.
On March 27, 2020, the Coronavirus Aid, Relief, and Economic Security (CARES) Act was signed into law. The CARES Act was designed to mitigate the economic effects of the COVID-19 pandemic in a variety of ways, including providing additional UI provisions.
Title II, Subtitle A of the CARES Act, authorizes the following temporary UI programs:

B-89

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Federal Pandemic Unemployment Compensation (FPUC) The FPUC program provides eligible individuals with $600 per week in addition to the weekly benefit amount they receive from certain other UC (Unemployment Compensation) programs.
Pandemic Emergency Unemployment Compensation (PEUC) The PEUC program provides up to 13 weeks of benefits to individuals who have exhausted all rights to regular compensation under state law or Federal law with respect to a benefit year that ended on or after July 1, 2019, have no rights to regular compensation with respect to a week under any other State or Federal UC law, are not receiving compensation with respect to such week under the UC law of Canada, and are able to work, available to work, and actively seeking work.
Pandemic Unemployment Assistance (PUA) The PUA program provides up to 39 weeks of benefits to those individuals who are not eligible for regular UC or extended benefits under State or Federal law or PEUC, including those who have exhausted all rights to such benefits.
In addition, the State Extended Benefits (SEB) program, which is an extension of UC benefits, becomes available for payment when the State's 13-week insured unemployment rate (IUR) exceeds 5% and pays claimants up to an additional 13 weeks of compensation. Under the SEB program, the State is required to provide 50% of the amounts paid to the majority of eligible SEB claimants, which are those not covered by Federal law or special provisions of State law. However, under the CARES Act, the U.S. Department of Labor will reimburse the State at 100% of eligible costs for the SEB program.
The State of Georgia became eligible to pay SEB May 10, 2020. However, the first payable weekending date (WED) was on July 4, 2020, as the first payable WED of PEUC was April 4, 2020. Further, the last payable WED for SEB was February 6, 2021.
Furthermore, the U.S. Department of Labor requires state agencies, including the Georgia Department of Labor (DOL), to prepare and submit various Employment Training Administration reports periodically. Benefit overpayment activity is based on a report from the benefits system and reflected on the following reports:
ETA 227 Overpayment Detection and Recovery Activities report: The ETA 227 report provides information on non-fraud and fraudulent overpayments of intrastate and interstate claims under the regular state UI program, and under Federal UI programs, including those created by the CAREES Act with exception of PUA. The DOL's accomplishments in principal detection areas of benefit payment control are shown on the ETA 227 report. The ETA and state agencies needs such information to monitor the integrity of the benefit payment processes in the UI system.
ETA 902P Pandemic Unemployment Assistance Activities: The ETA 902P report is submitted electronically each month providing PUA activities performed during the preceding calendar month, including non-fraud and fraudulent overpayment activity and administration.
The DOL paid out more than $2.5 billion and $9.2 billion in UC and CARES Act benefits, respectively, to over 1.1 million individuals for the fiscal year under review.
B-90

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Criteria: As a recipient of federal awards, the DOL is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.
Title 34, Chapter 8, Article 9 of the Official Code of Georgia Annotated (OCGA) 34-8-254 defines overpayments as the sum of benefits received by any person while any conditions for the receipt of benefits were not fulfilled or while the person was disqualified from receiving benefits. OCGA 34-8-254 assigns legal responsibility and authority for the collection of overpayments to the Commissioner of the DOL.
Additionally, per the UI Report Handbook No. 401, the ETA 227 and ETA 902P reports are required to be submitted to the U.S. Department of Labor in a timely and accurate manner. The ETA 227 reports are due quarterly on the first day of the second month after the quarter of reference, and all applicable date on the ETA 227 reports should be traceable to the data regarding overpayments and recoveries in the state's financial accounting system. The ETA 902P report is due on the 30th of the month following the month to which data relate and should contain monthly data on PUA activities.
Condition: In an effort to assess risk and plan audit procedures, auditors obtained an understanding of the internal controls over the processes for identifying and recording overpayments. In performing these procedures, the DOL stated that crossmatches used to identify possible overpayments were several quarters behind. Typically, the DOL runs crossmatches three to six months after a quarter's benefits have been paid. However, the crossmatches for third quarter of 2020, which includes the months of July 2020 to September 2020, were not completed until September 2, 2021. Further, these crossmatches only included claimants paid regular UI benefits as the DOL was still testing the crossmatching process related to the CARES Act UI programs.
Additionally, prior to the pandemic, the DOL reviewed 100% of the matches they received from the wage crossmatch process. Since the COVID-19 pandemic started, the DOL has had a significant increase in matches. The DOL stated that there were approximately 588,000 matches in the third quarter of 2020. Because the DOL's Overpayment Unit has limited resources, a policy has been adopted to only review a percentage of the matches; therefore, the third-party vendor communicates the number of matches to the DOL, and the DOL communicates the percentage of these matches they would like uploaded to the Benefit Audit, Reporting, and Tracking System (BARTS). These matches are, then, investigated by the DOL.
Upon requesting information associated with crossmatch identifications and the number of cases loaded into BARTS for overpayment investigation, the DOL stated the following:
The crossmatches for the first quarter of 2020, which includes the months of January 2020 to March 2020, were completed on February 10, 2021. For regular UI programs, 51,346 matches were identified, and all of these cases were loaded into BARTS to be reviewed.
B-91

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
The cross matches for the second quarter of 2020, which includes the months of April 2020 to June 2020, were completed on April 13, 2021. For regular UI programs, 51,559 matches were identified, and all of these cases were loaded into BARTS to be reviewed.
The crossmatches for the third quarter of 2020, which includes the months of July 2020 to September 2020, were completed on September 2, 2021. For regular UI programs, 54,992 matches were identified, and all of these cases were loaded into BARTS to be reviewed.
The crossmatch process for the fourth quarter of 2020, which includes the months of October 2020 to December 2020, was completed on March 16, 2022.
For all quarters in 2020, the system to match PUA overpayments was still in the testing phase and not operational; therefore, no PUA overpayments were identified or recorded during the period under review. However, it was noted that the crossmatches for the first quarter of 2020 were completed on February 8, 2022 and the crossmatches for the second quarter of 2020 were completed on December 10, 2021.
Based upon this information, auditors requested a complete population of overpayment cases and a reconciliation of the population to data reported on the ETA 227 and ETA 902P reports. Auditors planned to select a sample of overpayment cases that the DOL had established during the fiscal year under review and verify that the DOL was properly identifying and handling overpayments. Although the DOL provided a population of overpayment cases, a reconciliation of the data to the ETA 227 and ETA 902P reports was not be provided. While auditors attempted to reconcile the data to ensure that the population of overpayment cases was complete and accurate, this attempt was unsuccessful. Furthermore, initial crossmatch information provided to auditors during the audit planning process was not consistent with the detail of crossmatch identifications provided as the DOL stated that approximately 588,000 matches occurred during the third quarter of 2020 but only 54,992 matches could be documented. Therefore, auditors were not able to complete testing over overpayments.
Cause: The benefit system was unable to track and provide reporting related to the CARES Act UI programs. The DOL did not have the ability to easily run transaction-level or claimant-level queries for overpayments in their systems. Furthermore, the DOL did not regularly reconcile overpayment data to subsystems, federal reports, or accounting records and was not able to do so in a timely manner when requested by DOAA and SAO. The DOL dedicated its resources to higher priorities to support its mission-essential functions due to the COVID-19 pandemic. Consequently, this delayed implementation of necessary system configurations required to support the overpayment processes until March of 2021.
Effect: Due to the lack of controls, there is an increased risk that possible fraudulent claims and improper benefits paid during the fiscal year 2021 will not be identified and investigated. The deficiencies in the identification and recording of benefit overpayments resulted in noncompliance with federal and state regulations. Additionally, inaccurate reports were likely filed with the U.S. Department of Labor. Furthermore, the lack of accurate and complete data associated with benefit overpayments prevented auditors from testing compliance requirements associated with overpayments. These unknown factors, along with additional issues, are the basis for our adverse of opinion on the UI program.
B-92

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Recommendation: The DOL management should develop and implement procedures to identify and record benefit overpayments in a timely and accurate manner. These procedures should allow for the tracking of information by fiscal year and periodic reconciliation of detail records to the general ledger and various required reports. In addition, the DOL should dedicate appropriate resources and develop a plan to complete any remaining system modifications necessary to support the identification, tracking and reporting of overpayments both internally and to the U.S. Department of Labor associated with the CARES Act UI programs.
Views of Responsible Officials: GDOL concurs in part with this finding with the following explanations:
USDOL provides guidance and recommended procedures for crossmatches but does not dictate a frequency or cadence for performing them. The crossmatch process is conducted using Onpoint BARTS software which runs a systematic check against weeks in a quarter for which benefits are paid and wages are reported during the same quarter. Although the program may detect weeks paid and wages reported, this alone is not indicative of an overpayment. Therefore, the process involves verification correspondence being sent to both the claimant and the employer to verify the status of employment, the wages earned as well as the weeks in which an individual worked and earned the wages. Based on responses from both or either party, an assessment is made to determine if an overpayment exists and subsequent actions are taken accordingly. We are prohibited from assuming a match is an overpayment. It is not an overpayment until we have completed all the due process to the claimant. The audit report indicates misinterpretation of the data reflected on the federal reports, specifically the ETA 227. The ETA 227 is for reporting of overpayment detection and recovery activities that the Agency performed in a quarter. It is not for reporting the amount of benefits overpaid for specific weeks during that quarter. The Department will take the necessary actions to complete the overpayment reconciliation for the ETA 227 reports and 902 reports at the end of the calendar year. Due to the volume of claims and the number of cross matches that needed to be performed on all state and federal pandemic programs, it would require multiples of current GDOL staffing levels to review all cross matches, requiring increase levels of state and federal funding. Federal regulations require an actual person to review and establish fraudulent overpayments. Summary GDOL has developed an aggressive plan to complete all remaining state and pandemic program cross matches. We have filled all of our budgeted positions for the Overpayment Unit and are utilizing non-overpayment staff to assist with identification and overpayment investigations. Additionally, we are utilizing temp agency staff to perform some clerical duties; however, federal regulations prohibit non-merit staff from adjudicating and releasing overpayment decisions. We are starting to freeze the overpayment data at the end of every month so that we can conduct periodic reconciliation of the overpayment records. GDOL greatly appreciates the feedback and recommendations and will consider this information in future endeavors to modernize and update system and business processes.
Auditor's Concluding Remarks: The Georgia Department of Audits and Accounts (DOAA) acknowledges the overwhelming burden placed on the DOL due to the effects of the COVID-19 pandemic and the urgency with
B-93

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021 which payments were made to the unemployed citizens of Georgia. However, as noted in the finding details above, it is clear that procedures associated with the identification, recording, and reporting of UI benefit overpayments were not performed in a timely and accurate manner. We reaffirm our finding and will review the status of the finding during our next audit.
B-94

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021

FEDERAL AGENCY: U.S. DEPARTMENT OF LABOR (continued)

STATE ENTITY: DEPARTMENT OF LABOR (continued)

2021-039 Strengthen Logical Access Controls

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Numbers and Titles: Federal Award Number:
Questioned Costs: Repeat of Prior Year Finding:

Special Tests and Provisions Significant Deficiency Nonmaterial Noncompliance U.S. Department of Labor None 17.225 Unemployment Insurance 17.225 COVID-19 Unemployment Insurance UI312881855A13 (Year: 2018), UI325941955A13 (Year: 2019), UI328341960A13 (Year: 2019), UI340532055A13 (Year: 2020), UI341592055A13 (Year: 2020), UI344912060A13 (Year: 2020), UI347102055A13 (Year: 2020), UI356432155A13 (Year: 2021), UI356992155A13 (Year: 2021), UI359392160A13 (Year: 2021) None Identified 2020-037

Description: The Georgia Department of Labor should strengthen logical access controls over the unemployment insurance system.

Background Information: See Financial Finding at 2021-005.

Criteria: See Financial Finding at 2021-005.

Condition: See Financial Finding at 2021-005.

Cause: See Financial Finding at 2021-005.

Effect: See Financial Finding at 2021-005.

B-95

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Recommendation: See Financial Finding at 2021-005.
Views of Responsible Officials: The Department concurs with this finding:
a) The Department agrees that the objective of the logical controls process is to avoid the unnecessary risk of unauthorized access to the unemployment insurance and possible manipulation or loss of data.
b) During the FY20 and FY21 periods, the agency was operating under exceptional circumstances due to the COVID-19 pandemic. The GDOL was faced with multiple priorities while attempting to process the unprecedented volume of unemployment benefits claims established through regular UI, as well as the five new federal programs enacted by congress.
c) During the pandemic, in order to help provide timely payments to eligible claimants, many users within the agency were granted additional access, commensurate to their additional responsibilities, to help process the overwhelming volume of claims. A user's "normal" role may not require additional transactional access, however the "expanded" roles did require it in order to work to process claims in a timely manner. Everyone at the agency had expanded roles and responsibilities in the "all-hands-on-deck" approach that was necessary and required by the agency in order to process the overwhelming volume of more than five million claims received during this unprecedented time.
d) GDOL Information Technology instituted a process in FY16 for performing annual global access monitoring, to insure users only have access to the information for which they are authorized and need to perform their official duties, as well as to serve to further mitigate any risk of unauthorized access to systems within the Department network. This process has subsequently been executed annually from FY16 through FY19 as part of our standard operating procedure. The Information Technology division enhanced the annual transaction access review in FY19 to include a biennial role design review with the appropriate business units to insure transactions assigned to the role continue to be appropriate based on job responsibilities and business functions.
B-96

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021

FEDERAL AGENCY: U.S. DEPARTMENT OF THE TREASURY

STATE ENTITY: OFFICE OF THE GOVERNOR

2021-040 Continue to Improve Internal Controls Activities over the Coronavirus Relief Fund

Compliance Requirement:
Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Number and Title: Federal Award Number: Questioned Costs: Repeat of Prior Year Finding:

Activities Allowed or Unallowed Allowable Costs/Cost Principles Reporting Significant Deficiency Nonmaterial Noncompliance U.S. Department of Treasury None COVID-19 20.019 Coronavirus Relief Fund None Provided (Year:2020) $8,355.00 2020-040

Description: The Governor's Office of Planning and Budget should continue to strengthen internal controls to ensure that appropriate reviews and approvals occur and adequate documentation is maintained for expenditures and reporting related to the Coronavirus Relief Fund.

Background Information: On March 27, 2020, the Coronavirus Aid, Relief, and Economic Security (CARES) Act was signed into law. The CARES Act was designed to mitigate the economic effects of the COVID-19 pandemic in a variety of ways, including providing additional funding for State, Local, and Tribal governments navigating the impact of the COVID-19 outbreak.
Title VI, Section 601 of the CARES Act appropriated $150 billion to States, Tribal governments and units of local government through the establishment of the Coronavirus Relief Fund (CRF). Of this funding, the State of Georgia received $3.5 billion. The Governor's Office of Planning and Budget (OPB) was designated as the custodian of the CRF funds for the State of Georgia. In that capacity the OPB was responsible for overseeing the review, approval, and disbursement of reimbursements.
The State of Georgia is also required to report details associated with these expenditures to the U.S. Department of Treasury's Office of Inspector General. The information is submitted through the GrantSolutions portal and reflected on the quarterly Financial Progress Report. This data is provided to the Pandemic Response Accountability Committee (PRAC) and published on its website, as well.

CRF funds totaling $2.3 billion were expended and reported on the State of Georgia's Schedule of Expenditures of Federal Awards (SEFA) for fiscal year 2021.
B-97

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
As part of our fiscal year 2021 audit, we followed up on the OPB's efforts to implement corrective action plans in response to the prior year finding in which we reported that the OPB needed to strengthen internal controls to ensure that appropriate reviews and approvals occur and adequate documentation is maintained for expenditures and reporting related to the CRF program.
Criteria: As a recipient of federal awards, the OPB is required to establish and maintain effective internal controls over federal awards that provide reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal award pursuant to Title 2. U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) Section 200.303 Internal Controls.
Additionally, Title VI, Section 601(d) of the CARES Act as amended by the Consolidated Appropriations Act of 2021 provides guidance for the use of CRF funds and states: A State, Tribal government, and unit of local government shall use the funds provided... to cover only those costs of the State, Tribal government, or unit of local government that (1) are necessary expenditures incurred due to the public health emergency with respect to the Coronavirus Disease 2019 (COVID-19); (2) were not accounted for in the budget most recently approved as of the date of enactment of this section for the State or government; and (3) were incurred during the period that begins on March 1, 2020 and ends on December 31, 2021.
In OPB's corrective action plan related to fiscal year 2020 finding 2020-040, the defined control being established for the review of allowability of expenditures under the confines of the CRF program was the use of a grants management system. This system includes two levels of review, which includes a review of supporting documentation, prior to the approval of submitted reimbursement requests. Additionally, the corrective action plan states the OPB will maintain evidence of supervisory review and approval of the Financial Progress Reports.
Condition: Upon review of the Financial Progress Reports submitted throughout the fiscal year, it was noted that no improvements in the documenting of the review and approval of these reports occurred from the prior year. As noted previously, the auditors were able to review the Financial Progress Report reconciliation performed by the OPB and determine the report was materially accurate; however, no evidence of a formal supervisory review and approval of this reconciliation was maintained on-file.
For those expenditures processed through the grants management system, a sample of 60 expenditure transactions were randomly selected for testing using non-statistical sampling methods. Auditors found that CRF funds in the amount of $8,355 were advanced to a subrecipient and no supporting expenditure documentation was submitted to keep the funds as required per the OPB's policy.
Auditors also noted that expenditures totaling $453,012,682 were reported on the SEFA as of year-end but had not yet been processed through the grants management system review process as described in OPB's prior year corrective action plan. The OPB management indicated that these expenditures were reported on the SEFA based on informal conversations held between
B-98

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
the OPB and those state agencies requesting funds without reviewing the underlying documentation and documenting approval in the grants management system.
A sample of 60 of these expenditures was randomly selected for testing using non-statistical sampling methods. Through our review against the criteria for allowability, no unallowable expenditures were identified in the sample. Supporting documentation of the expenditures was maintained at each respective state agency.
Questioned Costs: Known questioned costs of $8,355 were identified for the one undocumented expenditure included in the sample of CRF expenditures processed through the grants management system. Using the population of CRF expenditures processed through the grants management system, which totaled $512,961,368, we project the likely questioned costs to be approximately $429,763.
Cause: The OPB did not maintain documentation of review and approval of the Financial Progress Reports submitted to the PRAC. In addition, the OPB did not consistently follow its documented internal control processes and prior year corrective action plan in reviewing and approving CRF expenditures.
Effect: The lack of proper review and approval increases the risk that inappropriate information could be transmitted on the Financial Progress Report and published on the PRAC website.
The unallowable payments identified by auditors resulted in potential noncompliance with federal regulations and questioned costs. By not complying with federal regulations, the OPB risks having to repay federal funds or having future federal funds withheld.
By not following documented internal controls nor conducting a timely review and approval of expenditures, there is increased risk that unallowable activities and costs could be charged to the CRF program.
Recommendation: The OPB management should also ensure that evidence of supervisory review and approval of the Financial Progress Report is maintained on-file.
The OPB should seek appropriate documentation or request repayment from the subrecipient for which adequate supporting documentation was not submitted.
As the period of performance for the CRF program ended on December 31, 2021, the OPB should follow its established internal controls and review, approve and document all expenditures in the grants management system to ensure compliance with grant program requirements.
Views of Responsible Officials: We do not concur with this finding.
B-99

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
With regards to the $453,012,682 reflected in the SEFA that had not yet been reimbursed through OPB's grant management system, OPB does not agree with DOAA's assessment that this increases risk of unallowable activities or costs being charged to the CRF program.
OPB worked closely with each state agency in reviewing expenses incurred as a result of an agency's pandemic response. OPB conducts quarterly expense reviews of all agencies, reviews financial information in processing budgetary amendments to recognize CRF in an agency's budget, reviews all expenses prior to reporting them through the Financial Progress Report, and conducts a two-level review of supporting documentation of all expenses prior to the release of funds on a reimbursement basis only through its grant management system. The majority of the funds that had not yet been reimbursed through the grants management system but had already been paid as an expense were related to a surge medical staffing contract held by the Department of Community Health. OPB, in conjunction with the direction of the Governor, authorized the encumbrance of CRF funds via contract with the provider. OPB and the Department communicated weekly regarding activity on the contract and current expense. Given the timing of medical billing and the volume of documentation associated with invoicing on the contract, there were timing delays between the Department incurring the expense and submitting for reimbursement through the grant management system. As a result of OPB's continuous review of agency pandemic response activities, almost no expenses ultimately submitted through the grants management system for reimbursement were rejected due to unallowability, and as DOAA noted, in its review of sampled expenses, none were found to be unallowable.
In submitting the quarterly federal Financial Progress Report, the report information was entered by the Deputy Director of OPB based on data provided by the State Accounting Office and through OPB's GrantCare system and was subsequently reviewed by either the Director of Administration or the Grants Manager prior to official submittal to the federal government. OPB provided documentation of emails and meeting notices between the Deputy Director and either the Director of Administration or Grants Manager to review the supporting report documentation. In order to facilitate documentation for future audit review, OPB will subsequently collect an official signature page from the Director of Administration attesting to his or her review of the underlying report prior to report submission.
Finally, as part of the closeout process for the Coronavirus Relief Fund, OPB has notified any local governments who received advance funding and did not provide adequate documentation of expense, including the $8,355 noted by the Department of Audits and Accounts. OPB is in the process of recouping those funds to return to the federal government.
Auditor's Concluding Remarks: The Georgia Department of Audits and Accounts (DOAA) acknowledges the overwhelming burden placed on various State agencies, including the OPB, due to the effects of the COVID-19 pandemic and the urgent response necessary. However, as reflected in the "Criteria" above, recipients of federal awards are required to establish and maintain effective internal controls over all applicable compliance requirements. Additionally, provisions included in the Uniform Guidance, Section 200.514 require auditors to test these internal controls, and when internal controls cannot be tested or are deemed ineffective, issue a significant deficiency or material weakness finding. As noted in the "Condition" above, auditors did not observe the appropriate evidence of approval for those expenditures that had not been processed through the grants management system or the appropriate evidence of review and approval of the Financial Progress Reports.
B-100

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021 We reaffirm our finding and will review the status of the OPB's corrective action during our next audit.
B-101

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021

FEDERAL AGENCY: U.S. DEPARTMENT OF THE TREASURY (continued)

STATE ENTITY: OFFICE OF THE GOVERNOR (continued)

2021-041 Improve Controls over Subrecipient Monitoring

Compliance Requirement: Internal Control Impact: Compliance Impact: Federal Awarding Agency: Pass-Through Entity: AL Number and Title: Federal Award Number: Questioned Costs:

Subrecipient Monitoring Material Weakness Material Noncompliance U.S. Department of Treasury None COVID-19 20.019 Coronavirus Relief Fund None Provided (Year:2020) None Identified

Description: The Governor's Office of Planning and Budget should improve internal controls to ensure that required risk assessments for subrecipients are performed appropriately.

Background Information: On March 27, 2020, the Coronavirus Aid, Relief, and Economic Security (CARES) Act was signed into law. The CARES Act was designed to mitigate the economic effects of the COVID-19 pandemic in a variety of ways, including providing additional funding for State, Local, and Tribal governments navigating the impact of the COVID-19 outbreak.
Title VI, Section 601 of the CARES Act appropriated $150 billion to States, Tribal governments and units of local government through the establishment of the Coronavirus Relief Fund (CRF). Of this funding, the State of Georgia received $3.5 billion. The Governor's Office of Planning and Budget (OPB) was designated as the custodian of the CRF funds for the State of Georgia and was charged with subawarding funds to local governments and non-governmental organizations, reviewing and approving expenditures, and disbursing reimbursements for this expenditure activity.
CRF funds totaling $409.2 million were expended and reported on the State of Georgia's Schedule of Expenditures of Federal Awards (SEFA) as being passed through to subrecipients, including cities, counties, and not-for-profit and for-profit organizations, for fiscal year 2021.

Criteria:
As a recipient of federal awards, the OPB is required to establish and maintain effective internal control over federal awards that provides reasonable assurance of managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards pursuant to Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Section 200.303 Internal Controls.

B-102

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Additionally, provisions included in the Uniform Guidance, Section 200.331 establish requirements for pass-through entities and state in part that "All pass-through entities must... (b) Evaluate each subrecipient's risk of noncompliance with Federal statutes, regulations, and the terms and conditions of the subaward for purposes of determining the appropriate subrecipient monitoring..., which may include consideration of such factors as: (1) The subrecipient's prior experience with the same or similar subawards; (2) The results of previous audits including whether or not the subrecipient receives a Single Audit in accordance with Subpart F--Audit Requirements of this part, and the extent to which the same or similar subaward has been audited as a major program; (3) Whether the subrecipient has new personnel or new or substantially changed systems; and (4) The extent and results of Federal awarding agency monitoring (e.g., if the subrecipient also receives Federal awards directly from a Federal awarding agency)... (d) Monitor the activities of the subrecipient as necessary to ensure that the subaward is used for authorized purposes, in compliance with Federal statutes, regulations, and the terms and conditions of the subaward; and that subaward performance goals are achieved. Pass-through monitoring of the subrecipient must include... (2) Followingup and ensuring that the subrecipient takes timely and appropriate action on all deficiencies pertaining to the Federal award provided to the subrecipient from the pass-through entity detected through audits, on-site reviews, and other means. (3) Issuing a management decision for audit findings pertaining to the Federal award provided to the subrecipient from the pass0throguh entity... (f) Verify that every subrecipient is audited as required by Subpart F Audit Requirements of this part when it is expected that the subrecipient's Federal awards expended during the respective fiscal year equaled or exceeded the threshold set forth... (g) Consider whether the results of the subrecipient's audits, on-site reviews, or other monitoring indicate conditions that necessitate adjustments to the pass-through entity's own records. (h) Consider taking enforcement against noncompliant subrecipients."
Condition: The OPB did not comply with pass-through entity requirements associated with subrecipients during the period under review. The OPB was unable to locate any evidence that required risk assessments, which reflected the OPB's evaluation of the risk of noncompliance with federal regulations and the terms and conditions of the subaward, were performed for subrecipients of the CRF program. Additionally, the OPB did not verify that audits of subrecipients were conducted for those expending $750,000 or more in federal funds. Further, the results of these audits were not considered in the risk assessment process and followed-up on to ensure that the subrecipients took appropriate and timely action to correct any deficiencies noted in the audits.
Cause: The OPB has no policies or procedures in place to address how risk assessments of subrecipients should be performed and documented. Additionally, the OPB has no policies and procedures in place to ensure subrecipients were audited and that results of the audit are reviewed so that prompt and meaningful management decisions can be issued in accordance with federal requirements. The OPB management were unaware of all the oversight responsibilities of passthrough entities under the Uniform Guidance and believed they were meeting the requirements through their established process of reviewing all expense reimbursement requests.
Effect: The subrecipient monitoring deficiencies resulted in noncompliance with federal regulations. Without effective subrecipient monitoring controls in place to ensure compliance with all applicable federal requirements, there is an increased risk of federal funds being expended for
B-103

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021

unallowable purposes, subrecipients not properly administering federal programs in accordance with federal statutes, regulations, and the terms and conditions of the subawards, and untimely detection and correction of noncompliance.

Recommendation: We recommend that the OPB:



Ensure the required risk assessments are performed and documented, which would

allow management to evaluate the results and demonstrate compliance with federal

requirements;



Utilize the results of risk assessments to determine how much and what type of

monitoring of subrecipients will be performed to ensure proper accountability and

compliance with program requirements; and



Establish adequate internal controls, including policies and procedures, to ensure

that subrecipients receive audits when necessary, the results of these audits are

considered in the risk assessment process, and timely management decisions are

made for any audit findings pertaining to federal awards.

Views of Responsible Officials: We do not concur with this finding.

OPB disagrees with the finding that there were insufficient internal controls regarding subrecipient risk assessment and monitoring. Coronavirus Relief Funds (CRF) were provided to other state agencies, local governments, and licensed long-term care facilities as emergency financial relief to reimburse these entities for direct disaster response costs. Unlike other traditional federal programs, entities did not apply to OPB to be awarded funds to implement a grant program. Instead, the state used the relief funds to cover already incurred expenses related to the pandemic for pre-selected entities that were hardest hit and directly responding to the national disaster.

Pursuant to Uniform Guidance, Section 200.331, in reviewing these recipients experience with the same or similar subawards, there was no precedence for such previous pandemic emergency response spending for these entities. In selecting nursing home subrecipients, OPB worked with the Department of Community Health to create a list of licensed long-term care facilities under federal mandate to test employees for COVID-19. All facilities were already reviewed and licensed by the state, which includes an affidavit of financial stability from a certified public accountant for assisted living facilities and personal care homes. Long term care facilities are also, with very limited exceptions of private pay only facilities, certified by the Centers for Medicaid and Medicare Services (CMS) as providers and must comply with federal regulations and oversight to maintain that certification. Finally, in evaluating and mitigating risk with subrecipients, no funds were advanced to any facilities and use of funds was limited to reimbursement of COVID-19 testing of employees only. Funds were disbursed on a reimbursement only basis upon review of documentation of expense. Facilities were required to provide invoices and documentation of all expenses prior to the release of funds, and all expense requests underwent a two-level review process within OPB prior to approval. Based on the preselection review and licensure by both federal and state entities coupled with OPB's multi-level review of all documentation of expense prior to the release of funds, OPB found that there should be minimal risk of fraud in disbursing funds to long-term care facilities. With regards to

B-104

STATE OF GEORGIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
YEAR ENDED JUNE 30, 2021
Single Audit requirements, for-profit entities do not have a federal requirement under 2 CFR 200; however, all long-term care facilities were required to sign a terms and conditions document with OPB establishing requirements for the funds and compliance with applicable federal laws.
Additionally, transfers to local governments were done pursuant to direction from the U.S. Treasury that states were responsible for any such disbursements to local governments not directly receiving CRF from Treasury. Specifically, U.S. Treasury guidance in FAQ 33, states "This statutory structure was based on a recognition that it is more administratively feasible to rely on States, rather than the federal government, to manage the transfer of funds to smaller local governments. Consistent with the needs of all local governments for funding to address the public health emergency, States should transfer funds to local governments with populations of 500,000 or less, using as a benchmark the per capita allocation formula that governs payments to larger local governments. This approach will ensure equitable treatment among local governments of all sizes." Pursuant to the directive from the federal government, Georgia used a per capita formula to determine allocations to local governments based on U.S. Census population estimates for Georgia cities and counties. While 20 percent of funds were disbursed to local governments on an advance basis, OPB required detailed documentation of eligible expense before releasing any additional funds on a reimbursement only basis. Where sufficient documentation was not provided, OPB has issued recoupment notices to those entities. All expenses were reviewed via a two-level review process. Based on the federal government's directive to release funds to local governments and requirement of those local entities to provide specific documentation of all allowable expenses, OPB found the level of risk associated with reimbursing local governments for COVID-19 related expenses to be minimal.
Auditor's Concluding Remarks: The Georgia Department of Audits and Accounts (DOAA) acknowledges the overwhelming burden placed on the OPB due to the effects of the COVID-19 pandemic and the urgency with which CRF funding was provided to various organizations across Georgia. CRF funds totaling $409.2 million were reported on the SEFA by OPB as being passed through to subrecipients, and the subrecipient organizations associated with these pass-through funds were tested by auditors. While the OPB implemented various internal controls to monitor the spending of these subrecipients, there are specific procedures that must be completed and documented to comply with subrecipient monitoring requirements, and these requirements, which are reflected in the "Criteria" and "Condition" above, were not met. Additionally, the OPB is required to implement internal controls to address applicable compliance requirements, and no such internal controls were implemented for these subrecipient monitoring requirements.
We reaffirm our finding and will review the status of the OPB's corrective action during our next audit.
B-105

Schedule of Expenditures of
Federal Awards
The Schedule of Expenditures of Federal Awards (Schedule) is presented for purposes of additional analysis as required by the Uniform Guidance. The Schedule provides a summary of the State's federal program expenditures for the fiscal year ended June 30, 2021.
The Schedule presents total federal awards expended for each individual federal program, cluster, and federal awarding agency. The Notes to the Schedule, which are presented on pages C-148 through C-151, describe the significant accounting policies used in preparing the Schedule and other related information.

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title DEPARTMENT OF AGRICULTURE

Federal CFDA Number

AGRICULTURAL RESEARCH BASIC AND APPLIED RESEARCH AGRICULTURAL RESEARCH BASIC AND APPLIED RESEARCH AGRICULTURAL RESEARCH BASIC AND APPLIED RESEARCH AGRICULTURAL RESEARCH BASIC AND APPLIED RESEARCH AGRICULTURAL RESEARCH BASIC AND APPLIED RESEARCH
AGRICULTURAL RESEARCH BASIC AND APPLIED RESEARCH AGRICULTURAL RESEARCH BASIC AND APPLIED RESEARCH PLANT AND ANIMAL DISEASE, PEST CONTROL, AND ANIMAL CARE PLANT AND ANIMAL DISEASE, PEST CONTROL, AND ANIMAL CARE WILDLIFE SERVICES WETLANDS RESERVE PROGRAM VOLUNTARY PUBLIC ACCESS AND HABITAT INCENTIVE PROGRAM WILDFIRES AND HURRICANES INDEMNITY PROGRAM PLUS FEDERAL-STATE MARKETING IMPROVEMENT PROGRAM MARKET PROTECTION AND PROMOTION TRANSPORTATION SERVICES
SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL

10.001 10.001 10.001 10.001 10.001
10.001 10.001 10.025 10.025 10.028 10.072 10.093 10.129 10.156 10.163 10.167
10.170 10.170

SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL
SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL

10.170 10.170
10.170

SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL
SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL
SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL
SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL
SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL
SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL
SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL
SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL
TRADE MITIGATION PROGRAM ELIGIBLE RECIPIENT AGENCY OPERATIONAL FUNDS

10.170 10.170 10.170
10.170
10.170 10.170
10.170
10.170
10.170
10.170
10.170 10.170
10.178

GRANTS FOR AGRICULTURAL RESEARCH, SPECIAL RESEARCH GRANTS GRANTS FOR AGRICULTURAL RESEARCH, SPECIAL RESEARCH GRANTS GRANTS FOR AGRICULTURAL RESEARCH, SPECIAL RESEARCH GRANTS GRANTS FOR AGRICULTURAL RESEARCH, SPECIAL RESEARCH GRANTS GRANTS FOR AGRICULTURAL RESEARCH, SPECIAL RESEARCH GRANTS GRANTS FOR AGRICULTURAL RESEARCH, SPECIAL RESEARCH GRANTS GRANTS FOR AGRICULTURAL RESEARCH, SPECIAL RESEARCH GRANTS COOPERATIVE FORESTRY RESEARCH

10.200 10.200 10.200 10.200 10.200 10.200 10.200 10.202

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

UTAH WEED SUPERVISORS ASSOCIATION
MISSISSIPPI STATE UNIVERSITY KWJ ENGINEERING, INC. PURDUE UNIVERSITY
OREGON STATE UNIVERSITY THE DAVID AND LUCILE PACKARD
FOUNDATION

THE CENTER FOR PRODUCE SAFETY OREGON STATE UNIVERSITY
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION CLEMSON UNIVERSITY
PENNSYLVANIA STATE UNIVERSITY SEVEN RIVERS RESOURCE CONSERVATION AND DEVELOPMENT COUNCIL GEORGIA PEACH COUNCIL
THE CENTER FOR PRODUCE SAFETY NATIONAL PECAN SHELLERS ASSOCIATION
GEORGIA CITRUS ASSOCIATION
THE CENTER FOR PRODUCE SAFETY
THE CENTER FOR PRODUCE SAFETY
THE CENTER FOR PRODUCE SAFETY
THE CENTER FOR PRODUCE SAFETY
THE CENTER FOR PRODUCE SAFETY
VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY UNIVERSITY OF FLORIDA UNIVERSITY OF FLORIDA UNIVERSITY OF FLORIDA UNIVERSITY OF FLORIDA UNIVERSITY OF FLORIDA UNIVERSITY OF FLORIDA

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-2

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients

Federal Expenditures

Federal Program
Total

State of Georgiaaa

Cluster Name

Cluster Total

"2016001" "018000.340888.09"
"145131" "F9001994502008"
"J2285A-C" "2016-65140"
"2021CPS03" "K1183AA"
"AM170100XXXXG018" "19432100000000"
"6051UGRFPDA7029"
"RSRRC0001136001" "RGAPCRD317197CV"
"2021CPS05" "RNPSA0001285001" "RGACA0001179801"
"2021CPS09" "2021CPS04" "2020CPS08" "2020CPS03" "2020CPS04"
"42255919105" "2100845257" "2100870156" "2000778818" "2100863317" "20000755014" "2000807347"

$2,434,364 $29,130 $155,608 $25,632
$120,888 $480,241 $730,000

-$5,244 $14,284 $41,943 $57,004 $63,136
$160,270 $9,183,119
$842,684 $1,683,757
$435,733 $136,655
$78,474 $158,161,713
$7,833 $9,067 $33,424
$269 $3,329
$4,101 $9,207
$10,099
$13,057 $16,178 $17,906
$23,662
$25,277 $26,373
$28,619
$41,817
$105,740
$117,591
$200,191 $1,024,577
$5,829,362
$1,044 $1,058 $1,832 $4,789 $5,000 $6,087 $10,000 $1,221,803

$9,514,512 $9,514,512 $9,514,512 $9,514,512 $9,514,512

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$9,514,512 $9,514,512 $2,526,441 $2,526,441
$435,733 $136,655
$78,474 $158,161,713
$7,833 $9,067 $33,424

N/A RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A N/A N/A RESEARCH AND DEVELOPMENT N/A RESEARCH AND DEVELOPMENT

$1,667,993 $1,667,993

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,667,993 $1,667,993

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,667,993 RESEARCH AND DEVELOPMENT

$1,667,993 $1,667,993 $1,667,993

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,667,993 RESEARCH AND DEVELOPMENT

$1,667,993 $1,667,993

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,667,993 RESEARCH AND DEVELOPMENT

$1,667,993 RESEARCH AND DEVELOPMENT

$1,667,993 RESEARCH AND DEVELOPMENT

$1,667,993 RESEARCH AND DEVELOPMENT

$1,667,993 RESEARCH AND DEVELOPMENT

$1,667,993

N/A

$5,829,362

N/A

$29,810 $29,810 $29,810 $29,810 $29,810 $29,810 $29,810 $1,221,803

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971
$0 $0 $0 $1,233,831,971 $0 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $0
$0
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-3

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title PAYMENTS TO AGRICULTURAL EXPERIMENT STATIONS UNDER THE HATCH ACT

Federal CFDA Number
10.203

PAYMENTS TO AGRICULTURAL EXPERIMENT STATIONS UNDER THE HATCH ACT PAYMENTS TO 1890 LAND-GRANT COLLEGES AND TUSKEGEE UNIVERSITY ANIMAL HEALTH AND DISEASE RESEARCH HIGHER EDUCATION GRADUATE FELLOWSHIPS GRANT PROGRAM
SMALL BUSINESS INNOVATION RESEARCH

10.203 10.205 10.207 10.210 10.212

SMALL BUSINESS INNOVATION RESEARCH SUSTAINABLE AGRICULTURE RESEARCH AND EDUCATION SUSTAINABLE AGRICULTURE RESEARCH AND EDUCATION SUSTAINABLE AGRICULTURE RESEARCH AND EDUCATION SUSTAINABLE AGRICULTURE RESEARCH AND EDUCATION

10.212 10.215 10.215 10.215 10.215

SUSTAINABLE AGRICULTURE RESEARCH AND EDUCATION SUSTAINABLE AGRICULTURE RESEARCH AND EDUCATION SUSTAINABLE AGRICULTURE RESEARCH AND EDUCATION
1890 INSTITUTION CAPACITY BUILDING GRANTS 1890 INSTITUTION CAPACITY BUILDING GRANTS
HIGHER EDUCATION - INSTITUTION CHALLENGE GRANTS PROGRAM
BIOTECHNOLOGY RISK ASSESSMENT RESEARCH BIOTECHNOLOGY RISK ASSESSMENT RESEARCH BIOTECHNOLOGY RISK ASSESSMENT RESEARCH COVID - 19 - AGRICULTURAL AND RURAL ECONOMIC RESEARCH, COOPERATIVE AGREEMENTS AND COLLABORATIONS AGRICULTURAL AND RURAL ECONOMIC RESEARCH, COOPERATIVE AGREEMENTS AND COLLABORATIONS CONSUMER DATA AND NUTRITION RESEARCH COVID - 19 - CONSUMER DATA AND NUTRITION RESEARCH CONSUMER DATA AND NUTRITION RESEARCH CONSUMER DATA AND NUTRITION RESEARCH AGRICULTURAL MARKET AND ECONOMIC RESEARCH AGRICULTURAL MARKET AND ECONOMIC RESEARCH INTEGRATED PROGRAMS INTEGRATED PROGRAMS HOMELAND SECURITY AGRICULTURAL HOMELAND SECURITY AGRICULTURAL ORGANIC AGRICULTURE RESEARCH AND EXTENSION INITIATIVE ORGANIC AGRICULTURE RESEARCH AND EXTENSION INITIATIVE
ORGANIC AGRICULTURE RESEARCH AND EXTENSION INITIATIVE ORGANIC AGRICULTURE RESEARCH AND EXTENSION INITIATIVE
SPECIALTY CROP RESEARCH INITIATIVE SPECIALTY CROP RESEARCH INITIATIVE SPECIALTY CROP RESEARCH INITIATIVE SPECIALTY CROP RESEARCH INITIATIVE SPECIALTY CROP RESEARCH INITIATIVE SPECIALTY CROP RESEARCH INITIATIVE SPECIALTY CROP RESEARCH INITIATIVE SPECIALTY CROP RESEARCH INITIATIVE
SPECIALTY CROP RESEARCH INITIATIVE
SPECIALTY CROP RESEARCH INITIATIVE
SPECIALTY CROP RESEARCH INITIATIVE
SPECIALTY CROP RESEARCH INITIATIVE

10.215 10.215 10.215
10.216 10.216 10.217
10.219 10.219 10.219
10.250
10.250 10.253 10.253 10.253 10.253 10.290 10.290 10.303 10.303 10.304 10.304 10.307 10.307
10.307 10.307 10.309 10.309 10.309 10.309 10.309 10.309 10.309 10.309
10.309
10.309
10.309
10.309

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
UNIVERSITY OF GUAM

COVID - 19

CANDIDUS, INC. GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.
TEXAS A&M UNIVERSITY AUBURN UNIVERSITY UNIVERSITY OF GUAM
UNIVERSITY OF FLORIDA GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.
CLEMSON UNIVERSITY
UNIVERSITY OF MARYLAND EASTERN SHORE
UNIVERSITY OF ARKANSAS TEXAS A&M AGRILIFE EXTENSION
SERVICE UNIVERSITY OF MINNESOTA

COVID - 19

TUFTS UNIVERSITY

CLEMSON UNIVERSITY
UNIVERSITY OF FLORIDA
CLEMSON UNIVERSITY UNIVERSITY OF FLORIDA
WASHINGTON STATE UNIVERSITY
CORNELL UNIVERSITY UNIVERSITY OF FLORIDA UNIVERSITY OF FLORIDA MICHIGAN STATE UNIVERSITY MICHIGAN STATE UNIVERSITY CLEMSON UNIVERSITY TENNESSEE STATE UNIVERSITY MICHIGAN STATE UNIVERSITY
WASHINGTON STATE UNIVERSITY NORTH CAROLINA STATE UNIVERSITY NORTH CAROLINA STATE UNIVERSITY NORTH CAROLINA STATE UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-4

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"RUGUA0001171801"
"HAIDEKKER"
"63828383-1" "M1803790" "20ACES378694UGRF" "RCUOG-2021-01" "SUB00002347"
"63828383-2" "21552200000000"
"NIFA5208140UOG" "UAAES9144403" "M1800644" "H007771001"
"CON014827"
"18812100000000" "UFDSP00011545" "2051-207-2012799" "UFDSP00012045" "126216G004091"
"7959810783" "UFDSP00011194"
"SUB00002390" "RC105573UGARF"
"RC111377F" "22342100000000"
"P0142880" "RC107752B" "133336-G003924" "2016022803" "2017039805" "2020-0042-10"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$26
$4,237,686 $3,140,728
$72,270 $215,052
-$65

Federal Program
Total

Cluster Name

$4,237,712 RESEARCH AND DEVELOPMENT

$4,237,712 $3,140,728
$72,270 $215,052 $14,549

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$14,614 $556 $873
$2,469 $4,597

$14,549 $5,134,276 $5,134,276 $5,134,276 $5,134,276

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$3,514,696 $104,866 $6,980
$126,369 $421,687

$21,457 $23,849 $5,080,475
$29,296 $245,473 $46,147
$101 $24,222 $62,725
$10,362
$20,837 $3,605 $11,315 $12,546 $94,378 $29,316 $45,747 $24,526 $490,735 $74,096 $136,192 $49,458 $75,092
$239,074 $529,506 -$19,913
-$4,464 $11,630 $14,012 $17,000 $18,562 $18,669 $26,735
$33,340
$36,718
$37,801
$59,208

$5,134,276 $5,134,276 $5,134,276

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$274,769 $274,769 $46,147

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$87,048 $87,048 $87,048

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$31,199 RESEARCH AND DEVELOPMENT

$31,199 $121,844 $121,844 $121,844 $121,844
$75,063 $75,063 $515,261 $515,261 $210,288 $210,288 $893,130 $893,130

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$893,130 $893,130 $2,408,153 $2,408,153 $2,408,153 $2,408,153 $2,408,153 $2,408,153 $2,408,153 $2,408,153

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$2,408,153 RESEARCH AND DEVELOPMENT

$2,408,153 RESEARCH AND DEVELOPMENT

$2,408,153 RESEARCH AND DEVELOPMENT

$2,408,153 RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $0
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971

C-5

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title
SPECIALTY CROP RESEARCH INITIATIVE SPECIALTY CROP RESEARCH INITIATIVE SPECIALTY CROP RESEARCH INITIATIVE SPECIALTY CROP RESEARCH INITIATIVE
SPECIALTY CROP RESEARCH INITIATIVE
SPECIALTY CROP RESEARCH INITIATIVE
SPECIALTY CROP RESEARCH INITIATIVE SPECIALTY CROP RESEARCH INITIATIVE
AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI)
AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI)

Federal CFDA Number
10.309 10.309 10.309 10.309
10.309
10.309
10.309 10.309
10.310
10.310

AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI)

10.310 10.310 10.310 10.310 10.310 10.310

AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI)
AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI)
AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI)
AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI)

10.310 10.310 10.310 10.310 10.310 10.310
10.310
10.310 10.310
10.310 10.310

AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI)

10.310 10.310

AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI)

10.310 10.310 10.310 10.310 10.310

AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) BIOMASS RESEARCH AND DEVELOPMENT INITIATIVE COMPETITIVE GRANTS PROGRAM (BRDI) SUN GRANT PROGRAM CAPACITY BUILDING FOR NON-LAND GRANT COLLEGES OF AGRICULTURE (NLGCA)

10.310 10.310 10.310
10.312 10.320
10.326

NATIONAL FOOD SAFETY TRAINING, EDUCATION, EXTENSION, OUTREACH,

AND TECHNICAL ASSISTANCE COMPETITIVE GRANTS PROGRAM

10.328

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
NEW MEXICO STATE UNIVERSITY UNIVERSITY OF FLORIDA CLEMSON UNIVERSITY TEXAS A&M UNIVERSITY
WASHINGTON STATE UNIVERSITY
WASHINGTON STATE UNIVERSITY NORTH CAROLINA STATE UNIVERSITY

PENNSYLVANIA STATE UNIVERSITY UNIVERSITY OF WISCONSIN MADISON KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION LOUISIANA STATE UNIVERSITY UNIVERSITY OF TENNESSEE UNIVERSITY OF FLORIDA UNIVERSITY OF CALIFORNIA CHAPMAN UNIVERSITY KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION UNIVERSITY OF FLORIDA UTAH STATE UNIVERSITY UNIVERSITY OF CALIFORNIA UNIVERSITY OF ILLINOIS UNIVERSITY OF CONNECTICUT NORTH CAROLINA STATE UNIVERSITY NORTH CAROLINA STATE UNIVERSITY UNIVERSITY OF FLORIDA
TEXAS A&M AGRILIFE EXTENSION SERVICE
UNIVERSITY OF TENNESSEE
VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY
UNIVERSITY OF MARYLAND
U.S. ENDOWMENT FOR FORESTRY AND COMMUNITIES, INC.
MICHIGAN STATE UNIVERSITY
OHIO STATE UNIVERSITY UNIVERSITY OF FLORIDA NORTH CAROLINA STATE
UNIVERSITY UNIVERSITY OF FLORIDA

OHIO STATE UNIVERSITY UNIVERSITY OF TENNESSEE
MISSOURI STATE UNIVERSITY

ALABAMA A&M UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-6

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"Q01893" "SUB00002014" "21702100000000"
"M1900020"
"125970G004092"
"133321G004107"
"2019-1455-02"
"5198-UG-USDA-3179"
"1225"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

$74,045 $76,501 $82,515 $121,046

$149,801

$176,699

$450,717

$560,782 $917,466

-$2,214

$284

Federal Program
Total

Cluster Name

$2,408,153 $2,408,153 $2,408,153 $2,408,153

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$2,408,153 RESEARCH AND DEVELOPMENT

$2,408,153 RESEARCH AND DEVELOPMENT

$2,408,153 RESEARCH AND DEVELOPMENT $2,408,153 RESEARCH AND DEVELOPMENT

$7,728,465 RESEARCH AND DEVELOPMENT

$7,728,465 RESEARCH AND DEVELOPMENT

"2014-67001-2185" "PO-0000037155"
"9500082983" "UFDSP00012187"
"S001299" "500614SUB01"

$385 $848 $928 $3,579 $6,092 $11,100

$7,728,465 $7,728,465 $7,728,465 $7,728,465 $7,728,465 $7,728,465

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"20206701331916" "UFDSP00011707"
"200984420" "A170397S004" "092155-17048"
"409814"
"CON009738"
"2019-1507-04" "2018-67013-27452"
"M1902599" "9500073193"

$12,898 $19,641 $24,728 $26,774 $27,201 $28,572
$34,033
$42,805 $44,350
$46,862 $50,871

$7,728,465 $7,728,465 $7,728,465 $7,728,465 $7,728,465 $7,728,465

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$7,728,465 RESEARCH AND DEVELOPMENT

$7,728,465 $7,728,465

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$7,728,465 $7,728,465

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"42351519105" "54843Z5001201"

$53,134 $65,962

$7,728,465 $7,728,465

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"E18-16" "RC104967UGA"
"60045862" "UFDSP00011796"
"2018053002" "UFDSP00011873"
"60038218" "9500070415"
"16042-001"

$1,195,253

$66,416 $77,859 $81,984 $87,218 $150,310
$159,649 $392,939 $6,213,257
$58 -$19
$6,527

$7,728,465 $7,728,465 $7,728,465 $7,728,465 $7,728,465

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$7,728,465 $7,728,465 $7,728,465

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$58 RESEARCH AND DEVELOPMENT -$19 RESEARCH AND DEVELOPMENT

$6,527

N/A

"2017-70020-27253-FVSU"

$19,725

$45,539

N/A

Cluster Total
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0
$0

C-7

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title NATIONAL FOOD SAFETY TRAINING, EDUCATION, EXTENSION, OUTREACH, AND TECHNICAL ASSISTANCE COMPETITIVE GRANTS PROGRAM
CROP PROTECTION AND PEST MANAGEMENT COMPETITIVE GRANTS PROGRAM CROP PROTECTION AND PEST MANAGEMENT COMPETITIVE GRANTS PROGRAM CROP PROTECTION AND PEST MANAGEMENT COMPETITIVE GRANTS PROGRAM CROP PROTECTION AND PEST MANAGEMENT COMPETITIVE GRANTS PROGRAM CROP PROTECTION AND PEST MANAGEMENT COMPETITIVE GRANTS PROGRAM CROP PROTECTION AND PEST MANAGEMENT COMPETITIVE GRANTS PROGRAM CROP PROTECTION AND PEST MANAGEMENT COMPETITIVE GRANTS PROGRAM CROP PROTECTION AND PEST MANAGEMENT COMPETITIVE GRANTS PROGRAM CROP PROTECTION AND PEST MANAGEMENT COMPETITIVE GRANTS PROGRAM CROP PROTECTION AND PEST MANAGEMENT COMPETITIVE GRANTS PROGRAM CROP PROTECTION AND PEST MANAGEMENT COMPETITIVE GRANTS PROGRAM CROP PROTECTION AND PEST MANAGEMENT COMPETITIVE GRANTS PROGRAM
CROP PROTECTION AND PEST MANAGEMENT COMPETITIVE GRANTS PROGRAM ALFALFA AND FORAGE RESEARCH PROGRAM
ALFALFA AND FORAGE RESEARCH PROGRAM ALFALFA AND FORAGE RESEARCH PROGRAM
ENHANCING AGRICULTURAL OPPORTUNITIES FOR MILITARY VETERANS COMPETITIVE GRANTS PROGRAM ENHANCING AGRICULTURAL OPPORTUNITIES FOR MILITARY VETERANS COMPETITIVE GRANTS PROGRAM VETERINARY SERVICES GRANT PROGRAM RURAL BUSINESS DEVELOPMENT GRANT OUTREACH AND ASSISTANCE FOR SOCIALLY DISADVANTAGED AND VETERAN FARMERS AND RANCHERS RURAL COMMUNITY DEVELOPMENT INITIATIVE COOPERATIVE AGREEMENTS WITH STATES FOR INTRASTATE MEAT AND POULTRY INSPECTION COOPERATIVE EXTENSION SERVICE COOPERATIVE EXTENSION SERVICE COOPERATIVE EXTENSION SERVICE COOPERATIVE EXTENSION SERVICE

Federal CFDA Number
10.328
10.329
10.329
10.329
10.329
10.329
10.329
10.329
10.329
10.329
10.329
10.329
10.329
10.329 10.330
10.330 10.330
10.334
10.334 10.336 10.351
10.443 10.446
10.475 10.500 10.500 10.500 10.500

COOPERATIVE EXTENSION SERVICE COOPERATIVE EXTENSION SERVICE COOPERATIVE EXTENSION SERVICE COOPERATIVE EXTENSION SERVICE COOPERATIVE EXTENSION SERVICE SMITH-LEVER FUNDING (VARIOUS PROGRAMS) EXPANDED FOOD AND NUTRITION EDUCATION PROGRAM EXPANDED FOOD AND NUTRITION EDUCATION PROGRAM
RENEWABLE RESOURCES EXTENSION ACT AND NATIONAL FOCUS FUND PROJECTS
RENEWABLE RESOURCES EXTENSION ACT AND NATIONAL FOCUS FUND PROJECTS FOOD AND AGRICULTURE SERVICE LEARNING PROGRAM

10.500 10.500 10.500 10.500 10.500 10.511 10.514 10.514
10.515
10.515 10.522

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

NORTH CAROLINA STATE UNIVERSITY
NORTH CAROLINA STATE UNIVERSITY
TEXAS A&M UNIVERSITY NORTH CAROLINA STATE
UNIVERSITY NORTH CAROLINA STATE
UNIVERSITY NORTH CAROLINA STATE
UNIVERSITY RUTGERS, THE STATE UNIVERSITY
OF NEW JERSEY NORTH CAROLINA STATE
UNIVERSITY
UNIVERSITY OF FLORIDA
AUBURN UNIVERSITY
TEXAS A&M UNIVERSITY NORTH CAROLINA STATE
UNIVERSITY

UNIVERSITY OF TENNESSEE UNIVERSITY OF WISCONSIN -
MADISON

STAG VETS, INC.

KANSAS STATE UNIVERSITY UNIVERSITY OF ARKANSAS UNIVERSITY OF MISSOURI COLORADO STATE UNIVERSITY
VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY AUBURN UNIVERSITY AUBURN UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-8

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"2018320001" "2018320005" "06S170649" "2018320020" "2018320016" "2018-32000-12"
"763" "2018-3200-11" "SUB00001810" "20-EPP-205211-UGRF"
"M1900309" "2018320007"
"9500085481" "851K642"
"NIFA SUB 2"
"A000340S074" "3101112"
"C00067296-2" "G3833701"
"32072619105" "17HDFS205198UGRF" "18-CHS-205205-VSU"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

$10,843

$25,814

-$6,849

$227

$2,595

$2,599

$4,088

$4,865

$9,280

$10,000

$11,908

$22,042

$25,154

$53,013

$85,937

$510,261 $15,443

$46,491

$30,797 $87,637

$3,000

$58,482

$116,030 $121,359 $242,704

$33,768 $49,477

$3,497,100 $273
$2,853 $7,298 $13,973

Federal Program
Total

Cluster Name

$45,539 RESEARCH AND DEVELOPMENT

$649,183 RESEARCH AND DEVELOPMENT

$649,183 RESEARCH AND DEVELOPMENT

$649,183 RESEARCH AND DEVELOPMENT

$649,183 RESEARCH AND DEVELOPMENT

$649,183 RESEARCH AND DEVELOPMENT

$649,183 RESEARCH AND DEVELOPMENT

$649,183 RESEARCH AND DEVELOPMENT

$649,183 RESEARCH AND DEVELOPMENT

$649,183 RESEARCH AND DEVELOPMENT

$649,183 RESEARCH AND DEVELOPMENT

$649,183 RESEARCH AND DEVELOPMENT

$649,183 RESEARCH AND DEVELOPMENT

$649,183 RESEARCH AND DEVELOPMENT $133,877 RESEARCH AND DEVELOPMENT

$133,877 RESEARCH AND DEVELOPMENT $133,877 RESEARCH AND DEVELOPMENT

$119,030 RESEARCH AND DEVELOPMENT

$119,030 $121,359 $242,704

N/A RESEARCH AND DEVELOPMENT
N/A

$33,768

N/A

$49,477 RESEARCH AND DEVELOPMENT

$3,497,100 $3,100,333 $3,100,333 $3,100,333 $3,100,333

N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$2,000

$14,667 $89,549 $175,689 $395,911 $2,400,120 $7,106,734 $126,685 $2,241,520
$9,129
$131,025 $32,156

$3,100,333 $3,100,333 $3,100,333 $3,100,333 $3,100,333 $7,106,734 $2,368,205 $2,368,205

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT

$140,154

N/A

$140,154 RESEARCH AND DEVELOPMENT

$32,156

N/A

Cluster Total
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$0 $1,233,831,971
$0
$0 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0 $1,233,831,971
$0 $1,233,831,971
$0 $1,233,831,971
$0
$1,233,831,971 $0

C-9

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title FARM AND RANCH STRESS ASSISTANCE NETWORK COMPETITIVE GRANTS PROGRAM CACFP TRAINING GRANTS SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM (SNAP) EMPLOYMENT AND TRAINING (E&T) DATA AND TECHNICAL ASSISTANCE GRANTS COVID - 19 - PANDEMIC EBT FOOD BENEFITS COVID - 19 - SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM SCHOOL BREAKFAST PROGRAM COVID - 19 - NATIONAL SCHOOL LUNCH PROGRAM NATIONAL SCHOOL LUNCH PROGRAM SPECIAL MILK PROGRAM FOR CHILDREN WIC SPECIAL SUPPLEMENTAL NUTRITION PROGRAM FOR WOMEN, INFANTS, AND CHILDREN CHILD AND ADULT CARE FOOD PROGRAM STATE ADMINISTRATIVE EXPENSES FOR CHILD NUTRITION STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM COMMODITY SUPPLEMENTAL FOOD PROGRAM

Federal CFDA Number
10.525 10.536
10.537 10.542 10.551 10.551 10.553 10.555 10.555 10.556
10.557 10.558 10.560
10.561 10.565

COVID - 19 - EMERGENCY FOOD ASSISTANCE PROGRAM (ADMINISTRATIVE COSTS) EMERGENCY FOOD ASSISTANCE PROGRAM (ADMINISTRATIVE COSTS)
EMERGENCY FOOD ASSISTANCE PROGRAM (FOOD COMMODITIES)

10.568 10.568 10.569

COVID - 19 - EMERGENCY FOOD ASSISTANCE PROGRAM (FOOD COMMODITIES) EMERGENCY FOOD ASSISTANCE PROGRAM (FOOD COMMODITIES) WIC FARMERS' MARKET NUTRITION PROGRAM (FMNP) TEAM NUTRITION GRANTS FARM TO SCHOOL GRANT PROGRAM SENIOR FARMERS MARKET NUTRITION PROGRAM WIC GRANTS TO STATES (WGS) CHILD NUTRITION DISCRETIONARY GRANTS LIMITED AVAILABILITY FRESH FRUIT AND VEGETABLE PROGRAM EMERGING MARKETS PROGRAM COVID - 19 - PANDEMIC EBT ADMINISTRATIVE COSTS

10.569 10.569 10.572 10.574 10.575 10.576 10.578 10.579 10.582 10.603 10.649

FORESTRY RESEARCH FORESTRY RESEARCH

10.652 10.652

FORESTRY RESEARCH FORESTRY RESEARCH FORESTRY RESEARCH COOPERATIVE FORESTRY ASSISTANCE COOPERATIVE FORESTRY ASSISTANCE
COOPERATIVE FORESTRY ASSISTANCE COOPERATIVE FORESTRY ASSISTANCE COOPERATIVE FORESTRY ASSISTANCE COOPERATIVE FORESTRY ASSISTANCE
SCHOOLS AND ROADS - GRANTS TO STATES RURAL DEVELOPMENT, FORESTRY, AND COMMUNITIES

10.652 10.652 10.652 10.664 10.664
10.664 10.664 10.664 10.664
10.665 10.672

WOOD UTILIZATION ASSISTANCE WOOD UTILIZATION ASSISTANCE URBAN AND COMMUNITY FORESTRY PROGRAM
URBAN AND COMMUNITY FORESTRY PROGRAM FOREST LEGACY PROGRAM FOREST STEWARDSHIP PROGRAM

10.674 10.674 10.675
10.675 10.676 10.678

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
UNIVERSITY OF TENNESSEE

COVID - 19 COVID - 19
COVID - 19

COVID - 19 COVID - 19

STEP UP SAVANNAH

COVID - 19

U.S. ENDOWMENT FOR FORESTRY AND COMMUNITIES, INC.
U.S. ENDOWMENT FOR FORESTRY AND COMMUNITIES, INC. CRADLE OF FORESTRY
ATHENS-CLARK COUNTY LONGLEAF ALLIANCE
NATIONAL FISH AND WILDLIFE FOUNDATION
LONGLEAF ALLIANCE

U.S. ENDOWMENT FOR FORESTRY AND COMMUNITIES, INC.
OHIO STATE UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-10

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"9500095925"
"00010283"
"E1795" "E17-22" "056606-02" "ITREE ECOSTUDY" "320200000" "1903.20.070063" "5520190100"
"E19-08" "SPC-1000003916
GR115768"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

$18,750

$66,933 $71,771

$208,903,792 $21,901,418 $578,262,908
$6,909

$136,666 $290,539,859 $1,123,878,439 $2,886,737,778 $209,731,733 $21,907,630 $616,480,934
$6,909

$42,000,293 $5,741,734
$55,264

$137,561,784 $5,882,711
$11,058,593

$11,963,756 $347,980

$113,704,650 $1,127,069

$2,569,139 $3,901,079

$2,782,936 $4,013,951
$13,069

$491,765 $3,657,141

$20,194,702 $35,703,164
$685,495 $137
$23,287 $142,191 $1,047,491 $491,765 $3,657,141
$4,479 $94,310

Federal Program
Total

Cluster Name

$66,933 RESEARCH AND DEVELOPMENT

$71,771

N/A

$136,666 $290,539,859 $4,010,616,217 $4,010,616,217 $209,731,733 $638,388,564 $638,388,564
$6,909

N/A N/A SNAP CLUSTER SNAP CLUSTER CHILD NUTRITION CLUSTER CHILD NUTRITION CLUSTER CHILD NUTRITION CLUSTER CHILD NUTRITION CLUSTER

$137,561,784

N/A

$5,882,711

N/A

$11,058,593

N/A

$113,704,650 $1,127,069

SNAP CLUSTER FOOD DISTRIBUTION CLUSTER

$6,796,887 $6,796,887 $55,910,935

FOOD DISTRIBUTION CLUSTER FOOD DISTRIBUTION CLUSTER FOOD DISTRIBUTION CLUSTER

$55,910,935 $55,910,935
$685,495 $137
$23,287 $142,191 $1,047,491 $491,765 $3,657,141
$4,479 $94,310

FOOD DISTRIBUTION CLUSTER FOOD DISTRIBUTION CLUSTER
N/A N/A N/A N/A N/A CHILD NUTRITION CLUSTER N/A N/A N/A

-$778 $3,115

$863,756 RESEARCH AND DEVELOPMENT $863,756 RESEARCH AND DEVELOPMENT

$1,090,338

$19,948 $58,055 $783,416 $1,096 $13,304
$17,065 $46,319 $65,409 $5,033,679
$1,090,338 $2,116

$863,756 $863,756 $863,756 $5,176,872 $5,176,872

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$5,176,872 $5,176,872 $5,176,872 $5,176,872
$1,090,338 $2,116

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A FOREST SERVICE SCHOOLS AND
ROADS CLUSTER RESEARCH AND DEVELOPMENT

-$2,997 $163,290
$18,470
$32,102 $4,042,502
$82,435

$160,293 $160,293
$50,572

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$50,572 $4,042,502
$491,251

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971 $0
$0 $0 $4,124,320,867 $4,124,320,867 $848,618,971 $848,618,971 $848,618,971 $848,618,971
$0 $0 $0
$4,124,320,867 $63,834,891
$63,834,891 $63,834,891 $63,834,891
$63,834,891 $63,834,891
$0 $0 $0 $0 $0 $848,618,971 $0 $0 $0
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$0
$1,090,338 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $0
$1,233,831,971

C-11

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title FOREST STEWARDSHIP PROGRAM FOREST HEALTH PROTECTION FOREST HEALTH PROTECTION
NATIONAL FISH AND WILDLIFE FOUNDATION NATIONAL FISH AND WILDLIFE FOUNDATION
NATIONAL FISH AND WILDLIFE FOUNDATION INTERNATIONAL FORESTRY PROGRAMS GOOD NEIGHBOR AUTHORITY WATERSHED RESTORATION AND ENHANCEMENT AGREEMENT AUTHORITY STATE & PRIVATE FORESTRY HAZARDOUS FUEL REDUCTION PROGRAM
STATE & PRIVATE FORESTRY COOPERATIVE FIRE ASSISTANCE PARTNERSHIP AGREEMENTS PARTNERSHIP AGREEMENTS PARTNERSHIP AGREEMENTS PARTNERSHIP AGREEMENTS RESEARCH JOINT VENTURE AND COST REIMBURSABLE AGREEMENTS RESEARCH JOINT VENTURE AND COST REIMBURSABLE AGREEMENTS

Federal CFDA Number 10.678 10.680 10.680
10.683 10.683
10.683 10.684 10.691 10.693 10.697 10.698 10.699 10.699 10.699 10.699 10.707 10.707

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
NATIONAL FISH AND WILDLIFE FOUNDATION
COLORADO STATE UNIVERSITY THE NATURE CONSERVANCY THE NATURE CONSERVANCY UNIVERSITY OF KENTUCKY

COMMUNITY FACILITIES LOANS AND GRANTS

10.766

COMMUNITY FACILITIES LOANS AND GRANTS NORMAN E. BORLAUG INTERNATIONAL AGRICULTURAL SCIENCE AND TECHNOLOGY FELLOWSHIP DISTANCE LEARNING AND TELEMEDICINE LOANS AND GRANTS

10.766
10.777 10.855

RURAL DEVELOPMENT COOPERATIVE AGREEMENT PROGRAM SOIL AND WATER CONSERVATION
SOIL AND WATER CONSERVATION

10.890 10.902
10.902

PURDUE UNIVERSITY LONGLEAF ALLIANCE BRIER CREEK CONSERVATION
DISTRICT

SOIL AND WATER CONSERVATION SOIL AND WATER CONSERVATION SOIL AND WATER CONSERVATION
SOIL SURVEY SOIL SURVEY
ENVIRONMENTAL QUALITY INCENTIVES PROGRAM ENVIRONMENTAL QUALITY INCENTIVES PROGRAM ENVIRONMENTAL QUALITY INCENTIVES PROGRAM ENVIRONMENTAL QUALITY INCENTIVES PROGRAM
ENVIRONMENTAL QUALITY INCENTIVES PROGRAM ENVIRONMENTAL QUALITY INCENTIVES PROGRAM WILDLIFE HABITAT INCENTIVE PROGRAM WATERSHED REHABILITATION PROGRAM

10.902 10.902 10.902
10.903 10.903 10.912 10.912 10.912 10.912
10.912 10.912 10.914 10.916

LONGLEAF ALLIANCE
NORTH CAROLINA STATE UNIVERSITY
PHEASANTS FOREVER, INC. CLEMSON UNIVERSITY
PHEASANTS FOREVER, INC. FLINT RIVER SOIL AND WATER
CONSERVATION DISTRICT

FERAL SWINE ERADICATION AND CONTROL PILOT PROGRAM
FERAL SWINE ERADICATION AND CONTROL PILOT PROGRAM
FERAL SWINE ERADICATION AND CONTROL PILOT PROGRAM SOUTHERN PINE HEALTH RESEARCH COOPERATIVE - US FOR
IR4 SOR PERFORMANCE PROJECT FOR INSECTICIDES TO CO STEWARDSHIP OF RARE SPECIES ON THE SAVANNAH RIVER
WALLACE - HARNESSING ENDOPHYTES TO IMPROVE CROP EF THE IMPACT OF NUTRITION ASSISTANCE PROGRAMS ON FOO
TELEDERMATOLOGY IN RURAL GEORGIA

10.934
10.934
10.934 10.RD 10.RD 10.RD
10.RD 10.RD
10.U01

SOUTH CAROLINA DEPARTMENT OF

NATURAL RESOURCES

NEWBERRY SOIL AND WATER

CONSERVATION DISTRICT

FLINT RIVER SOIL AND WATER

CONSERVATION DISTRICT

1243ZP18P0036

PO2000755014

UNIVERSITY OF FLORIDA

18-CS-11083601-002

FOUNDATION FOR FOOD AND

593608

AGRICULTURE RESEARCH

320000000000000

UNIVERSITY OF KENTUCKY

RUS PROJECT GA0732-

B17

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-12

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients
$1,549

Federal Expenditures
$408,816 $216,639 $278,612

Federal Program
Total $491,251 $495,251 $495,251

Cluster Name
N/A N/A RESEARCH AND DEVELOPMENT

Cluster Total
$0 $0 $1,233,831,971

"0406.18.061358"
"1903.18.059484"
"G-91388-01" "UGA2020A" "UGAHTHCMARCH2021" "19JV11261995082"
"RD-BU-18-01 COOP PURDUE"
"32.2019.01.00" "RBCWC0001167301"
"1904.20.067429, 1903.19.063894"
"2019-0725-02" "WLFW 2018-08" "19802072022261" "WLFW 2018-10" "RFRWCRF328190CV"

$25,417 $17,695

$11,768 $26,635
$130,945 $9,370 $19,863
-$11,419 $172,742 $65,135 $13,103
$17,781 $35,608 $921,245 $40,840 $308,396
$15,533
$74,438,410
$471 $691,414
$30,204 -$213
$14,212
$104,688 $130,016 $183,716
$24,591 $35,866
$356 $12,932 $66,825 $79,115
$88,297 $293,179
$28,982 $3,611,502

$169,348 RESEARCH AND DEVELOPMENT

$169,348

N/A

$169,348

N/A

$9,370 RESEARCH AND DEVELOPMENT

$19,863

N/A

-$11,419 RESEARCH AND DEVELOPMENT

$172,742

N/A

$65,135 RESEARCH AND DEVELOPMENT

$987,737 RESEARCH AND DEVELOPMENT

$987,737

N/A

$987,737 RESEARCH AND DEVELOPMENT

$987,737 RESEARCH AND DEVELOPMENT

$349,236 RESEARCH AND DEVELOPMENT

$349,236 RESEARCH AND DEVELOPMENT

COMMUNITY FACILITIES LOANS AND

$74,453,943

GRANTS CLUSTER

COMMUNITY FACILITIES LOANS AND

$74,453,943

GRANTS CLUSTER

$471 RESEARCH AND DEVELOPMENT

$691,414

N/A

$30,204 $432,419

N/A RESEARCH AND DEVELOPMENT

$432,419 RESEARCH AND DEVELOPMENT

$432,419 $432,419 $432,419

N/A RESEARCH AND DEVELOPMENT
N/A

$60,457 $60,457 $540,704 $540,704 $540,704 $540,704

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$540,704 $540,704
$28,982 $3,611,502

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT N/A

$1,233,831,971 $0
$0 $1,233,831,971
$0 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$74,453,943
$74,453,943
$1,233,831,971 $0
$0 $1,233,831,971
$1,233,831,971
$0 $1,233,831,971
$0
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $0
$1,233,831,971 $0

"P24011200220" "NSWCDFY202001" "RFRWC0001209701" "PO2000755014"
"593608" "320000218519244"

$4,646
$26,240
$39,644 -$1,273 $3,580 $12,867
$16,489 $75,323
$128,367

$70,530 RESEARCH AND DEVELOPMENT

$70,530 RESEARCH AND DEVELOPMENT

$70,530 $106,986 $106,986 $106,986

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$106,986 $106,986

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$128,367

N/A

$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0

C-13

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title TOTAL DEPARTMENT OF AGRICULTURE
DEPARTMENT OF COMMERCE
NOAA MISSION-RELATED EDUCATION AWARDS OCEAN EXPLORATION OCEAN EXPLORATION
INTEGRATED OCEAN OBSERVING SYSTEM (IOOS)
INTEGRATED OCEAN OBSERVING SYSTEM (IOOS)
INTEGRATED OCEAN OBSERVING SYSTEM (IOOS) INTEGRATED OCEAN OBSERVING SYSTEM (IOOS)
INTEGRATED OCEAN OBSERVING SYSTEM (IOOS)
INTEGRATED OCEAN OBSERVING SYSTEM (IOOS)
INTEGRATED OCEAN OBSERVING SYSTEM (IOOS) CLUSTER GRANTS CLUSTER GRANTS
BIPARTISAN BUDGET ACT OF 2018
BIPARTISAN BUDGET ACT OF 2018 BIPARTISAN BUDGET ACT OF 2018 ECONOMIC DEVELOPMENT TECHNICAL ASSISTANCE
ECONOMIC DEVELOPMENT TECHNICAL ASSISTANCE ECONOMIC DEVELOPMENT TECHNICAL ASSISTANCE ECONOMIC ADJUSTMENT ASSISTANCE
ECONOMIC ADJUSTMENT ASSISTANCE TRADE ADJUSTMENT ASSISTANCE FOR FIRMS TRADE ADJUSTMENT ASSISTANCE FOR FIRMS INTERJURISDICTIONAL FISHERIES ACT OF 1986
SEA GRANT SUPPORT SEA GRANT SUPPORT
SEA GRANT SUPPORT SEA GRANT SUPPORT
COASTAL ZONE MANAGEMENT ADMINISTRATION AWARDS COASTAL ZONE MANAGEMENT ADMINISTRATION AWARDS
COASTAL ZONE MANAGEMENT ADMINISTRATION AWARDS COASTAL ZONE MANAGEMENT ADMINISTRATION AWARDS COASTAL ZONE MANAGEMENT ESTUARINE RESEARCH RESERVES MARINE SANCTUARY PROGRAM

Federal CFDA Number

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

11.008 11.011 11.011
11.012
11.012
11.012 11.012
11.012
11.012
11.012 11.020 11.020
11.022
11.022 11.022 11.303
11.303 11.303 11.307
11.307 11.313 11.313 11.407 11.417 11.417
11.417 11.417 11.419 11.419
11.419 11.419 11.420 11.429

CONSORTIUM FOR OCEAN LEADERSHIP
MOTE MARINE LABORATORY
THE SOUTHEAST COASTAL OCEAN OBSERVING REGIONAL ASSOCIATION
THE SOUTHEAST COASTAL OCEAN OBSERVING REGIONAL ASSOCIATION
THE SOUTHEAST COASTAL OCEAN OBSERVING REGIONAL ASSOCIATION
THE SOUTHEAST COASTAL OCEAN OBSERVING REGIONAL ASSOCIATION
THE SOUTHEAST COASTAL OCEAN OBSERVING REGIONAL ASSOCIATION
THE SOUTHEAST COASTAL OCEAN OBSERVING REGIONAL ASSOCIATION EMORY UNIVERSITY
THE SOUTHEAST COASTAL OCEAN OBSERVING REGIONAL ASSOCIATION
THE SOUTHEAST COASTAL OCEAN OBSERVING REGIONAL ASSOCIATION
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
JUNIATA COLLEGE UNIVERSITY OF FLORIDA GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE
FOUNDATION, INC.
CITY OF BRUNSWICK UNIVERSITY OF MICHIGAN GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE
FOUNDATION, INC.

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-14

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients
$890,957,111

Federal Expenditures
$5,804,543,478

Federal Program
Total

State of Georgiaaa

Cluster Name

Cluster Total

"NA20SEC0080019" "MML 105-320"
"IOOS.16(028)GATECH.FZ.GL D.1"
"IOOS16028UGASNOA" "IOOS.16(028)UGA/SKIO.P#3
"
"NA16NOS0120028"
"IOOS16028UGASKIOCE"
"IOOS16028UGASKIODS" "A391823"
"33772" "IOOS19191SKIOCESUPGLIDE
R1"
"63828383-3"
"63828383-11"
"SEAGRANT20191" "CON009495"
"63828383-4" "201117"
"SUBK00011125"
"63828383-5"

$310,836
$137,077
$16,224 $183,005
$219,207

$8,193 $6,390 $661,302
$2,436
$11,313
$17,786 $19,216
$36,809
$70,808
$124,933 $13,305 $211,248
$15,064
$28,556 $175,000 $107,367
$112,524 $762,036 $109,327
$134,337 $4,250
$183,259 $25,106 $3,900 $55,135
$125,185 $1,820,112
$9,450 $82,202
$130,599 $2,022,342
$724,383 $36,127

$8,193 $667,692 $667,692

N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$283,301 RESEARCH AND DEVELOPMENT

$283,301 RESEARCH AND DEVELOPMENT

$283,301 RESEARCH AND DEVELOPMENT $283,301 RESEARCH AND DEVELOPMENT

$283,301

N/A

$283,301 RESEARCH AND DEVELOPMENT

$283,301 $224,553 $224,553

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$218,620 RESEARCH AND DEVELOPMENT

$218,620 $218,620 $981,927

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT

$981,927 $981,927 $243,664

N/A N/A RESEARCH AND DEVELOPMENT

$243,664 ECONOMIC DEVELOPMENT CLUSTER

$187,509 RESEARCH AND DEVELOPMENT

$187,509

N/A

$25,106

N/A

$2,004,332 RESEARCH AND DEVELOPMENT

$2,004,332 RESEARCH AND DEVELOPMENT

$2,004,332 $2,004,332 $2,244,593 $2,244,593

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$2,244,593 $2,244,593
$724,383 $36,127

RESEARCH AND DEVELOPMENT N/A N/A
RESEARCH AND DEVELOPMENT

$0 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$0
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $0
$1,233,831,971
$0 $0 $1,233,831,971
$134,337 $1,233,831,971
$0 $0 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $0 $0
$1,233,831,971

C-15

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title CLIMATE AND ATMOSPHERIC RESEARCH
CLIMATE AND ATMOSPHERIC RESEARCH
CLIMATE AND ATMOSPHERIC RESEARCH CLIMATE AND ATMOSPHERIC RESEARCH COOPERATIVE FISHERY STATISTICS
COOPERATIVE FISHERY STATISTICS SOUTHEAST AREA MONITORING AND ASSESSMENT PROGRAM MARINE MAMMAL DATA PROGRAM
REGIONAL FISHERY MANAGEMENT COUNCILS
UNALLIED MANAGEMENT PROJECTS WEATHER AND AIR QUALITY RESEARCH
WEATHER AND AIR QUALITY RESEARCH APPLIED METEOROLOGICAL RESEARCH

Federal CFDA Number 11.431
11.431
11.431 11.431 11.434
11.434 11.435 11.439
11.441
11.454 11.459
11.459 11.468

UNALLIED SCIENCE PROGRAM UNALLIED SCIENCE PROGRAM OFFICE FOR COASTAL MANAGEMENT OFFICE FOR COASTAL MANAGEMENT
OFFICE FOR COASTAL MANAGEMENT ATLANTIC COASTAL FISHERIES COOPERATIVE MANAGEMENT ACT FISHERIES DISASTER RELIEF
CENTER FOR SPONSORED COASTAL OCEAN RESEARCH COASTAL OCEAN PROGRAM
EDUCATIONAL PARTNERSHIP PROGRAM
MEASUREMENT AND ENGINEERING RESEARCH AND STANDARDS MEASUREMENT AND ENGINEERING RESEARCH AND STANDARDS MEASUREMENT AND ENGINEERING RESEARCH AND STANDARDS MANUFACTURING EXTENSION PARTNERSHIP MANUFACTURING EXTENSION PARTNERSHIP MANUFACTURING EXTENSION PARTNERSHIP
ARRANGEMENTS FOR INTERDISCIPLINARY RESEARCH INFRASTRUCTURE

11.472 11.472 11.473 11.473 11.473 11.474 11.477
11.478
11.481
11.609 11.609 11.609 11.611 11.611 11.611
11.619

ARRANGEMENTS FOR INTERDISCIPLINARY RESEARCH INFRASTRUCTURE ARRANGEMENTS FOR INTERDISCIPLINARY RESEARCH INFRASTRUCTURE

11.619 11.619

ARRANGEMENTS FOR INTERDISCIPLINARY RESEARCH INFRASTRUCTURE SCIENCE, TECHNOLOGY, BUSINESS AND/OR EDUCATION OUTREACH MINORITY BUSINESS RESOURCE DEVELOPMENT MINORITY BUSINESS RESOURCE DEVELOPMENT MBDA BUSINESS CENTER MBDA BUSINESS CENTER TOTAL DEPARTMENT OF COMMERCE

11.619 11.620 11.802 11.802 11.805 11.805

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity FLORIDA STATE UNIVERSITY
NORTH CAROLINA STATE UNIVERSITY
UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH

ATLANTIC STATES MARINE FISHERIES COMMISSION

SOUTH ATLANTIC FISHERY MANAGEMENT COUNCIL ATLANTIC STATES MARINE FISHERIES COMMISSION
UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH FLORIDA STATE UNIVERSITY
SOUTH CAROLINA DEPARTMENT OF NATURAL RESOURCES

CITY OF TYBEE ISLAND

LEHIGH UNIVERSITY UNIVERSITY OF MARYLAND
EASTERN SHORE POLYTECHNIC UNIVERSITY OF
PUERTO RICO COLORADO STATE UNIVERSITY
NEW YORK UNIVERSITY

COLORADO STATE UNIVERSITY
NATIONAL INSTITUTE FOR INNOVATION IN MANUFACTURING
BIOPHARMACEUTICALS
UNIVERSITY OF DELAWARE
NATIONAL INSTITUTE FOR INNOVATION IN MANUFACTURING
BIOPHARMACEUTICALS

DEPARTMENT OF DEFENSE
NATIONAL DEFENSE EDUCATION PROGRAM AQUATIC PLANT CONTROL

12.006 12.100

UNIVERSITY OF TOLEDO

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-16

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"R000002728" "2019128002" "SUBWAD001873"
"20-01012"
"SA-16-02-GA & SA-17-02GA"
"20-901"
"SUBCON002177" "R01856"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$3,262

$9,003

$5,425

$31,061 $418,049 $121,905

$140,975 $93,521 $39,710

$60,748

$25,770 $56,374

$305,742 $22,149

Federal Program
Total $461,375

Cluster Name RESEARCH AND DEVELOPMENT

$461,375 RESEARCH AND DEVELOPMENT

$461,375 $461,375 $262,880

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

$262,880

N/A

$93,521

N/A

$39,710

N/A

$60,748

N/A

$25,770

N/A

$362,116 RESEARCH AND DEVELOPMENT

$362,116 $22,149

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"SCDNRFY2021003"
"AWD00011961"
"543829-78002" "NA11SEC4810002" "AGMT DTD 9/26/19"
"G-99042-03" "AGMT DTD 3/1/2020"
"G-00745-13"

$5,264 $614,251
$84,945 $88,509

$6,926 $672,251
$10,000 $10,023 $71,004 $619,384 $652,790
$50,519
$341,398
$53,040 $62,869 $2,714,759 $53,000 $1,007,322 $3,353,417
$21,941

$679,177 $679,177
$91,027 $91,027 $91,027 $619,384 $652,790

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT N/A N/A

$50,519 RESEARCH AND DEVELOPMENT

$341,398 RESEARCH AND DEVELOPMENT

$2,830,668 $2,830,668 $2,830,668 $4,413,739 $4,413,739 $4,413,739

N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT
N/A

$424,343 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$0
$0 $0 $0
$0
$0 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $0
$1,233,831,971 $0
$1,233,831,971 $0 $0
$1,233,831,971
$1,233,831,971
$0 $1,233,831,971 $1,233,831,971
$0 $1,233,831,971
$0
$1,233,831,971

"PC1.0-26" "PC1026"

$51,702 $70,799

$424,343 RESEARCH AND DEVELOPMENT $424,343 RESEARCH AND DEVELOPMENT

$1,233,831,971 $1,233,831,971

"PC2.2-122"

$195,000 $289,230 $95,350 $47,000
$2,291,323

$279,901 $118
$375,481 $527,935 $258,886 $259,385
$20,703,119

$424,343 $118
$903,416 $903,416 $518,271 $518,271

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A N/A RESEARCH AND DEVELOPMENT

$1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $0 $1,233,831,971

"CON013337"

$22,290 $315,960

$22,290 RESEARCH AND DEVELOPMENT

$315,960

N/A

$1,233,831,971 $0

C-17

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title PAYMENTS TO STATES IN LIEU OF REAL ESTATE TAXES STATE MEMORANDUM OF AGREEMENT PROGRAM FOR THE REIMBURSEMENT OF TECHNICAL SERVICES
COLLABORATIVE RESEARCH AND DEVELOPMENT COLLABORATIVE RESEARCH AND DEVELOPMENT DEPARTMENT OF DEFENSE APPROPRIATION ACT OF 2003 BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH

Federal CFDA Number 12.112
12.113 12.114 12.114 12.116 12.300 12.300
12.300 12.300 12.300 12.300 12.300 12.300 12.300 12.300
12.300 12.300 12.300 12.300 12.300 12.300
12.300
12.300 12.300 12.300 12.300
12.300 12.300 12.300 12.300
12.300
12.300 12.300 12.300
12.300 12.300
12.300 12.300 12.300
12.300 12.300 12.300 12.300 12.300 12.300
12.300

BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH

12.300 12.300 12.300

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

UNIVERSITY OF MICHIGAN UNIVERSITY OF MICHIGAN
UNIVERSITY OF NOTRE DAME CONTINUUM DYNAMICS, INC.
CHARLES RIVER ANALYTICS, INC. FLORIDA STATE UNIVERSITY TUFTS UNIVERSITY LEIDOS, INC. PHYSICAL SCIENCES, INC. NEC CORPORATION CONTINUUM DYNAMICS, INC. DYNETICS, INC. NORTHROP GRUMMAN CORPORATION VANDERBILT UNIVERSITY ENVISIONEERING, INC. UNIVERSITY OF MARYLAND PHYSICAL SCIENCES, INC. PURDUE UNIVERSITY
UNIVERSITY OF TENNESSEE ADVANCED CONDUCTOR
TECHNOLOGIES, LLC SAIC, INC.
ZETA ASSOCIATES, INC. CONTINUUM DYNAMICS, INC.
CARBICE CORPORATION JOHNS HOPKINS UNIVERSITY CONTINUUM DYNAMICS, INC.
BAE SYSTEMS, INC. LUNA INNOVATIONS
INCORPORATED
UNIVERSITY OF ROCHESTER UNIVERSITY OF VIRGINIA
CFD RESEARCH CORPORATION ENVISIONEERING, INC.
R-DEX SYSTEMS, INC. PHYSICAL SCIENCES, INC.
LONG WAVE, INC.
WHITE RIVER TECHNOLOGIES, INC. UNIVERSITY OF MARYLAND LEIDOS, INC. DYNETICS, INC. CRAFT TECH LEIDOS, INC.
MAKAI OCEAN ENGINEERING, INC. KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION STRATEGIC ANALYSIS, INC. LEIDOS, INC.

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-18

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"3003179759" "SUBK00014056"
"208107GT" "AGT DTD MAY 27, 2017"
"C1300602" "R02079" "ONR029" "PO10105875" "86042-4215-46" "AGR 01/01/2020" "AGT DTD OCT 10, 2017" "DI-SC-15-05 TO 11"
"7500159934" "SUBAWARD UNIV61744"
"PO 19-0426" "43832-Z8995001" "SC-8061-7420-021-001" "13000648-032"
"N00164-20-2008-GEORGIA"
"N6833518C0151" "PO10238931"
"090051SC-GTARC-01" "141428"
"141207 AGMT. DATED 7/16/2020" "122356" "144355" "975057"
"AGR DTD 12/19/16" "417645G/UR FAO
GR510976" "GG12136.159334"
"GTRC 144137 DTD 8/11/2020" "S20-16"
"GTARC 144208 AGMT DTD 07242020"
"87352-4233-46" "GTRC01-002"
"2006-GATECH" "95497-Z8318201"
"P010230959" "DI-SC-18-65" "N68335-18-C-0850" "RFP-7234-0219-007"
"SUB-2019-002"

Total Amount Provided to
Sub-Recipients $2,430,694

Federal Expenditures
$2,430,694

$471,157 $6,974 $29,246
$104,660 -$26,239 -$16,730

-$6,715 -$1,233
-$868 -$9 $29
$103 $705 $1,385

$1,978 $5,840 $8,240 $8,401 $8,747 $11,242

$13,455

$15,367 $16,281 $17,430 $21,168

$23,740 $24,997 $26,530 $28,527

$30,136

$33,246 $34,168 $36,235

$40,365 $45,421

$45,550 $48,257 $49,992

$54,475 $63,637 $66,067 $67,867 $72,831 $74,227

$74,728

Federal Program
Total $2,430,694

Cluster Name
N/A

$471,157 $36,220 $36,220 $104,660 $128,178,511 $128,178,511

N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$128,178,511 $128,178,511 $128,178,511 $128,178,511 $128,178,511 $128,178,511 $128,178,511 $128,178,511

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$128,178,511 $128,178,511 $128,178,511 $128,178,511 $128,178,511 $128,178,511

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$128,178,511 RESEARCH AND DEVELOPMENT

$128,178,511 $128,178,511 $128,178,511 $128,178,511

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$128,178,511 $128,178,511 $128,178,511 $128,178,511

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$128,178,511 RESEARCH AND DEVELOPMENT

$128,178,511 $128,178,511 $128,178,511

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

$128,178,511 $128,178,511

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$128,178,511 $128,178,511 $128,178,511

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$128,178,511 $128,178,511 $128,178,511 $128,178,511 $128,178,511 $128,178,511

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$128,178,511 RESEARCH AND DEVELOPMENT

"N00014-20-1-2671" "SA-GAT-NRL-0135-2019"
"P010217722"

$82,417 $87,904 $104,680

$128,178,511 $128,178,511 $128,178,511

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total
$0
$0 $1,233,831,971 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$0
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971

C-19

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH
BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH
SCIENTIFIC RESEARCH - COMBATING WEAPONS OF MASS DESTRUCTION SCIENTIFIC RESEARCH - COMBATING WEAPONS OF MASS DESTRUCTION
ROTC LANGUAGE AND CULTURE TRAINING GRANTS
ROTC LANGUAGE AND CULTURE TRAINING GRANTS
ROTC LANGUAGE AND CULTURE TRAINING GRANTS RESEARCH ON CHEMICAL AND BIOLOGICAL DEFENSE
NATIONAL GUARD MILITARY OPERATIONS AND MAINTENANCE (O&M) PROJECTS NATIONAL GUARD CHALLENGE PROGRAM
MILITARY MEDICAL RESEARCH AND DEVELOPMENT MILITARY MEDICAL RESEARCH AND DEVELOPMENT MILITARY MEDICAL RESEARCH AND DEVELOPMENT

Federal CFDA Number 12.300 12.300
12.300
12.300 12.300 12.300 12.300 12.300 12.300
12.300 12.300 12.300 12.300
12.300 12.300 12.300 12.300 12.300
12.351 12.351
12.357
12.357
12.357 12.360
12.401 12.404 12.420 12.420 12.420

MILITARY MEDICAL RESEARCH AND DEVELOPMENT MILITARY MEDICAL RESEARCH AND DEVELOPMENT MILITARY MEDICAL RESEARCH AND DEVELOPMENT
MILITARY MEDICAL RESEARCH AND DEVELOPMENT MILITARY MEDICAL RESEARCH AND DEVELOPMENT
MILITARY MEDICAL RESEARCH AND DEVELOPMENT MILITARY MEDICAL RESEARCH AND DEVELOPMENT

12.420 12.420 12.420
12.420 12.420 12.420 12.420

MILITARY MEDICAL RESEARCH AND DEVELOPMENT MILITARY MEDICAL RESEARCH AND DEVELOPMENT MILITARY MEDICAL RESEARCH AND DEVELOPMENT MILITARY MEDICAL RESEARCH AND DEVELOPMENT MILITARY MEDICAL RESEARCH AND DEVELOPMENT MILITARY MEDICAL RESEARCH AND DEVELOPMENT MILITARY MEDICAL RESEARCH AND DEVELOPMENT MILITARY MEDICAL RESEARCH AND DEVELOPMENT BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH

12.420 12.420 12.420 12.420 12.420 12.420 12.420 12.420 12.431
12.431 12.431 12.431

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity UNIVERSITY OF WASHINGTON
CLEMSON UNIVERSITY UNIVERSITY OF CALIFORNIA, SAN
DIEGO LUNA INNOVATIONS
INCORPORATED SOAR TECHNOLOGY, INC. SOAR TECHNOLOGY, INC. THE BOEING COMPANY PRINCETON UNIVERSITY
BORGWARNER, INC. UNIVERSITY OF SOUTHERN
CALIFORNIA UNIVERSITY OF CONNECTICUT UNIVERSITY OF WASHINGTON
VIASAT, INC.
PHYSICAL OPTICS CORPORATION UNIVERSITY OF PENNSYLVANIA
PRECISE SYSTEMS, INC. DYNETICS, INC.
EMORY UNIVERSITY
INSTITUTE OF INTERNATIONAL EDUCATION, INC.
INSTITUTE OF INTERNATIONAL EDUCATION, INC.
INSTITUTE OF INTERNATIONAL EDUCATION, INC.
SHEPHERD CENTER GENEVA FOUNDATION UNIVERSITY OF OKLAHOMA KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE
FOUNDATION UNIVERSITY OF MISSISSIPPI ROCKEFELLER UNIVERSITY ALBERT EINSTEIN COLLEGE OF
MEDICINE
UNIVERSITY OF ARKANSAS UNIVERSITY OF ARIZONA NEW YORK R&D CENTER FOR TRANSLATIONAL MEDICINE AND
THERAPEUTICS, INC. MISSISSIPPI STATE UNIVERSITY
UNIVERSITY OF MINNESOTA RHODE ISLAND HOSPITAL DREXEL UNIVERSITY UNIVERSITY OF MICHIGAN GENEVA FOUNDATION
CONTINUUM DYNAMICS, INC. ADVANCED SYSTEMS & TECHNOLOGIES, INC. GIRD SYSTEMS, INC.
RADIANCE TECHNOLOGIES, INC.

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-20

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"UWSC12098" "2190-202-2013781"
"#108547341"
"3602-NVY-2S/GTRI" "SC-19-025" "SC-19-005" "1451798"
"SUB0000364" "ARG DTD 11/22/2019"
"127224382" "184733"
"#UWSC9065" "4208464"
"POC# 10201-GTRI" "578186"
"19-0044-21" "DI-SC-19-40/TO 0001"
"A316609"
"PGO1801-GT-03-PGO-051P02"
"PGO1801-GT-03-PGO-051PO3"
"PGO1801-UNG-23"
"CON007436" "S1100002"
"36697"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$106,121 $106,283

$108,762

$126,579 $146,835 $147,419 $150,922 $182,032 $185,153

$189,168 $340,038 $349,770 $352,747

$14,604,686

$437,310 $439,441 $738,455 $1,626,182 $121,150,720

$323,296

$154,226 $974,166

$84,559

$148,566

$191,224 -$17,345

$47,313,995 $12,585,039
$181 $492 $3,578

Federal Program
Total $128,178,511 $128,178,511

Cluster Name RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$128,178,511 RESEARCH AND DEVELOPMENT

$128,178,511 $128,178,511 $128,178,511 $128,178,511 $128,178,511 $128,178,511

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$128,178,511 $128,178,511 $128,178,511 $128,178,511

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$128,178,511 $128,178,511 $128,178,511 $128,178,511 $128,178,511

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,128,392 RESEARCH AND DEVELOPMENT $1,128,392 RESEARCH AND DEVELOPMENT

$424,349 RESEARCH AND DEVELOPMENT

$424,349 RESEARCH AND DEVELOPMENT

$424,349

N/A

-$17,345 RESEARCH AND DEVELOPMENT

$47,313,995 $12,585,039 $4,329,818 $4,329,818 $4,329,818

N/A N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"W81XWH1910628" "W81XWH-15-1-0428"
"W81XW1710290"
"321184"
"SA1711151" "W81XWH-17-1-0443"

$12,379 $12,695 $14,204
$16,191 $16,756 $17,611 $17,934

$4,329,818 $4,329,818 $4,329,818

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$4,329,818 $4,329,818 $4,329,818 $4,329,818

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"FP00021637" "183905.310605.01" "W81XWH2010885"
"CON012746" "W81XWH1810750"
"SUBK00013481" "S1106501"
"PO # 19-181"
"2017-311 PROJ AGR 03" "420021018CF40" "18S-1329"

$596,453

$21,321 $23,445 $23,695 $37,055 $76,261 $153,603 $299,192 $3,583,225 -$6,138
-$5,594 -$5,211 -$1,392

$4,329,818 $4,329,818 $4,329,818 $4,329,818 $4,329,818 $4,329,818 $4,329,818 $4,329,818 $164,712,849

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$164,712,849 $164,712,849 $164,712,849

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$0 $1,233,831,971
$0 $0 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $0
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971

C-21

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH

Federal CFDA Number 12.431
12.431 12.431
12.431 12.431
12.431
12.431
12.431
12.431
12.431
12.431 12.431 12.431
12.431 12.431
12.431
12.431 12.431 12.431 12.431 12.431
12.431 12.431 12.431
12.431 12.431 12.431
12.431
12.431
12.431
12.431 12.431
12.431
12.431 12.431
12.431
12.431 12.431 12.431 12.431 12.431

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity CARNEGIE MELLON UNIVERSITY
SCIENTIFIC RESEARCH CORPORATION
GRAF RESEARCH, LLC NORTH CAROLINA STATE
UNIVERSITY SIGNATURE RESEARCH, INC.
LUNA INNOVATIONS INCORPORATED
ADVANCED SYSTEMS & TECHNOLOGIES, INC. ADVANCED SYSTEMS & TECHNOLOGIES, INC. SCIENTIFIC RESEARCH
CORPORATION DIGITAL ANALOG INTEGRATION,
INC. DIGITAL ANALOG INTEGRATION,
INC. MRIGLOBAL FLORIDA STATE UNIVERSITY CORNERSTONE RESEARCH GROUP,
INC. GE GLOBAL RESEARCH SCIENTIFIC RESEARCH
CORPORATION UNIVERSITY OF CALIFORNIA, LOS
ANGELES CARBONICS, INC. MILLENNITEK, LLC TRITON SYSTEMS, INC.
SEMI ADVANCED SYSTEMS & TECHNOLOGIES, INC.
MXD UNIVERSITY OF ARIZONA
MAYO CLINIC, ROCHESTER GIRD SYSTEMS, INC.
STANFORD UNIVERSITY
AUTONOMOUS SOLUTIONS, INC. ENGINEERING AND SOFTWARE SYSTEM SOLUTIONS, INC. (ES3)
STEVENS INSTITUTE OF TECHNOLOGY
R-DEX SYSTEMS, INC. SIEMENS CORPORATION NATIONAL ADVANCED MOBILITY
CONSORTIUM
HILL TECHNICAL SOLUTIONS, INC. PURDUE UNIVERSITY
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION SCIENTIFIC RESEARCH CORPORATION
CARNEGIE MELLON UNIVERSITY CORNELL UNIVERSITY GE GLOBAL RESEARCH
NORTHWESTERN UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-22

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"1130233-423485"
"SRC20180986" "W56KGU18C0020"
"TRAINING & INSTRUMEN" "AGR DTD 04/11/17"
"3623-ARM-1T/GTARC" "PROJECT AGREEMENT NO
1"
"2017-311 PROJ AGR 04"
"SR20180865"
"W911QX19C004"
"AGR DTD 10/23/17" "184069"
"#R000002607"
"PO 2020-1714" "401153380"
"AGR DATED 5/14/18"
"1000GSA785" "145449" "144639"
"TSI-2663-20-20202640" "FT19-21-206"
"GTRC 143327 DTD 08/24/2020" "2020-09" "530518"
"GEO-259318/PO#67608330" "42-004-0321TM70" "#61892934-130810"
"AGMT DTD 19-JUN-2020"
"17119"
"#2102942-01" "GTARC 145615 DTD
1/14/2021" "205-2"
"70-201708"
"OTA-CF-2020PO-1" "13000844-026"

Total Amount Provided to
Sub-Recipients

"W911NF2020205"
"SR20201820" "1130233-430466"
"76091-10525" "401153812" "CON010459"

Federal Expenditures
-$444
-$189 $29
$34 $169
$189
$1,461
$1,832
$4,037
$5,454
$6,353 $10,809 $10,992
$11,874 $12,284
$14,777
$15,445 $16,789 $17,003 $20,000 $24,615
$25,827 $26,255 $38,479
$43,141 $46,708 $53,764
$71,964
$74,762
$77,518
$82,991 $85,000
$92,129
$105,554 $107,407

Federal Program
Total $164,712,849

Cluster Name RESEARCH AND DEVELOPMENT

$164,712,849 $164,712,849

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$164,712,849 $164,712,849

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$164,712,849 RESEARCH AND DEVELOPMENT

$164,712,849 RESEARCH AND DEVELOPMENT

$164,712,849 RESEARCH AND DEVELOPMENT

$164,712,849 RESEARCH AND DEVELOPMENT

$164,712,849 RESEARCH AND DEVELOPMENT

$164,712,849 $164,712,849 $164,712,849

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$164,712,849 $164,712,849

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$164,712,849 RESEARCH AND DEVELOPMENT

$164,712,849 $164,712,849 $164,712,849 $164,712,849 $164,712,849

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$164,712,849 $164,712,849 $164,712,849

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$164,712,849 $164,712,849 $164,712,849

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$164,712,849 RESEARCH AND DEVELOPMENT

$164,712,849 RESEARCH AND DEVELOPMENT

$164,712,849 RESEARCH AND DEVELOPMENT

$164,712,849 $164,712,849

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$164,712,849 RESEARCH AND DEVELOPMENT

$164,712,849 $164,712,849

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$113,843
$139,325 $140,946 $187,777 $213,431 $220,118

$164,712,849 RESEARCH AND DEVELOPMENT

$164,712,849 $164,712,849 $164,712,849 $164,712,849 $164,712,849

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-23

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title
BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH
BASIC SCIENTIFIC RESEARCH BASIC SCIENTIFIC RESEARCH
THE LANGUAGE FLAGSHIP GRANTS TO INSTITUTIONS OF HIGHER EDUCATION THE LANGUAGE FLAGSHIP GRANTS TO INSTITUTIONS OF HIGHER EDUCATION THE LANGUAGE FLAGSHIP GRANTS TO INSTITUTIONS OF HIGHER EDUCATION THE LANGUAGE FLAGSHIP GRANTS TO INSTITUTIONS OF HIGHER EDUCATION INVITATIONAL GRANTS FOR MILITARY-CONNECTED SCHOOLS COMMUNITY ECONOMIC ADJUSTMENT ASSISTANCE FOR COMPATIBLE USE AND JOINT LAND USE STUDIES ECONOMIC ADJUSTMENT ASSISTANCE FOR STATE GOVERNMENTS TROOPS TO TEACHERS GRANT PROGRAM BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING

Federal CFDA Number 12.431 12.431 12.431 12.431 12.431 12.431 12.550 12.550 12.550 12.550 12.557 12.610 12.617 12.620 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
AUGUSTUS AEROSPACE COMPANY GE GLOBAL RESEARCH SEMI
UNIVERSITY OF PENNSYLVANIA ADVANCED SYSTEMS & TECHNOLOGIES, INC.
INSTITUTE OF INTERNATIONAL EDUCATION, INC.
INSTITUTE OF INTERNATIONAL EDUCATION, INC.
INSTITUTE OF INTERNATIONAL EDUCATION, INC.
INSTITUTE OF INTERNATIONAL EDUCATION, INC.

WEST COAST SOLUTIONS OCEUS NETWORKS, INC.
BAE SYSTEMS, INC. SPACEWORKS ENTERPRISES, INC.
UNIVERSITY OF CALIFORNIA JACOBS TECHNOLOGY, INC.
NORTHROP GRUMMAN CORPORATION
SYSTEM HIGH CORPORATION DYNETICS, INC.
SPACE DYNAMICS LABORATORY DYNETICS, INC. DYNETICS, INC. EXCET, INC.
SMARTRONIX, INC. LOUISIANA STATE UNIVERSITY LOCKHEED MARTIN CORPORATION
UNITED NATIONS ALION SCIENCE AND TECHNOLOGY
CORPORATION IERUS TECHNOLOGIES, INC. OKLAHOMA STATE UNIVERSITY
PHYSICAL SCIENCES, INC.

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-24

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"GTARC 146761 DTD 2/17/2021" "401153817"
"FT-19-20-P198" "572622"
"2017-311A PA 5"
"0054UGA11P" "0054-UNG-16-CHN-280"
"BOR21-UNG-17-CHN" "0054UGA11POR280PO11"
"AGR DTD 4-20-18" "P100-SG-1" "992051"
"AGT DTD APR 9, 2018" "7360408"
"1153-01-00-06" "HR001117S0025" "HR001117F0001" "TO7/SB5000011"
"CP0065524" "DI-SC-15-05" "DI-SC-15-05 TO4"
"8071" "17R14S" "PO-0000126336" "4103970772" "AGR 06-01-2020" "FA807517F1257" "2021-GTRI-001" "C3114301" "PO 10-04345"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

$279,211 $337,717 $370,500 $727,135

$25,482,215

$2,785,691 $158,110,478

$23,039

$30,071

$268,168

$6,373

$714,053 $18,265

$131,607 $208,740

$1,267,394 $248,342 $208,740

-$1,379

-$424

-$165

-$104

-$33

$8

$43

$155

$215

$217

$433

$488

$609

$740

$2,341

$2,381

$5,279

$5,738

$8,900

$8,950

$9,011

Federal Program
Total

Cluster Name

$164,712,849 $164,712,849 $164,712,849 $164,712,849

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$164,712,849 RESEARCH AND DEVELOPMENT $164,712,849 RESEARCH AND DEVELOPMENT

$1,035,331 RESEARCH AND DEVELOPMENT

$1,035,331 RESEARCH AND DEVELOPMENT

$1,035,331

N/A

$1,035,331 RESEARCH AND DEVELOPMENT $18,265 RESEARCH AND DEVELOPMENT

$1,267,394

N/A

$248,342

N/A

$208,740

N/A

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971
$0 $0 $0 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-25

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING
BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING

Federal CFDA Number 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630
12.630 12.630 12.630 12.630

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
DYNETICS, INC.
MACAULAY-BROWN, INC.
LEIDOS, INC. CALIFORNIA INSTITUTE OF
TECHNOLOGY
CACI INTERNATIONAL, INC.
FLORIDA A&M UNIVERSITY STEEL FOUNDERS' SOCIETY OF
AMERICA
CARNEGIE MELLON UNIVERSITY
LOCKHEED MARTIN CORPORATION
DYNETICS, INC.
JET PROPULSION LABORATORY
RAYTHEON COMPANY
SPACE DYNAMICS LABORATORY
EMORY UNIVERSITY
PHYSICAL SCIENCES, INC.
ENGENIUSMICRO, LLC NOVATEUR RESEARCH SOLUTIONS,
LLC
SIERRA NEVADA CORPORATION
DYNETICS, INC.
CHARLES RIVER ANALYTICS, INC.
LEIDOS, INC.
ELEMENTUM 3D
DYNETICS, INC.
BIRKELAND CURRENT STEVENS INSTITUTE OF
TECHNOLOGY
DYNETICS, INC.
TECHNOLOGY HOLDING LLC GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.
THE CHARLES STARK DRAPER LABORATORY, INC.
NORTHWESTERN UNIVERSITY
DYNETICS, INC.

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-26

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"SB800055" "DSC2134-01" "P010170252-1"
"S404649" "P000105680"
"C-5050" "SPI005" "21-00038-SUB-000" "1010121" "DI-SC-16-01/TO 146" "1644381" "4202392548" "CP0053206" "A356224" "SC-4566-170221-013-001" "EGM1342" "SUBK-NGA172-003" "S21CNE180" "DI-SC-21-60" "IARPA-BAA-17-08" "P010244149" "W911NF20C0012/A2-7889" "DI-SC-20-91" "1982655" "2103117-01" "DI-SC-16-01 TO 128" "145751"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$9,069 $9,593 $9,765 $13,486 $16,400 $18,558 $18,963 $20,586 $20,657 $21,477 $21,893 $22,240 $24,157 $25,610 $29,434 $34,272 $37,376 $40,381 $44,746 $50,612 $52,068 $57,548 $60,516 $62,598 $64,129 $64,628 $64,999

Federal Program
Total

Cluster Name

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

"63828383-6" "SC001-0000001318"
"60053553GEOR" "DI-SC-16-01"

$57,134

$68,585 $68,860 $70,530 $73,436

$132,636,068 RESEARCH AND DEVELOPMENT $132,636,068 RESEARCH AND DEVELOPMENT $132,636,068 RESEARCH AND DEVELOPMENT $132,636,068 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-27

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING

Federal CFDA Number 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630 12.630

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
UNIVERSITY OF WASHINGTON
CHARLES RIVER ANALYTICS, INC.
JOHNS HOPKINS UNIVERSITY
SIEMENS CORPORATION ADVANCED REGENERATIVE MANUFACTURING INSTITUTE
TETRA TECH, INC.
JACOBS TECHNOLOGY, INC.
DYNETICS, INC. ADVANCED SYSTEMS & TECHNOLOGIES, INC. NORTHROP GRUMMAN
CORPORATION
UNIVERSITY OF MICHIGAN
UNIVERSITY OF PENNSYLVANIA STEVENS INSTITUTE OF TECHNOLOGY
ADVANCED REGENERATIVE MANUFACTURING INSTITUTE
WEST COAST SOLUTIONS
SRI INTERNATIONAL
DYNETICS, INC.
HARRIS CORPORATION
RICE UNIVERSITY UNIVERSITY OF ILLINOIS AT
URBANA-CHAMPAIGN
INTEL CORPORATION
PHOSPHORTECH CORPORATION NORTHROP GRUMMAN CORPORATION
INFORMATION SCIENCES INSTITUTE
DYNETICS, INC. ADVANCED REGENERATIVE MANUFACTURING INSTITUTE
AZIMUTH CORPORATION
UNIVERSITY OF NOTRE DAME THE CHARLES STARK DRAPER
LABORATORY, INC.
BAE SYSTEMS, INC.
SAIC, INC.

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-28

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"UWSC11912" "140D0419C0048"
"2004731073" "208-03" "T0171"
"AID-OAA I-14-00068/TO-1600016"
"GSQ0415DB0065" "PO SB80027"
"2017-311A PA 06" "PO#5300010064" "SUBK00011571"
"#576905" "2102962-01WRT 1012"
"T1075" "140208" "HR0011-18-C-0051" "DISC1505 TO 09" "PO A000502775" "R1A601" "096363-17536" "CW2051835" "AGR DTD 8/4/2017" "GS00Q14OADU325" "136299980" "DI-SC-15-05 TO 10" "T0170" "AWARD_CONTRACT_LINE-316022" "203278GT-KHAN" "SC001-0000001394" "1017356" "P010251920"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$76,276 $86,643 $86,969 $89,024 $90,459 $98,401 $100,455 $102,698 $110,465 $110,535 $117,703 $119,972 $124,488 $128,703 $131,669 $139,291 $151,797 $164,592 $168,434 $171,408 $173,287 $182,059 $187,681 $190,151 $193,789 $195,551 $200,363 $207,036 $218,761 $232,553 $237,601

Federal Program
Total

Cluster Name

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-29

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING SCIENCE, TECHNOLOGY, ENGINEERING AND MATHEMATICS (STEM) EDUCATIONAL PROGRAM: SCIENCE, MATHEMATICS AND RESEARCH FOR TRANSFORMATION (SMART) LEGACY RESOURCE MANAGEMENT PROGRAM

Federal CFDA Number
12.630
12.630
12.630
12.630 12.630
12.630
12.630
12.630
12.630
12.630
12.630 12.630
12.631 12.632

LEGACY RESOURCE MANAGEMENT PROGRAM UNIFORMED SERVICES UNIVERSITY MEDICAL RESEARCH PROJECTS
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM

12.632 12.750
12.800 12.800 12.800 12.800 12.800 12.800
12.800

AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM

12.800 12.800

AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM

12.800 12.800

AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM

12.800 12.800 12.800
12.800
12.800 12.800 12.800 12.800 12.800
12.800

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
UNIVERSITY OF NOTRE DAME
SIERRA NEVADA CORPORATION ADVANCED FUNCTIONAL FABRICS
OF AMERICA (AFFOA)
UNIVERSITY OF NOTRE DAME

UNIVERSITY OF NOTRE DAME COLLINS AEROSPACE
UNIVERSITY OF NOTRE DAME LEIDOS, INC.
JACOBS TECHNOLOGY, INC. INTELLIGENT AUTOMATION, INC.

LONGLEAF ALLIANCE GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.
GENEVA FOUNDATION INNOVATIVE SCIENTIFIC
SOLUTIONS, INC. IOWA STATE UNIVERSITY
KBRWYLE KBRWYLE BAE SYSTEMS, INC. IMPACT TECHNOLOGIES, LLC ALTAMIRA TECHNOLOGIES CORPORATION
SOUTHWESTERN OHIO COUNCIL FOR HIGHER EDUCATION
OHIO AEROSPACE INSTITUTE MASSACHUSETTS INSTITUTE OF
TECHNOLOGY, LINCOLN LABORATORY
SPECTRAL ENERGIES, LLC
BINGHAMTON UNIVERSITY, STATE UNIVERSITY OF NEW YORK UTAH STATE UNIVERSITY ATC MATERIALS
NEXTFLEX HEWLETT PACKARD ENTERPRISE
DEVELOPMENT LP MATRIX RESEARCH, INC. MATRIX RESEARCH, INC.
JT4, LLC STELLAR SCIENCE
SOUTHWEST RESEARCH INSTITUTE

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-30

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"203278GT-NAEEMI"
"S21FNE063"
"W15QKN-16-3-0001"
"#203278GT-BAKIR"
"#203278GT-YU"
"PO 4507393359" "203278GT-
RAYCHOWDHURY"
"P010192863"
"1153-01-02-06"
"2509-1"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

$243,793

$248,293

$290,675

$294,351 $306,615

$313,057

$414,345

$633,423

$1,186,591

$1,527,144

$5,442,231

$2,346,283 $119,002,109

Federal Program
Total

Cluster Name

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068

N/A

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT

$132,636,068 RESEARCH AND DEVELOPMENT $132,636,068 RESEARCH AND DEVELOPMENT

"20-00108"

$1 $35,276

$1 RESEARCH AND DEVELOPMENT

$84,539

N/A

"63828383-7" "11052-N20A01GR"
"AGR DTD 4/28/2020" "130186"
"LXS005518" "APSC02292"
"994129" "S1309A"
"13025_001-GTRI"

$49,263 $8,474
-$10,695 -$10,199 -$7,009 -$3,188 -$2,020 -$1,065
-$861

$84,539 $8,474

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776 $221,669,776 $221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

"RY9-GA-19-5-AFRL2" "OAI-PACE-17005 MOD#002"

-$694 -$531

$221,669,776

N/A

$221,669,776 RESEARCH AND DEVELOPMENT

"7000434835" "FA8650-18-C-2001"

-$37

$221,669,776 RESEARCH AND DEVELOPMENT

-$20

$221,669,776 RESEARCH AND DEVELOPMENT

"81628/1147215-2" "CP0047450"
"FA865118P0054" "AGREEMENT DATED 21-FEB-
2017"
"CW2275049" "FA8650-14-D-1722"
"ESCE-002" "FA824018C7218"
"140941"
"J99080CT"

-$5

$221,669,776 RESEARCH AND DEVELOPMENT

$1

$221,669,776 RESEARCH AND DEVELOPMENT

$2

$221,669,776 RESEARCH AND DEVELOPMENT

$4

$221,669,776 RESEARCH AND DEVELOPMENT

$8

$221,669,776 RESEARCH AND DEVELOPMENT

$23

$221,669,776 RESEARCH AND DEVELOPMENT

$24

$221,669,776 RESEARCH AND DEVELOPMENT

$49

$221,669,776 RESEARCH AND DEVELOPMENT

$80

$221,669,776 RESEARCH AND DEVELOPMENT

$84

$221,669,776 RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $0
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $0
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$0
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971

C-31

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM

Federal CFDA Number
12.800 12.800 12.800 12.800 12.800
12.800
12.800
12.800
12.800 12.800 12.800 12.800
12.800 12.800
12.800
12.800
12.800 12.800 12.800 12.800
12.800
12.800
12.800 12.800
12.800 12.800 12.800 12.800
12.800 12.800
12.800
12.800
12.800
12.800
12.800 12.800 12.800
12.800 12.800 12.800

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity NORTHROP GRUMMAN
CORPORATION
UES, INC. AURA TECHNOLOGIES, LLC TAU TECHNOLOGIES, LLC
LUNA INNOVATIONS INCORPORATED
SURVICE ENGINEERING COMPANY
BINGHAMTON UNIVERSITY, STATE UNIVERSITY OF NEW YORK
UNIVERSITY OF CENTRAL FLORIDA FREEDOM PHOTONICS, LLC AZIMUTH CORPORATION UES, INC.
SOUTHWEST RESEARCH INSTITUTE SPECTRAL ENERGIES, LLC UNIVERSAL TECHNOLOGY CORPORATION NORTHROP GRUMMAN CORPORATION NORTHROP GRUMMAN CORPORATION SPECTRAL ENERGIES, LLC
X-WAVE INNOVATIONS, INC. SEARCH TECHNOLOGIES
MAGEE TECHNOLOGIES, LLC (MTECH)
GLOBAL TECHNOLOGY CONNECTION, INC.
NORTHROP GRUMMAN CORPORATION
RELIANCE TEST & TECHNOLOGY
NATIONAL AEROSPACE SOLUTIONS RELIANCE TEST & TECHNOLOGY SOSSEC, INC. JT4, LLC UNIVERSAL TECHNOLOGY CORPORATION L3 TECHNOLOGIES, INC. MASSACHUSETTS INSTITUTE OF TECHNOLOGY, LINCOLN LABORATORY UNIVERSITY OF TEXAS AT SAN ANTONIO
SOUTHWESTERN OHIO COUNCIL FOR HIGHER EDUCATION
CRAFT AEROSPACE TECHNOLOGIES, INC.
SCIENTIFIC RESEARCH CORPORATION ATC MATERIALS APTIMA, INC.
INNOVATIVE ADVANCED MATERIALS, INC.
JAUNT AIR MOBILITY, LLC FREEDOM PHOTONICS, LLC

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-32

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"MP00251956"
"S-124-020-002" "AGR DTD 11/14/17"
"TAU 2019-002"
"3660-AFR-1S/GTARC"
"085001.002.0181.2014"

Total Amount Provided to
Sub-Recipients

"FA8650-15-2-5401"
"287381" "#S7200-01" "2385404UGAH2" "S-162-11-MR002"
"P99026N" "SB1819-001-1" "142411-16F2639-20-53-
C11"
"SP00116946"
"MP00301412" "SB2104-001-1"
"1064-1" "EGLIN-05012020"
"N000197248P800"
"AWARD DTD 11/18/19"
"1012178816" "R21N0188"
"421015" "R20N0218" "PLA-0047" "4021GT3098"
"17-S8401-03-C1" "4501766939"

"7000485217" "1000003116"

"RY9-GA-19-5-AFRL2"
"145826"
"SR20210264" "AGMT DTD 11-08-2019"
"1401-1986"
"FA8650-19-P-5195" "AF-STTR-SUB-003"
"SAF20A-T002"

Federal Expenditures
$90 $130 $163 $171 $182
$295
$1,599

Federal Program
Total

Cluster Name

$221,669,776 $221,669,776 $221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$2,060
$2,333 $3,074 $5,608 $7,142
$9,699 $9,956
$11,959
$12,626
$14,480 $14,874 $15,000 $16,959
$18,236
$18,242
$20,747 $20,801
$22,345 $22,402 $22,441 $22,560
$24,273 $24,834

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$24,999 $25,920

$221,669,776 RESEARCH AND DEVELOPMENT $221,669,776 RESEARCH AND DEVELOPMENT

$30,598
$32,300
$34,263 $34,281 $38,312
$44,767 $45,009 $47,331

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971 $0
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971

C-33

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM

Federal CFDA Number
12.800 12.800 12.800 12.800 12.800 12.800
12.800 12.800 12.800 12.800
12.800 12.800
12.800
12.800 12.800
12.800 12.800
12.800 12.800 12.800 12.800
12.800 12.800
12.800 12.800 12.800
12.800
12.800
12.800
12.800
12.800 12.800 12.800
12.800
12.800
12.800 12.800 12.800
12.800
12.800

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity LAUNCHPOINT ELECTRIC PROPULSION SOLUTIONS, INC.
LONG WAVE, INC. L3 TECHNOLOGIES, INC.
JT4, LLC UNIVERSITY OF HAWAI'I
JT4, LLC INNOVATIVE ADVANCED
MATERIALS, INC. LYNNTECH, INC. THE PERDUCO GROUP, INC. EARTHLY DYNAMICS, LLC LAUNCHPOINT ELECTRIC PROPULSION SOLUTIONS, INC. CORNELL UNIVERSITY
STONY BROOK UNIVERSITY, STATE UNIVERSITY OF NEW YORK
STELLAR SCIENCE EARTHLY DYNAMICS, LLC NORTH CAROLINA STATE
UNIVERSITY RAYTHEON COMPANY NORTHROP GRUMMAN
CORPORATION TAU TECHNOLOGIES, LLC WRIGHT BROTHERS INSTITUTE INFOSCITEX CORPORATION
LUNA INNOVATIONS INCORPORATED KBRWYLE
MASSACHUSETTS INSTITUTE OF TECHNOLOGY, LINCOLN LABORATORY THE BOEING COMPANY PURDUE UNIVERSITY
BINGHAMTON UNIVERSITY, STATE UNIVERSITY OF NEW YORK UNIVERSAL TECHNOLOGY CORPORATION FLORIDA INSTITUTE OF TECHNOLOGY SCIENTIFIC RESEARCH CORPORATION
OPTOXENSE, INC. UES, INC. JT4, LLC
FLORIDA INTERNATIONAL UNIVERSITY
SCIENTIFIC RESEARCH CORPORATION
BINGHAMTON UNIVERSITY, STATE UNIVERSITY OF NEW YORK VERUS RESEARCH UES, INC. FLORIDA INTERNATIONAL UNIVERSITY UNIVERSAL TECHNOLOGY CORPORATION

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-34

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"145789" "GTRC01-001" "4700083088" "2020JW3092" "CON007875" "4020JW2539"
"144838" "AF-047" "ATP 13 APR 2020" "147036"
"145791" "90452-11334"

Total Amount Provided to
Sub-Recipients

"80626/2/1144990" "GTRC AGMT DTD 11-03-
2020" "145780"
"2019-1679-02" "4201988553"
"5300019650-GTRI" "TAU 2021-003"
"WBPO21039GTRI" "PO 194763"
"3576.01GATECH" "LXS006819"

"7000437192" "1944274"
"#13000716-051"
"AWARD_CONTRACT_LINE-318232"
"165852-18F5828-19-16-C1"
"DTFACT-17-C-0001"
"SR20210482 (J413)" "GTRC SUBK 141593 DTD 9-
21-2020" "S-162-11-MR006"
"700009/0002"
"800011034-01UG"
"SR20201522"

"87545/1160002" "1110-00037"
"S-162-11-MR008"
"800009491-01UG"
"162642-20-31-C1"

Federal Expenditures
$49,091 $49,697 $51,195 $51,824 $52,644 $52,787
$53,838 $55,000 $60,154 $63,457
$64,655 $65,501

Federal Program
Total

Cluster Name

$221,669,776 $221,669,776 $221,669,776 $221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$66,949
$67,547 $72,589
$79,960 $81,657
$82,641 $86,424 $88,802 $89,021
$89,217 $93,270

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$95,275 $103,771 $106,494

$221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$106,905
$107,360
$109,495
$110,501
$117,600 $121,959 $125,884
$130,292
$136,320

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$140,234 $141,996 $150,000
$160,875
$177,205

$221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971

C-35

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM
AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM LANGUAGE GRANT PROGRAM MATHEMATICAL SCIENCES GRANTS
INFORMATION SECURITY GRANTS
INFORMATION SECURITY GRANTS INFORMATION SECURITY GRANTS INFORMATION SECURITY GRANTS GENCYBER GRANTS PROGRAM
GENCYBER GRANTS PROGRAM GENCYBER GRANTS PROGRAM CYBERSECURITY CORE CURRICULUM
CYBERSECURITY CORE CURRICULUM CYBERSECURITY CORE CURRICULUM CYBERSECURITY CORE CURRICULUM RESEARCH AND TECHNOLOGY DEVELOPMENT RESEARCH AND TECHNOLOGY DEVELOPMENT

Federal CFDA Number
12.800 12.800
12.800 12.800
12.800
12.800 12.800
12.800 12.800 12.800
12.800 12.800 12.800
12.800
12.800 12.800 12.800
12.800
12.800 12.800
12.800
12.800 12.800 12.800
12.800
12.800 12.800 12.900 12.901 12.902
12.902 12.902 12.902 12.903
12.903 12.903 12.905 12.905 12.905 12.905 12.910 12.910

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity ALION SCIENCE AND TECHNOLOGY
CORPORATION UNIVERSITY OF CALIFORNIA ENGINEERING RESEARCH &
ANALYSIS COMPANY INFOSCITEX CORPORATION ALION SCIENCE AND TECHNOLOGY
CORPORATION ALION SCIENCE AND TECHNOLOGY
CORPORATION UES, INC.
BINGHAMTON UNIVERSITY, STATE UNIVERSITY OF NEW YORK UES, INC. SPG INSITUTE UNIVERSAL TECHNOLOGY CORPORATION FLEXTECH ALLIANCE, INC. CORNELL UNIVERSITY SCIENTIFIC RESEARCH CORPORATION
ALION SCIENCE AND TECHNOLOGY CORPORATION
INFOSCITEX CORPORATION SPG INSITUTE
NORTHROP GRUMMAN CORPORATION
MASSACHUSETTS INSTITUTE OF TECHNOLOGY, LINCOLN LABORATORY RAYTHEON COMPANY
ALION SCIENCE AND TECHNOLOGY CORPORATION
NORTHROP GRUMMAN CORPORATION
BOOZ ALLEN HAMILTON, INC. SOSSEC, INC.
ALION SCIENCE AND TECHNOLOGY CORPORATION
SCIENTIFIC APPLICATIONS AND RESEARCH ASSOCIATES, INC. (SARA)

PURDUE UNIVERSITY GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.

KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF FLORIDA MISSISSIPPI STATE UNIVERSITY
NORWICH UNIVERSITY UNIVERSITY OF CALIFORNIA
EMORY UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-36

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"SUB1148651-003" "#KK1912"
"FA9101-19-C-0033" "213672"
"SUB1157903 004"
"SUB1157903 RELASE 002" "S119040001"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$180,376 $185,252
$203,997 $208,108
$214,910
$225,127 $225,722

Federal Program
Total

Cluster Name

$221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"85442" "S-124-001-004" "2019-ARC-S-19004"
"165852-19F5830-19-03-C1" "FA8650-15-2-5401" "89102-11265"
"SR20201140"
"SUB1148651-002" "PO 193640"
"2019-ARC-S-19006"
"7500172237-01"

$226,435 $250,365 $253,475
$264,053 $272,632 $277,403
$327,428
$351,605 $385,704 $387,442
$388,709

$221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

"7000472951" "14787"
"SUB1157903 RELEASE 001"
"7500165537" "106445SB18/TO 3" "FA87501699000"
"SUB1157903-003"

$425,235 $514,865
$693,803
$752,060 $907,393 $1,015,145
$1,144,418

$221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

$221,669,776 $221,669,776 $221,669,776

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$221,669,776 RESEARCH AND DEVELOPMENT

"ATP DTD 2/20/19" "30483"

$57,919,800

$1,612,365 $205,398,651
$18,297 $232,839
-$61

$221,669,776 $221,669,776
$18,297 $232,839 $921,086

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"63828383-8"

$122,101 $167,481 $631,565
$4,774

$921,086 $921,086 $921,086 $150,525

N/A RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT

"H98230-21-1-0093"
"SUBAWARD 210150" "193002.361534.03"
"22341-RS014" "#00009974" "A323074"

$21,801 $123,950 -$12,784
$7,681 $28,235 $450,592 -$38,771 $17,618

$150,525 $150,525 $473,724 $473,724 $473,724 $473,724 $16,044,296 $16,044,296

RESEARCH AND DEVELOPMENT N/A N/A N/A
RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $1,233,831,971
$0 $1,233,831,971
$1,233,831,971 $0 $0 $0
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-37

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title RESEARCH AND TECHNOLOGY DEVELOPMENT RESEARCH AND TECHNOLOGY DEVELOPMENT RESEARCH AND TECHNOLOGY DEVELOPMENT RESEARCH AND TECHNOLOGY DEVELOPMENT
RESEARCH AND TECHNOLOGY DEVELOPMENT
RESEARCH AND TECHNOLOGY DEVELOPMENT RESEARCH AND TECHNOLOGY DEVELOPMENT
SUPPORT FOR RESPONSIVE OPTICAL MATERIALS RESEARCH
EDUCATION OUTREACH
EVALUATION AND DEVELOPMENT OF A MILITARY WORKING D COVALENT GRAFTING OF DURABLE AND OPTICALLY CLEAR A IPA-BUILDING A UNIVERSITY-MILITARY PIPELINE FOR PREVENTI
WILL CLIMATE-MEDIATED PHENOLOGICAL SHIFTS AFFECT P TREATMENT OF PER- AND POLYFLUOROALKYL SUBSTANCES U
COMBUSTION PRODUCT EVALUATION OF FLAME RETARDANT ( IMPACTS OF HIGH-LATITUDE MELT DRIVEN BY LARGE-SCAL
CHARACTERIZING MULTISCALE FEEDBACKS BETWEEN FOREST
MONITORING AND DIAGNOSIS VIA ELECTRICAL WAVEFORM A 2019 TEEN LEADERSHIP TEEN LEADERSHIP CAMP
PRODUCTION OF HUMAN AND SIMIAN PLASMODIUM ISOLATES
NOTIFICATION OF TOXIC EXPOSURE (NOTE) A COMPREHENSIVE EVALUATION OF THE AIR FORCE PERSON SALE OF FOREST PRODUCTS IPA-BUILDING A UNIVERSITY-MILITARY PIPELINE FOR PREVENTI IPA-BUILDING A UNIVERSITY-MILITARY PIPELINE FOR PREVENTI IPA-BUILDING A UNIVERSITY-MILITARY PIPELINE FOR PREVENTI IPA-BUILDING A UNIVERSITY-MILITARY PIPELINE FOR PREVENTI IPA-BUILDING A UNIVERSITY-MILITARY PIPELINE FOR PREVENTI IPA-BUILDING A UNIVERSITY-MILITARY PIPELINE FOR PREVENTI
ARMY WO#13 DENTAL MATERIALS 2018-2019
ARMY WO#14 DENTAL MATERIALS
ARMY WO#15 DENTAL MATERIALS MACHINE LEARNING FOR DATA SCIENCE THEORETICAL FOUNDATIONS FOR MACHINE LEARNING CORE LAB & SERVICES CONTRACT
CORE LAB & SERVICES CONTRACT
CORE LAB & SERVICES CONTRACT UNITED STATES AIR FORCE ACADEMY UNITED STATES AIR FORCE ACADEMY
MILITARY TUITION ASSISTANCE TOTAL DEPARTMENT OF DEFENSE
DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
HOUSING COUNSELING ASSISTANCE PROGRAM

Federal CFDA Number 12.910 12.910 12.910 12.910
12.910
12.910 12.910 12.RD

Additional Award
Identification (Optional)
2385404UGAD3

Name of Funder Pass-Through
Entity UNIVERSITY OF COLORADO
SRI INTERNATIONAL UNIVERSITY OF CALIFORNIA
SIEMENS CORPORATION
UNIVERSITY OF TEXAS AT DALLAS GENERAL DYNAMICS MISSION SYSTEMS, INC.
AZIMUTH CORPORATION

12.RD
12.RD 12.RD 12.RD
12.RD 12.RD 12.RD 12.RD 12.RD

STIPEND REAP ARMY EDUCATIONAL
OUTREACH PROGRAM BF.1401.008.UGARF.21.
01 W911QY 19P0013
SP00014863 ARM212UGA,
EP0165508 W912HQ20C0032 2019-04-UGA-01
20ZTBQZ G-27001-02

ROCHESTER INSTITUTE OF TECHNOLOGY
TDA RESEARCH, INC.
TUFTS UNIVERSITY PRESCIENT EDGE COLORADO STATE UNIVERSITY

12.RD 12.RD 12.RD 12.RD
12.RD 12.RD 12.U02 12.U03 12.U04 12.U05 12.U06 12.U07 12.U08
12.U09
12.U10
12.U11 12.U12 12.U13 12.U14
12.U15
12.U16 12.U17 12.U18
12.U19

S202001

AGING AIRCRAFT CONSULTING, LLC

F4199919P0719

F4199917P1701

782-111137-1

MRIGLOBAL

DTRA CONTRACT

HQ0034209PT04-2

PHILIPS RESEARCH

FA701419CA031

486TIMBER

SP00014580

SP00014579

SP00014577

SP00014576

SP00014906

SP00014575

CONTRACT

W91YTZ18P0367

CONTRACT

W91YTZ19P0344

CONTRACT

W91YTZ20P0197

H98230-19-P-0823

H98230-19-P-0820

36C24E19D0005

ORDER NO

36C24E20N0026

ORDER NO.

36C24E20N0025

IPA 2008

IPA 2006

40-00250, 40-00251, 40-

00252

14.169

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-38

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"FY18.920.001" "206-000114" "00010318"
"126-003"
"1907638"
"07162AOWLH"
"2385404UGAD3"

Total Amount Provided to
Sub-Recipients
$5,125,802

Federal Expenditures
$24,529 $25,359 $101,321 $164,851
$284,191
$307,502 $15,157,696
-$2,754

Federal Program
Total $16,044,296 $16,044,296 $16,044,296 $16,044,296

Cluster Name RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$16,044,296 RESEARCH AND DEVELOPMENT

$16,044,296 $16,044,296 $1,321,374

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971

"W911SR-15-2-0001" "BF.1401.008.UGARF.21.01"
"ARM212UGA, EP0165508" "2019-04-UGA-01" "G-27001-02" "S202001"
"782-111137-1" "DTRA HQ0034209PT04"

$1,838,146 $114,167,177

$90
$2,374 $14,059 $15,593
$20,882 $34,040 $35,852 $46,202 $65,440
$75,000 $77,483 $100,516 $189,813
$203,552 $443,232 $1,838,146
$74,645 $12,330 $32,952 $12,569 $1,182 $139,848
$2,017
$1,326
$13,148 $151 $151
$39,975
$54,924
$29,667 $96,125 $87,031
$2,120,934
$742,932,781

$1,321,374 RESEARCH AND DEVELOPMENT

$1,321,374 $1,321,374 $1,321,374

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,321,374 $1,321,374 $1,321,374 $1,321,374 $1,321,374

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,321,374 $1,321,374 $1,321,374 $1,321,374

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,321,374 $1,321,374 $1,838,146
$74,645 $12,330 $32,952 $12,569
$1,182 $139,848

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A N/A N/A N/A N/A N/A N/A

$2,017

N/A

$1,326

N/A

$13,148

N/A

$151

N/A

$151

N/A

$39,975

N/A

$54,924

N/A

$29,667

N/A

$96,125

N/A

$87,031

N/A

$2,120,934

N/A

$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0 $0 $0 $0 $0 $0 $0
$0
$0
$0 $0 $0 $0
$0
$0 $0 $0
$0

$315,733

$315,733

N/A

$0

C-39

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title MANUFACTURED HOME DISPUTE RESOLUTION COVID - 19 - COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NONENTITLEMENT GRANTS IN HAWAII COVID - 19 - EMERGENCY SOLUTIONS GRANT PROGRAM EMERGENCY SOLUTIONS GRANT PROGRAM SUPPORTIVE HOUSING PROGRAM SHELTER PLUS CARE HOME INVESTMENT PARTNERSHIPS PROGRAM COVID - 19 - HOUSING OPPORTUNITIES FOR PERSONS WITH AIDS HOUSING OPPORTUNITIES FOR PERSONS WITH AIDS CONTINUUM OF CARE PROGRAM HOUSING TRUST FUND PROJECT RENTAL ASSISTANCE DEMONSTRATION (PRA DEMO) PROGRAM OF SECTION 811 SUPPORTIVE HOUSING FOR PERSONS WITH DISABILITIES FAIR HOUSING ASSISTANCE PROGRAM STATE AND LOCAL COVID - 19 - SECTION 8 HOUSING CHOICE VOUCHERS SECTION 8 HOUSING CHOICE VOUCHERS COVID - 19 - MAINSTREAM VOUCHERS MAINSTREAM VOUCHERS LEAD-BASED PAINT HAZARD CONTROL IN PRIVATELY-OWNED HOUSING TOTAL DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT

Federal CFDA Number 14.171
14.228
14.228 14.231 14.231 14.235 14.238 14.239 14.241 14.241 14.267 14.275
14.326 14.401 14.871 14.871 14.879 14.879 14.900

Additional Award
Identification (Optional) COVID - 19 COVID - 19
COVID - 19
COVID - 19 COVID - 19

Name of Funder Pass-Through
Entity

DEPARTMENT OF THE INTERIOR

FISH, WILDLIFE AND PLANT CONSERVATION RESOURCE MANAGEMENT JOINT FIRE SCIENCE PROGRAM WATER DESALINATION RESEARCH AND DEVELOPMENT SPORT FISH RESTORATION
FISH AND WILDLIFE MANAGEMENT ASSISTANCE
FISH AND WILDLIFE MANAGEMENT ASSISTANCE FISH AND WILDLIFE MANAGEMENT ASSISTANCE

15.231 15.232 15.506 15.605
15.608
15.608 15.608

WILDLIFE RESTORATION AND BASIC HUNTER EDUCATION WILDLIFE RESTORATION AND BASIC HUNTER EDUCATION

15.611 15.611

WILDLIFE RESTORATION AND BASIC HUNTER EDUCATION WILDLIFE RESTORATION AND BASIC HUNTER EDUCATION WILDLIFE RESTORATION AND BASIC HUNTER EDUCATION WILDLIFE RESTORATION AND BASIC HUNTER EDUCATION
WILDLIFE RESTORATION AND BASIC HUNTER EDUCATION WILDLIFE RESTORATION AND BASIC HUNTER EDUCATION COASTAL WETLANDS PLANNING, PROTECTION AND RESTORATION

15.611 15.611 15.611 15.611
15.611 15.611 15.614

COOPERATIVE ENDANGERED SPECIES CONSERVATION FUND COOPERATIVE ENDANGERED SPECIES CONSERVATION FUND CLEAN VESSEL ACT SPORTFISHING AND BOATING SAFETY ACT ENHANCED HUNTER EDUCATION AND SAFETY MULTISTATE CONSERVATION GRANT
COASTAL COASTAL COASTAL

15.615 15.615 15.616 15.622 15.626 15.628 15.630 15.630 15.630

UNIVERSITY OF CALIFORNIA, DAVIS UNIVERSITY OF OREGON
GULF STATES MARINE FISHERIES COMMISSION
GULF STATES MARINE FISHERIES COMMISSION
ALABAMA DEPARTMENT OF CONSERVATION AND NATURAL
RESOURCES KENTUCKY DEPARTMENT OF FISH
AND WILDLIFE RESOURCES KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
STATE OF OKLAHOMA STATE OF INDIANA STATE OF INDIANA
ARKANSAS GAME AND FISH COMMISSION
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
LONGLEAF ALLIANCE LONGLEAF ALLIANCE LONGLEAF ALLIANCE

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-40

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$808,385

$287,420

$34,058,848

$35,950,077 $1,435,163 $4,041,572 $1,436,363
$13,756,957 $26,379,827
$1,124,263 $2,668,295
$687,393 $1,166,838

$795,379 $82,550
$4,539,304 $110,719,299
$69,914 $550,502 $114,298

$34,058,848

$206,929,532

Federal Program
Total $808,385
$36,237,497
$36,237,497 $5,476,735 $5,476,735 $1,436,363
$13,756,957 $26,379,827
$3,792,558 $3,792,558
$687,393 $1,166,838
$795,379 $82,550
$115,258,603 $115,258,603
$620,416 $620,416 $114,298

Cluster Name
N/A
N/A
N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A
N/A N/A HOUSING VOUCHER CLUSTER HOUSING VOUCHER CLUSTER HOUSING VOUCHER CLUSTER HOUSING VOUCHER CLUSTER N/A

Cluster Total
$0
$0
$0 $0 $0 $0 $0 $0 $0 $0 $0 $0
$0 $0 $115,879,019 $115,879,019 $115,879,019 $115,879,019 $0

"A204249S001" "281190C"
"FWS8010372019UGA" "30492"
"COYOTE ECOLOGY" "1600001324"
"TNBU 08012019 A103 153" "F19AF00287 W204R1" "48665" "39843" "3767"
"63828383-9"
"5520190200" "32.2019.02.00" "32.2019.03.00"

$34,918 $622,127
$15,130

$62,752 $1,528 $107,864 $7,665,286
-$3,577
$8,720 $86,171
-$9,814
-$1,757
-$655 $46,519 $47,000 $124,482
$301,035 $16,555,024
$4,160,797
$28,494 $637,817
$34,918 $698,812 $240,480 $104,468
$1,382 $4,842 $19,537

$62,752 $1,528 $107,864 $7,665,286

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
FISH AND WILDLIFE CLUSTER

$91,314 RESEARCH AND DEVELOPMENT

$91,314 RESEARCH AND DEVELOPMENT

$91,314

N/A

$17,061,834 RESEARCH AND DEVELOPMENT $17,061,834 RESEARCH AND DEVELOPMENT

$17,061,834 $17,061,834 $17,061,834 $17,061,834

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$17,061,834 $17,061,834
$4,160,797

RESEARCH AND DEVELOPMENT FISH AND WILDLIFE CLUSTER N/A

$666,311 $666,311
$34,918 $698,812 $240,480 $104,468 $45,345 $45,345 $45,345

RESEARCH AND DEVELOPMENT N/A N/A N/A
FISH AND WILDLIFE CLUSTER RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,233,831,971 $1,233,831,971 $1,233,831,971
$24,460,790
$1,233,831,971
$1,233,831,971 $0
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $24,460,790 $0
$1,233,831,971 $0 $0 $0
$24,460,790 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-41

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title COASTAL PARTNERS FOR FISH AND WILDLIFE

Federal CFDA Number 15.630 15.631

STATE WILDLIFE GRANTS
STATE WILDLIFE GRANTS STATE WILDLIFE GRANTS NEOTROPICAL MIGRATORY BIRD CONSERVATION
RESEARCH GRANTS (GENERIC) RESEARCH GRANTS (GENERIC) ENDANGERED SPECIES RECOVERY IMPLEMENTATION ENDANGERED SPECIES RECOVERY IMPLEMENTATION NFWF-USFWS CONSERVATION PARTNERSHIP FISH AND WILDLIFE COORDINATION AND ASSISTANCE FISH AND WILDLIFE COORDINATION AND ASSISTANCE ADAPTIVE SCIENCE

15.634
15.634 15.634 15.635 15.650 15.650 15.657 15.657 15.663 15.664 15.664 15.670

COOPERATIVE ECOSYSTEM STUDIES UNITS COOPERATIVE ECOSYSTEM STUDIES UNITS MEXICAN WOLF RECOVERY

15.678 15.678 15.680

WHITE-NOSE SYNDROME NATIONAL RESPONSE IMPLEMENTATION WHITE-NOSE SYNDROME NATIONAL RESPONSE IMPLEMENTATION

15.684 15.684

WHITE-NOSE SYNDROME NATIONAL RESPONSE IMPLEMENTATION

15.684

ASSISTANCE TO STATE WATER RESOURCES RESEARCH INSTITUTES ASSISTANCE TO STATE WATER RESOURCES RESEARCH INSTITUTES EARTHQUAKE HAZARDS PROGRAM ASSISTANCE

15.805 15.805 15.807

U.S. GEOLOGICAL SURVEY RESEARCH AND DATA COLLECTION U.S. GEOLOGICAL SURVEY RESEARCH AND DATA COLLECTION NATIONAL COOPERATIVE GEOLOGIC MAPPING COOPERATIVE RESEARCH UNITS
NATIONAL LAND REMOTE SENSING EDUCATION OUTREACH AND RESEARCH NATIONAL AND REGIONAL CLIMATE ADAPTATION SCIENCE CENTERS HISTORIC PRESERVATION FUND GRANTS-IN-AID HISTORIC PRESERVATION FUND GRANTS-IN-AID OUTDOOR RECREATION ACQUISITION, DEVELOPMENT AND PLANNING NATIVE AMERICAN GRAVES PROTECTION AND REPATRIATION ACT

15.808 15.808 15.810 15.812
15.815 15.820 15.904 15.904 15.916 15.922

AMERICAN BATTLEFIELD PROTECTION

15.926

COOPERATIVE RESEARCH AND TRAINING PROGRAMS RESOURCES OF THE NATIONAL PARK SYSTEM COOPERATIVE RESEARCH AND TRAINING PROGRAMS RESOURCES OF THE NATIONAL PARK SYSTEM EMERGENCY SUPPLEMENTAL HISTORIC PRESERVATION FUND DIAGNOSTIC, FIELD AND TRAINING ASSISTANCE FOR WILD TOTAL DEPARTMENT OF THE INTERIOR

15.945
15.945 15.957 15.RD

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

SOUTH CAROLINA DEPARTMENT OF NATURAL RESOURCES
SOUTHEASTERN ASSOCIATION OF FISH AND WILDLIFE
GALLUP GALLUP

GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
AMERICAVIEW OKLAHOMA STATE UNIVERSITY
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
F15PX01848

DEPARTMENT OF JUSTICE SEXUAL ASSAULT SERVICES FORMULA PROGRAM

16.017

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-42

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$19,584 $11,425

Federal Program
Total $45,345 $11,425

Cluster Name
N/A N/A

"SCDNRFY2020025" "SE-U2-F17AP00752-GA"
"D17PC00002" "HR001119C0135-001"

$580
$33,387 $1,597,716
$2,317 $45,864 $195,059 $16,717 $31,966
$1,420 $4,483 $71,725 $8,652

$1,631,683 RESEARCH AND DEVELOPMENT

$1,631,683 $1,631,683
$2,317 $240,923 $240,923
$48,683 $48,683
$1,420 $76,208 $76,208
$8,652

N/A N/A N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT N/A RESEARCH AND DEVELOPMENT N/A RESEARCH AND DEVELOPMENT N/A N/A

"63828383-10"

$49,637 $67,636 $50,966

$117,273 $117,273
$50,966

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"0406.19.066731"

$16,388 $39,261

$111,158 RESEARCH AND DEVELOPMENT

$111,158

N/A

"F20AP10196-00"

$55,509

$111,158

N/A

"63828383-12"

$11,213 $93,084 $98,299

$104,297 $104,297
$98,299

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"63828383-18"
"AV18-GA-01" "2-561570.UGA"

$2,026
$93,564 $818,064

$15,634 $238,772
$12,660 $243,743
$23,466 $112,353
$347 $747,772 $2,725,752
$42,705

$254,406 $254,406
$12,660 $243,743

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$23,466 $112,353 $748,119 $748,119 $2,725,752
$42,705

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A N/A RESEARCH AND DEVELOPMENT

"63828383-30"

$69,069

$69,069 RESEARCH AND DEVELOPMENT

"63828383-13"

$1,585,829

$10,907
$633,578 $818,742
$16,015
$39,156,528

$644,485

N/A

$644,485 $818,742
$16,015

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT

Cluster Total
$0 $0
$1,233,831,971
$0 $0 $0 $1,233,831,971 $1,233,831,971 $0 $1,233,831,971 $0 $1,233,831,971 $0 $0
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $0
$0
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $0 $1,233,831,971
$1,233,831,971
$0
$1,233,831,971 $0
$1,233,831,971

$597,327

$643,327

$643,327

N/A

$0

C-43

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title OVW RESEARCH AND EVALUATION PROGRAM

Federal CFDA Number 16.026

COVID - 19 - CORONAVIRUS EMERGENCY SUPPLEMENTAL FUNDING PROGRAM COMMUNITY-BASED VIOLENCE PREVENTION PROGRAM SERVICES FOR TRAFFICKING VICTIMS GRANTS TO REDUCE DOMESTIC VIOLENCE, DATING VIOLENCE, SEXUAL ASSAULT, AND STALKING ON CAMPUS ENHANCED TRAINING AND SERVICES TO END VIOLENCE AND ABUSE OF WOMEN LATER IN LIFE JUVENILE JUSTICE AND DELINQUENCY PREVENTION MISSING CHILDREN'S ASSISTANCE TITLE V DELINQUENCY PREVENTION PROGRAM STATE JUSTICE STATISTICS PROGRAM FOR STATISTICAL ANALYSIS CENTERS
NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND DEVELOPMENT PROJECT GRANTS NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND DEVELOPMENT PROJECT GRANTS NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND DEVELOPMENT PROJECT GRANTS NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND DEVELOPMENT PROJECT GRANTS

16.034 16.123 16.320
16.525
16.528 16.540 16.543 16.548 16.550
16.560
16.560
16.560
16.560

NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND DEVELOPMENT PROJECT GRANTS NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND DEVELOPMENT PROJECT GRANTS NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND DEVELOPMENT PROJECT GRANTS NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND DEVELOPMENT PROJECT GRANTS NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND DEVELOPMENT PROJECT GRANTS CRIME VICTIM ASSISTANCE CRIME VICTIM COMPENSATION CRIME VICTIM ASSISTANCE/DISCRETIONARY GRANTS CRIME VICTIM ASSISTANCE/DISCRETIONARY GRANTS DRUG COURT DISCRETIONARY GRANT PROGRAM COVID - 19 - VIOLENCE AGAINST WOMEN FORMULA GRANTS VIOLENCE AGAINST WOMEN FORMULA GRANTS GRANTS TO ENCOURAGE ARREST POLICIES AND ENFORCEMENT OF PROTECTION ORDERS PROGRAM RESIDENTIAL SUBSTANCE ABUSE TREATMENT FOR STATE PRISONERS CORRECTIONS TRAINING AND STAFF DEVELOPMENT STATE CRIMINAL ALIEN ASSISTANCE PROGRAM BULLETPROOF VEST PARTNERSHIP PROGRAM PROJECT SAFE NEIGHBORHOODS PUBLIC SAFETY PARTNERSHIP AND COMMUNITY POLICING GRANTS JUVENILE MENTORING PROGRAM JUVENILE MENTORING PROGRAM SPECIAL DATA COLLECTIONS AND STATISTICAL STUDIES EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM DNA BACKLOG REDUCTION PROGRAM PAUL COVERDELL FORENSIC SCIENCES IMPROVEMENT GRANT PROGRAM CRIMINAL AND JUVENILE JUSTICE AND MENTAL HEALTH COLLABORATION PROGRAM CRIMINAL AND JUVENILE JUSTICE AND MENTAL HEALTH COLLABORATION PROGRAM EDWARD BYRNE MEMORIAL COMPETITIVE GRANT PROGRAM SECOND CHANCE ACT REENTRY INITIATIVE JOHN R. JUSTICE PROSECUTORS AND DEFENDERS INCENTIVE ACT SMART PROSECUTION INITIATIVE

16.560
16.560
16.560
16.560
16.560 16.575 16.576 16.582 16.582 16.585 16.588 16.588
16.590 16.593 16.601 16.606 16.607 16.609 16.710 16.726 16.726 16.734 16.738 16.738 16.741 16.742
16.745
16.745 16.751 16.812 16.816 16.825

Additional Award
Identification (Optional)
COVID - 19

Name of Funder Pass-Through
Entity

APPLIED RESEARCH SOLUTIONS
WESTED
URBAN INSTITUTE RUTGERS, THE STATE UNIVERSITY
OF NEW JERSEY
CRIMINAL INVESTIGATIONS AND NETWORK ANALYSIS CENTER (CINA)
RTI INTERNATIONAL
GEORGE MASON UNIVERSITY

COVID - 19

EQUAL JUSTICE WORKS

NATIONAL 4-H COUNCIL
FULTON COUNTY FORSYTH COUNTY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-44

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"CON004258" "CON006958" "PRE-AUTH. LTR" "CON013345" "CON012048" "560686338" "CON014612"
"2018CVJC"
"2018-JU-FX-0005"
"SCFULRE531267CV" "586000828"

Total Amount Provided to
Sub-Recipients $20,341

Federal Expenditures
$105,832

$54,384 $294,347

$4,160 $57,310 $416,106

$210,564

$157,948 $1,800

$14,103 $305,644 $475,460
$7,301 $123,222

$84

$1,550

$6,880

$14,444

Federal Program
Total $105,832

Cluster Name RESEARCH AND DEVELOPMENT

$4,160

N/A

$57,310

N/A

$416,106

N/A

$210,564

N/A

$14,103

N/A

$305,644

N/A

$475,460

N/A

$7,301

N/A

$123,222

N/A

$550,211 RESEARCH AND DEVELOPMENT

$550,211

N/A

$550,211 RESEARCH AND DEVELOPMENT

$550,211 RESEARCH AND DEVELOPMENT

$6,333 $61,411,936
$338,750 $324,579 $3,374,389
$85,256
$11,412 $424,336
$9,515
$3,227,428

$18,784
$21,562
$28,786
$31,843
$426,278 $75,976,293
$5,406,443 $11,432 $482,118 $462,807 $129,182
$4,472,402
$12,573 $492,274
$15,200 $1,847,193
$11,412 $530,503 $408,180 $22,823
$89,348 $18,322
-$189 $5,319,291 $1,953,201
$727,391
$1,762
$44,676 -$674
-$114,533 $51,487 $6,363

$550,211 RESEARCH AND DEVELOPMENT

$550,211 RESEARCH AND DEVELOPMENT

$550,211 RESEARCH AND DEVELOPMENT

$550,211

N/A

$550,211 $75,976,293
$5,406,443 $493,550 $493,550 $462,807
$4,601,584 $4,601,584

RESEARCH AND DEVELOPMENT N/A N/A
RESEARCH AND DEVELOPMENT N/A N/A N/A N/A

$12,573 $492,274
$15,200 $1,847,193
$11,412 $530,503 $408,180 $112,171 $112,171
$18,322 $5,319,102 $5,319,102 $1,953,201
$727,391

N/A N/A N/A N/A N/A N/A N/A N/A RESEARCH AND DEVELOPMENT N/A RESEARCH AND DEVELOPMENT N/A N/A N/A

$46,438 RESEARCH AND DEVELOPMENT

$46,438 -$674
-$114,533 $51,487 $6,363

N/A RESEARCH AND DEVELOPMENT
N/A N/A N/A

Cluster Total $1,233,831,971
$0 $0 $0
$0
$0 $0 $0 $0 $0
$1,233,831,971
$0
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$0
$1,233,831,971 $0 $0
$1,233,831,971 $0 $0 $0 $0
$0 $0 $0 $0 $0 $0 $0 $0 $1,233,831,971 $0 $1,233,831,971 $0 $0 $0
$1,233,831,971
$0 $1,233,831,971
$0 $0 $0

C-45

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title INNOVATIVE RESPONSES TO BEHAVIOR IN THE COMMUNITY: SWIFT, CERTAIN, AND FAIR SUPERVISION PROGRAM NATIONAL SEXUAL ASSAULT KIT INITIATIVE BODY WORN CAMERA POLICY AND IMPLEMENTATION BODY WORN CAMERA POLICY AND IMPLEMENTATION

Federal CFDA Number
16.828 16.833 16.835 16.835

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

COMPREHENSIVE OPIOID, STIMULANT, AND SUBSTANCE ABUSE PROGRAM COMPREHENSIVE OPIOID, STIMULANT, AND SUBSTANCE ABUSE PROGRAM
STOP SCHOOL VIOLENCE STOP SCHOOL VIOLENCE OPIOID AFFECTED YOUTH INITIATIVE EQUITABLE SHARING PROGRAM DHS SLOT/ICE OT FBI NGMOTF DOJ OCDETF OT DEA OVERTIME

16.838 16.838
16.839 16.839 16.842 16.922 16.U20 16.U21 16.U22 16.U23

INSTITUTE FOR INTERGOVERNMENTAL RESEARCH
RICHMOND COUNTY SCHOOL DISTRICT
FS 13401 FS11402 FS 11404 29001

FEDERAL OVERTIME AGREEMENTS TOTAL DEPARTMENT OF JUSTICE

16.U24

DOJ AND FBI TASK FORCE AGREEMENTS

DEPARTMENT OF LABOR
LABOR FORCE STATISTICS COMPENSATION AND WORKING CONDITIONS EMPLOYMENT SERVICE/WAGNER-PEYSER FUNDED ACTIVITIES UNEMPLOYMENT INSURANCE COVID - 19 - UNEMPLOYMENT INSURANCE SENIOR COMMUNITY SERVICE EMPLOYMENT PROGRAM TRADE ADJUSTMENT ASSISTANCE
WIOA ADULT PROGRAM WIOA ADULT PROGRAM
WIOA ADULT PROGRAM
WIOA ADULT PROGRAM
WIOA ADULT PROGRAM
WIOA ADULT PROGRAM
WIOA ADULT PROGRAM
WIOA ADULT PROGRAM
WIOA ADULT PROGRAM
WIOA ADULT PROGRAM
WIOA ADULT PROGRAM
WIOA ADULT PROGRAM
WIOA ADULT PROGRAM WIOA ADULT PROGRAM
WIOA YOUTH ACTIVITIES

17.002 17.005 17.207 17.225 17.225 17.235 17.245
17.258 17.258
17.258
17.258
17.258
17.258
17.258
17.258
17.258
17.258
17.258
17.258
17.258 17.258
17.259

COVID - 19

NORTHEAST GEORGIA REGIONAL COMMISSION
CITY OF COLQUITT WEST CENTRAL GEORGIA WORKFORCE DEVELOPMENT
CORPORATION CENTRAL SAVANNAH RIVER AREA
REGIONAL COMMISSION RIVER VALLEY REGIONAL
COMMISSION NORTHWEST GEORGIA REGIONAL
COMMISSION
SOUTHERN GEORGIA REGIONAL COMMISSION
ATLANTA REGIONAL COMMISSION NORTHWEST GEORGIA REGIONAL
COMMISSION NORTHWEST GEORGIA REGIONAL
COMMISSION MIDDLE GEORGIA CONSORTIUM,
INC. NORTHEAST GEORGIA REGIONAL
COMMISSION SOUTHERN GEORGIA REGIONAL
COMMISSION
GEORGIA MOUNTAINS REGIONAL COMMISSION

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-46

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients
$57,851 $655,897

Federal Expenditures
$127,723 $990,564
$30,739 $728,408

Federal Program
Total

Cluster Name

$127,723 $990,564 $759,147 $759,147

N/A N/A RESEARCH AND DEVELOPMENT N/A

"38000_SFY20"

$53,131

$525,809

N/A

$451,562

$472,678

$525,809

N/A

"SUBAWARD NO. 34100-1"

$3,099

$80,360

N/A

$45,000

$77,261

$80,360

N/A

$246,799

$405,895

$405,895

N/A

$1,196,989

$1,196,989

N/A

$11,883

$11,883

N/A

$15,451

$15,451

N/A

$27,050

$27,050

N/A

$282,469

$282,469

N/A

$333,365

$333,365

N/A

$71,797,190

$106,047,225

Cluster Total
$0 $0 $1,233,831,971 $0
$0 $0
$0 $0 $0 $0 $0 $0 $0 $0
$0

"35870" "RCOCQRE531388CV"
"270529166A" "WIOA1"
"11-15-16-08-015`" "01-15-114"
"AA-32361-18-55-A-13 AND AA-33224-19-55-A-13 A" "WD1817.2" "01-15-108-CA1" "82717001" "17-11-19-09-AD" "3550A" "19-06, 19-08"
"35762"

$1,451,971

$1,533,285 $17,204
$12,055,130 $2,601,316,139 $9,449,074,307
$1,563,353 $3,774,410
$6,943 $7,293

$1,533,285 $17,204
$12,055,130 $12,050,390,446 $12,050,390,446
$1,563,353 $3,774,410

N/A N/A EMPLOYMENT SERVICE CLUSTER N/A N/A N/A N/A

$21,331,434 $21,331,434

WIOA CLUSTER RESEARCH AND DEVELOPMENT

$94,548 $97,888 $214,708 $262,782

$21,331,434 $21,331,434 $21,331,434 $21,331,434

WIOA CLUSTER WIOA CLUSTER WIOA CLUSTER WIOA CLUSTER

$15,391,247

$266,437 $268,647 $287,946 $296,149 $315,405 $484,084 $828,261 $17,900,343
$1,633

$21,331,434 $21,331,434 $21,331,434 $21,331,434 $21,331,434 $21,331,434 $21,331,434 $21,331,434 $21,885,427

WIOA CLUSTER WIOA CLUSTER WIOA CLUSTER WIOA CLUSTER WIOA CLUSTER WIOA CLUSTER WIOA CLUSTER WIOA CLUSTER WIOA CLUSTER

$0 $0 $16,731,500 $0 $0 $0 $0
$84,663,673 $1,233,831,971
$84,663,673
$84,663,673
$84,663,673
$84,663,673
$84,663,673
$84,663,673
$84,663,673
$84,663,673
$84,663,673
$84,663,673
$84,663,673 $84,663,673
$84,663,673

C-47

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title
WIOA YOUTH ACTIVITIES
WIOA YOUTH ACTIVITIES
WIOA YOUTH ACTIVITIES
WIOA YOUTH ACTIVITIES
WIOA YOUTH ACTIVITIES
WIOA YOUTH ACTIVITIES
WIOA YOUTH ACTIVITIES
WIOA YOUTH ACTIVITIES WIOA YOUTH ACTIVITIES WIOA PILOTS, DEMONSTRATIONS, AND RESEARCH PROJECTS H-1B JOB TRAINING GRANTS WORK OPPORTUNITY TAX CREDIT PROGRAM (WOTC) TEMPORARY LABOR CERTIFICATION FOR FOREIGN WORKERS YOUTHBUILD
WIOA NATIONAL DISLOCATED WORKER GRANTS / WIA NATIONAL EMERGENCY GRANTS WIOA NATIONAL DISLOCATED WORKER GRANTS / WIA NATIONAL EMERGENCY GRANTS COVID - 19 - WIOA NATIONAL DISLOCATED WORKER GRANTS / WIA NATIONAL EMERGENCY GRANTS WIOA NATIONAL DISLOCATED WORKER GRANTS / WIA NATIONAL EMERGENCY GRANTS
WIOA DISLOCATED WORKER FORMULA GRANTS
WIOA DISLOCATED WORKER FORMULA GRANTS
WIOA DISLOCATED WORKER FORMULA GRANTS
WIOA DISLOCATED WORKER FORMULA GRANTS
WIOA DISLOCATED WORKER FORMULA GRANTS
WIOA DISLOCATED WORKER FORMULA GRANTS
WIOA DISLOCATED WORKER FORMULA GRANTS
WIOA DISLOCATED WORKER FORMULA GRANTS
WIOA DISLOCATED WORKER FORMULA GRANTS WIOA DISLOCATED WORKER FORMULA GRANTS
WIOA DISLOCATED WORKER NATIONAL RESERVE DEMONSTRATION GRANTS JOB CORPS EXPERIMENTAL PROJECTS AND TECHNICAL ASSISTANCE OCCUPATIONAL SAFETY AND HEALTH SUSAN HARWOOD TRAINING GRANTS OCCUPATIONAL SAFETY AND HEALTH SUSAN HARWOOD TRAINING GRANTS CONSULTATION AGREEMENTS MINE HEALTH AND SAFETY GRANTS JOBS FOR VETERANS STATE GRANTS TOTAL DEPARTMENT OF LABOR

Federal CFDA Number
17.259
17.259
17.259
17.259
17.259
17.259
17.259
17.259 17.259 17.261 17.268 17.271 17.273 17.274
17.277
17.277
17.277
17.277
17.278
17.278
17.278
17.278
17.278
17.278
17.278
17.278
17.278 17.278
17.280 17.287 17.502 17.502 17.504 17.600 17.801

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
SOUTHERN GEORGIA REGIONAL COMMISSION
SOUTHERN GEORGIA REGIONAL COMMISSION
GEORGIA MOUNTAINS REGIONAL COMMISSION
NORTHEAST GEORGIA REGIONAL COMMISSION
MIDDLE GEORGIA CONSORTIUM, INC.
WEST CENTRAL GEORGIA WORKFORCE DEVELOPMENT
CORPORATION NORTHEAST GEORGIA REGIONAL
COMMISSION NORTHWEST GEORGIA REGIONAL
COMMISSION

COVID - 19

SOUTHERN GEORGIA REGIONAL COMMISSION
GEORGIA MOUNTAINS REGIONAL COMMISSION
RIVER VALLEY REGIONAL COMMISSION
SOUTHERN GEORGIA REGIONAL COMMISSION
SOUTHERN GEORGIA REGIONAL COMMISSION
THREE RIVERS REGIONAL COMMISSION
MIDDLE GEORGIA CONSORTIUM, INC.
NORTHWESTERN UNIVERSITY NORTHEAST GEORGIA REGIONAL
COMMISSION WEST CENTRAL GEORGIA WORKFORCE DEVELOPMENT
CORPORATION MIDDLE GEORGIA CONSORTIUM,
INC.

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-48

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"AA-32361-18-55-A-13 AND AA-33224-19-55-A-13 B"
"19-06, 19-07"
"WIOA YOUTH"
"35997"
"17-11-24-04-OSY"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

Federal Program
Total

$3,651 $19,507 $36,798 $73,364 $213,681

$21,885,427 $21,885,427 $21,885,427 $21,885,427 $21,885,427

Cluster Name
WIOA CLUSTER WIOA CLUSTER WIOA CLUSTER WIOA CLUSTER WIOA CLUSTER

"270529166B" "3550Y"
"01-15-20-989"
"19-06A" "WIOA NAVIGATOR"
"31-15-16-08-015" "AA-32361-18-55-A-13 AND
AA-33224-19-55-A-13 C" "19-06"
"STRRC0001146801" "WIA2019"
"CONTRACT DATED 1 SEPT 2017"
"3550D"

$18,703,849

$221,781
$232,460
$539,061 $20,543,491
$109,430 $1,841,239
$660,601 $266,371
$14,684
$50,270
$58,002
$250,844
$4,347,023
$3,769
$4,265
$22,176
$28,238
$28,501
$80,119
$177,768

$21,885,427
$21,885,427
$21,885,427 $21,885,427
$109,430 $1,841,239
$660,601 $266,371
$14,684
$4,706,139
$4,706,139
$4,706,139
$4,706,139
$41,482,343

WIOA CLUSTER
WIOA CLUSTER
WIOA CLUSTER WIOA CLUSTER
N/A N/A N/A N/A N/A
N/A
N/A
N/A
N/A
WIOA CLUSTER

$41,482,343

WIOA CLUSTER

$41,482,343

WIOA CLUSTER

$41,482,343 RESEARCH AND DEVELOPMENT

$41,482,343

WIOA CLUSTER

$41,482,343

WIOA CLUSTER

$41,482,343

WIOA CLUSTER

"581656795" "17-11-19-09-DW"

$31,616,423 $17,924
$67,181,414

$264,979
$375,033 $40,497,495
$592,773 $41,915 $22,569
$174,855 $1,302,876
$189,548 $4,676,370
$12,168,632,402

$41,482,343

WIOA CLUSTER

$41,482,343 $41,482,343

WIOA CLUSTER WIOA CLUSTER

$592,773 $41,915
$197,424 $197,424 $1,302,876 $189,548 $4,676,370

N/A N/A RESEARCH AND DEVELOPMENT N/A N/A N/A EMPLOYMENT SERVICE CLUSTER

Cluster Total
$84,663,673
$84,663,673
$84,663,673
$84,663,673
$84,663,673
$84,663,673
$84,663,673
$84,663,673 $84,663,673
$0 $0 $0 $0 $0
$0
$0
$0
$0
$84,663,673
$84,663,673
$84,663,673
$1,233,831,971
$84,663,673
$84,663,673
$84,663,673
$84,663,673
$84,663,673 $84,663,673
$0 $0 $1,233,831,971 $0 $0 $0 $16,731,500

C-49

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title
DEPARTMENT OF STATE
ACADEMIC EXCHANGE PROGRAMS - UNDERGRADUATE PROGRAMS ACADEMIC EXCHANGE PROGRAMS - UNDERGRADUATE PROGRAMS ACADEMIC EXCHANGE PROGRAMS - UNDERGRADUATE PROGRAMS ACADEMIC EXCHANGE PROGRAMS - UNDERGRADUATE PROGRAMS ACADEMIC EXCHANGE PROGRAMS - UNDERGRADUATE PROGRAMS ACADEMIC EXCHANGE PROGRAMS - UNDERGRADUATE PROGRAMS ENVIRONMENTAL AND SCIENTIFIC PARTNERSHIPS AND PROGRAMS ENVIRONMENTAL AND SCIENTIFIC PARTNERSHIPS AND PROGRAMS INTERNATIONAL PROGRAMS TO COMBAT HUMAN TRAFFICKING INVESTING IN PEOPLE IN THE MIDDLE EAST AND NORTH AFRICA GLOBAL THREAT REDUCTION PUBLIC DIPLOMACY PROGRAMS ACADEMIC EXCHANGE PROGRAMS - ENGLISH LANGUAGE PROGRAMS
MIDDLE EAST PARTNERSHIP INITIATIVE AEECA/ESF PD PROGRAMS EXPORT CONTROL AND RELATED BORDER SECURITY TOTAL DEPARTMENT OF STATE

Federal CFDA Number
19.009 19.009 19.009 19.009 19.009 19.009 19.017 19.017 19.019 19.021 19.033 19.040 19.421
19.500 19.900 19.901

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

WORLD LEARNING, INC. IREX
WORLD LEARNING, INC.
WORLD LEARNING, INC. IREX
VENTUREWELL OCEAN CONSERVANCY
IREX
FHI 360
AMERICAN UNIVERSITY OF BEIRUT

DEPARTMENT OF TRANSPORTATION COVID - 19 - AIRPORT IMPROVEMENT PROGRAM AIRPORT IMPROVEMENT PROGRAM
AVIATION RESEARCH GRANTS AVIATION RESEARCH GRANTS AIR TRANSPORTATION CENTERS OF EXCELLENCE
HIGHWAY RESEARCH AND DEVELOPMENT PROGRAM
HIGHWAY RESEARCH AND DEVELOPMENT PROGRAM
HIGHWAY RESEARCH AND DEVELOPMENT PROGRAM
HIGHWAY RESEARCH AND DEVELOPMENT PROGRAM
HIGHWAY RESEARCH AND DEVELOPMENT PROGRAM HIGHWAY RESEARCH AND DEVELOPMENT PROGRAM
HIGHWAY RESEARCH AND DEVELOPMENT PROGRAM HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION

20.106 20.106 20.108 20.108 20.109
20.200
20.200
20.200
20.200
20.200 20.200
20.200 20.205 20.205 20.205 20.205 20.205 20.205 20.205 20.205

COVID - 19

THE NATIONAL INSTITUTE OF AEROSPACE
THE NATIONAL ACADEMIES OF SCIENCES, ENGINEERING, AND
MEDICINE THE NATIONAL ACADEMIES OF SCIENCES, ENGINEERING, AND
MEDICINE KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
THE NATIONAL ACADEMIES OF SCIENCES, ENGINEERING, AND
MEDICINE OKLAHOMA STATE UNIVERSITY THE NATIONAL ACADEMIES OF SCIENCES, ENGINEERING, AND
MEDICINE CREARE, LLC
UNIVERSITY OF FLORIDA OLD DOMINION UNIVERSITY
RESEARCH FOUNDATION OLD DOMINION UNIVERSITY
RESEARCH FOUNDATION
UNIVERSITY OF FLORIDA ICF INTERNATIONAL, INC. UNIVERSITY OF FLORIDA UNIVERSITY OF TEXAS AT
ARLINGTON

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-50

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients

Federal Expenditures

Federal Program
Total

State of Georgiaaa

Cluster Name

Cluster Total

"RWLIN0001130001" "CON010159"
"CBSA18-UGA01"
"CON013973" "198803" "23961"
"ROCEC0001160001"
"FY21-HEP19-GT-01"
"CON013088"
"SNEAAC20CA0028"

$17,927 $696,433 $15,687
$730,047

-$851 -$803
$3 $2,648 $24,186 $58,947 $15,765 $88,819 $2,044,259 $21,208 $15,688 $174,673
$914
$25,357 $17,082
$835
$2,488,730

$84,130 $84,130 $84,130 $84,130 $84,130 $84,130 $104,584 $104,584 $2,044,259 $21,208 $15,688 $174,673
$914

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

$25,357 $17,082
$835

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0
$1,233,831,971 $1,233,831,971 $1,233,831,971

"X16-8329-GTRC"
"HR2044015"
"182618L"
"RP 18-28"
"RP 19-07" "FELLOWSHIP FOR MOSES
IKE-SEP 2" "1-578560-GTRC"
"200011051" "6913G618C100008"
"AMEND 20(UFDSP00011673)" "AWARD EXECUTED
9/10/19" "#14055 ACRP AWARD" "UFDSP00011673 AMEND 18
PROJ F3" "17ANSK0018" "AMENDMENT 24" "CTEDD 021-04"

$6,723,563 $43,226,992
$1,217,743

$6,731,794 $43,539,370
-$3,185 -$2,285 $5,793,431

$50,271,164

N/A

$50,271,164

N/A

-$5,470 -$5,470 $5,793,431

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$2,382

$320,085 RESEARCH AND DEVELOPMENT

$11,870

$320,085 RESEARCH AND DEVELOPMENT

$20,035

$320,085 RESEARCH AND DEVELOPMENT

$22,988

$320,085 RESEARCH AND DEVELOPMENT

$27,000 $114,797

$320,085 $320,085

N/A RESEARCH AND DEVELOPMENT

$121,013 -$2,362
$189
$3,183
$6,000
$7,617 $8,057 $10,162
$13,280

$320,085 $1,452,526,382

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,452,526,382 RESEARCH AND DEVELOPMENT

$1,452,526,382 RESEARCH AND DEVELOPMENT

$1,452,526,382 RESEARCH AND DEVELOPMENT

$1,452,526,382 $1,452,526,382 $1,452,526,382

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,452,526,382 RESEARCH AND DEVELOPMENT

$0 $0 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$0 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-51

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION

Federal CFDA Number 20.205
20.205
20.205 20.205
20.205
20.205
20.205
20.205
20.205
20.205
20.205

HIGHWAY PLANNING AND CONSTRUCTION
HIGHWAY PLANNING AND CONSTRUCTION
HIGHWAY PLANNING AND CONSTRUCTION
HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION

20.205
20.205
20.205
20.205 20.205

HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY PLANNING AND CONSTRUCTION

20.205 20.205

HIGHWAY PLANNING AND CONSTRUCTION HIGHWAY TRAINING AND EDUCATION HIGHWAY TRAINING AND EDUCATION

20.205 20.215 20.215

MOTOR CARRIER SAFETY ASSISTANCE

20.218

RECREATIONAL TRAILS PROGRAM

20.219

FEDERAL LANDS ACCESS PROGRAM COMMERCIAL DRIVER'S LICENSE PROGRAM IMPLEMENTATION GRANT COMMERCIAL MOTOR VEHICLE OPERATOR SAFETY TRAINING GRANTS MOTOR CARRIER SAFETY ASSISTANCE HIGH PRIORITY ACTIVITIES GRANTS AND COOPERATIVE AGREEMENTS HIGH-SPEED RAIL CORRIDORS AND INTERCITY PASSENGER RAIL SERVICE CAPITAL ASSISTANCE GRANTS CONSOLIDATED RAIL INFRASTRUCTURE AND SAFETY IMPROVEMENTS FEDERAL TRANSIT CAPITAL INVESTMENT GRANTS METROPOLITAN TRANSPORTATION PLANNING AND STATE AND NONMETROPOLITAN PLANNING AND RESEARCH FEDERAL TRANSIT FORMULA GRANTS COVID - 19 - FEDERAL TRANSIT FORMULA GRANTS FORMULA GRANTS FOR RURAL AREAS AND TRIBAL TRANSIT PROGRAM

20.224 20.232 20.235
20.237
20.319 20.325 20.500
20.505 20.507 20.507 20.509

COVID - 19 - FORMULA GRANTS FOR RURAL AREAS AND TRIBAL TRANSIT PROGRAM 20.509

ENHANCED MOBILITY OF SENIORS AND INDIVIDUALS WITH DISABILITIES

20.513

JOB ACCESS AND REVERSE COMMUTE PROGRAM

20.516

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity UNIVERSITY OF FLORIDA UNIVERSITY OF TEXAS AT
ARLINGTON TRANSPORTATION RESEARCH
BOARD UNIVERSITY OF NEVADA UNIVERSITY OF TEXAS AT
ARLINGTON
UNIVERSITY OF FLORIDA
UNIVERSITY OF FLORIDA UNIVERSITY OF TEXAS AT
ARLINGTON
UNIVERSITY OF FLORIDA
UNIVERSITY OF FLORIDA
UNIVERSITY OF FLORIDA THE NATIONAL ACADEMIES OF SCIENCES, ENGINEERING, AND
MEDICINE UNIVERSITY OF ILLINOIS AT
URBANA-CHAMPAIGN TRANSPORTATION RESEARCH
BOARD
UNIVERSITY OF CALIFORNIA, DAVIS ARIZONA STATE UNIVERSITY
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.

COVID - 19 COVID - 19

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-52

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"AMENDMENT 23"
"CTEDD 2021 # 021-08"
"NCHRP-214" "GR10321"
"CTEDD 2020"
"UFDSP00011673 AMEND. 5" "AMEND 20
(UFDSP00011673)"
"CTEDD 2020-02" "UFDSP00011673 AMEND 18
PROJ H3" "UFDSP00011673 - PROJECT
Q2" "UFDSP00011673 - AMEND
20"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$13,787
$19,349
$20,204 $27,953
$31,431
$33,167
$42,765
$60,072
$68,168
$88,799
$96,645

Federal Program
Total $1,452,526,382

Cluster Name RESEARCH AND DEVELOPMENT

$1,452,526,382 RESEARCH AND DEVELOPMENT

$1,452,526,382 $1,452,526,382

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,452,526,382 RESEARCH AND DEVELOPMENT

$1,452,526,382 RESEARCH AND DEVELOPMENT

$1,452,526,382 RESEARCH AND DEVELOPMENT

$1,452,526,382 RESEARCH AND DEVELOPMENT

$1,452,526,382 RESEARCH AND DEVELOPMENT

$1,452,526,382 RESEARCH AND DEVELOPMENT

$1,452,526,382 RESEARCH AND DEVELOPMENT

"HR-01-60"
"087795-17555"
"TCRP A-43"
"A17-0183-S002" "17-166"

$113,046
$116,171
$170,886
$417,765 $465,829

$1,452,526,382 RESEARCH AND DEVELOPMENT

$1,452,526,382 RESEARCH AND DEVELOPMENT

$1,452,526,382 RESEARCH AND DEVELOPMENT

$1,452,526,382 $1,452,526,382

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"63828383-14"

$50,175 $75,397,725
$2,202,747
$3,210,556 $3,395,911 $24,710,506
$291,041 $31,868,785
$95,736

$526,329 $1,076,448
$1,449,091,442 $4,103 $47,420
$11,609,594
$2,570,061
$155,812 $590,685
$54,521
$946,945
-$1,197 $1,041,945 $6,955,190
$3,731,041 $11,538,978 $30,512,916
$1,051,240
$47,822,546
$3,971,061
$251,983

$1,452,526,382 $1,452,526,382
$1,452,526,382 $51,523 $51,523
$11,609,594
$2,570,061
$155,812 $590,685
$54,521
$946,945

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
HIGHWAY PLANNING AND CONSTRUCTION CLUSTER RESEARCH AND DEVELOPMENT
N/A FEDERAL MOTOR CARRIER SAFETY
ASSISTANCE (FMCSA) HIGHWAY PLANNING AND CONSTRUCTION CLUSTER HIGHWAY PLANNING AND CONSTRUCTION CLUSTER
N/A N/A FEDERAL MOTOR CARRIER SAFETY ASSISTANCE (FMCSA)

-$1,197 $1,041,945 $6,955,190

N/A N/A FEDERAL TRANSIT CLUSTER

$3,731,041 $42,051,894 $42,051,894 $48,873,786

RESEARCH AND DEVELOPMENT FEDERAL TRANSIT CLUSTER FEDERAL TRANSIT CLUSTER N/A

$48,873,786 $3,971,061 $251,983

N/A TRANSIT SERVICES PROGRAMS
CLUSTER TRANSIT SERVICES PROGRAMS
CLUSTER

Cluster Total $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,451,817,315 $1,233,831,971
$0
$12,556,539
$1,451,817,315
$1,451,817,315 $0 $0
$12,556,539
$0 $0 $57,101,223
$1,233,831,971 $57,101,223 $57,101,223 $0
$0
$4,223,044
$4,223,044

C-53

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title ALTERNATIVES ANALYSIS STATE OF GOOD REPAIR GRANTS PROGRAM BUSES AND BUS FACILITIES FORMULA, COMPETITIVE, AND LOW OR NO EMISSIONS PROGRAMS RAIL FIXED GUIDEWAY PUBLIC TRANSPORTATION SYSTEM STATE SAFETY OVERSIGHT FORMULA GRANT PROGRAM PUBLIC TRANSPORTATION INNOVATION STATE AND COMMUNITY HIGHWAY SAFETY NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION (NHTSA) DISCRETIONARY SAFETY GRANTS AND COOPERATIVE AGREEMENTS E-911 GRANT PROGRAM

Federal CFDA Number 20.522 20.525
20.526
20.528 20.530 20.600
20.614 20.615

NATIONAL PRIORITY SAFETY PROGRAMS

20.616

NATIONAL PRIORITY SAFETY PROGRAMS NATIONAL PRIORITY SAFETY PROGRAMS PIPELINE SAFETY PROGRAM STATE BASE GRANT
UNIVERSITY TRANSPORTATION CENTERS PROGRAM
UNIVERSITY TRANSPORTATION CENTERS PROGRAM
UNIVERSITY TRANSPORTATION CENTERS PROGRAM
UNIVERSITY TRANSPORTATION CENTERS PROGRAM UNIVERSITY TRANSPORTATION CENTERS PROGRAM UNIVERSITY TRANSPORTATION CENTERS PROGRAM UNIVERSITY TRANSPORTATION CENTERS PROGRAM INTERAGENCY HAZARDOUS MATERIALS PUBLIC SECTOR TRAINING AND PLANNING GRANTS PORT INFRASTRUCTURE DEVELOPMENT PROGRAM NATIONALLY SIGNIFICANT FREIGHT AND HIGHWAY PROJECTS TOTAL DEPARTMENT OF TRANSPORTATION

20.616 20.616 20.700
20.701
20.701
20.701
20.701 20.701 20.701 20.701
20.703 20.823 20.934

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF TEXAS AT ARLINGTON
MISSOURI UNIVERSITY OF SCIENCE AND TECHNOLOGY
MISSOURI UNIVERSITY OF SCIENCE AND TECHNOLOGY
MISSOURI UNIVERSITY OF SCIENCE AND TECHNOLOGY PURDUE UNIVERSITY
TEXAS A&M UNIVERSITY

DEPARTMENT OF TREASURY
VOLUNTEER INCOME TAX ASSISTANCE (VITA) MATCHING GRANT PROGRAM EQUITABLE SHARING
COVID - 19 - CORONAVIRUS RELIEF FUND COVID - 19 - CORONAVIRUS RELIEF FUND COVID - 19 - EMERGENCY RENTAL ASSISTANCE PROGRAM COVID - 19 - HOMEOWNER ASSISTANCE FUND COVID - 19 - CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS TOTAL DEPARTMENT OF TREASURY

21.009 21.016 21.019 21.019 21.023 21.026 21.027

COVID - 19 COVID - 19 COVID - 19 COVID - 19 COVID - 19

CITY OF ATLANTA

APPALACHIAN REGIONAL COMMISSION
APPALACHIAN AREA DEVELOPMENT APPALACHIAN RESEARCH, TECHNICAL ASSISTANCE, AND DEMONSTRATION PROJECTS
APPALACHIAN RESEARCH, TECHNICAL ASSISTANCE, AND DEMONSTRATION PROJECTS TOTAL APPALACHIAN REGIONAL COMMISSION

23.002 23.011 23.011

EAST TENNESSEE STATE UNIVERSITY

EQUAL EMPLOYMENT OPPORTUNITY COMMISSION EMPLOYMENT DISCRIMINATION TITLE VII OF THE CIVIL RIGHTS ACT OF 1964

30.001

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-54

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$75,180 $1,280,438

$6,661,061

$6,813,701

$4,855,878

$1,048,764 $61,207
$9,354,462

$121,911 $426,283

Federal Program
Total $75,180
$1,280,438
$6,813,701
$1,048,764 $61,207
$9,354,462
$121,911 $426,283

Cluster Name
N/A FEDERAL TRANSIT CLUSTER
FEDERAL TRANSIT CLUSTER
N/A N/A HIGHWAY SAFETY CLUSTER
N/A N/A

"63828383-15"

$3,564

$6,539,347

HIGHWAY SAFETY CLUSTER

"YA-2018402TSP-010"
"C-TEDD 2020 - RE:2016 MOU"
"#0055082-02D" "00055082-02B" "00055082-02C" "16100096-024"
"12-S171237"

$1,083,768 $30,558
$205,022,745

$3,615 $6,532,168 $1,029,654
$4,200
$13,749
$32,238
$61,872 $139,289 $212,089 $268,967
$316,846 $2,446,406 $4,005,849
$1,666,012,888

$6,539,347 $6,539,347 $1,029,654

HIGHWAY SAFETY CLUSTER HIGHWAY SAFETY CLUSTER
N/A

$732,404

N/A

$732,404 RESEARCH AND DEVELOPMENT

$732,404 RESEARCH AND DEVELOPMENT

$732,404 $732,404 $732,404 $732,404

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$316,846

N/A

$2,446,406

N/A

$4,005,849

N/A

Cluster Total
$0 $57,101,223
$57,101,223
$0 $0 $15,893,809
$0 $0
$15,893,809
$15,893,809 $15,893,809
$0
$0
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $0 $0

"CON013903"

$409,182,327 $409,182,327

$37,045 $731,595 $130,413 $2,281,356,526 $14,430,494
$44,527 $715
$2,296,731,315

$37,045 $731,595 $2,281,486,939 $2,281,486,939 $14,430,494
$44,527 $715

RESEARCH AND DEVELOPMENT N/A N/A N/A N/A N/A N/A

$1,233,831,971 $0 $0 $0 $0 $0 $0

$2,191,068

$2,232,366

$2,232,366

N/A

$0

"19-297-1-S2.1"

$545

$1,038,784

N/A

$0

$732,733

$1,038,239

$1,038,784

N/A

$0

$2,923,801

$3,271,150

$58,793

$58,793

N/A

$0

C-55

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title TOTAL EQUAL EMPLOYMENT OPPORTUNITY COMMISSION
GENERAL SERVICES ADMINISTRATION
DONATION OF FEDERAL SURPLUS PERSONAL PROPERTY TOTAL GENERAL SERVICES ADMINISTRATION
LIBRARY OF CONGRESS
TEACHING WITH PRIMARY SOURCES TOTAL LIBRARY OF CONGRESS
NATIONAL AERONAUTICS & SPACE ADMINISTRATION
SCIENCE SCIENCE SCIENCE SCIENCE
SCIENCE
SCIENCE SCIENCE
SCIENCE SCIENCE
SCIENCE
SCIENCE SCIENCE
SCIENCE SCIENCE SCIENCE SCIENCE SCIENCE
SCIENCE SCIENCE SCIENCE SCIENCE SCIENCE SCIENCE SCIENCE SCIENCE
COVID - 19 - SCIENCE
SCIENCE SCIENCE
SCIENCE SCIENCE SCIENCE
SCIENCE SCIENCE SCIENCE

Federal CFDA Number

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

39.003

42.010

WAYNESBURG UNIVERSITY

43.001 43.001 43.001 43.001
43.001
43.001 43.001
43.001 43.001
43.001
43.001 43.001
43.001 43.001 43.001 43.001 43.001
43.001 43.001 43.001 43.001 43.001 43.001 43.001 43.001
43.001
43.001 43.001
43.001 43.001 43.001
43.001 43.001 43.001

COVID - 19

JET PROPULSION LABORATORY JET PROPULSION LABORATORY JET PROPULSION LABORATORY JET PROPULSION LABORATORY UNIVERSITY OF CALIFORNIA,
RIVERSIDE THE NATIONAL INSTITUTE OF
AEROSPACE JET PROPULSION LABORATORY
SOUTHWEST RESEARCH INSTITUTE CONTINUUM DYNAMICS, INC. CALIFORNIA INSTITUTE OF TECHNOLOGY GLOBAL TECHNOLOGY CONNECTION, INC. JET PROPULSION LABORATORY NORTH CAROLINA STATE UNIVERSITY JET PROPULSION LABORATORY JET PROPULSION LABORATORY JACOBS TECHNOLOGY, INC. JET PROPULSION LABORATORY
NORTHERN ARIZONA UNIVERSITY JET PROPULSION LABORATORY JET PROPULSION LABORATORY JET PROPULSION LABORATORY JET PROPULSION LABORATORY CLEMSON UNIVERSITY CFD RESEARCH CORPORATION DARTMOUTH COLLEGE THE UNIVERSITY OF ALABAMA IN HUNTSVILLE
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
CFD RESEARCH CORPORATION THE UNIVERSITY OF ALABAMA IN
HUNTSVILLE JET PROPULSION LABORATORY JET PROPULSION LABORATORY MASSACHUSETTS INSTITUTE OF
TECHNOLOGY JET PROPULSION LABORATORY
UNIVERSITY OF IDAHO

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-56

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$58,793

Federal Program
Total

State of Georgiaaa

Cluster Name

Cluster Total

$35,313,366

$35,313,366

N/A

$0

$35,313,366

"GRANT 1194_54"

$5,415

$5,415

N/A

$0

$5,415

"1631930" "1570950" "1616612" "1614730"
"S-001436"
"000030161" "1641334"
"CON012814" "146215"
"36694"
"147285" "1619992"
"2020-0613-01" "1639653" "1641536" "21N0146" "1662067"
"1003545" "1656498" "1642652" "1640630" "1660879" "21262000000000" "80ARC021F0055" "R1017"
"2020-1287"
"63828383-16" "9373"
"2019-043" "1639444" "1639764"
"MIT-GT-S5255" "1650969"
"SP3303-SB-223473"

-$6,917 -$644 -$577 $2
$1,860
$1,895 $2,710
$2,949 $3,488
$4,000
$5,194 $6,084
$7,674 $8,518 $9,627 $9,790 $10,464
$10,558 $10,807 $10,947 $15,136 $18,021 $18,161 $19,494 $20,300
$21,188
$23,721 $27,032
$27,293 $28,125 $29,895
$32,300 $33,004 $37,154

$11,552,143 $11,552,143 $11,552,143 $11,552,143

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$11,552,143 RESEARCH AND DEVELOPMENT

$11,552,143 $11,552,143

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$11,552,143 $11,552,143

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$11,552,143

N/A

$11,552,143 $11,552,143

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$11,552,143 $11,552,143 $11,552,143 $11,552,143 $11,552,143

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$11,552,143 $11,552,143 $11,552,143 $11,552,143 $11,552,143 $11,552,143 $11,552,143 $11,552,143

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$11,552,143 RESEARCH AND DEVELOPMENT

$11,552,143 $11,552,143

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$11,552,143 $11,552,143 $11,552,143

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$11,552,143 $11,552,143 $11,552,143

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971

C-57

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title
SCIENCE SCIENCE SCIENCE
SCIENCE SCIENCE
SCIENCE
SCIENCE
SCIENCE
SCIENCE
SCIENCE
SCIENCE
SCIENCE SCIENCE
SCIENCE
SCIENCE
SCIENCE SCIENCE
AERONAUTICS AERONAUTICS
AERONAUTICS AERONAUTICS AERONAUTICS AERONAUTICS
AERONAUTICS AERONAUTICS
AERONAUTICS
AERONAUTICS
AERONAUTICS AERONAUTICS AERONAUTICS AERONAUTICS AERONAUTICS AERONAUTICS
AERONAUTICS AERONAUTICS AERONAUTICS
AERONAUTICS
AERONAUTICS AERONAUTICS
AERONAUTICS

Federal CFDA Number
43.001 43.001 43.001
43.001 43.001
43.001
43.001
43.001
43.001
43.001
43.001
43.001 43.001
43.001
43.001
43.001 43.001
43.002 43.002
43.002 43.002 43.002 43.002
43.002 43.002
43.002
43.002
43.002 43.002 43.002 43.002 43.002 43.002
43.002 43.002 43.002
43.002
43.002 43.002
43.002

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY
JET PROPULSION LABORATORY JET PROPULSION LABORATORY THE NATIONAL INSTITUTE OF
AEROSPACE
FLORIDA INTERNATIONAL UNIVERSITY
THE NATIONAL INSTITUTE OF AEROSPACE
THE NATIONAL INSTITUTE OF AEROSPACE
THE NATIONAL INSTITUTE OF AEROSPACE
UNIVERSITY OF CALIFORNIA, SANTA BARBARA
MASSACHUSETTS INSTITUTE OF TECHNOLOGY
THE NATIONAL INSTITUTE OF AEROSPACE
JET PROPULSION LABORATORY
SOUTHWEST RESEARCH INSTITUTE UNIVERSITY OF CALIFORNIA, RIVERSIDE THE NATIONAL INSTITUTE OF AEROSPACE
MAGNOLIA OPTICAL TECHNOLOGIES, INC.
TRACLABS, INC.
DNC PARKS & RESORTS AT KSC, INC. PHYSICAL SCIENCES, INC.
JACOBS TECHNOLOGY, INC. UNIVERSITY OF MINNESOTA
ANALYTICAL SERVICES & MATERIALS, INC.
SPACE DYNAMICS LABORATORY
NATIONAL AEROSPACE SOLUTIONS
XAVIER UNIVERSITY OF LOUISIANA NAVMAR APPLIED SCIENCES CORPORATION UNIVERSITY OF VIRGINIA HS ADVANCED CONCEPTS JACOBS TECHNOLOGY, INC. SETI INSTITUTE
JET PROPULSION LABORATORY GLOBAL TECHNOLOGY CONNECTION, INC. TDA RESEARCH, INC.
JACOBS TECHNOLOGY, INC. THE NATIONAL INSTITUTE OF
AEROSPACE
PHYSICAL SCIENCES, INC. STANFORD UNIVERSITY THE NATIONAL INSTITUTE OF
AEROSPACE

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-58

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients

Federal Expenditures

Federal Program
Total

Cluster Name

"426689-19105" "1651655" "1649511"
"602007"
"800007887-01UG"
"F20-808408-GTRC"
"302001-GTRC"
"T13-6500-GT"
"KK1832"
"5710004050"
"601063" "1651241"
"699054X/15.12029"
"S-000728"
"601065"
"NASAAPD02" "AGT DTD AUG 25, 2017"
"TO 1 DTD 11/18/16" "10-02490-1943" "80MSFC18C0011" "H006201401"
"BAART2019-001" "CP0055174"
"408427"
"OSP-15-216811-02A"
"WM007916" "GD10052 152367" "HSAC-001-CON-ASDL"
"19N0544" "SC3131" "1639638"
"80NSSC20C0481" "GA.4101.030.GTRC.20.01"
"20N0451"
"202026-GTRC" "PO: 6006-033-JK-
12189REV1" "62485886-176172"
"202011-GTRC"

$1,937,321

$48,909 $51,873 $54,478
$57,873 $71,872
$77,774
$79,997
$100,041
$102,198
$111,498
$139,635
$162,330 $164,032
$183,652
$419,493
$779,456 $8,497,779
-$7,495 -$523
-$426 -$86
$1 $6
$58 $95
$102
$715
$788 $7,147 $8,462 $8,648 $9,596 $14,142
$25,000 $25,028 $25,299
$33,009
$33,560 $38,698
$42,025

$11,552,143 $11,552,143 $11,552,143

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$11,552,143 RESEARCH AND DEVELOPMENT

$11,552,143

N/A

$11,552,143 RESEARCH AND DEVELOPMENT

$11,552,143 RESEARCH AND DEVELOPMENT

$11,552,143 RESEARCH AND DEVELOPMENT

$11,552,143 RESEARCH AND DEVELOPMENT

$11,552,143 RESEARCH AND DEVELOPMENT

$11,552,143 RESEARCH AND DEVELOPMENT

$11,552,143 $11,552,143

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$11,552,143 RESEARCH AND DEVELOPMENT

$11,552,143 RESEARCH AND DEVELOPMENT

$11,552,143 RESEARCH AND DEVELOPMENT $11,552,143 RESEARCH AND DEVELOPMENT

$5,669,609 $5,669,609

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$5,669,609 $5,669,609 $5,669,609 $5,669,609

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$5,669,609 $5,669,609

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$5,669,609 RESEARCH AND DEVELOPMENT

$5,669,609 RESEARCH AND DEVELOPMENT

$5,669,609 $5,669,609 $5,669,609 $5,669,609 $5,669,609 $5,669,609

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$5,669,609 $5,669,609 $5,669,609

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$5,669,609 RESEARCH AND DEVELOPMENT

$5,669,609 $5,669,609

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$5,669,609 RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $0
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971

C-59

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title AERONAUTICS
AERONAUTICS AERONAUTICS
AERONAUTICS AERONAUTICS AERONAUTICS AERONAUTICS
AERONAUTICS
AERONAUTICS
AERONAUTICS AERONAUTICS
AERONAUTICS
AERONAUTICS AERONAUTICS AERONAUTICS AERONAUTICS
AERONAUTICS
AERONAUTICS
AERONAUTICS AERONAUTICS
AERONAUTICS AERONAUTICS
AERONAUTICS AERONAUTICS EXPLORATION
OFFICE OF STEM ENGAGEMENT (OSTEM) OFFICE OF STEM ENGAGEMENT (OSTEM)
OFFICE OF STEM ENGAGEMENT (OSTEM)
OFFICE OF STEM ENGAGEMENT (OSTEM)
OFFICE OF STEM ENGAGEMENT (OSTEM)
OFFICE OF STEM ENGAGEMENT (OSTEM)
OFFICE OF STEM ENGAGEMENT (OSTEM)
OFFICE OF STEM ENGAGEMENT (OSTEM)
OFFICE OF STEM ENGAGEMENT (OSTEM) OFFICE OF STEM ENGAGEMENT (OSTEM) OFFICE OF STEM ENGAGEMENT (OSTEM) SAFETY, SECURITY AND MISSION SERVICES
SPACE TECHNOLOGY SPACE TECHNOLOGY SPACE TECHNOLOGY

Federal CFDA Number 43.002 43.002 43.002
43.002 43.002 43.002 43.002
43.002
43.002
43.002 43.002
43.002
43.002 43.002 43.002 43.002
43.002
43.002
43.002 43.002
43.002 43.002
43.002 43.002 43.003
43.008 43.008
43.008
43.008
43.008
43.008
43.008
43.008
43.008 43.008 43.008 43.009
43.012 43.012 43.012

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
SOAR TECHNOLOGY, INC. BOOZ ALLEN HAMILTON, INC.
UNIVERSITY OF TEXAS AT AUSTIN JET PROPULSION LABORATORY
JACOBS TECHNOLOGY, INC. JACOBS TECHNOLOGY, INC.
VETH RESEARCH ASSOCIATES, LLC THE NATIONAL INSTITUTE OF AEROSPACE THE NATIONAL INSTITUTE OF AEROSPACE JACOBS TECHNOLOGY, INC.
LMI SYSTEMS, INC. THE NATIONAL INSTITUTE OF
AEROSPACE OHIO STATE UNIVERSITY SPACE DYNAMICS LABORATORY JET PROPULSION LABORATORY
OEWAVES, INC.
NORTH CAROLINA AGRICULTURAL AND TECHNICAL STATE UNIVERSITY
THE NATIONAL INSTITUTE OF AEROSPACE
CROWN CONSULTING, INC.
BOOZ ALLEN HAMILTON, INC. BOOZ ALLEN HAMILTON, INC. MILLENNIUM ENGINEERING AND
INTEGRATION COMPANY

DNC PARKS & RESORTS AT KSC, INC. PRAIRIE VIEW A&M UNIVERSITY
XAVIER UNIVERSITY OF LOUISIANA GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.
THE NATIONAL INSTITUTE OF AEROSPACE
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
THE NATIONAL INSTITUTE OF AEROSPACE
THE NATIONAL INSTITUTE OF AEROSPACE
THE NATIONAL INSTITUTE OF AEROSPACE

MICHIGAN TECHNOLOGICAL UNIVERSITY
UNIVERSITY OF CALIFORNIA

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-60

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"SC-20-027" "FA8075-14-D-0002"
"#133480" "1659103" "PO # 20N0379" "19N0850"
"GT-141453 DTD 05182020"
"601036"
"201201-GTRC" "20N0565"
"PO20-00435/TO01/TO033"
"601052" "60061601" "CP0065524" "1648767" "AGMT. 142585 DATED 04-
07-2020"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$43,000 $44,606 $45,550
$46,986 $52,153 $57,897 $69,248
$74,070
$78,657
$91,292 $96,900
$100,574
$104,381 $119,275 $123,461 $133,954
$159,893

Federal Program
Total $5,669,609 $5,669,609 $5,669,609

Cluster Name
N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$5,669,609 $5,669,609 $5,669,609 $5,669,609

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$5,669,609 RESEARCH AND DEVELOPMENT

$5,669,609 RESEARCH AND DEVELOPMENT

$5,669,609 $5,669,609

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$5,669,609 RESEARCH AND DEVELOPMENT

$5,669,609 $5,669,609 $5,669,609 $5,669,609

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$5,669,609 RESEARCH AND DEVELOPMENT

"220072A"
"602003" "NNH17CC02Z" "AWARD_CONTRACT_LINE-3-
20750" "S900016BAH"
"2019-0123"
"30495" "M2000595/S200508"
"ORSP-21-216812-01A"

$557,212 $169,556

$177,947
$178,209 $201,874
$434,199 $492,608
$511,303 $1,967,723
$349,951
-$250 $7,900
$9,339

$5,669,609 RESEARCH AND DEVELOPMENT

$5,669,609 $5,669,609

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$5,669,609 $5,669,609

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$5,669,609 $5,669,609
$349,951

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,035,524 $1,035,524

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,035,524 RESEARCH AND DEVELOPMENT

"63828383-17" "201093-GTRC"

$9,895 $10,585

$1,035,524

N/A

$1,035,524 RESEARCH AND DEVELOPMENT

"NNX15AP85H" "601067-GT"
"201078-GTRC" "301001-GTRC"
"1607060Z4" "A19-2477-S002"

$107,306

$15,081
$66,660
$83,479
$106,404 $117,581 $608,850
$82,263
$117,284 $128,435 $218,470

$1,035,524

N/A

$1,035,524 RESEARCH AND DEVELOPMENT

$1,035,524 RESEARCH AND DEVELOPMENT

$1,035,524 $1,035,524 $1,035,524
$82,263

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$2,092,211 $2,092,211 $2,092,211

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

Cluster Total
$0 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$0
$1,233,831,971
$0
$1,233,831,971
$1,233,831,971
$1,233,831,971 $0
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0

C-61

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title SPACE TECHNOLOGY SPACE TECHNOLOGY THE MISSING LINK IN MASSIVE BINARY STAR EVOLUTION
APERIODIC LATTICE DESIGN TOTAL NATIONAL AERONAUTICS & SPACE ADMINISTRATION

Federal CFDA Number
43.012 43.012
43.RD
43.RD

Additional Award
Identification (Optional)
SP00014000
80NSSC20C0021

Name of Funder Pass-Through
Entity
UNIVERSITY OF CALIFORNIA, DAVIS
SPACE TELESCOPE SCIENCE INSTITUTE
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION

INSTITUTE OF MUSEUM AND LIBRARY SERVICES OR NATIONAL ENDOWMENT FOR THE ARTS OR NATIONAL ENDOWMENT FOR THE HUMANITIES

PROMOTION OF THE ARTS GRANTS TO ORGANIZATIONS AND INDIVIDUALS PROMOTION OF THE ARTS GRANTS TO ORGANIZATIONS AND INDIVIDUALS COVID - 19 - PROMOTION OF THE ARTS PARTNERSHIP AGREEMENTS

45.024 45.024 45.025

PROMOTION OF THE HUMANITIES FEDERAL/STATE PARTNERSHIP COVID - 19 - PROMOTION OF THE HUMANITIES FEDERAL/STATE PARTNERSHIP COVID - 19 - PROMOTION OF THE HUMANITIES FEDERAL/STATE PARTNERSHIP PROMOTION OF THE HUMANITIES CHALLENGE GRANTS PROMOTION OF THE HUMANITIES CHALLENGE GRANTS
PROMOTION OF THE HUMANITIES DIVISION OF PRESERVATION AND ACCESS PROMOTION OF THE HUMANITIES FELLOWSHIPS AND STIPENDS PROMOTION OF THE HUMANITIES RESEARCH PROMOTION OF THE HUMANITIES TEACHING AND LEARNING RESOURCES AND CURRICULUM DEVELOPMENT

45.129
45.129
45.129 45.130 45.130
45.149 45.160 45.161
45.162

PROMOTION OF THE HUMANITIES OFFICE OF DIGITAL HUMANITIES PROMOTION OF THE HUMANITIES OFFICE OF DIGITAL HUMANITIES PROMOTION OF THE HUMANITIES OFFICE OF DIGITAL HUMANITIES MUSEUMS FOR AMERICA GRANTS TO STATES
NATIONAL LEADERSHIP GRANTS LAURA BUSH 21ST CENTURY LIBRARIAN PROGRAM
TOTAL INSTITUTE OF MUSEUM AND LIBRARY SERVICES OR NATIONAL ENDOWMENT FOR THE ARTS OR NATIONAL ENDOWMENT FOR THE HUMANITIES

45.169 45.169 45.169 45.301 45.310
45.312 45.313

NATIONAL SCIENCE FOUNDATION
ENGINEERING
ENGINEERING ENGINEERING

47.041
47.041 47.041

ENGINEERING ENGINEERING
ENGINEERING
COVID - 19 - ENGINEERING

47.041 47.041
47.041
47.041

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-62

COVID - 19
COVID - 19 COVID - 19

ARTS MIDWEST
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
GEORGIA HUMANITIES COUNCIL GEORGIA HUMANITIES COUNCIL

SOUTH CAROLINA DEPARTMENT OF NATURAL RESOURCES
ATLANTA-FULTON COUNTY ZOO, INC.

COVID - 19

HARVARD UNIVERSITY
UNIVERSITY OF TEXAS AT AUSTIN BOSTON COLLEGE
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF CALIFORNIA
UNIVERSITY OF MASSACHUSETTS RENSSELAER POLYTECHNIC INSTITUTE

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"80NSSC19K1052"
"CON011669"
"80NSSC20C0021"

Total Amount Provided to
Sub-Recipients
$23,097

Federal Expenditures
$339,108 $1,288,914
$21,530

Federal Program
Total

Cluster Name

$2,092,211 RESEARCH AND DEVELOPMENT $2,092,211 RESEARCH AND DEVELOPMENT

$56,871 RESEARCH AND DEVELOPMENT

$2,794,492

$35,341 $20,838,572

$56,871 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971

"26699"
"SO-263604-19" "RGEHC0001210401"
"SO-263604-19"
"SCNDR FY2021040"
"GREATAPE"
"124050-5104116" "UTA15-001072"
"CON010790" "SUB00001797" "CON012695" "S5800041772B5GT" "CON013861"

$16,795 $1,253,326
$2,705 $1,195 $9,356 $40,618 $1,323,995

$10,980 $56,945 $1,253,326
$4,810
$5,000
$29,688 $1,313 $2,706
$134,422 $78,131 $25,354
$330
$1,625 $38,308 $91,853 -$269,704 $4,765,421
$18,915 $68,791

$67,925 $67,925 $1,253,326

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

$39,498

N/A

$39,498 RESEARCH AND DEVELOPMENT

$39,498 $4,019 $4,019

N/A N/A RESEARCH AND DEVELOPMENT

$134,422 $78,131 $25,354

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

$330

N/A

$131,786 $131,786 $131,786 -$269,704 $4,765,421

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT N/A N/A

$18,915 RESEARCH AND DEVELOPMENT

$68,791

N/A

$1,233,831,971 $1,233,831,971
$0
$0
$1,233,831,971
$0 $0 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0
$0
$1,233,831,971 $0
$1,233,831,971 $0 $0
$1,233,831,971 $0

$6,318,214

-$63,689 -$8,089 $2,041
$6,648 $6,713 $9,594 $10,651

$28,531,698 RESEARCH AND DEVELOPMENT

$28,531,698 $28,531,698

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$28,531,698 $28,531,698

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$28,531,698 RESEARCH AND DEVELOPMENT

$28,531,698 RESEARCH AND DEVELOPMENT

$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-63

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING
ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING ENGINEERING COVID - 19 - ENGINEERING
ENGINEERING ENGINEERING ENGINEERING ENGINEERING
MATHEMATICAL AND PHYSICAL SCIENCES
MATHEMATICAL AND PHYSICAL SCIENCES MATHEMATICAL AND PHYSICAL SCIENCES

Federal CFDA Number 47.041 47.041
47.041
47.041
47.041
47.041 47.041
47.041 47.041 47.041 47.041 47.041
47.041
47.041
47.041
47.041 47.041 47.041
47.041
47.041
47.041
47.041
47.041 47.041 47.041 47.041
47.041
47.041 47.041 47.041 47.041
47.041
47.041 47.041 47.041
47.049
47.049
47.049

Additional Award
Identification (Optional)
COVID - 19

Name of Funder Pass-Through
Entity UNIVERSITY OF CALIFORNIA UNIVERSITY OF DELAWARE
UNIVERSITY OF MASSACHUSETTS UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN
UNIVERSITY OF MASSACHUSETTS UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN VERUS RESEARCH
UNIVERSITY OF MASSACHUSETTS UNIVERSITY OF CALIFORNIA UNIVERSITY OF UTAH NEW YORK UNIVERSITY
COLORADO STATE UNIVERSITY
SILPARA TECHNOLOGIES, LLC KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF WASHINGTON UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN ARIZONA STATE UNIVERSITY INTELLIGENT DOTS, LLC
UNIVERSITY OF MASSACHUSETTS TEACHERS COLLEGE, COLUMBIA
UNIVERSITY
UNIVERSITY OF CENTRAL FLORIDA
GEORGE WASHINGTON UNIVERSITY
UNIVERSITY OF NEBRASKA-LINCOLN
SEARCH TECHNOLOGIES BSCS SCIENCE LEARNING NORTH CAROLINA STATE
UNIVERSITY MASSACHUSETTS INSTITUTE OF
TECHNOLOGY PRINCETON UNIVERSITY COLUMBIA UNIVERSITY
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
MASSACHUSETTS INSTITUTE OF TECHNOLOGY
ARIZONA STATE UNIVERSITY
NATIONAL COMMISSION ON TEACHING & AMERICAS FUTURE
(NCTAF) KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF WISCONSIN MADISON

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-64

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"CON014570" "57824"
"S58000041772GT4"
"092559-17315"
"S5800041772C3GT"
"083276-18339 (AC291)" "145275"
"S58000041772GT5" "9367" "145393"
"CON012691" "G0097314" "GTRC RA 141789 DTD 05-28-
2020"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$11,306 $12,077
$13,667
$16,517
$16,582
$18,780 $21,839
$22,623 $25,780 $30,000 $30,966 $36,447
$38,000

Federal Program
Total $28,531,698 $28,531,698

Cluster Name RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$28,531,698 RESEARCH AND DEVELOPMENT

$28,531,698 RESEARCH AND DEVELOPMENT

$28,531,698 RESEARCH AND DEVELOPMENT

$28,531,698 $28,531,698

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$28,531,698 $28,531,698 $28,531,698 $28,531,698 $28,531,698

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$28,531,698 RESEARCH AND DEVELOPMENT

"1705924" "UWSC10741 BPO NO.
34658"
"101397-18222" "17-098"
"AWD00011261"
"S58000041772GT6"
"513147"
"16406249-02"
"18-S10"
"25-0521-0210-003"
"STI-GTRC-20-1" "2020-20"
"2017-2662-01"
"5710003973" "SUB0000385" "1(GG13910)"

$37,916

$38,744
$39,374
$39,564 $45,820 $59,117
$61,988
$64,114
$64,426
$72,190
$73,604 $73,862 $75,913 $87,127
$122,397
$124,326 $145,428 $146,101 $165,510

$28,531,698 RESEARCH AND DEVELOPMENT

$28,531,698 RESEARCH AND DEVELOPMENT

$28,531,698 $28,531,698 $28,531,698

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$28,531,698 RESEARCH AND DEVELOPMENT

$28,531,698 RESEARCH AND DEVELOPMENT

$28,531,698 RESEARCH AND DEVELOPMENT

$28,531,698 RESEARCH AND DEVELOPMENT

$28,531,698 $28,531,698 $28,531,698 $28,531,698

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$28,531,698 RESEARCH AND DEVELOPMENT

$28,531,698 $28,531,698 $28,531,698 $28,531,698

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"63828383-19"
"5710003968" "15-741"

$4,126,852

$173,867
$325,377 $579,690 $25,694,706

$28,531,698 RESEARCH AND DEVELOPMENT

$28,531,698 $28,531,698 $28,531,698

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"CON012161"

-$26,594

$20,725,432 RESEARCH AND DEVELOPMENT

"1709263" "632K273"

-$16 $739

$20,725,432 RESEARCH AND DEVELOPMENT $20,725,432 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $0
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971

C-65

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title MATHEMATICAL AND PHYSICAL SCIENCES
MATHEMATICAL AND PHYSICAL SCIENCES MATHEMATICAL AND PHYSICAL SCIENCES
MATHEMATICAL AND PHYSICAL SCIENCES MATHEMATICAL AND PHYSICAL SCIENCES
MATHEMATICAL AND PHYSICAL SCIENCES MATHEMATICAL AND PHYSICAL SCIENCES
MATHEMATICAL AND PHYSICAL SCIENCES
MATHEMATICAL AND PHYSICAL SCIENCES
MATHEMATICAL AND PHYSICAL SCIENCES
MATHEMATICAL AND PHYSICAL SCIENCES MATHEMATICAL AND PHYSICAL SCIENCES
MATHEMATICAL AND PHYSICAL SCIENCES
MATHEMATICAL AND PHYSICAL SCIENCES
MATHEMATICAL AND PHYSICAL SCIENCES MATHEMATICAL AND PHYSICAL SCIENCES
MATHEMATICAL AND PHYSICAL SCIENCES MATHEMATICAL AND PHYSICAL SCIENCES MATHEMATICAL AND PHYSICAL SCIENCES
MATHEMATICAL AND PHYSICAL SCIENCES
MATHEMATICAL AND PHYSICAL SCIENCES MATHEMATICAL AND PHYSICAL SCIENCES
GEOSCIENCES GEOSCIENCES GEOSCIENCES GEOSCIENCES COVID - 19 - GEOSCIENCES GEOSCIENCES

Federal CFDA Number 47.049
47.049 47.049
47.049 47.049
47.049 47.049
47.049
47.049
47.049
47.049 47.049
47.049
47.049
47.049 47.049
47.049 47.049 47.049
47.049
47.049 47.049 47.050 47.050 47.050 47.050 47.050 47.050

Additional Award
Identification (Optional)
COVID - 19

Name of Funder Pass-Through
Entity AMERICAN PHYSICAL SOCIETY KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
ASSOCIATION OF UNIVERSITY CENTERS ON DISABILITIES
VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY
MATHEMATICAL ASSOCIATION OF AMERICA
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
WORCESTER POLYTECHNIC INSTITUTE
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION CORNELL UNIVERSITY
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF WISCONSIN MADISON
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF WISCONSIN MADISON
EMORY UNIVERSITY GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.
VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY
FLORIDA STATE UNIVERSITY
UNIVERSITY OF CENTRAL FLORIDA COLUMBIA UNIVERSITY NEW YORK UNIVERSITY
UNIVERSITY OF WISCONSIN MADISON
UNIVERSITY OF NEW HAMPSHIRE

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-66

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"PT-004-2020"
"1560329" "CON011895"
"480438-19105" "897"
"1830489" "10825-GR"
"2012078"
"1820818"
"1903462"
"1806519" "75548-20733"
"RG173-G3"
"1820795"
"CHE-1855583" "0000000841"
"1800332" "0000000293"
"A373696"
"63828383-20"
"48050419105" "R02162"
"CON007253" "101BGG00939304"
"F0691-01" "847"
"#14-059"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$2,818

Federal Program
Total $20,725,432

Cluster Name N/A

$7,729 $7,899

$20,725,432

N/A

$20,725,432 RESEARCH AND DEVELOPMENT

$9,391 $13,255

$20,725,432 RESEARCH AND DEVELOPMENT $20,725,432 RESEARCH AND DEVELOPMENT

$16,121 $16,775

$20,725,432 RESEARCH AND DEVELOPMENT $20,725,432 RESEARCH AND DEVELOPMENT

$18,939

$20,725,432 RESEARCH AND DEVELOPMENT

$23,063

$20,725,432

N/A

$26,666

$20,725,432 RESEARCH AND DEVELOPMENT

$30,593 $32,145

$20,725,432 $20,725,432

N/A RESEARCH AND DEVELOPMENT

$34,856

$20,725,432 RESEARCH AND DEVELOPMENT

$48,039

$20,725,432

N/A

$51,260 $61,318

$20,725,432 RESEARCH AND DEVELOPMENT $20,725,432 RESEARCH AND DEVELOPMENT

$94,922
$128,451 $389,272

$20,725,432

N/A

$20,725,432 $20,725,432

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$519,656

$20,725,432 RESEARCH AND DEVELOPMENT

$1,323,243

$1,350,401 $17,867,734
-$17,915
$533 $1,579 $2,947
$8,552
$13,456

$20,725,432 $20,725,432 $8,597,710

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,597,710 $8,597,710 $8,597,710

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,597,710 RESEARCH AND DEVELOPMENT

$8,597,710 RESEARCH AND DEVELOPMENT

Cluster Total
$0
$0 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$0
$1,233,831,971
$0 $1,233,831,971
$1,233,831,971
$0
$1,233,831,971 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-67

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title GEOSCIENCES GEOSCIENCES GEOSCIENCES COVID - 19 - GEOSCIENCES GEOSCIENCES GEOSCIENCES GEOSCIENCES GEOSCIENCES
GEOSCIENCES GEOSCIENCES
COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING
COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING
COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COVID - 19 - COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING
COMPUTER AND INFORMATION SCIENCE AND ENGINEERING
COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING

Federal CFDA Number
47.050
47.050
47.050 47.050 47.050 47.050
47.050
47.050
47.050 47.050
47.070
47.070 47.070
47.070 47.070
47.070
47.070 47.070 47.070
47.070 47.070
47.070 47.070 47.070
47.070 47.070
47.070 47.070 47.070
47.070
47.070
47.070
47.070
47.070
47.070 47.070

Additional Award
Identification (Optional)
COVID - 19

Name of Funder Pass-Through
Entity
UNIVERSITY OF NEW HAMPSHIRE BIGELOW LABORATORY FOR OCEAN
SCIENCES UNIVERSITY OF CALIFORNIA, SAN
DIEGO
DUKE UNIVERSITY DUKE UNIVERSITY UNIVERSITY OF NORTH CAROLINA
WILMINGTON UNIVERSITY OF WISCONSIN -
MADISON GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.

COVID - 19

UNIVERSITY OF NORTH CAROLINA ATMOSPHERIC TECHNOLOGY SERVICES COMPANY THE CONCORD CONSORTIUM UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN UNIVERSITY OF NOTRE DAME
UNIVERSITY OF CALIFORNIA, DAVIS REGENTS OF THE UNIVERSITY OF
CALIFORNIA CORNELL UNIVERSITY UNIVERSITY OF ALABAMA KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE
FOUNDATION UNIVERSITY OF WASHINGTON MASSACHUSETTS INSTITUTE OF
TECHNOLOGY UNIVERSITY OF TENNESSEE UNIVERSITY OF CALIFORNIA KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF PENNSYLVANIA ROANE STATE COMMUNITY COLLEGE
UNIVERSITY OF ARIZONA FLORIDA INTERNATIONAL
UNIVERSITY UNIVERSITY OF WISCONSIN-
MILWAUKEE KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY
UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN
OHIO STATE UNIVERSITY EMORY UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-68

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"14062"
"BLOS 19-004"
"83829300"
"#14-NSF-1074" "14NSF1076"
"5779101806"
"0000000186"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

$27,423

$35,415

$1,283

$55,901 $59,079 $75,108 $90,139

$91,721

$97,929

Federal Program
Total

Cluster Name

$8,597,710 RESEARCH AND DEVELOPMENT

$8,597,710 RESEARCH AND DEVELOPMENT

$8,597,710 $8,597,710 $8,597,710 $8,597,710

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,597,710 RESEARCH AND DEVELOPMENT

$8,597,710 RESEARCH AND DEVELOPMENT

"63828383-21"
"5115818"
"238-01" "318.19.01"
"#083276-17228" "202917GT"
"A18-0727-S001"
"KK1715" "72954-10595" "A19-0027-S001"

$272,472

$111,987 $7,943,856
-$13,588
-$6,451 -$125
$279 $505
$1,237
$2,244 $4,162 $11,485

$8,597,710 RESEARCH AND DEVELOPMENT $8,597,710 RESEARCH AND DEVELOPMENT

$18,021,317 RESEARCH AND DEVELOPMENT

$18,021,317 $18,021,317

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$18,021,317 $18,021,317

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$18,021,317 RESEARCH AND DEVELOPMENT

$18,021,317 $18,021,317 $18,021,317

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"2100483" "UWSC9939"
"CCF-1231216" "A19-0308-S001"
"00010542"

$13,058 $13,345
$17,344 $19,666 $20,000

$18,021,317 $18,021,317

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$18,021,317 $18,021,317 $18,021,317

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"IIS-1850438" "CON007710"
"143837" "3034120" "800004907-02UG/000015" "183405342/144AAC6327"

$20,399 $22,038
$22,295 $25,316 $29,857
$31,604
$35,086

$18,021,317 $18,021,317

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$18,021,317 $18,021,317 $18,021,317

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$18,021,317 RESEARCH AND DEVELOPMENT

$18,021,317 RESEARCH AND DEVELOPMENT

"1718377"

$36,397

$18,021,317 RESEARCH AND DEVELOPMENT

"480366-19034"
"# 083276-17230"
"SUBAWARD NO 60077016" "A439111"

$38,585
$42,099
$48,152 $48,324

$18,021,317 RESEARCH AND DEVELOPMENT

$18,021,317 RESEARCH AND DEVELOPMENT

$18,021,317 $18,021,317

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971

C-69

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING
COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING COMPUTER AND INFORMATION SCIENCE AND ENGINEERING BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES
BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES
BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES
BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES
BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES
BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES COVID - 19 - BIOLOGICAL SCIENCES BIOLOGICAL SCIENCES
SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES
SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES

Federal CFDA Number
47.070 47.070
47.070 47.070
47.070
47.070 47.070
47.070 47.070
47.074
47.074 47.074 47.074
47.074 47.074 47.074 47.074
47.074 47.074 47.074 47.074 47.074 47.074
47.074 47.074
47.074 47.074
47.074 47.074
47.074
47.074
47.074
47.074 47.074 47.074
47.075
47.075

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity MASSACHUSETTS INSTITUTE OF
TECHNOLOGY BARNARD COLLEGE UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN VANDERBILT UNIVERSITY
UNIVERSITY OF TEXAS AT AUSTIN
VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY
UNIVERSITY OF CALIFORNIA UNIVERSITY OF ILLINOIS AT
URBANA-CHAMPAIGN

COVID - 19

GEORGE WASHINGTON UNIVERSITY
UNIVERSITY OF NORTH CAROLINA UNIVERSITY OF CONNECTICUT SWARTHMORE COLLEGE KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF KENTUCKY UNIVERSITY OF ARKANSAS KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE
FOUNDATION ARIZONA STATE UNIVERSITY UNIVERSITY OF TENNESSEE
PRINCETON UNIVERSITY UNIVERSITY OF ARIZONA
DUKE UNIVERSITY
UNIVERSITY OF CALIFORNIA, DAVIS UNIVERSITY OF WASHINGTON
UNIVERSITY OF PUERTO RICO, RO PIEDRAS
CORNELL UNIVERSITY KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
GEORGE MASON UNIVERSITY GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.
CARY INSTITUTE OF ECOSYSTEM STUDIES
COLD SPRING HARBOR LABORATORY
NOBLE RESEARCH INSTITUTE, LLC
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-70

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"5710004130" "GT-1828168" "#083276-17340" "UNIV61111" "UTA19-001218"
"480073-19034" "KK1926"
"083842-16099"
"18M84" "510248" "09/01 UTA17-000642" "202102"
"2018204" "3200001962-19-011"
"UA2020114"
"2042814" "CON010575" "A160172S004" "SUB0000263"
"531847" "333-2410" "A180983S003"
"11361" "2019-002"
"T.O. 1"
"1714778" "E2050637"
"63828383-22" "3354200000000" "52580115 PO920" "2020400604UGRF"
"1853191"
"63828383-23"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$50,370 $56,725
$60,657 $84,942
$96,971

Federal Program
Total

Cluster Name

$18,021,317 $18,021,317

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$18,021,317 $18,021,317

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$18,021,317 RESEARCH AND DEVELOPMENT

$1,096,962

$98,911 $144,073
$223,611 $16,721,744
-$28,493
-$11,326 $2,278 $3,206

$18,021,317 $18,021,317

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$18,021,317 RESEARCH AND DEVELOPMENT $18,021,317 RESEARCH AND DEVELOPMENT

$15,023,465 RESEARCH AND DEVELOPMENT

$15,023,465 $15,023,465 $15,023,465

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$4,771 $5,942 $8,885 $10,775

$15,023,465 $15,023,465 $15,023,465 $15,023,465

N/A N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$13,754 $21,499 $41,493 $44,741 $50,678 $61,075
$64,954 $76,633
$85,330 $98,790

$15,023,465 $15,023,465 $15,023,465 $15,023,465 $15,023,465 $15,023,465

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$15,023,465 $15,023,465

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$15,023,465 $15,023,465

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$114,914 $123,413

$15,023,465 $15,023,465

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,124,732

$128,932
$168,815
$175,909
$180,024 $514,531 $13,061,942

$15,023,465 RESEARCH AND DEVELOPMENT

$15,023,465 RESEARCH AND DEVELOPMENT

$15,023,465 RESEARCH AND DEVELOPMENT

$15,023,465 $15,023,465 $15,023,465

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

-$546

$3,664,338 RESEARCH AND DEVELOPMENT

$8,042

$3,664,338 RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $0 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971

C-71

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title
SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES
SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES
SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES COVID - 19 - SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES

Federal CFDA Number
47.075 47.075 47.075 47.075 47.075
47.075 47.075 47.075
47.075 47.075 47.075 47.075 47.075 47.076
47.076 47.076
47.076 47.076 47.076 47.076 47.076 47.076
47.076
47.076
47.076
47.076
47.076 47.076 47.076
47.076
47.076 47.076
47.076 47.076 47.076
47.076
47.076 47.076 47.076 47.076

Additional Award
Identification (Optional)
COVID - 19

Name of Funder Pass-Through
Entity UNIVERSITY CORPORATION FOR
ATMOSPHERIC RESEARCH FLORIDA ATLANTIC UNIVERSITY
DARTMOUTH COLLEGE UNIVERSITY OF MINNESOTA
EMORY UNIVERSITY UNIVERSITY OF NORTH CAROLINA
AT CHARLOTTE UNIVERSITY OF MICHIGAN
SEARCH TECHNOLOGIES
UNIVERSITY OF CALIFORNIA, DAVIS ARIZONA STATE UNIVERSITY EMORY UNIVERSITY
UNIVERSITY OF COLORADO KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
NORTHWESTERN UNIVERSITY
UNIVERSITY OF TEXAS AT AUSTIN INDIANA UNIVERSITY
UNIVERSITY OF NORTH DAKOTA ARIZONA STATE UNIVERSITY AUBURN UNIVERSITY STATE OF MINNESOTA
THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW
YORK KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF NEW MEXICO UNIVERSITY OF MARYLAND
VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY
UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN
MICHIGAN STATE UNIVERSITY
WESTERN MICHIGAN UNIVERSITY ARIZONA STATE UNIVERSITY CLEMSON UNIVERSITY AMERICAN EDUCATIONAL RESEARCH ASSOCIATION KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION FLORIDA A&M UNIVERSITY AMERICAN CHEMICAL SOCIETY CLARK ATLANTA UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-72

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"SUBAWD001498" "CON013476" "CON012874" "H007008401" "#A108033"
"2019005801UGA" "SUBK00010837" "STI-GTRC-18-1"
"CON007633" "CON010101"
"T610300"
"1554503"

Total Amount Provided to
Sub-Recipients
$10,378 $417,300

Federal Expenditures
$12,557 $13,993 $19,574 $36,462 $36,832
$42,987 $46,676 $68,076
$88,828 $102,869 $119,720 $212,299 $2,855,969
-$3,010

Federal Program
Total

Cluster Name

$3,664,338 $3,664,338 $3,664,338 $3,664,338 $3,664,338

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$3,664,338 $3,664,338 $3,664,338

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$3,664,338 $3,664,338 $3,664,338 $3,664,338 $3,664,338 $21,355,404

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"A19-0417-S001" "SP0047261PROJ0013382"
"UTA18001293" "BL4842404UGA"
"CON014316" "28149" "30491"
"P0032617"

-$700 $2,385
$4,371 $4,479 $4,970 $6,232 $6,947 $8,474

$21,355,404 $21,355,404

N/A RESEARCH AND DEVELOPMENT

$21,355,404 $21,355,404 $21,355,404 $21,355,404 $21,355,404 $21,355,404

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"36692"

$9,215

$21,355,404 RESEARCH AND DEVELOPMENT

"1725940"

$9,389

$21,355,404

N/A

"1723586"

$10,254

$21,355,404 RESEARCH AND DEVELOPMENT

"2050469"

$11,447

$21,355,404 RESEARCH AND DEVELOPMENT

"DUE1949925" "03633987DK" "87946-Z3550203"

$11,684 $11,724 $11,821

$21,355,404 $21,355,404 $21,355,404

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"28151"
"097202-17661" "RC106444A"
"CON006494" "17-231"
"22522100000000"
"RAERA0001122501"

$12,227
$13,101 $13,304
$13,868 $14,481 $16,686
$18,652

$21,355,404 RESEARCH AND DEVELOPMENT

$21,355,404 $21,355,404

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$21,355,404 $21,355,404 $21,355,404

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$21,355,404 RESEARCH AND DEVELOPMENT

"1711425" "C-5072" "AGMT DTD 6/17/2020" "HRD-1826797"

$18,774 $19,400 $25,729 $27,242

$21,355,404 $21,355,404 $21,355,404 $21,355,404

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$0
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $0
$1,233,831,971 $1,233,831,971

C-73

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES COVID - 19 - EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES
EDUCATION AND HUMAN RESOURCES EDUCATION AND HUMAN RESOURCES POLAR PROGRAMS OFFICE OF INTERNATIONAL SCIENCE AND ENGINEERING
OFFICE OF INTERNATIONAL SCIENCE AND ENGINEERING
OFFICE OF INTERNATIONAL SCIENCE AND ENGINEERING INTEGRATIVE ACTIVITIES INTEGRATIVE ACTIVITIES COVID - 19 - INTEGRATIVE ACTIVITIES COVID - 19 - INTEGRATIVE ACTIVITIES INTEGRATIVE ACTIVITIES INTEGRATIVE ACTIVITIES INTEGRATIVE ACTIVITIES INTEGRATIVE ACTIVITIES INTEGRATIVE ACTIVITIES INTEGRATIVE ACTIVITIES DETERMINING THE STRUCTURE OF BIOLOGICAL MEMBRANES NATIONAL SCIENCE FOUNDATION

Federal CFDA Number 47.076
47.076
47.076
47.076 47.076 47.076
47.076 47.076
47.076
47.076 47.076 47.076
47.076
47.076
47.076
47.076
47.076
47.076 47.076 47.076
47.076 47.076 47.078 47.079 47.079
47.079 47.083 47.083 47.083 47.083 47.083 47.083 47.083 47.083 47.083 47.083 47.RD 47.U25

Additional Award
Identification (Optional)
COVID - 19

Name of Funder Pass-Through
Entity UNIVERSITY OF COLORADO KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
CLARK ATLANTA UNIVERSITY MICHIGAN STATE UNIVERSITY
TERC, INC. KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
AMERICAN CHEMICAL SOCIETY
NORTHWESTERN UNIVERSITY KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
FLORIDA STATE UNIVERSITY UNIVERSITY OF UTAH
UNIVERSITY OF SOUTHERN CALIFORNIA
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.

COVID - 19 COVID - 19
1903965 OIA-2041755

CRDF GLOBAL GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.
OREGON STATE UNIVERSITY EDUWORKS CORPORATION EDUWORKS CORPORATION EDUWORKS CORPORATION NORTHWESTERN UNIVERSITY EDUWORKS CORPORATION ARIZONA STATE UNIVERSITY VANDERBILT UNIVERSITY EDUWORKS CORPORATION

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-74

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"1556410"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$33,295

Federal Program
Total $21,355,404

Cluster Name RESEARCH AND DEVELOPMENT

"180114"

$35,375

$21,355,404

N/A

"2031490"
"RSP-2018-033-215051-008" "RC103095UG" "12141"

$37,690
$38,098 $38,330 $39,758

$21,355,404 RESEARCH AND DEVELOPMENT

$21,355,404 $21,355,404 $21,355,404

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"DUE-1356615" "AGMT DTD 5/28/19"
"SP0049508-PROJ0013883"

$47,331 $57,069
$58,029

$21,355,404 $21,355,404

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$21,355,404 RESEARCH AND DEVELOPMENT

"DUE-1340019" "CON009029" "10051874UG"
"109196415"

$65,950 $70,120 $87,722
$90,255

$21,355,404 $21,355,404 $21,355,404

N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$21,355,404 RESEARCH AND DEVELOPMENT

"DUE-1340020"

$91,703

$21,355,404

N/A

"1619689"

$92,091

$21,355,404

N/A

"2002350"

$100,737

$21,355,404 RESEARCH AND DEVELOPMENT

"DUE-1930427"

$113,330

$21,355,404 RESEARCH AND DEVELOPMENT

"DUE-1259954"

$172,756 $195,557 $552,326

$21,355,404 $21,355,404 $21,355,404

N/A RESEARCH AND DEVELOPMENT
N/A

"63828383-24" "OISE20667060"

$3,937 $641,715
$4,176

$599,367 $18,435,369
$52,488 $10,626 $14,999

$21,355,404 $21,355,404
$52,488 $57,813 $57,813

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"63828383-29" "S2232A-C"
"GRANT 1193_54" "98373"
"UGA6120" "CON013572"
"98375" "CON012160" "UNIV61733"
"GAT9120"

$48,500

$32,188 $4,677 $6,863 $14,415 $14,897 $28,670 $53,883 $154,434 $191,232 $194,205 $1,735,276 $86,389 $125,551

$57,813 $2,398,552 $2,398,552 $2,398,552 $2,398,552 $2,398,552 $2,398,552 $2,398,552 $2,398,552 $2,398,552 $2,398,552
$86,389 $125,551

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

Cluster Total $1,233,831,971
$0
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$0 $1,233,831,971 $1,233,831,971
$1,233,831,971
$0
$0
$1,233,831,971
$1,233,831,971
$0 $1,233,831,971
$0
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0

C-75

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title TOTAL NATIONAL SCIENCE FOUNDATION

Federal CFDA Number

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

SMALL BUSINESS ADMINISTRATION
SMALL BUSINESS DEVELOPMENT CENTERS COVID - 19 - SMALL BUSINESS DEVELOPMENT CENTERS SMALL BUSINESS DEVELOPMENT CENTERS VETERANS OUTREACH PROGRAM STATE TRADE EXPANSION TOTAL SMALL BUSINESS ADMINISTRATION

59.037 59.037 59.037 59.044 59.061

COVID - 19

GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.

DEPARTMENT OF VETERANS AFFAIRS
VETERANS STATE NURSING HOME CARE POST-9/11 VETERANS EDUCATIONAL ASSISTANCE RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT BURIAL EXPENSES ALLOWANCE FOR VETERANS POST-VIETNAM ERA VETERANS' EDUCATIONAL ASSISTANCE VETERANS CEMETERY GRANTS PROGRAM IPA AGREEMENT - ATLANTA VA VA IPA - WANG, AI CONTRACTED RESEARCH SERVICES WITH AUGUSTA UNIVERSI
CONTRACTED RESEARCH SERVICES WITH AUGUSTA UNIVERSI
EMERGENCY DEPARTMENT PHYSICIAN SERVICES
CONTRACTED RESEARCH SERVICES WITH AUGUSTA UNIVERSI
CONTRACTED RESEARCH SERVICES WITH AUGUSTA UNIVERSI
CONTRACTED RESEARCH SERVICES WITH AUGUSTA UNIVERSI
PROTOCOL COL.AOM.2013.004 TOTAL DEPARTMENT OF VETERANS AFFAIRS

64.015 64.028 64.054 64.054 64.101 64.120 64.203 64.RD 64.RD 64.U26
64.U27
64.U28
64.U29
64.U30
64.U31

SUSDV0001102501 SP00014815
36C24E20N0112 CONTRACT
36C24E18D0047 CONTRACT VA247-17-C-
0132 TASK ORDER 36C24E18N0028 TASK ORDER 36C24E19N0119 TASK ORDER 36C24E20N0112

64.U32

A RANDOMIZED, MULTISITE, PARALLEL-GROUP,
RATER-BL

ENVIRONMENTAL PROTECTION AGENCY

STATE INDOOR RADON GRANTS SURVEYS, STUDIES, RESEARCH, INVESTIGATIONS, DEMONSTRATIONS, AND SPECIAL PURPOSE ACTIVITIES RELATING TO THE CLEAN AIR ACT DIESEL EMISSION REDUCTION ACT (DERA) NATIONAL GRANTS DIESEL EMISSIONS REDUCTION ACT (DERA) STATE GRANTS MULTIPURPOSE GRANTS TO STATES AND TRIBES

66.032
66.034 66.039 66.040 66.204

WATER POLLUTION CONTROL STATE, INTERSTATE, AND TRIBAL PROGRAM SUPPORT STATE UNDERGROUND WATER SOURCE PROTECTION WATER QUALITY MANAGEMENT PLANNING

66.419 66.433 66.454

CAPITALIZATION GRANTS FOR CLEAN WATER STATE REVOLVING FUNDS NONPOINT SOURCE IMPLEMENTATION GRANTS REGIONAL WETLAND PROGRAM DEVELOPMENT GRANTS

66.458 66.460 66.461

CAPITALIZATION GRANTS FOR DRINKING WATER STATE REVOLVING FUNDS GREAT LAKES PROGRAM

66.468 66.469

THE MORTON ARBORETUM

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-76

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients
$9,109,466

Federal Expenditures
$118,640,157

Federal Program
Total

State of Georgiaaa

Cluster Name

Cluster Total

"63828383-25" "STMAR0001329801"

$126,222

$6,896,948

N/A

$0

$3,225,253

$6,896,948

N/A

$0

$178,470

$3,545,473

$6,896,948

N/A

$0

$378,674

$378,674

N/A

$0

$30,778

$30,778

N/A

$0

$178,470

$7,306,400

$14,607,324

$23,280,317 $1,830,889 $8,197 $192,360 $200,650 $790,162 $2,015,848 $5,741 $14,175 $21,276
$16,274
$60,756
$63,346
$874,496
$27,887

$23,280,317 $1,830,889 $200,557 $200,557 $200,650 $790,162 $2,015,848 $19,916 $19,916 $21,276

N/A N/A N/A RESEARCH AND DEVELOPMENT N/A N/A N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT N/A

$16,274

N/A

$60,756

N/A

$63,346

N/A

$874,496

N/A

$27,887

N/A

$0 $0 $0 $1,233,831,971 $0 $0 $0 $1,233,831,971 $1,233,831,971 $0
$0
$0
$0
$0
$0

$451

$451

N/A

$0

$14,607,324

$29,402,825

$27,565,272 $4,500
$23,710,194

$136,747
$1,269,298 $1,343,118
$489,622 $17,058
$419,247 $85,861
$394,525
$27,565,272 $2,516,902 $201,467
$24,748,074 $9,964

$136,747 RESEARCH AND DEVELOPMENT

$1,269,298 $1,343,118
$489,622 $17,058

N/A N/A N/A RESEARCH AND DEVELOPMENT

$419,247

N/A

$85,861

N/A

$394,525

N/A

CLEAN WATER STATE REVOLVING

$27,565,272

FUND CLUSTER

$2,516,902

N/A

$201,467

N/A

DRINKING WATER STATE REVOLVING

$24,748,074

FUND CLUSTER

$9,964 RESEARCH AND DEVELOPMENT

$1,233,831,971
$0 $0 $0 $1,233,831,971
$0 $0 $0
$27,565,272 $0 $0
$24,748,074 $1,233,831,971

C-77

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title

Federal CFDA Number

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

BEACH MONITORING AND NOTIFICATION PROGRAM IMPLEMENTATION GRANTS SCIENCE TO ACHIEVE RESULTS (STAR) RESEARCH PROGRAM
SCIENCE TO ACHIEVE RESULTS (STAR) RESEARCH PROGRAM OFFICE OF RESEARCH AND DEVELOPMENT CONSOLIDATED RESEARCH/TRAINING/FELLOWSHIPS SCIENCE TO ACHIEVE RESULTS (STAR) FELLOWSHIP PROGRAM
SCIENCE TO ACHIEVE RESULTS (STAR) FELLOWSHIP PROGRAM
SCIENCE TO ACHIEVE RESULTS (STAR) FELLOWSHIP PROGRAM
SCIENCE TO ACHIEVE RESULTS (STAR) FELLOWSHIP PROGRAM PERFORMANCE PARTNERSHIP GRANTS ENVIRONMENTAL INFORMATION EXCHANGE NETWORK GRANT PROGRAM AND RELATED ASSISTANCE

66.472 66.509 66.509
66.511 66.514
66.514
66.514
66.514 66.605
66.608

NORTHEASTERN UNIVERSITY
LAKE MICHIGAN AIR DIRECTORS CONSORTIUM
LAKE MICHIGAN AIR DIRECTORS CONSORTIUM
GENERAL DYNAMICS MISSION SYSTEMS, INC.

TOXIC SUBSTANCES COMPLIANCE MONITORING COOPERATIVE AGREEMENTS TSCA TITLE IV STATE LEAD GRANTS CERTIFICATION OF LEAD-BASED PAINT PROFESSIONALS
POLLUTION PREVENTION GRANTS PROGRAM POLLUTION PREVENTION GRANTS PROGRAM
RESEARCH, DEVELOPMENT, MONITORING, PUBLIC EDUCATION, OUTREACH, TRAINING, DEMONSTRATIONS, AND STUDIES RESEARCH, DEVELOPMENT, MONITORING, PUBLIC EDUCATION, OUTREACH, TRAINING, DEMONSTRATIONS, AND STUDIES SUPERFUND STATE, POLITICAL SUBDIVISION, AND INDIAN TRIBE SITE-SPECIFIC COOPERATIVE AGREEMENTS UNDERGROUND STORAGE TANK (UST) PREVENTION, DETECTION, AND COMPLIANCE PROGRAM LEAKING UNDERGROUND STORAGE TANK TRUST FUND CORRECTIVE ACTION PROGRAM SUPERFUND STATE AND INDIAN TRIBE CORE PROGRAM COOPERATIVE AGREEMENTS STATE AND TRIBAL RESPONSE PROGRAM GRANTS ENVIRONMENTAL EDUCATION GRANTS

66.701
66.707 66.708 66.708
66.716
66.716
66.802
66.804
66.805
66.809 66.817 66.951

BIOTA IMPROVEMENT IN AN URBAN STREAM THROUGH AQUA TOTAL ENVIRONMENTAL PROTECTION AGENCY

66.RD

SECTION 319(H) FEDERAL WATER POLLUTION CONTROL
ACT

GE GLOBAL RESEARCH EXTENSION EXTENSION
CITY OF AUGUSTA

NUCLEAR REGULATORY COMMISSION
U.S. NUCLEAR REGULATORY COMMISSION SCHOLARSHIP AND FELLOWSHIP PROGRAM U.S. NUCLEAR REGULATORY COMMISSION SCHOLARSHIP AND FELLOWSHIP PROGRAM TOTAL NUCLEAR REGULATORY COMMISSION

77.008 77.008

DEPARTMENT OF ENERGY
ENVIRONMENTAL MONITORING, INDEPENDENT RESEARCH, TECHNICAL ANALYSIS CYBERSECURITY, ENERGY SECURITY & EMERGENCY RESPONSE (CESER)
STATE ENERGY PROGRAM STATE ENERGY PROGRAM WEATHERIZATION ASSISTANCE FOR LOW-INCOME PERSONS
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM

81.005 81.008
81.041 81.041 81.042
81.049

LAWRENCE LIVERMORE NATIONAL LABORATORY
SAVANNAH RIVER NUCLEAR SOLUTIONS, LLC
HONEYWELL INTERNATIONAL, INC.

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-78

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"50510978050"
"AGMT DTD 3/8/2021" "AGMT DTD 7/15/2020"
"7SK00041MD"
"01D15820" "SEXTF0001134401"
"SA202141"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

$108,477

$205,772 $49,980 $110,145

$8,302 $487

$12,386

$25,063

$44,128 $14,859,706

$67,000

$67,738

$2,275

$303,140 $8,021
$131,312

-$123

$13,100

$219,748

$662,374

$1,658,494

$10,582

$97,668 $661,177
$22,092

Federal Program
Total

Cluster Name

$205,772 $160,125 $160,125

N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,302 RESEARCH AND DEVELOPMENT $82,064 RESEARCH AND DEVELOPMENT

$82,064 RESEARCH AND DEVELOPMENT

$82,064 RESEARCH AND DEVELOPMENT

$82,064 RESEARCH AND DEVELOPMENT

$14,859,706

N/A

$67,000

N/A

$67,738

N/A

$303,140 $139,333 $139,333

N/A N/A RESEARCH AND DEVELOPMENT

$12,977 RESEARCH AND DEVELOPMENT

$12,977 RESEARCH AND DEVELOPMENT

$219,748

N/A

$662,374

N/A

$1,658,494

N/A

$97,668

N/A

$661,177

N/A

$22,092

N/A

Cluster Total
$0 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $0
$0
$0
$0 $0 $1,233,831,971
$1,233,831,971
$1,233,831,971
$0
$0
$0
$0 $0 $0

"SECTION 319(H) WATER"

$51,401,300

$454 $78,425,319

$454 RESEARCH AND DEVELOPMENT

$1,233,831,971

$19,260 $37,753 $57,013

$57,013

N/A

$57,013 RESEARCH AND DEVELOPMENT

$0 $1,233,831,971

"7581171" "0000456328" "N000250980"

$476,092 $3,972,934

$49,999 $305,552
$75,077 $909,407 $4,428,624
-$50,926

$49,999 RESEARCH AND DEVELOPMENT $305,552 RESEARCH AND DEVELOPMENT

$984,484 $984,484 $4,428,624

N/A RESEARCH AND DEVELOPMENT
N/A

$27,049,430 RESEARCH AND DEVELOPMENT

$1,233,831,971 $1,233,831,971
$0 $1,233,831,971
$0
$1,233,831,971

C-79

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM

Federal CFDA Number 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity PACIFIC NORTHWEST NATIONAL
LABORATORY
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES UT-BATTELLE, LLC
PACIFIC NORTHWEST NATIONAL LABORATORY
UNIVERSITY OF WISCONSIN MADISON
SANDIA NATIONAL LABORATORIES PACIFIC NORTHWEST NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES
HONEYWELL INTERNATIONAL, INC.
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES SAVANNAH RIVER NATIONAL LABORATORY
LAWRENCE LIVERMORE NATIONAL LABORATORY
HONEYWELL INTERNATIONAL, INC.
AMTECH SYSTEMS, INC.
SANDIA NATIONAL LABORATORIES SLAC NATIONAL ACCELERATOR LABORATORY
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
HONEYWELL INTERNATIONAL, INC. CONSOLIDATED NUCLEAR SECURITY, LLC
HONEYWELL INTERNATIONAL, INC.
HONEYWELL INTERNATIONAL, INC. IDAHO NATIONAL LABORATORY CALIFORNIA INSTITUTE OF TECHNOLOGY
SANDIA NATIONAL LABORATORIES MILLENNITEK, LLC
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-80

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"322234" "1997022" "2041627" "1920585" "4000115351" "DE-AC05-76RL01830" "562K284" "1744348" "449705" "2032371" "N000300107" "1954355" "2013350" "2018-000030" "B617458" "N000293974" "AGREEMENT DATED MARCH 1, 2019" "1767660" "176551" "136772" "AGMT DTD 4/5/17" "N000297946" "4300158496" "N000317552" "N000346564" "179569" "S390607" "2110038" "146470" "2224297" "2075873" "2157495" "1901033"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
-$45,707 -$23,335 -$10,444 -$8,449 -$3,542 -$3,179 -$1,666 -$1,513
-$971 -$880 -$854 -$760 -$494 -$413 -$307 -$249 -$181 -$58 -$26
-$8 $2 $39 $44 $313 $570 $1,070 $1,502 $1,997 $2,636 $3,564 $3,748 $4,756 $6,477

Federal Program
Total

Cluster Name

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430

N/A

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-81

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM

Federal CFDA Number
81.049
81.049
81.049 81.049
81.049
81.049 81.049 81.049
81.049 81.049
81.049 81.049
81.049 81.049
81.049
81.049
81.049
81.049 81.049
81.049
81.049
81.049
81.049
81.049
81.049 81.049
81.049
81.049
81.049 81.049
81.049
81.049
81.049
81.049
81.049 81.049

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
SANDIA NATIONAL LABORATORIES PACIFIC NORTHWEST NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES FLORIDA STATE UNIVERSITY
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES IDAHO NATIONAL LABORATORY SOUTHERN COMPANY
SANDIA NATIONAL LABORATORIES IDAHO NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES TUFTS UNIVERSITY
SANDIA NATIONAL LABORATORIES SAIC, INC.
PACIFIC NORTHWEST NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES UT-BATTELLE, LLC
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES LOS ALAMOS NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES PACIFIC NORTHWEST NATIONAL LABORATORY UNIVERSITY OF WASHINGTON
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES UT-BATTELLE, LLC
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
HONEYWELL INTERNATIONAL, INC.
HONEYWELL INTERNATIONAL, INC.
SANDIA NATIONAL LABORATORIES SAIC, INC.

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-82

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"2256491"
"556927"
"CHECK NO. 394304" "R01436"
"2085954"
"1443860" "190986" "62668"
"2249126" "245139"
"1980535" "DOE423_WHEELER"
"2118474" "2170449"
"533718"
"2205639"
"2132596"
"1984599" "4000177997"
"2234323"
"CHECK NO. 1452393"
"2001728"
"633534"
"2115504"
"439121" "UWSC12420/BPO57272"
"2248233"
"1971768"
"1991855" "4000161873"
"1952411"
"1862981"
"N000384869"
"N000386587"
"2216268" "2210321"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$7,140
$7,656
$7,934 $8,659
$10,721
$11,112 $11,497 $12,573
$13,120 $13,291
$13,306 $13,429
$14,256 $14,501
$14,636
$15,203
$15,972
$16,825 $16,870
$16,929
$17,081
$17,408
$18,139
$18,484
$19,027 $19,089
$19,285
$19,703
$22,568 $22,986
$23,345
$24,645
$24,657
$25,098
$25,110 $25,231

Federal Program
Total

Cluster Name

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430 $27,049,430

N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$0 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971

C-83

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM

Federal CFDA Number
81.049 81.049
81.049
81.049 81.049
81.049
81.049
81.049 81.049 81.049
81.049 81.049
81.049 81.049
81.049
81.049
81.049
81.049 81.049
81.049
81.049
81.049
81.049
81.049 81.049
81.049
81.049
81.049
81.049
81.049
81.049
81.049
81.049
81.049
81.049

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
SANDIA NATIONAL LABORATORIES UT-BATTELLE, LLC
SANDIA NATIONAL LABORATORIES
WASHINGTON STATE UNIVERSITY IDAHO NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES PACIFIC NORTHWEST NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES UT-BATTELLE, LLC SAIC, INC.
LAWRENCE LIVERMORE NATIONAL LABORATORY
IOWA STATE UNIVERSITY
SANDIA NATIONAL LABORATORIES CONTINUUM DYNAMICS, INC.
CALABAZAS CREEK RESEARCH, INC.
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES UT-BATTELLE, LLC
MASSACHUSETTS INSTITUTE OF TECHNOLOGY
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES SAVANNAH RIVER NATIONAL LABORATORY DARTMOUTH COLLEGE
LAWRENCE LIVERMORE NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES FERMI RESEARCH ALLIANCE, LLC (FERMILAB)
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES LOS ALAMOS NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES LAWRENCE LIVERMORE NATIONAL
LABORATORY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-84

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"2210029" "4000185049"
"2166320"
"134124-G003969" "226040"
"2182814"
"521481"
"CHECK NO. 1453721" "4000125663" "2243697"
"B644400" "SC-19-495"
"2211212" "PO 20-065" "GTRC AMT 144752 DTD012-
2-2020"
"2176379"
"2167820"
"1902837" "4000185153"
"S5360PO592820"
"2173263"
"2105775"
"2236434"
"GT00005" "R1310"
"B640461"
"2156722"
"2197001"
"655410"
"2156264"
"1897564"
"1974284"
"389971"
"2152698"
"B642896"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$25,910 $25,940
$26,322
$26,596 $28,738
$28,802
$29,322
$30,463 $30,607 $30,714
$32,355 $32,524
$33,009 $33,106
$33,793
$35,000
$35,076
$35,542 $36,059
$36,552
$36,555
$36,703
$37,702
$37,902 $38,223
$38,837
$39,064
$39,224
$39,393
$39,487
$39,584
$39,698
$39,758
$40,000
$40,923

Federal Program
Total

Cluster Name

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971

C-85

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM

Federal CFDA Number 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049
81.049 81.049 81.049 81.049
81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
SANDIA NATIONAL LABORATORIES UT-BATTELLE, LLC
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES UNIVERSITY OF WISCONSIN MADISON
SANDIA NATIONAL LABORATORIES
ARGONNE NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES UT-BATTELLE, LLC
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION PACIFIC NORTHWEST NATIONAL LABORATORY AMERICAN INSTITUTE OF CHEMICAL ENGINEERS (AICHE) SAIC, INC.
SUSTAINABLE MANUFACTURING INNOVATION ALLIANCE CORPORATION
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES UT-BATTELLE, LLC
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES SAIC, INC.
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES PACIFIC NORTHWEST NATIONAL LABORATORY UT-BATTELLE, LLC UNIVERSITY OF ARIZONA

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-86

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"2208925" "4000100062"
"2214694" "2136977" "0000001272" "2208511" "0F-60168" "2182878" "2183815" "4000185320" "2220704" "2201282" "2214821," "2167843"
"68856-2-1147910" "432002" "2" "2156722"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$41,175 $41,364 $41,397 $41,814 $44,446 $44,983 $45,079 $45,807 $46,973 $46,982 $46,985 $47,224 $47,452 $48,127

Federal Program
Total

Cluster Name

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$48,978
$49,948
$50,209 $50,302

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

"1"
"2214568"
"2206492"
"2151489" "4000176370"
"1975640"
"2080123"
"2099053"
"2204644" "1695955"
"2144114"
"2218478"
"525225" "4000158523" "PO# 109150"

$51,270
$51,531
$51,604
$52,634 $52,673
$52,752
$53,032
$53,232
$53,895 $54,649
$55,659
$55,977
$56,283 $56,579 $57,609

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971

C-87

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM

Federal CFDA Number 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049
81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049 81.049

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
SANDIA NATIONAL LABORATORIES VURONYX TECHNOLOGIES, LLC
UNIVERSITY OF CALIFORNIA, SAN DIEGO
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES UT-BATTELLE, LLC
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES UT-BATTELLE, LLC
UNIVERSITY OF PITTSBURGH
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES LAWRENCE LIVERMORE NATIONAL
LABORATORY
SANDIA NATIONAL LABORATORIES GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.
SANDIA NATIONAL LABORATORIES CALIFORNIA INSTITUTE OF TECHNOLOGY
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES LAWRENCE LIVERMORE NATIONAL
LABORATORY LOS ALAMOS NATIONAL
LABORATORY
SANDIA NATIONAL LABORATORIES
SUSTEON, INC.
SANDIA NATIONAL LABORATORIES
HONEYWELL INTERNATIONAL, INC. BROOKHAVEN NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES LAWRENCE LIVERMORE NATIONAL
LABORATORY BROWN UNIVERSITY
PHILLIPS 66 COMPANY
SANDIA NATIONAL LABORATORIES

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-88

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"2044983" "AGR DTD 16-JUN-2020"
"1916-1689"
"1995330"
"2086636" "4000181240"
"2196829"
"2051479"
"2015247" "4000175377"
"AWD00001252 (415707-1)"
"2128259"
"2137351"
"2094078"
"B639903"
"2085524"

Total Amount Provided to
Sub-Recipients

"63828383-26"
"2205488"
"S451338"
"2079964"
"DE-AC04-94AL-85000"
"B640369"
"528054"
"2218472" "AGREEMENT DTD
03/04/2020"
"2204587"
"N000338179"
"343172"
"2217491"
"B644118" "1289"
"GTRC AGMT DTD. 12/08/2020"
"2200795"

Federal Expenditures
$57,683 $60,000 $60,999 $61,034 $61,437 $61,458 $62,256 $63,145 $63,554 $64,311 $65,003 $65,641 $65,979 $65,986 $67,244 $67,625

Federal Program
Total

Cluster Name

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$68,066 $68,984 $70,307 $71,009 $71,011 $71,410 $71,700 $73,225 $73,759 $74,244 $75,152 $75,337 $75,417 $76,240 $76,556 $80,384 $80,398

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-89

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM

Federal CFDA Number
81.049
81.049
81.049
81.049
81.049
81.049 81.049
81.049
81.049 81.049
81.049
81.049
81.049
81.049
81.049 81.049
81.049
81.049
81.049
81.049
81.049
81.049
81.049 81.049 81.049 81.049
81.049
81.049 81.049
81.049
81.049
81.049 81.049
81.049 81.049 81.049

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
ARGONNE NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES
STONY BROOK UNIVERSITY, STATE UNIVERSITY OF NEW YORK CONSOLIDATED NUCLEAR SECURITY, LLC
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES CISCO SYSTEMS, INC.
LOS ALAMOS NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES UT-BATTELLE, LLC
CONSOLIDATED NUCLEAR SECURITY, LLC
HONEYWELL INTERNATIONAL, INC. LOS ALAMOS NATIONAL LABORATORY
ARGONNE NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES UT-BATTELLE, LLC
SANDIA NATIONAL LABORATORIES LAWRENCE LIVERMORE NATIONAL
LABORATORY
OSAZDA ENERGY, LLC
SANDIA NATIONAL LABORATORIES UNIVERSITY OF WISCONSIN MADISON
SANDIA NATIONAL LABORATORIES LAWRENCE LIVERMORE NATIONAL
LABORATORY UT-BATTELLE, LLC UNIVERSITY OF MINNESOTA

SANDIA NATIONAL LABORATORIES LOS ALAMOS NATIONAL LABORATORY VANDERBILT UNIVERSITY LOS ALAMOS NATIONAL LABORATORY
PACIFIC NORTHWEST NATIONAL LABORATORY
HONEYWELL INTERNATIONAL, INC. IDAHO NATIONAL LABORATORY
SANDIA NATIONAL LABORATORIES JOHNS HOPKINS UNIVERSITY UT-BATTELLE, LLC

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-90

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"AVTC12"
"2200840"
"68856-TASK 3, PROJ. 1119493"
"4300166311"
"2139970"
"2141852" "TASK ORDER #13"
"609605"
"2120337" "4000180433"
"4300161789"
"N000339711"
"524823"
"9F-60044"
"2099968" "4000170418"
"2088470"
"7547203" "AWARD_CONTRACT_LINE-3-
16067"
"PO 2112650"
"775K563"
"2078144"
"B636911" "4000167866" "A003127003"

Total Amount Provided to
Sub-Recipients

"2088556"
"545066" "#19067-S12"
"613160"
"535498"
"N000384469" "207604"
"2119210" "2004690045" "4000171856"

Federal Expenditures
$80,620
$80,961

Federal Program
Total

Cluster Name

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$85,674
$86,028
$88,177
$88,188 $88,607
$89,016
$90,699 $91,334
$91,406
$91,528
$92,255
$92,507
$93,069 $93,184
$94,842
$99,644
$100,353
$100,961
$102,557
$103,259
$104,434 $105,487 $106,068 $109,320
$114,972
$117,124 $117,613
$130,054
$130,852
$131,891 $133,877
$144,165 $148,209 $152,279

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430 $27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$0
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971

C-91

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
CONSERVATION RESEARCH AND DEVELOPMENT CONSERVATION RESEARCH AND DEVELOPMENT CONSERVATION RESEARCH AND DEVELOPMENT
CONSERVATION RESEARCH AND DEVELOPMENT
CONSERVATION RESEARCH AND DEVELOPMENT CONSERVATION RESEARCH AND DEVELOPMENT CONSERVATION RESEARCH AND DEVELOPMENT RENEWABLE ENERGY RESEARCH AND DEVELOPMENT
RENEWABLE ENERGY RESEARCH AND DEVELOPMENT
RENEWABLE ENERGY RESEARCH AND DEVELOPMENT RENEWABLE ENERGY RESEARCH AND DEVELOPMENT RENEWABLE ENERGY RESEARCH AND DEVELOPMENT
RENEWABLE ENERGY RESEARCH AND DEVELOPMENT RENEWABLE ENERGY RESEARCH AND DEVELOPMENT

Federal CFDA Number
81.049
81.049
81.049
81.049 81.049
81.049
81.049
81.049
81.049
81.049 81.049
81.049 81.049 81.049
81.049 81.049
81.049
81.049
81.049
81.049 81.049 81.049
81.049
81.049 81.049
81.086 81.086 81.086
81.086
81.086 81.086 81.086 81.087
81.087
81.087 81.087 81.087
81.087 81.087

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity SAVANNAH RIVER NATIONAL
LABORATORY NATIONAL RENEWABLE ENERGY
LABORATORY
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES IOWA STATE UNIVERSITY
ARGONNE NATIONAL LABORATORY
PENNSYLVANIA STATE UNIVERSITY
HONEYWELL INTERNATIONAL, INC.
SANDIA NATIONAL LABORATORIES MASSACHUSETTS INSTITUTE OF TECHNOLOGY INERT PLASMA CHARGING, LLC
SANDIA NATIONAL LABORATORIES UT-BATTELLE, LLC UT-BATTELLE, LLC
FLUOR MARINE PROPULSION, LLC UT-BATTELLE, LLC
SANDIA NATIONAL LABORATORIES
SANDIA NATIONAL LABORATORIES LAWRENCE BERKELEY NATIONAL
LABORATORY
ARGONNE NATIONAL LABORATORY SAIC, INC.
HALLIBURTON
HONEYWELL INTERNATIONAL, INC. LOS ALAMOS NATIONAL LABORATORY

SOUTHWEST RESEARCH INSTITUTE UNIVERSITY OF MICHIGAN UNIVERSITY OF TENNESSEE
VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY
NIKOLA CORPORATION UNIVERSITY OF VIRGINIA
TEXAS A&M UNIVERSITY ELECTRIC POWER RESEARCH
INSTITUTE
NORTHWESTERN UNIVERSITY UNIVERSITY OF ARKANSAS UNIVERSITY OF DELAWARE AMERICAN INSTITUTE OF
CHEMICAL ENGINEERS (AICHE) ARIZONA STATE UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-92

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"342690"
"SUB-2021-10429"
"2146288"
"2181623" "SC-18-463"
"0F-60145"
"S000014-EARPA"
"N000388591"
"2210236"
"535932" "9/2/2020 ATP"
"2104076" "4000174400" "4000161062"
"131210" "4000152786"
"2103933"
"2163299"
"DE-AC02-05CH11231"
"8F-30135" "2167910" "DE-FG02-01ER54656"
"DE-NA0002839"
"547813"
"L99080MJM" "SUBK00011715" "A21-0468-S001"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

$152,618

$161,692

$163,854

$166,469 $179,133

$180,062

$180,791

$189,740

$198,568

$200,757 $208,046

$211,958 $213,801 $232,996

$239,567 $240,692

$253,776

$259,261

$274,359

$310,361 $333,497 $364,170

$701,464

$1,514,455

$1,500,337 $10,575,344

$13,724 $23,912 $49,196

Federal Program
Total

Cluster Name

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 $27,049,430 $27,049,430

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT

$27,049,430 RESEARCH AND DEVELOPMENT $27,049,430 RESEARCH AND DEVELOPMENT

$1,594,112 $1,594,112 $1,594,112

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"#429399-19034" "GTRC 141800 DTD
05/26/2021" "GQ10077"
"M1900414"
"10012453"
"SP0045962-PROJ0012882" "UA2020-190" "#53038"
"DE-EE0007888-06-4B" "ASUB00000586"

$184,483

$58,337
$66,650 $118,071 $1,264,222
$35,710
$37,312
$38,062 $66,757 $68,354
$73,472 $100,576

$1,594,112 RESEARCH AND DEVELOPMENT

$1,594,112 $1,594,112 $1,594,112 $3,914,668

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$3,914,668 RESEARCH AND DEVELOPMENT

$3,914,668 $3,914,668 $3,914,668

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$3,914,668 $3,914,668

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971

C-93

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title

Federal CFDA Number

RENEWABLE ENERGY RESEARCH AND DEVELOPMENT

81.087

RENEWABLE ENERGY RESEARCH AND DEVELOPMENT

81.087

RENEWABLE ENERGY RESEARCH AND DEVELOPMENT RENEWABLE ENERGY RESEARCH AND DEVELOPMENT

81.087 81.087

RENEWABLE ENERGY RESEARCH AND DEVELOPMENT RENEWABLE ENERGY RESEARCH AND DEVELOPMENT

81.087 81.087

FOSSIL ENERGY RESEARCH AND DEVELOPMENT

81.089

FOSSIL ENERGY RESEARCH AND DEVELOPMENT

81.089

FOSSIL ENERGY RESEARCH AND DEVELOPMENT FOSSIL ENERGY RESEARCH AND DEVELOPMENT

81.089 81.089

FOSSIL ENERGY RESEARCH AND DEVELOPMENT FOSSIL ENERGY RESEARCH AND DEVELOPMENT
ENVIRONMENTAL REMEDIATION AND WASTE PROCESSING AND DISPOSAL ENVIRONMENTAL REMEDIATION AND WASTE PROCESSING AND DISPOSAL ENVIRONMENTAL REMEDIATION AND WASTE PROCESSING AND DISPOSAL

81.089 81.089
81.104
81.104
81.104

TRANSPORT OF TRANSURANIC WASTES TO THE WASTE ISOLATION PILOT PLANT: STATES AND TRIBAL CONCERNS, PROPOSED SOLUTIONS STEWARDSHIP SCIENCE GRANT PROGRAM

81.106 81.112

DEFENSE NUCLEAR NONPROLIFERATION RESEARCH DEFENSE NUCLEAR NONPROLIFERATION RESEARCH DEFENSE NUCLEAR NONPROLIFERATION RESEARCH ENERGY EFFICIENCY AND RENEWABLE ENERGY INFORMATION DISSEMINATION, OUTREACH, TRAINING AND TECHNICAL ANALYSIS/ASSISTANCE

81.113 81.113 81.113
81.117

ENERGY EFFICIENCY AND RENEWABLE ENERGY INFORMATION DISSEMINATION, OUTREACH, TRAINING AND TECHNICAL ANALYSIS/ASSISTANCE
NUCLEAR ENERGY RESEARCH, DEVELOPMENT AND DEMONSTRATION

81.117 81.121

NUCLEAR ENERGY RESEARCH, DEVELOPMENT AND DEMONSTRATION NUCLEAR ENERGY RESEARCH, DEVELOPMENT AND DEMONSTRATION NUCLEAR ENERGY RESEARCH, DEVELOPMENT AND DEMONSTRATION NUCLEAR ENERGY RESEARCH, DEVELOPMENT AND DEMONSTRATION ELECTRICITY RESEARCH, DEVELOPMENT AND ANALYSIS NATIONAL NUCLEAR SECURITY ADMINISTRATION (NNSA) MINORITY SERVING INSTITUTIONS (MSI) PROGRAM

81.121 81.121 81.121 81.121 81.122
81.123

ADVANCED RESEARCH PROJECTS AGENCY - ENERGY

81.135

ADVANCED RESEARCH PROJECTS AGENCY - ENERGY ADVANCED RESEARCH PROJECTS AGENCY - ENERGY ADVANCED RESEARCH PROJECTS AGENCY - ENERGY

81.135 81.135 81.135

ADVANCED RESEARCH PROJECTS AGENCY - ENERGY ADVANCED RESEARCH PROJECTS AGENCY - ENERGY MINORITY ECONOMIC IMPACT

81.135 81.135 81.137

ENVIRONMENTAL MONITORING/CLEANUP, CULTURAL AND RESOURCE MGMT., EMERGENCY RESPONSE RESEARCH, OUTREACH, TECHNICAL ANALYSIS

81.214

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity TEXAS TECH UNIVERSITY HEALTH
SCIENCES CENTER AMERICAN INSTITUTE OF CHEMICAL ENGINEERS (AICHE) AMERICAN INSTITUTE OF CHEMICAL ENGINEERS (AICHE) UNIVERSITY OF WASHINGTON AMERICAN INSTITUTE OF CHEMICAL ENGINEERS (AICHE)
CHILDREN'S HEALTHCARE OF ATLANTA, INC.
SOUTHWEST RESEARCH INSTITUTE
RTI INTERNATIONAL PAVEMENT ANALYTICS, LLC
UNIVERSITY OF CENTRAL FLORIDA
SRS COMMUNITY REUSE ORGANIZATION
SRS COMMUNITY REUSE ORGANIZATION
SRS COMMUNITY REUSE ORGANIZATION

SOUTHERN STATES ENERGY BOARD
NORTH CAROLINA STATE UNIVERSITY
UNIVERSITY OF MICHIGAN

CLEAN ENERGY STATES ALLIANCE

SYRACUSE UNIVERSITY
UNIVERSITY OF NEBRASKA-LINCOLN SYRACUSE UNIVERSITY

UNIVERSITY OF NORTH TEXAS RENSSELAER POLYTECHNIC INSTITUTE
MASSACHUSETTS INSTITUTE OF TECHNOLOGY
UNIVERSITY OF MICHIGAN CARNEGIE MELLON UNIVERSITY
PENNSYLVANIA STATE UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-94

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"210345-01"
"DE-EE0007888-09-6"
"4" "UWSC11179"
"DE-EE0007888-10-5"
"SSA FOR GRA SUPPORTFUJIMOTO"
"M99005RR" "AWARD_CONTRACT_LINE_1
7362" "AGR DTD 1 APR 2020"
"#16306016-01"
"WORKFORCE (WORC II)"
"WORKFORCE (WORC)"
"1998F0586"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

$116,494

$121,613

$202,264 $278,130

$295,926

$492,969 $2,282,955

$9,457

$35,795

$43,494 $46,463

$78,441

$278,106 $1,444,106

$88,766

$223,004

$296,807

Federal Program
Total

Cluster Name

$3,914,668 RESEARCH AND DEVELOPMENT

$3,914,668 RESEARCH AND DEVELOPMENT

$3,914,668 $3,914,668

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$3,914,668 RESEARCH AND DEVELOPMENT $3,914,668 RESEARCH AND DEVELOPMENT

$1,857,421 RESEARCH AND DEVELOPMENT

$1,857,421 RESEARCH AND DEVELOPMENT

$1,857,421 $1,857,421

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,857,421 RESEARCH AND DEVELOPMENT $1,857,421 RESEARCH AND DEVELOPMENT

$608,577

N/A

$608,577

N/A

$608,577

N/A

"00000919"
"2014-0501-05" "SUBK0009797"

$2,890,426

$228,811 $238,117
$5,037 $240,241 $4,109,463

$228,811 $238,117

N/A RESEARCH AND DEVELOPMENT

$4,354,741 $4,354,741 $4,354,741

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"SUBEE0007667"

$18,754

$349,288 RESEARCH AND DEVELOPMENT

"28643-04465-S02" "25-1120-0014-004" "#30308-05133-S01"
"1000004071" "A12820"
"S4872, PO#374367" "SUBK00010993" "1070254-427580"
"5666UGRFEARPA0821"

$66,895 $410,573 $76,699
$240,733

$330,534 $11,712
$34,542 $51,123 $202,517 $1,423,172 $339,342
$8,930
-$14
$67,258 $95,123 $106,719
$156,058 $2,632,683
$83,286

$349,288 RESEARCH AND DEVELOPMENT $1,723,066 RESEARCH AND DEVELOPMENT

$1,723,066 $1,723,066 $1,723,066 $1,723,066
$339,342

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,930

N/A

$3,057,827 RESEARCH AND DEVELOPMENT

$3,057,827 $3,057,827 $3,057,827

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$3,057,827 $3,057,827
$83,286

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

$185,277

$6,210,078

N/A

Cluster Total
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0
$0
$0
$0 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971
$0
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0
$0

C-95

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title
ENVIRONMENTAL MONITORING/CLEANUP, CULTURAL AND RESOURCE MGMT., EMERGENCY RESPONSE RESEARCH, OUTREACH, TECHNICAL ANALYSIS
USDOE ASIAN FELLOWS PROGRAM
AQUEOUS AND SOLID PHASE CHARACTERIZATION OF POTENT
CRITICAL ELEMENT BIOMINING
CO2 PHOTOCATALYSIS
SRNS TIMS BRANCH WETLAND SCIENTIFIC FOCUS AREA VERIFICATION AND VALIDATION PROBLEMS FOR ACOUSTIC
HYDROGEN PROCESS IMAGING USING MAGNETIC FIELDS
DOE-LBNL U OF CA 2017-18 SBC-CAT PERSONNEL ASSIGNMENT FOR GERD ROSE ELUCIDATING THE ROLE OF RECEPTOR LIKE KINASES IN W NUMERICAL METHODS FOR ADAPTIVE SPARSE GRID DISCRET
EASYER: ACCELERATING A METHOD TO EVOLVE NEW ENZYME
SREL R&D OF CEMENTITIOUS-TYPE MATERIALS AND SOIL
CHARACTERIZATION OF METAL-UTILIZATION AND METAL-RE THE CENTER FOR BIOENERGY INNOVATION TOTAL DEPARTMENT OF ENERGY

Federal CFDA Number

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

81.214 81.RD
81.RD
81.RD
81.RD
81.RD 81.RD
81.RD
81.RD 81.RD 81.RD 81.RD
81.RD
81.RD
81.RD 81.RD

400165132
SRRA151648
512932
516654
448600 PO#2152262
2018-000008
DE-AC02-05CH11231 7F30217
4000167801 4000172831
XCE99201301
SRRA099188
7481316 4000158359

UT-BATTELLE, LLC SAVANNAH RIVER REMEDIATION,
LLC SAVANNAH RIVER NUCLEAR
SOLUTIONS, LLC SAVANNAH RIVER NUCLEAR
SOLUTIONS, LLC SAVANNAH RIVER NUCLEAR
SOLUTIONS, LLC
SAVANNAH RIVER NUCLEAR SOLUTIONS, LLC
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION UCHICAGO ARGONNE, LLC UT-BATTELLE, LLC UT-BATTELLE, LLC
NATIONAL RENEWABLE ENERGY LABORATORY
SAVANNAH RIVER REMEDIATION, LLC
LAWRENCE BERKELEY NATIONAL LABORATORY
UT-BATTELLE, LLC

DEPARTMENT OF EDUCATION

ADULT EDUCATION - BASIC GRANTS TO STATES FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS

84.002 84.007

TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES MIGRANT EDUCATION STATE GRANT PROGRAM TITLE I STATE AGENCY PROGRAM FOR NEGLECTED AND DELINQUENT CHILDREN AND YOUTH

84.010 84.010 84.011
84.013

NATIONAL RESOURCE CENTERS PROGRAM FOR FOREIGN LANGUAGE AND AREA STUDIES OR FOREIGN LANGUAGE AND INTERNATIONAL STUDIES PROGRAM AND FOREIGN LANGUAGE AND AREA STUDIES FELLOWSHIP PROGRAM

84.015

UNDERGRADUATE INTERNATIONAL STUDIES AND FOREIGN LANGUAGE PROGRAMS INTERNATIONAL RESEARCH AND STUDIES OVERSEAS PROGRAMS - DOCTORAL DISSERTATION RESEARCH ABROAD

84.016 84.017 84.022

SPECIAL EDUCATION GRANTS TO STATES

84.027

SPECIAL EDUCATION GRANTS TO STATES HIGHER EDUCATION INSTITUTIONAL AID HIGHER EDUCATION INSTITUTIONAL AID FEDERAL WORK-STUDY PROGRAM FEDERAL PERKINS LOAN (FPL)- FEDERAL CAPITAL CONTRIBUTIONS

84.027 84.031 84.031 84.033 84.038

TRIO STUDENT SUPPORT SERVICES

84.042

TRIO STUDENT SUPPORT SERVICES

84.042

BALDWIN COUNTY PUBLIC SCHOOLS
CLARKE COUNTY SCHOOL DISTRICT
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-96

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"400165132" "SRRA151648"
"512932" "516654" "448600"
"2018-000008"
"DE-AC02-05CH11231" "7F30217"
"4000167801" "4000172831" "XCE99201301" "SRRA099188"
"7481316" "4000158359"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

Federal Program
Total

Cluster Name

$6,024,801 -$16,841
-$11,414
$3,775
$4,487
$15,619 $22,237
$25,745

$6,210,078 RESEARCH AND DEVELOPMENT $3,282,361 RESEARCH AND DEVELOPMENT
$3,282,361 RESEARCH AND DEVELOPMENT
$3,282,361 RESEARCH AND DEVELOPMENT
$3,282,361 RESEARCH AND DEVELOPMENT
$3,282,361 RESEARCH AND DEVELOPMENT $3,282,361 RESEARCH AND DEVELOPMENT
$3,282,361 RESEARCH AND DEVELOPMENT

$10,207,657

$36,864 $38,624 $40,676 $45,689
$67,547
$169,301
$408,123 $2,431,929
$60,668,714

$3,282,361 $3,282,361 $3,282,361 $3,282,361

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$3,282,361 RESEARCH AND DEVELOPMENT

$3,282,361 RESEARCH AND DEVELOPMENT

$3,282,361 $3,282,361

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971

"36645/36687"

$4,396,176
$559,884,391 $6,233,481 $994,953

$18,086,649 $17,247,652
$43,727 $575,605,383
$8,471,413
$1,859,915

$18,086,649

N/A

$17,247,652 STUDENT FINANCIAL ASSISTANCE

$575,649,110

N/A

$575,649,110

N/A

$8,471,413

N/A

$1,859,915

N/A

$0 $2,071,661,245
$0 $0 $0
$0

"RCLCD0001097301"
"63828383-27" "63828383-47"

$5,500 $358,789,551

$842,715
$28,125 $51,110 $20,831
$54,780
$376,118,571 $452,369
$21,224,308 $9,655,236
$19,522,480

$842,715 RESEARCH AND DEVELOPMENT

$28,125 $51,110 $20,831

N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$376,173,351 RESEARCH AND DEVELOPMENT

$376,173,351 SPECIAL EDUCATION CLUSTER (IDEA)

$21,676,677 RESEARCH AND DEVELOPMENT

$21,676,677

N/A

$9,655,236 STUDENT FINANCIAL ASSISTANCE

$19,522,480 STUDENT FINANCIAL ASSISTANCE

$1,233,831,971
$0 $1,233,831,971 $1,233,831,971
$1,233,831,971
$386,046,880 $1,233,831,971
$0 $2,071,661,245 $2,071,661,245

$197,381

$3,473,216

TRIO CLUSTER

$11,877,388

$200,533

$3,473,216

TRIO CLUSTER

$11,877,388

C-97

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title TRIO STUDENT SUPPORT SERVICES TRIO STUDENT SUPPORT SERVICES TRIO TALENT SEARCH TRIO TALENT SEARCH

Federal CFDA Number 84.042 84.042 84.044 84.044

TRIO UPWARD BOUND

84.047

TRIO UPWARD BOUND

84.047

TRIO UPWARD BOUND TRIO UPWARD BOUND TRIO UPWARD BOUND
CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES
CAREER AND TECHNICAL EDUCATION -- NATIONAL PROGRAMS FEDERAL PELL GRANT PROGRAM TRIO EDUCATIONAL OPPORTUNITY CENTERS FUND FOR THE IMPROVEMENT OF POSTSECONDARY EDUCATION

84.047 84.047 84.047
84.048 84.048 84.051 84.063 84.066 84.116

FUND FOR THE IMPROVEMENT OF POSTSECONDARY EDUCATION FUND FOR THE IMPROVEMENT OF POSTSECONDARY EDUCATION MINORITY SCIENCE AND ENGINEERING IMPROVEMENT MINORITY SCIENCE AND ENGINEERING IMPROVEMENT

84.116 84.116 84.120 84.120

REHABILITATION SERVICES VOCATIONAL REHABILITATION GRANTS TO STATES REHABILITATION LONG-TERM TRAINING MIGRANT EDUCATION HIGH SCHOOL EQUIVALENCY PROGRAM MIGRANT EDUCATION COORDINATION PROGRAM MIGRANT EDUCATION COLLEGE ASSISTANCE MIGRANT PROGRAM

84.126 84.129 84.141 84.144 84.149

SPECIAL EDUCATION PRESCHOOL GRANTS REHABILITATION SERVICES INDEPENDENT LIVING SERVICES FOR OLDER INDIVIDUALS WHO ARE BLIND REHABILITATION SERVICES INDEPENDENT LIVING SERVICES FOR OLDER INDIVIDUALS WHO ARE BLIND SPECIAL EDUCATION-GRANTS FOR INFANTS AND FAMILIES SCHOOL SAFETY NATIONAL ACTIVITIES (FORMERLY, SAFE AND DRUG-FREE SCHOOLS AND COMMUNITIES-NATIONAL PROGRAMS) SUPPORTED EMPLOYMENT SERVICES FOR INDIVIDUALS WITH THE MOST SIGNIFICANT DISABILITIES EDUCATION FOR HOMELESS CHILDREN AND YOUTH GRADUATE ASSISTANCE IN AREAS OF NATIONAL NEED GRADUATE ASSISTANCE IN AREAS OF NATIONAL NEED INNOVATIVE APPROACHES TO LITERACY, FULL-SERVICE COMMUNITY SCHOOLS; AND PROMISE NEIGHBORHOODS

84.173
84.177
84.177 84.181
84.184
84.187 84.196 84.200 84.200
84.215

TRIO MCNAIR POST-BACCALAUREATE ACHIEVEMENT TRIO MCNAIR POST-BACCALAUREATE ACHIEVEMENT TRIO MCNAIR POST-BACCALAUREATE ACHIEVEMENT CENTERS FOR INTERNATIONAL BUSINESS EDUCATION CENTERS FOR INTERNATIONAL BUSINESS EDUCATION LANGUAGE RESOURCE CENTERS REHABILITATION SERVICES DEMONSTRATION AND TRAINING PROGRAMS
INNOVATIVE REHABILITATION TRAINING FEDERAL DIRECT STUDENT LOANS CHARTER SCHOOLS

84.217 84.217 84.217 84.220 84.220 84.229 84.235
84.263 84.268 84.282

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
CTAE RESOURCE NETWORK, INC.
GWINNETT COUNTY
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.

GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-98

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$626,835 $2,448,467
$645,528 $1,890,517

Federal Program
Total $3,473,216 $3,473,216 $2,536,045 $2,536,045

Cluster Name RESEARCH AND DEVELOPMENT TRIO CLUSTER RESEARCH AND DEVELOPMENT TRIO CLUSTER

Cluster Total $1,233,831,971
$11,877,388 $1,233,831,971
$11,877,388

"PO47M170078"

$245,844

$7,038,593

TRIO CLUSTER

$11,877,388

"P047A170766"

$248,722

$7,038,593

TRIO CLUSTER

$11,877,388

"P047A170751"
"CTAE6073" "CON013286"

$19,293,838

$257,369 $827,814 $5,458,844
$27,586 $45,029,614
$15,969 $727,755,031
$339,916 $50

$7,038,593 $7,038,593 $7,038,593

TRIO CLUSTER RESEARCH AND DEVELOPMENT
TRIO CLUSTER

$45,057,200 $45,057,200
$15,969 $727,755,031
$339,916 $255,803

N/A N/A RESEARCH AND DEVELOPMENT STUDENT FINANCIAL ASSISTANCE TRIO CLUSTER N/A

$11,877,388 $1,233,831,971
$11,877,388
$0 $0 $1,233,831,971 $2,071,661,245 $11,877,388 $0

"63828383-28"

$205,893 $9,818,964 $2,925,662

$9,442 $246,311 $175,557 $313,150
$44,772,331 $338,500 $740,653 $39,438
$1,196,649
$9,928,309
$457,813
$994,795 $14,255,523
$493,990
$668,524 $3,229,824
$15,582 $321,510
$427,900

$255,803 $255,803 $488,707 $488,707

N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

$44,772,331

N/A

$338,500

N/A

$740,653

N/A

$39,438

N/A

$1,196,649

N/A

$9,928,309 SPECIAL EDUCATION CLUSTER (IDEA)

$1,452,608 RESEARCH AND DEVELOPMENT

$1,452,608

N/A

$14,255,523

N/A

$493,990

N/A

$668,524 $3,229,824
$337,092 $337,092

N/A N/A N/A RESEARCH AND DEVELOPMENT

$427,900

N/A

$0 $1,233,831,971 $1,233,831,971
$0
$0 $0 $0 $0 $0
$386,046,880
$1,233,831,971
$0 $0
$0
$0 $0 $0 $1,233,831,971
$0

"63828383-48" "NO UNIQUE NUMBER"

$18,692,020

$206,556 $247,557 $383,239
-$4,266 $567,769 $154,793 $287,068
$45,181 $1,291,053,736
$19,033,367

$837,352 $837,352 $837,352 $563,503 $563,503 $154,793 $287,068

TRIO CLUSTER RESEARCH AND DEVELOPMENT
TRIO CLUSTER N/A
RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

$45,181 $1,291,053,736
$19,033,367

N/A STUDENT FINANCIAL ASSISTANCE
N/A

$11,877,388 $1,233,831,971
$11,877,388 $0
$1,233,831,971 $1,233,831,971
$0
$0 $2,071,661,245
$0

C-99

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title TWENTY-FIRST CENTURY COMMUNITY LEARNING CENTERS TWENTY-FIRST CENTURY COMMUNITY LEARNING CENTERS TWENTY-FIRST CENTURY COMMUNITY LEARNING CENTERS
READY-TO-LEARN TELEVISION EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION
EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION

Federal CFDA Number 84.287 84.287 84.287
84.295 84.305 84.305 84.305
84.305

EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION

84.305 84.305

EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION

84.305 84.305 84.305 84.305 84.305

EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION SPECIAL EDUCATION - STATE PERSONNEL DEVELOPMENT RESEARCH IN SPECIAL EDUCATION RESEARCH IN SPECIAL EDUCATION RESEARCH IN SPECIAL EDUCATION RESEARCH IN SPECIAL EDUCATION SPECIAL EDUCATION - PERSONNEL DEVELOPMENT TO IMPROVE SERVICES AND RESULTS FOR CHILDREN WITH DISABILITIES SPECIAL EDUCATION - PERSONNEL DEVELOPMENT TO IMPROVE SERVICES AND RESULTS FOR CHILDREN WITH DISABILITIES SPECIAL EDUCATION - PERSONNEL DEVELOPMENT TO IMPROVE SERVICES AND RESULTS FOR CHILDREN WITH DISABILITIES SPECIAL EDUCATION - PERSONNEL DEVELOPMENT TO IMPROVE SERVICES AND RESULTS FOR CHILDREN WITH DISABILITIES SPECIAL EDUCATION - PERSONNEL DEVELOPMENT TO IMPROVE SERVICES AND RESULTS FOR CHILDREN WITH DISABILITIES SPECIAL EDUCATION - PERSONNEL DEVELOPMENT TO IMPROVE SERVICES AND RESULTS FOR CHILDREN WITH DISABILITIES SPECIAL EDUCATION - PERSONNEL DEVELOPMENT TO IMPROVE SERVICES AND RESULTS FOR CHILDREN WITH DISABILITIES SPECIAL EDUCATION - PERSONNEL DEVELOPMENT TO IMPROVE SERVICES AND RESULTS FOR CHILDREN WITH DISABILITIES SPECIAL EDUCATION - PERSONNEL DEVELOPMENT TO IMPROVE SERVICES AND RESULTS FOR CHILDREN WITH DISABILITIES SPECIAL EDUCATION TECHNICAL ASSISTANCE AND DISSEMINATION TO IMPROVE SERVICES AND RESULTS FOR CHILDREN WITH DISABILITIES SPECIAL EDUCATION EDUCATIONAL TECHNOLOGY MEDIA, AND MATERIALS FOR INDIVIDUALS WITH DISABILITIES GAINING EARLY AWARENESS AND READINESS FOR UNDERGRADUATE PROGRAMS

84.305 84.305 84.305 84.323 84.324 84.324 84.324 84.324
84.325
84.325
84.325
84.325
84.325
84.325
84.325
84.325
84.325
84.326
84.327
84.334

GAINING EARLY AWARENESS AND READINESS FOR UNDERGRADUATE PROGRAMS GAINING EARLY AWARENESS AND READINESS FOR UNDERGRADUATE PROGRAMS

84.334 84.334

GAINING EARLY AWARENESS AND READINESS FOR UNDERGRADUATE PROGRAMS CHILD CARE ACCESS MEANS PARENTS IN SCHOOL CHILD CARE ACCESS MEANS PARENTS IN SCHOOL

84.334 84.335 84.335

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity QUESTAR ASSESSMENT, INC.
CORPORATION FOR PUBLIC BROADCASTING
FLORIDA STATE UNIVERSITY UNIVERSITY OF CINCINNATI MICHIGAN STATE UNIVERSITY UNIVERSITY OF MARYLAND,
BALTIMORE COUNTY KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF MEMPHIS UNIVERSITY OF SOUTHERN
CALIFORNIA FLORIDA STATE UNIVERSITY ARIZONA STATE UNIVERSITY UNIVERSITY OF MEMPHIS ARIZONA STATE UNIVERSITY CALIFORNIA STATE UNIVERSITY,
LONG BEACH ARIZONA STATE UNIVERSITY
UNIVERSITY OF TENNESSEE SETON HALL UNIVERSITY
INDIANA UNIVERSITY
UNIVERSITY OF FLORIDA
UNIVERSITY OF FLORIDA
EAST CAROLINA UNIVERSITY
EAST CAROLINA UNIVERSITY
VANDERBILT UNIVERSITY
UNIVERSITY OF CONNECTICUT
VANDERBILT UNIVERSITY
DOUGHERTY COUNTY SCHOOL SYSTEM
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF MONTEVALLO

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-100

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"RQSTRRE218324CV"
"34824-EDU" "CON011148" "CON012245" "CON005784" "CON012630"
"R305A180509" "CON012616" "105762552" "CON012288" "CON009851" "CON012875" "CON011146" "CON011095" "CON011261"
"CON008400" "CON012482" "CON009836"
"30486" "H325A120003" "CON012432" "CON014386"
"UNIV60494" "UCHC7127389375"
"UNIV61390"
"P334A180146"
"P334SI60030" "CON011827"

Total Amount Provided to
Sub-Recipients
$36,452,636

Federal Expenditures
-$832 $33,825 $39,579,835

$38,002 -$1,336
$184 $4,437

$5,768

Federal Program
Total $39,612,828 $39,612,828 $39,612,828

Cluster Name RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

$38,002 $1,519,337 $1,519,337 $1,519,337

N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,519,337 RESEARCH AND DEVELOPMENT

$493,074 $140,008
$5,640

$10,803 $13,240
$26,141 $40,760 $52,556 $70,213 $80,329
$96,561 $104,459 $1,015,222 $1,861,976
$16,030 $57,566 $72,562 $170,921
-$3,166
$1,140
$6,301
$18,822
$62,052
$65,608
$69,062
$420,068
$588,073
$281,286
$67,728
$11,177

$1,519,337 $1,519,337

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,519,337 $1,519,337 $1,519,337 $1,519,337 $1,519,337

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,519,337 $1,519,337 $1,519,337 $1,861,976
$317,079 $317,079 $317,079 $317,079

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,227,960 RESEARCH AND DEVELOPMENT

$1,227,960 RESEARCH AND DEVELOPMENT

$1,227,960 RESEARCH AND DEVELOPMENT

$1,227,960 RESEARCH AND DEVELOPMENT

$1,227,960 RESEARCH AND DEVELOPMENT

$1,227,960 RESEARCH AND DEVELOPMENT

$1,227,960 RESEARCH AND DEVELOPMENT

$1,227,960

N/A

$1,227,960 RESEARCH AND DEVELOPMENT

$281,286 RESEARCH AND DEVELOPMENT

$67,728 RESEARCH AND DEVELOPMENT

$3,458,009

N/A

$45,246 $1,260,810

$124,425
$283,667
$3,038,740 $228,293 $237,762

$3,458,009

N/A

$3,458,009 RESEARCH AND DEVELOPMENT

$3,458,009 $466,055 $466,055

N/A N/A RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971
$0
$0 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$0
$1,233,831,971
$1,233,831,971
$1,233,831,971
$0
$0
$1,233,831,971
$0 $0 $1,233,831,971

C-101

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title

Federal CFDA Number

TEACHER QUALITY PARTNERSHIP GRANTS TEACHER QUALITY PARTNERSHIP GRANTS RURAL EDUCATION ENGLISH LANGUAGE ACQUISITION STATE GRANTS ENGLISH LANGUAGE ACQUISITION STATE GRANTS SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS)
SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) GRANTS FOR STATE ASSESSMENTS AND RELATED ACTIVITIES COMPREHENSIVE LITERACY DEVELOPMENT SCHOOL IMPROVEMENT GRANTS TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION GRANTS (TEACH GRANTS) STRENGTHENING MINORITY-SERVING INSTITUTIONS

84.336 84.336 84.358 84.365 84.365
84.367
84.367
84.367 84.369 84.371 84.377
84.379 84.382

TRANSITION PROGRAMS FOR STUDENTS WITH INTELLECTUAL DISABILITIES INTO HIGHER EDUCATION TRANSITION PROGRAMS FOR STUDENTS WITH INTELLECTUAL DISABILITIES INTO HIGHER EDUCATION

84.407 84.407

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity SOUTHERN REGIONAL EDUCATION
BOARD

NATIONAL WRITING PROJECT

GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.

POSTSECONDARY EDUCATION SCHOLARSHIPS FOR VETERAN'S DEPENDENTS EDUCATION INNOVATION AND RESEARCH (FORMERLY INVESTING IN INNOVATION (I3) FUND)
RACE TO THE TOP EARLY LEARNING CHALLENGE SUPPORTING EFFECTIVE EDUCATOR DEVELOPMENT PROGRAM STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM
COVID - 19 - GOVERNORS EMERGENCY EDUCATION RELIEF (GEER) FUND COVID - 19 - CORONAVIRUS RESPONSE AND RELIEF SUPPLEMENTAL APPROPRIATIONS ACT, 2021 EMERGENCY ASSISTANCE FOR NON-PUBLIC SCHOOLS (CRRSA EANS) PROGRAM

84.408
84.411 84.412 84.423 84.424
84.425
84.425

COVID - 19, 84.425C COVID - 19, 84.425R

OHIO STATE UNIVERSITY
UNIVERSITY OF MARYLAND FOUNDATION, INC.

COVID - 19 - DISCRETIONARY GRANTS: RETHINK K-12 EDUCATION MODELS GRANTS COVID - 19 - HEERF MINORITY SERVING INSTITUTIONS (MSIS) COVID - 19 - HEERF STRENGTHENING INSTITUTIONS PROGRAM (SIP)

84.425 84.425 84.425

COVID - 19, 84.425B COVID - 19, 84.425L COVID - 19, 84.425M

COVID - 19 - HEERF HISTORICALLY BLACK COLLEGES AND UNIVERSITIES (HBCUS) COVID - 19 - GOVERNORS EMERGENCY EDUCATION RELIEF (GEER) FUND COVID - 19 - HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) STUDENT AID PORTION COVID - 19 - HEERF INSTITUTIONAL AID PORTION COVID - 19 - AMERICAN RESCUE PLAN - ELEMENTARY AND SECONDARY SCHOOL EMERGENCY RELIEF (ARP ESSER) COVID - 19 - ELEMENTARY AND SECONDARY SCHOOL EMERGENCY RELIEF (ESSER) FUND NATIONAL ASSESSMENT OF EDUCATIONAL PROGRESS TOTAL DEPARTMENT OF EDUCATION

84.425 84.425
84.425 84.425
84.425
84.425 84.U33

COVID - 19, 84.425J COVID - 19, 84.425C
COVID - 19, 84.425E COVID - 19, 84.425F
COVID - 19, 84.425U
COVID - 19, 84.425D ED-IES-14-C-0071

NATIONAL ARCHIVES & RECORDS ADMINISTRATION
NATIONAL HISTORICAL PUBLICATIONS AND RECORDS GRANTS TOTAL NATIONAL ARCHIVES & RECORDS ADMINISTRATION

89.003

DELTA REGIONAL AUTHORITY or DENALI COMMISSION or ELECTION ASSISTANCE COMMISSION or JAPAN U.S. FRIENDSHIP COMMISSION
2018 HAVA ELECTION SECURITY GRANTS

90.404

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-102

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity "36690"
"U367DI50004"
"63828383-32"
"CON012019" "MSDE000701"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

$127,269 $5,912,795
$16,005,593

$105,404 $951,826 $6,254,043 $657,845 $17,381,973

-$165

$138

$63,481,892
$34,378,405 $5,912,183

$65,256,202 $11,941,702 $35,447,976
$6,565,813

$1,848,086 $5,018,588

Federal Program
Total

Cluster Name

$1,057,230 $1,057,230 $6,254,043 $18,039,818 $18,039,818

N/A RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT
N/A

$65,256,175 RESEARCH AND DEVELOPMENT

$65,256,175

N/A

$65,256,175

N/A

$11,941,702

N/A

$35,447,976

N/A

$6,565,813

N/A

$1,848,086 STUDENT FINANCIAL ASSISTANCE

$5,018,588

N/A

$1,014,295 $39,464,885

$13,446
$298,129
$13,461
$72,295 $213,769 $2,621,187 $41,123,903
$16,802

$311,575

N/A

$311,575

N/A

$13,461 STUDENT FINANCIAL ASSISTANCE

$72,295 $213,769 $2,621,187 $41,123,903

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT N/A

$2,024,766,706 RESEARCH AND DEVELOPMENT

$503,345

$648,219

$2,024,766,706

N/A

$880,676

$2,024,766,706

N/A

$6,382,763

$2,024,766,706

N/A

$9,520,331

$2,024,766,706

N/A

$17,788,240

$2,024,766,706

N/A

$193,682

$33,127,543

$2,024,766,706

N/A

$2,993,416

$157,872,591

$2,024,766,706

N/A

$262,460,465

$2,024,766,706

N/A

$279,441,622

$280,389,329

$2,024,766,706

N/A

$1,254,355,848

$1,255,679,747

$2,024,766,706

N/A

$134,775

$134,775

N/A

$2,723,423,073

$5,495,639,447

Cluster Total
$0 $1,233,831,971
$0 $1,233,831,971
$0
$1,233,831,971
$0
$0 $0 $0 $0
$2,071,661,245 $0
$0
$0
$2,071,661,245
$1,233,831,971 $0
$1,233,831,971 $0
$1,233,831,971
$0
$0 $0 $0
$0 $0
$0 $0
$0
$0 $0

$21,660 $21,660

$105,536 $105,536

$105,536 RESEARCH AND DEVELOPMENT

$1,233,831,971

$15,189,981

$15,189,981

N/A

$0

C-103

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title TOTAL DELTA REGIONAL AUTHORITY or DENALI COMMISSION or ELECTION ASSISTANCE COMMISSION or JAPAN U.S. FRIENDSHIP COMMISSION

Federal CFDA Number

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

DEPARTMENT OF HEALTH AND HUMAN SERVICES

PUBLIC AWARENESS CAMPAIGNS ON EMBRYO ADOPTION

93.007

MEDICAL RESERVE CORPS SMALL GRANT PROGRAM SPECIAL PROGRAMS FOR THE AGING, TITLE VII, CHAPTER 3, PROGRAMS FOR PREVENTION OF ELDER ABUSE, NEGLECT, AND EXPLOITATION COVID - 19 - SPECIAL PROGRAMS FOR THE AGING, TITLE VII, CHAPTER 2, LONG TERM CARE OMBUDSMAN SERVICES FOR OLDER INDIVIDUALS SPECIAL PROGRAMS FOR THE AGING, TITLE VII, CHAPTER 2, LONG TERM CARE OMBUDSMAN SERVICES FOR OLDER INDIVIDUALS SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART D, DISEASE PREVENTION AND HEALTH PROMOTION SERVICES COVID - 19 - SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS COVID - 19 - SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES

93.008 93.041 93.042 93.042 93.043 93.044 93.044 93.045

SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES SPECIAL PROGRAMS FOR THE AGING, TITLE IV, AND TITLE II, DISCRETIONARY PROJECTS SPECIAL PROGRAMS FOR THE AGING, TITLE IV, AND TITLE II, DISCRETIONARY PROJECTS COVID - 19 - SPECIAL PROGRAMS FOR THE AGING, TITLE IV, AND TITLE II, DISCRETIONARY PROJECTS ALZHEIMER'S DISEASE DEMONSTRATION GRANTS TO STATES

93.045
93.048
93.048
93.048 93.051

NATIONAL FAMILY CAREGIVER SUPPORT, TITLE III, PART E

93.052

NATIONAL FAMILY CAREGIVER SUPPORT, TITLE III, PART E COVID - 19 - NATIONAL FAMILY CAREGIVER SUPPORT, TITLE III, PART E NATIONAL FAMILY CAREGIVER SUPPORT, TITLE III, PART E NUTRITION SERVICES INCENTIVE PROGRAM TRAINING IN GENERAL, PEDIATRIC, AND PUBLIC HEALTH DENTISTRY
GLOBAL AIDS GLOBAL AIDS GLOBAL AIDS GLOBAL AIDS COVID - 19 - GLOBAL AIDS GLOBAL AIDS

93.052 93.052 93.052 93.053 93.059 93.067 93.067 93.067 93.067 93.067 93.067

GLOBAL AIDS COVID - 19 - GLOBAL AIDS COVID - 19 - GLOBAL AIDS GLOBAL AIDS
CHRONIC DISEASES: RESEARCH, CONTROL, AND PREVENTION PUBLIC HEALTH EMERGENCY PREPAREDNESS ENVIRONMENTAL PUBLIC HEALTH AND EMERGENCY RESPONSE MEDICARE ENROLLMENT ASSISTANCE PROGRAM BIRTH DEFECTS AND DEVELOPMENTAL DISABILITIES - PREVENTION AND SURVEILLANCE
BIRTH DEFECTS AND DEVELOPMENTAL DISABILITIES - PREVENTION AND SURVEILLANCE BIRTH DEFECTS AND DEVELOPMENTAL DISABILITIES - PREVENTION AND SURVEILLANCE

93.067 93.067 93.067 93.067
93.068 93.069 93.070 93.071
93.073
93.073
93.073

ST. JUDE CHILDREN'S RESEARCH HOSPITAL
COVID - 19
COVID - 19 COVID - 19

COVID - 19 COVID - 19

CSRA AREA AGENCY ON AGING SOUTHERN GEORGIA REGIONAL
COMMISSION

COVID - 19
COVID - 19 COVID - 19

EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC. EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY NORTHROP GRUMMAN
CORPORATION

TASKFORCE FOR GLOBAL HEALTH UNIVERSITY OF SOUTH CAROLINA

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-104

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients

Federal Expenditures

Federal Program
Total

$15,189,981

State of Georgiaaa

Cluster Name

Cluster Total

"111978011-7615375"
"OAA TITLE III E - FAMILY CAREGIVER SUPORT" "AAA-2019-07"
"T848250" "A222012" "A329730" "HHSN272201400004C" "A344265" "A126270" "63828383-34" "A400483" "A344228" "A180258" "7500131662"
"U38OT000316" "CON012981"

$229,590 $278,495 $514,952 $2,552,611 $7,545,264 $12,096,017 $19,319,014 $27,834 $123,248 $774,954
$772,092 $2,859,587 $3,060,257
$318,156

-$276
-$49,998
$52,392
$355,795
$423,496
$514,952
$2,685,755
$9,696,331
$12,096,017
$20,533,132
$254,213
$261,782
$855,112 $23,974
$14,736
$63,322 $772,092 $3,722,563 $3,060,257 $102,816
$224 $11,489 $44,508 $56,490 $64,310 $64,764
$101,042 $134,390 $165,047 $601,439
-$4,747 $15,317,183
$684,867 $575,590
-$17,068
$12,339
$26,035

-$276 RESEARCH AND DEVELOPMENT

-$49,998 RESEARCH AND DEVELOPMENT

$52,392

N/A

$779,291

N/A

$779,291

N/A

$514,952

N/A

$12,382,086

AGING CLUSTER

$12,382,086

AGING CLUSTER

$32,629,149

AGING CLUSTER

$32,629,149

AGING CLUSTER

$1,371,107 RESEARCH AND DEVELOPMENT

$1,371,107

N/A

$1,371,107

N/A

$23,974

N/A

$4,572,713

N/A

$4,572,713 $4,572,713 $4,572,713 $3,060,257
$102,816 $1,243,703 $1,243,703 $1,243,703 $1,243,703 $1,243,703 $1,243,703

N/A N/A N/A AGING CLUSTER N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,243,703 $1,243,703 $1,243,703 $1,243,703

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

-$4,747 $15,317,183
$684,867 $575,590

RESEARCH AND DEVELOPMENT N/A N/A N/A

$21,306

N/A

$21,306 RESEARCH AND DEVELOPMENT

$21,306 RESEARCH AND DEVELOPMENT

$1,233,831,971
$1,233,831,971
$0
$0
$0
$0
$48,071,492
$48,071,492
$48,071,492
$48,071,492
$1,233,831,971
$0
$0 $0
$0
$0 $0 $0 $48,071,492 $0 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $0 $0 $0
$0
$1,233,831,971
$1,233,831,971

C-105

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title FAMILY SMOKING PREVENTION AND TOBACCO CONTROL ACT REGULATORY RESEARCH COOPERATIVE AGREEMENTS TO PROMOTE ADOLESCENT HEALTH THROUGH SCHOOL-BASED HIV/STD PREVENTION AND SCHOOL-BASED SURVEILLANCE
BLOOD DISORDER PROGRAM: PREVENTION, SURVEILLANCE, AND RESEARCH BLOOD DISORDER PROGRAM: PREVENTION, SURVEILLANCE, AND RESEARCH BLOOD DISORDER PROGRAM: PREVENTION, SURVEILLANCE, AND RESEARCH
BLOOD DISORDER PROGRAM: PREVENTION, SURVEILLANCE, AND RESEARCH PREVENTION OF DISEASE, DISABILITY, AND DEATH BY INFECTIOUS DISEASES PREVENTION OF DISEASE, DISABILITY, AND DEATH BY INFECTIOUS DISEASES PREVENTION OF DISEASE, DISABILITY, AND DEATH BY INFECTIOUS DISEASES PREVENTION OF DISEASE, DISABILITY, AND DEATH BY INFECTIOUS DISEASES PREVENTION OF DISEASE, DISABILITY, AND DEATH BY INFECTIOUS DISEASES
HEALTHY MARRIAGE PROMOTION AND RESPONSIBLE FATHERHOOD GRANTS ENHANCE SAFETY OF CHILDREN AFFECTED BY SUBSTANCE ABUSE
AFFORDABLE CARE ACT (ACA) PERSONAL RESPONSIBILITY EDUCATION PROGRAM FOOD AND DRUG ADMINISTRATION RESEARCH
FOOD AND DRUG ADMINISTRATION RESEARCH FOOD AND DRUG ADMINISTRATION RESEARCH COMPREHENSIVE COMMUNITY MENTAL HEALTH SERVICES FOR CHILDREN WITH SERIOUS EMOTIONAL DISTURBANCES (SED) COVID - 19 - AREA HEALTH EDUCATION CENTERS
MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS
MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS
MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS
MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS
MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS
MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS
MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS
ENVIRONMENTAL HEALTH

Federal CFDA Number
93.077
93.079
93.080
93.080
93.080
93.080
93.084
93.084
93.084
93.084
93.084
93.086 93.087
93.092 93.103
93.103 93.103
93.104 93.107
93.110 93.110 93.110 93.110
93.110
93.110 93.110
93.110
93.110
93.110
93.110 93.110 93.113

ENVIRONMENTAL HEALTH ENVIRONMENTAL HEALTH ENVIRONMENTAL HEALTH ENVIRONMENTAL HEALTH
ENVIRONMENTAL HEALTH ENVIRONMENTAL HEALTH

93.113 93.113 93.113 93.113
93.113 93.113

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

HEMOPHILIA OF GEORGIA HEMOPHILIA OF GEORGIA HEMOPHILIA OF GEORGIA
STATE UNIVERSITY OF NEW YORK UNIVERSITY OF VIRGINIA EMORY UNIVERSITY EMORY UNIVERSITY
STATE UNIVERSITY OF NEW YORK

MASSACHUSETTS GENERAL HOSPITAL

COVID - 19

ASSOCIATION OF MATERNAL & CHILD HEALTH PROGRAMS HEMOPHILIA OF GEORGIA
HEMOPHILIA OF GEORGIA UNIVERSITY OF NORTH CAROLINA
AT CHAPEL HILL ASSOCIATION OF MATERNAL &
CHILD HEALTH PROGRAMS EMORY UNIVERSITY
UNIVERSITY OF NORTH CAROLINA UNIVERSITY OF NORTH CAROLINA
AT CHAPEL HILL UNIVERSITY OF NORTH CAROLINA
AT CHAPEL HILL UNIVERSITY OF NORTH CAROLINA
AT CHAPEL HILL
NORTHEASTERN UNIVERSITY
FOUNDATION FOR APPLIED MOLECULAR EVOLUTION (FFAME)
REPROTOX, LLC NORTHEASTERN UNIVERSITY UNIVERSITY OF MINNESOTA
WASHINGTON STATE UNIVERSITY EMORY UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-106

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"5NU27DD001155-05-00" "1NU27DD001155-01-00" "NU27DD000020-01-00"
"CON011936" "GF14330.PO 2306925"
"A425116" "CON014620" "CON014467"
"236632"
"CON012592" "17H30MC24046" "H30MC24046-01-00"
"CON011812" "CON013607" "CON013906" "CON013947" "CON012399" "CON014250" "CON013671" "500612-78050"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

$392,127

$2,267,789

$105,992

$732

$1,389

$18,500

$11,737

$475,774

$7,580

$15,000

$42,683

$48,361

$74,782

$56,350 $37,964

$1,165,682 $191,191

$924,564

$1,652,870 $16,293

$205,798

$78,662 $3,142,473

$824,483

$2,593,299 $974,773

-$323 $6,338 $8,182 $10,500

$16,921

$20,428 $34,499

$55,502

$66,956

$147,206

$27,077

$221,682 $1,044,602
-$2,423

Federal Program
Total

Cluster Name

$2,267,789 RESEARCH AND DEVELOPMENT

$105,992

N/A

$496,395

N/A

$496,395

N/A

$496,395

N/A

$496,395 RESEARCH AND DEVELOPMENT

$188,406 RESEARCH AND DEVELOPMENT

$188,406 RESEARCH AND DEVELOPMENT

$188,406 RESEARCH AND DEVELOPMENT

$188,406 RESEARCH AND DEVELOPMENT

$188,406 RESEARCH AND DEVELOPMENT

$1,165,682 $191,191

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,652,870

N/A

$3,237,428

N/A

$3,237,428 RESEARCH AND DEVELOPMENT $3,237,428 RESEARCH AND DEVELOPMENT

$2,593,299

N/A

$974,773

N/A

$1,632,493 $1,632,493 $1,632,493 $1,632,493

N/A N/A RESEARCH AND DEVELOPMENT N/A

$1,632,493 RESEARCH AND DEVELOPMENT

$1,632,493

N/A

$1,632,493

N/A

$1,632,493 RESEARCH AND DEVELOPMENT

$1,632,493 RESEARCH AND DEVELOPMENT

$1,632,493 RESEARCH AND DEVELOPMENT

$1,632,493 $1,632,493 $1,097,425

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT

"CON010760" "PA-15-269" "500635-78050" "H007947801"
"CON010993" "T779501"

-$610 $51
$2,655 $8,963
$27,349 $97,945

$1,097,425 $1,097,425 $1,097,425 $1,097,425

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,097,425 $1,097,425

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971
$0
$0
$0
$0
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$0 $0
$1,233,831,971 $1,233,831,971
$0 $0
$0 $0 $1,233,831,971 $0
$1,233,831,971
$0 $0
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $0
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971

C-107

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title ENVIRONMENTAL HEALTH ENVIRONMENTAL HEALTH PROJECT GRANTS AND COOPERATIVE AGREEMENTS FOR TUBERCULOSIS CONTROL PROGRAMS ACQUIRED IMMUNODEFICIENCY SYNDROME (AIDS) ACTIVITY

Federal CFDA Number 93.113 93.113
93.116 93.118

ORAL DISEASES AND DISORDERS RESEARCH ORAL DISEASES AND DISORDERS RESEARCH ORAL DISEASES AND DISORDERS RESEARCH

93.121 93.121 93.121

ORAL DISEASES AND DISORDERS RESEARCH ORAL DISEASES AND DISORDERS RESEARCH NURSE ANESTHETIST TRAINEESHIP EMERGENCY MEDICAL SERVICES FOR CHILDREN CENTERS FOR RESEARCH AND DEMONSTRATION FOR HEALTH PROMOTION AND DISEASE PREVENTION

93.121 93.121 93.124 93.127
93.135

INJURY PREVENTION AND CONTROL RESEARCH AND STATE AND COMMUNITY BASED PROGRAMS

93.136

INJURY PREVENTION AND CONTROL RESEARCH AND STATE AND COMMUNITY BASED PROGRAMS INJURY PREVENTION AND CONTROL RESEARCH AND STATE AND COMMUNITY BASED PROGRAMS COVID - 19 - INJURY PREVENTION AND CONTROL RESEARCH AND STATE AND COMMUNITY BASED PROGRAMS INJURY PREVENTION AND CONTROL RESEARCH AND STATE AND COMMUNITY BASED PROGRAMS INJURY PREVENTION AND CONTROL RESEARCH AND STATE AND COMMUNITY BASED PROGRAMS COVID - 19 - COMMUNITY PROGRAMS TO IMPROVE MINORITY HEALTH GRANT PROGRAM

93.136 93.136 93.136 93.136 93.136 93.137

COMMUNITY PROGRAMS TO IMPROVE MINORITY HEALTH GRANT PROGRAM NIEHS SUPERFUND HAZARDOUS SUBSTANCES_BASIC RESEARCH AND EDUCATION NIEHS SUPERFUND HAZARDOUS SUBSTANCES_BASIC RESEARCH AND EDUCATION
PROJECTS FOR ASSISTANCE IN TRANSITION FROM HOMELESSNESS (PATH) CENTERS OF EXCELLENCE HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY

93.137
93.143
93.143 93.150 93.157 93.161

HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY

93.161 93.161

HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY

93.161

HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY

93.161 93.161

HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY

93.161

HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY

93.161

HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY

93.161 93.161

HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY

93.161

HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY GRANTS TO STATES FOR LOAN REPAYMENT

93.161 93.161 93.161 93.165

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity EMORY UNIVERSITY

WESTERN UNIVERSITY OF HEALTH SCIENCES
EMORY UNIVERSITY UNIVERSITY OF FLORIDA THE LUNDQUIST INSTITUTE FOR BIOMEDICAL INNOVATION

COVID - 19

KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
UNIVERSITY OF IOWA

COVID - 19

ASSOCIATION OF UNIVERSITY CENTERS ON DISABILITIES

NORTHEASTERN UNIVERSITY
NORTHEASTERN UNIVERSITY
MEHARRY MEDICAL COLLEGE UNIVERSITY OF CALIFORNIA
M S TECHNOLOGIES CORPORATION WEILL CORNELL MEDICINE UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN
MAYO CLINIC, ROCHESTER COLORADO STATE UNIVERSITY
NORTH CAROLINA STATE UNIVERSITY
MAYO CLINIC, ROCHESTER INTERNATIONAL BUSINESS MACHINES CORPORATION
BIRKELAND CURRENT INTERNATIONAL BUSINESS MACHINES CORPORATION
UNIVERSITY OF TEXAS AT DALLAS EMORY UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-108

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"A478502"
"SUB 20160C-ELSALANTY" "T825580"
"SUB00001966" "30842-UG"

Total Amount Provided to
Sub-Recipients $85,111
$305,771

Federal Expenditures
$113,020 $850,475
$2,249,205 $100,096
$6,457 $54,936 $62,386
$103,361 $2,082,444
$26,606 $151,434
$696,673

Federal Program
Total $1,097,425 $1,097,425

Cluster Name RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$2,249,205

N/A

$100,096

N/A

$2,309,584 $2,309,584 $2,309,584

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$2,309,584 $2,309,584
$26,606 $151,434

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A N/A

$696,673 RESEARCH AND DEVELOPMENT

"SP000145414-02"

$12,650

$6,069,800 RESEARCH AND DEVELOPMENT

"63828383-35" "S01096-01"
"CON014714"
"50074578050" "50068278050" "HRSA18-0009" "118211663"
"146440" "200197" "097536-17865" "GEO-234122/PO#67525100" "G-64112-03" "2019-2552-01" "GEO-259345/PO#67608230" "4700229146" "145597" "4700266271" "139170" "A385322"

$24,367 $1,396,925
$1,375,147

$13,131
$15,569
$140,420
$204,233
$5,683,797
$28,000
$166,288
$4,264
$238,602 $1,803,402
$4,992 $24,065
$35,225 $39,627
$41,774
$54,723 $60,278
$66,709
$96,161
$117,680 $118,710
$129,335
$178,326 $183,299 $7,528,561
$85,000

$6,069,800 RESEARCH AND DEVELOPMENT

$6,069,800 RESEARCH AND DEVELOPMENT

$6,069,800

N/A

$6,069,800 RESEARCH AND DEVELOPMENT

$6,069,800

N/A

$194,288 RESEARCH AND DEVELOPMENT

$194,288 RESEARCH AND DEVELOPMENT

$242,866 RESEARCH AND DEVELOPMENT

$242,866 $1,803,402
$4,992 $8,674,473

RESEARCH AND DEVELOPMENT N/A N/A
RESEARCH AND DEVELOPMENT

$8,674,473 $8,674,473

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,674,473 RESEARCH AND DEVELOPMENT

$8,674,473 $8,674,473

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,674,473 RESEARCH AND DEVELOPMENT

$8,674,473 RESEARCH AND DEVELOPMENT

$8,674,473 $8,674,473

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,674,473 RESEARCH AND DEVELOPMENT

$8,674,473 $8,674,473 $8,674,473
$85,000

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

Cluster Total $1,233,831,971 $1,233,831,971
$0 $0
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0 $0
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$0
$1,233,831,971
$0
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $0 $0
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$0

C-109

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title HUMAN GENOME RESEARCH HUMAN GENOME RESEARCH HUMAN GENOME RESEARCH

Federal CFDA Number 93.172 93.172 93.172

RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NURSING WORKFORCE DIVERSITY NATIONAL RESEARCH SERVICE AWARD IN PRIMARY CARE MEDICINE GRADUATE PSYCHOLOGY EDUCATION GRADUATE PSYCHOLOGY EDUCATION CHILDHOOD LEAD POISONING PREVENTION PROJECTS, STATE AND LOCAL CHILDHOOD LEAD POISONING PREVENTION AND SURVEILLANCE OF BLOOD LEAD LEVELS IN CHILDREN
TELEHEALTH PROGRAMS TELEHEALTH PROGRAMS RESEARCH AND TRAINING IN COMPLEMENTARY AND INTEGRATIVE HEALTH RESEARCH AND TRAINING IN COMPLEMENTARY AND INTEGRATIVE HEALTH RESEARCH AND TRAINING IN COMPLEMENTARY AND INTEGRATIVE HEALTH

93.173 93.173 93.178 93.186 93.191 93.191
93.197 93.211 93.211
93.213
93.213 93.213

HEALTH CENTER PROGRAM (COMMUNITY HEALTH CENTERS, MIGRANT HEALTH CENTERS, HEALTH CARE FOR THE HOMELESS, AND PUBLIC HOUSING PRIMARY CARE) 93.224

RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES TRAUMATIC BRAIN INJURY STATE DEMONSTRATION GRANT PROGRAM TITLE V STATE SEXUAL RISK AVOIDANCE EDUCATION (TITLE V STATE SRAE) PROGRAM GRANTS TO STATES TO SUPPORT ORAL HEALTH WORKFORCE ACTIVITIES STATE CAPACITY BUILDING

93.226 93.226 93.226 93.234
93.235 93.236 93.240

STATE RURAL HOSPITAL FLEXIBILITY PROGRAM STATE RURAL HOSPITAL FLEXIBILITY PROGRAM
MENTAL HEALTH RESEARCH GRANTS MENTAL HEALTH RESEARCH GRANTS

93.241 93.241 93.242 93.242

MENTAL HEALTH RESEARCH GRANTS MENTAL HEALTH RESEARCH GRANTS
MENTAL HEALTH RESEARCH GRANTS MENTAL HEALTH RESEARCH GRANTS
MENTAL HEALTH RESEARCH GRANTS
MENTAL HEALTH RESEARCH GRANTS
MENTAL HEALTH RESEARCH GRANTS MENTAL HEALTH RESEARCH GRANTS
MENTAL HEALTH RESEARCH GRANTS MENTAL HEALTH RESEARCH GRANTS
MENTAL HEALTH RESEARCH GRANTS MENTAL HEALTH RESEARCH GRANTS

93.242 93.242
93.242 93.242
93.242
93.242
93.242 93.242
93.242 93.242
93.242 93.242

MENTAL HEALTH RESEARCH GRANTS MENTAL HEALTH RESEARCH GRANTS

93.242 93.242

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity BROAD INSTITUTE, INC. VANDERBILT UNIVERSITY
UNIVERSITY OF SOUTH FLORIDA

JBS INTERNATIONAL JBS INTERNATIONAL VIRGINIA COMMONWEALTH
UNIVERSITY
EMORY UNIVERSITY
WILLIAM BEAUMONT HOSPITAL RESEARCH INSTITUTE
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
MIND RESEARCH NETWORK KAISER PERMANENTE
THE JOHNS HOPKINS UNIVERSITY APPLIED PHYSICS LABORATORY, LLC
BOSTON UNIVERSITY UNIVERSITY OF SOUTHERN
CALIFORNIA EMORY UNIVERSITY ICAHN SCHOOL OF MEDICINE AT
MOUNT SINAI KAISER FOUNDATION RESEARCH
INSTITUTE BOYS TOWN NATIONAL RESEARCH
HOSPITAL BOSTON COLLEGE UNIVERSITY OF SOUTHERN
CALIFORNIA KAISER PERMANENTE ICAHN SCHOOL OF MEDICINE AT
MOUNT SINAI HARTFORD HOSPITAL KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE
FOUNDATION CINCINNATI CHILDREN'S HOSPITAL
MEDICAL CENTER

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-110

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"RBP* 6500215732" "CON013076"
"1219106800A"

Total Amount Provided to
Sub-Recipients
$176,380

Federal Expenditures
$919 $60,372 $235,089

$447,703

$28,538 $2,351,196
$408,691 -$26,563
-$1,496 $656,970

Federal Program
Total $296,380 $296,380 $296,380

Cluster Name RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$2,379,734 $2,379,734
$408,691 -$26,563 $655,474 $655,474

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0 $1,233,831,971
$0 $1,233,831,971

"CON012156" "CON014484"
"PT112083-SC107082"
"CON014534"

$25,815

$478,522 $29,376 $58,868
$5,287
$24,673 $334,256

$478,522

N/A

$88,244

N/A

$88,244

N/A

$364,216 RESEARCH AND DEVELOPMENT

$364,216 RESEARCH AND DEVELOPMENT $364,216 RESEARCH AND DEVELOPMENT

$0 $0 $0
$1,233,831,971
$1,233,831,971 $1,233,831,971

"SUB NO WBH17001_AUGU"

$98,507 $170,036
$1,013,967 $72,672

$5,399,651
-$3,065 $319,668 $656,189 $205,401
$2,229,484 $253,640 -$16,276

$5,399,651 HEALTH CENTER PROGRAM CLUSTER

$972,792 $972,792 $972,792 $205,401

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A N/A

$2,229,484

N/A

$253,640

N/A

-$16,276

N/A

$5,399,651
$1,233,831,971 $1,233,831,971
$0 $0
$0 $0 $0

"63828383-37"
"CON007941" "CON010730"

$6,000

$226,276 $723,800
-$6,312 -$4

$950,076 $950,076 $8,178,043 $8,178,043

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,233,831,971 $0
$1,233,831,971 $1,233,831,971

"#145278" "4R01MH077210-09"
"CON014871" "A239444"
"SUB 0255-3355-4609"
"CON014642"
"CON014676" "51093013"
"CON013292" "CON014738"
"SUB # 0255-3351-4609" "126370-UGA"

$31 $572
$3,617 $5,587
$6,876
$7,818
$8,343 $14,304
$14,572 $15,386
$15,550 $19,374

$8,178,043 $8,178,043

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,178,043 $8,178,043

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,178,043 RESEARCH AND DEVELOPMENT

$8,178,043 RESEARCH AND DEVELOPMENT

$8,178,043 $8,178,043

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,178,043 $8,178,043

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,178,043 $8,178,043

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971

"1R15MH125303-01" "306236"

$22,536 $27,331

$8,178,043 RESEARCH AND DEVELOPMENT $8,178,043 RESEARCH AND DEVELOPMENT

$1,233,831,971 $1,233,831,971

C-111

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title
MENTAL HEALTH RESEARCH GRANTS MENTAL HEALTH RESEARCH GRANTS
MENTAL HEALTH RESEARCH GRANTS MENTAL HEALTH RESEARCH GRANTS MENTAL HEALTH RESEARCH GRANTS MENTAL HEALTH RESEARCH GRANTS MENTAL HEALTH RESEARCH GRANTS SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE

Federal CFDA Number
93.242 93.242
93.242 93.242 93.242 93.242 93.242
93.243
93.243
93.243

ADVANCED NURSING EDUCATION WORKFORCE GRANT PROGRAM ADVANCED NURSING EDUCATION WORKFORCE GRANT PROGRAM EARLY HEARING DETECTION AND INTERVENTION
OCCUPATIONAL SAFETY AND HEALTH PROGRAM

93.247 93.247 93.251
93.262

OCCUPATIONAL SAFETY AND HEALTH PROGRAM OCCUPATIONAL SAFETY AND HEALTH PROGRAM NURSE FACULTY LOAN PROGRAM (NFLP) IMMUNIZATION COOPERATIVE AGREEMENTS COVID - 19 - IMMUNIZATION COOPERATIVE AGREEMENTS IMMUNIZATION COOPERATIVE AGREEMENTS VIRAL HEPATITIS PREVENTION AND CONTROL
ALCOHOL RESEARCH PROGRAMS ALCOHOL RESEARCH PROGRAMS ALCOHOL RESEARCH PROGRAMS ALCOHOL RESEARCH PROGRAMS

93.262 93.262 93.264 93.268 93.268 93.268 93.270 93.273 93.273 93.273 93.273

ALCOHOL RESEARCH PROGRAMS ALCOHOL RESEARCH PROGRAMS ALCOHOL RESEARCH PROGRAMS ALCOHOL RESEARCH PROGRAMS ALCOHOL RESEARCH PROGRAMS DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS

93.273 93.273 93.273 93.273 93.273 93.279 93.279 93.279

DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS

93.279 93.279 93.279

DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS

93.279 93.279

DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS CENTERS FOR DISEASE CONTROL AND PREVENTION INVESTIGATIONS AND TECHNICAL ASSISTANCE
COVID - 19 - CENTERS FOR DISEASE CONTROL AND PREVENTION INVESTIGATIONS AND TECHNICAL ASSISTANCE CENTERS FOR DISEASE CONTROL AND PREVENTION INVESTIGATIONS AND TECHNICAL ASSISTANCE DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH

93.279 93.279 93.283 93.283 93.283 93.286

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity ADVANCED BIOMEDICAL INFORMATICS GROUP, LLC
HARTFORD HOSPITAL MASSACHUSETTS INSTITUTE OF
TECHNOLOGY JOHNS HOPKINS UNIVERSITY
YALE UNIVERSITY UNIVERSITY OF NEBRASKA
JOHNS HOPKINS UNIVERSITY

GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
UNIVERSITY OF ALABAMA AT BIRMINGHAM
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.

COVID - 19

EMORY UNIVERSITY UNIVERSITY OF WASHINGTON UNIVERSITY OF WASHINGTON ARIZONA STATE UNIVERSITY WEST VIRGINIA UNIVERSITY
RESEARCH CORPORATION INLIGHTA BIOSCIENCES, LLC
YALE UNIVERSITY INLIGHTA BIOSCIENCES, LLC
OHIO STATE UNIVERSITY UNIVERSITY OF CALIFORNIA
EMORY UNIVERSITY
UNIVERSITY OF CHICAGO BUTLER HOSPITAL
NORTHWESTERN UNIVERSITY NATIONAL BUREAU OF ECONOMIC
RESEARCH DUKE UNIVERSITY MASSACHUSETTS INSTITUTE OF
TECHNOLOGY

COVID - 19

TASKFORCE FOR GLOBAL HEALTH TASKFORCE FOR GLOBAL HEALTH
INLIGHTA BIOSCIENCES, LLC

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-112

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"CON013581" "CON012172"
"CON012622" "CON012125" "GR110985CON80002757" "CON011721"
"SUB NO. 2004173466"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

$43,083 $43,448

$1,304,338

$51,298 $63,969 $68,560 $72,633 $7,679,471

$1,018

$173,113

$824,972

$4,509,887

Federal Program
Total

Cluster Name

$8,178,043 $8,178,043

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,178,043 $8,178,043 $8,178,043 $8,178,043 $8,178,043

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$4,684,018

N/A

$4,684,018 RESEARCH AND DEVELOPMENT

$4,684,018

N/A

"63828383-38" "000514854-SC006-KEA"

$250,776 $949,725 $223,022
$201

$1,200,501 $1,200,501
$223,022

RESEARCH AND DEVELOPMENT N/A N/A

$188,160 RESEARCH AND DEVELOPMENT

"63828383-39"
"A175538" "CON013167" "CON012886" "CON013249" "18-588-UGRF" "CON010404" "GR104576" "CON013050" "CON013523"
"11388SC" "A371765" "AWD101172 (SUB00000433)" "5001471ABRANTES" "CON014181" "CON010369" "CON012071" "S50142-PO 453106"
"3430" "RISK" "CON008047"

$221,687 $465,787

$1,139 $186,820 $2,477,630 $129,255 $46,224,152 $169,686,137 $369,697
$8 $12,166 $12,244 $28,591
$59,335 $89,131 $225,725 $263,495 $2,214,363 $2,049 $6,678 $16,842
$21,135 $22,712 $35,051
$44,046 $44,298
$291,614 $3,836,207
-$146,460
$29,812
$35,788
$2,505

$188,160 $188,160 $2,477,630 $216,039,544 $216,039,544 $216,039,544 $369,697 $2,905,058 $2,905,058 $2,905,058 $2,905,058

RESEARCH AND DEVELOPMENT N/A
STUDENT FINANCIAL ASSISTANCE RESEARCH AND DEVELOPMENT
N/A N/A N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$2,905,058 $2,905,058 $2,905,058 $2,905,058 $2,905,058 $4,320,632 $4,320,632 $4,320,632

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$4,320,632 $4,320,632 $4,320,632

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$4,320,632 $4,320,632

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$4,320,632 RESEARCH AND DEVELOPMENT $4,320,632 RESEARCH AND DEVELOPMENT

-$80,860

N/A

-$80,860 RESEARCH AND DEVELOPMENT

-$80,860 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0
$1,233,831,971
$0
$1,233,831,971 $0 $0
$1,233,831,971
$1,233,831,971 $0
$2,071,661,245 $1,233,831,971
$0 $0 $0 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0
$1,233,831,971
$1,233,831,971
$1,233,831,971

C-113

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH

Federal CFDA Number 93.286 93.286 93.286 93.286 93.286 93.286 93.286 93.286 93.286 93.286 93.286 93.286 93.286 93.286

DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH STATE PARTNERSHIP GRANT PROGRAM TO IMPROVE MINORITY HEALTH TEENAGE PREGNANCY PREVENTION PROGRAM SMALL RURAL HOSPITAL IMPROVEMENT GRANT PROGRAM PPHF 2018: OFFICE OF SMOKING AND HEALTH-NATIONAL STATE-BASED TOBACCO CONTROL PROGRAMS-FINANCED IN PART BY 2018 PREVENTION AND PUBLIC HEALTH FUNDS (PPHF)

93.286
93.286
93.286 93.296 93.297 93.301
93.305

MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH
MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH TRANS-NIH RESEARCH SUPPORT TRANS-NIH RESEARCH SUPPORT
TRANS-NIH RESEARCH SUPPORT TRANS-NIH RESEARCH SUPPORT
TRANS-NIH RESEARCH SUPPORT

93.307
93.307 93.307 93.307 93.310 93.310
93.310 93.310
93.310

TRANS-NIH RESEARCH SUPPORT TRANS-NIH RESEARCH SUPPORT TRANS-NIH RESEARCH SUPPORT
TRANS-NIH RESEARCH SUPPORT

93.310 93.310 93.310
93.310

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
EMORY UNIVERSITY
EMORY UNIVERSITY
EMORY UNIVERSITY
EMORY UNIVERSITY
UNIVERSITY OF PITTSBURGH
EMORY UNIVERSITY MASSACHUSETTS GENERAL
HOSPITAL
STANFORD UNIVERSITY
MICHIGAN STATE UNIVERSITY
UNIVERSITY OF TEXAS AT AUSTIN
EMORY UNIVERSITY
EMORY UNIVERSITY
FCS TECHNOLOGY, LLC CASE WESTERN RESERVE
UNIVERSITY KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
EMORY UNIVERSITY

PUERTO RICO SCIENCE, TECHNOLOGY & RESEARCH TRUST
MOREHOUSE SCHOOL OF MEDICINE UNIVERSITY OF UTAH
EMORY UNIVERSITY VANDERBILT UNIVERSITY
UNIVERSITY OF CALIFORNIA, DAVIS JOHNS HOPKINS UNIVERSITY
UNIVERSITY OF CALIFORNIA, SAN DIEGO
UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER
EMORY UNIVERSITY ALABAMA STATE UNIVERSITY
UNIVERSITY OF CALIFORNIA, DAVIS

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-114

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"A369812" "A378942" "A454979" "A380053" "AWD00003057(135510-1)" "A378960" "CON008247" "62440498-142337" "RC109911-GT" "UTA17-000428" "A454923" "A390401" "RFCST0001183401" "CON013508"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$3,298 $9,030 $10,614 $18,617 $30,194 $41,608 $42,370 $47,619 $56,809 $73,250 $75,363 $78,006 $82,088 $98,064

Federal Program
Total

Cluster Name

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

"9R15EB028609-02" "A416007"

$550,869

$150,447
$1,290,435
$3,957,022 $56,293
$691,856 $676,164

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 RESEARCH AND DEVELOPMENT

$6,067,339 $56,293 $691,856 $676,164

RESEARCH AND DEVELOPMENT N/A N/A N/A

-$7,580

-$7,580

N/A

"2019-00161" "SIMON U54S-341004-
31001GT" "10044779-01"
"S699823" "VUMC73117"
"CON012545" "CON014667"
"122336447"
"GMO_190802 PO#0000001820"
"A373816" "UGM132769A"
"CON012721"

$358,062

$14,267
$27,670 $105,649 $1,210,987 -$75,053
$19,684
$30,695 $36,640
$37,500
$55,654 $102,573 $110,542
$114,992

$1,358,573 RESEARCH AND DEVELOPMENT

$1,358,573 $1,358,573 $1,358,573 $8,888,948 $8,888,948

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,888,948 $8,888,948

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,888,948 RESEARCH AND DEVELOPMENT

$8,888,948 $8,888,948 $8,888,948

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$8,888,948 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $0 $0
$0
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-115

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title

Federal CFDA Number

TRANS-NIH RESEARCH SUPPORT TRANS-NIH RESEARCH SUPPORT TRANS-NIH RESEARCH SUPPORT TRANS-NIH RESEARCH SUPPORT TRANS-NIH RESEARCH SUPPORT NIH OFFICE OF RESEARCH ON WOMEN'S HEALTH EARLY HEARING DETECTION AND INTERVENTION INFORMATION SYSTEM (EHDI-IS) SURVEILLANCE PROGRAM COVID - 19 - EMERGING INFECTIONS PROGRAMS EMERGING INFECTIONS PROGRAMS OUTREACH PROGRAMS TO REDUCE THE PREVALENCE OF OBESITY IN HIGH RISK RURAL AREAS

93.310 93.310 93.310 93.310 93.310 93.313
93.314 93.317 93.317
93.319

EPIDEMIOLOGY AND LABORATORY CAPACITY FOR INFECTIOUS DISEASES (ELC) COVID - 19 - EPIDEMIOLOGY AND LABORATORY CAPACITY FOR INFECTIOUS DISEASES (ELC) STATE HEALTH INSURANCE ASSISTANCE PROGRAM THE HEALTHY BRAIN INITIATIVE: TECHNICAL ASSISTANCE TO IMPLEMENT PUBLIC HEALTH ACTIONS RELATED TO COGNITIVE HEALTH, COGNITIVE IMPAIRMENT, AND CAREGIVING AT THE STATE AND LOCAL LEVELS BEHAVIORAL RISK FACTOR SURVEILLANCE SYSTEM HEALTH PROFESSIONS STUDENT LOANS, INCLUDING PRIMARY CARE LOANS/LOANS FOR DISADVANTAGED STUDENTS

93.323 93.323 93.324
93.334 93.336 93.342

PUBLIC HEALTH SERVICE EVALUATION FUNDS NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES

93.343 93.350 93.350 93.350 93.350 93.350

NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES

93.350 93.350 93.350 93.350

NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES

93.350

NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES RESEARCH INFRASTRUCTURE PROGRAMS RESEARCH INFRASTRUCTURE PROGRAMS RESEARCH INFRASTRUCTURE PROGRAMS RESEARCH INFRASTRUCTURE PROGRAMS 21ST CENTURY CURES ACT - BEAU BIDEN CANCER MOONSHOT PUBLIC HEALTH EMERGENCY RESPONSE: COOPERATIVE AGREEMENT FOR EMERGENCY RESPONSE: PUBLIC HEALTH CRISIS RESPONSE COVID - 19 - PUBLIC HEALTH EMERGENCY RESPONSE: COOPERATIVE AGREEMENT FOR EMERGENCY RESPONSE: PUBLIC HEALTH CRISIS RESPONSE
COVID - 19 - NURSE EDUCATION, PRACTICE QUALITY AND RETENTION GRANTS BIOMEDICAL ADVANCED RESEARCH AND DEVELOPMENT AUTHORITY (BARDA), BIODEFENSE MEDICAL COUNTERMEASURE DEVELOPMENT BIOMEDICAL ADVANCED RESEARCH AND DEVELOPMENT AUTHORITY (BARDA), BIODEFENSE MEDICAL COUNTERMEASURE DEVELOPMENT NURSING RESEARCH
NURSING RESEARCH
NURSING RESEARCH NURSING STUDENT LOANS

93.350 93.350 93.350 93.351 93.351 93.351 93.351 93.353
93.354
93.354
93.359
93.360
93.360 93.361 93.361
93.361 93.364

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
UNIVERSITY OF CALIFORNIA, DAVIS NORTHEASTERN UNIVERSITY EMORY UNIVERSITY NORTHEASTERN UNIVERSITY

COVID - 19

COVID - 19

UNIVERSITY OF TEXAS MEDICAL BRANCH (UTMB)
EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY
EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY
EMORY UNIVERSITY
GEORGIA CLINICAL & TRANSLATIONAL SCIENCE ALLIANCE
EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY HAWA THERAPEUTICS, LLC
UNIVERSITY OF ALABAMA

COVID - 19 COVID - 19

LOCKHEED MARTIN CORPORATION
EMORY UNIVERSITY QUA, INC.
UNIVERSITY OF ALABAMA AT BIRMINGHAM

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-116

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"CON014008" "50066978052"
"A463275" "50071778050"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

$2,027,434

$157,933 $195,868 $442,530 $595,655 $7,063,735
-$2,306

$163,854 $1,326,844 $4,220,273

$698,331

$3,183,304

$549,010

$259,959,183 $1,383,505

Federal Program
Total

Cluster Name

$8,888,948 $8,888,948 $8,888,948 $8,888,948 $8,888,948
-$2,306

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$163,854

N/A

$5,547,117

N/A

$5,547,117

N/A

$698,331 RESEARCH AND DEVELOPMENT

$263,142,487

N/A

$263,142,487

N/A

$1,383,505

N/A

"CON014015" "A229809" "A229968" "A463934" "A402388" "A389421"
"A007319 (PREV.T895408)" "A430206" "A391612" "A425123"
"A404167/A241975/A155067 "

$33,789 $245,120
$65,950
$68,698 -$501 -$1 $7,500
$16,652 $20,223
$22,682 $22,687 $40,739 $41,315
$43,603

$33,789

N/A

$245,120

N/A

$65,950 STUDENT FINANCIAL ASSISTANCE

$68,698 $1,704,874 $1,704,874 $1,704,874 $1,704,874 $1,704,874

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,704,874 $1,704,874 $1,704,874 $1,704,874

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,704,874 RESEARCH AND DEVELOPMENT

"UL1TR002378" "A355461" "057474-01" "T620910"
"1R41OD030519-01"
"516421001"
"LM0065920" "A240077" "146692"
"SUB 000521619-SC005"

$195,149

$51,371 $402,895 $1,035,709
$47,887 $51,164 $74,330 $2,036,226 $31,681
$182,926
$10,329,150
$903,667
-$2,450
$42,268 $32,128 $81,151
$149,906 $711,940

$1,704,874 $1,704,874 $1,704,874 $2,209,607 $2,209,607 $2,209,607 $2,209,607
$31,681

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$10,512,076

N/A

$10,512,076

N/A

$903,667

N/A

$39,818 RESEARCH AND DEVELOPMENT

$39,818 $263,185 $263,185

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$263,185 RESEARCH AND DEVELOPMENT $711,940 STUDENT FINANCIAL ASSISTANCE

Cluster Total
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $0 $0
$1,233,831,971
$0
$0 $0
$0 $0
$2,071,661,245
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971
$0
$0
$0
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $2,071,661,245

C-117

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title SICKLE CELL TREATMENT DEMONSTRATION PROGRAM STATE ACTIONS TO IMPROVE ORAL HEALTH OUTCOMES AND PARTNER ACTIONS TO IMPROVE ORAL HEALTH OUTCOMES

Federal CFDA Number 93.365
93.366

FLEXIBLE FUNDING MODEL - INFRASTRUCTURE DEVELOPMENT AND MAINTENANCE FOR STATE MANUFACTURED FOOD REGULATORY PROGRAMS ACL INDEPENDENT LIVING STATE GRANTS
NATIONAL AND STATE TOBACCO CONTROL PROGRAM NATIONAL AND STATE TOBACCO CONTROL PROGRAM
CANCER CAUSE AND PREVENTION RESEARCH

93.367 93.369 93.387 93.387 93.393

CANCER CAUSE AND PREVENTION RESEARCH CANCER CAUSE AND PREVENTION RESEARCH CANCER CAUSE AND PREVENTION RESEARCH

93.393 93.393 93.393

CANCER CAUSE AND PREVENTION RESEARCH

93.393

CANCER CAUSE AND PREVENTION RESEARCH

93.393

CANCER CAUSE AND PREVENTION RESEARCH CANCER CAUSE AND PREVENTION RESEARCH CANCER CAUSE AND PREVENTION RESEARCH CANCER CAUSE AND PREVENTION RESEARCH CANCER CAUSE AND PREVENTION RESEARCH CANCER DETECTION AND DIAGNOSIS RESEARCH CANCER DETECTION AND DIAGNOSIS RESEARCH

93.393 93.393 93.393 93.393 93.393 93.394 93.394

CANCER DETECTION AND DIAGNOSIS RESEARCH CANCER DETECTION AND DIAGNOSIS RESEARCH CANCER DETECTION AND DIAGNOSIS RESEARCH CANCER TREATMENT RESEARCH

93.394 93.394 93.394 93.395

CANCER TREATMENT RESEARCH CANCER TREATMENT RESEARCH CANCER TREATMENT RESEARCH

93.395 93.395 93.395

CANCER TREATMENT RESEARCH

93.395

CANCER TREATMENT RESEARCH CANCER TREATMENT RESEARCH

93.395 93.395

CANCER TREATMENT RESEARCH CANCER TREATMENT RESEARCH
CANCER BIOLOGY RESEARCH CANCER BIOLOGY RESEARCH CANCER BIOLOGY RESEARCH CANCER BIOLOGY RESEARCH

93.395 93.395 93.396 93.396 93.396 93.396

CANCER BIOLOGY RESEARCH CANCER BIOLOGY RESEARCH CANCER BIOLOGY RESEARCH CANCER CENTERS SUPPORT GRANTS CANCER RESEARCH MANPOWER CANCER CONTROL STRENGTHENING PUBLIC HEALTH SYSTEMS AND SERVICES THROUGH NATIONAL PARTNERSHIPS TO IMPROVE AND PROTECT THE NATIONS HEALTH STRENGTHENING PUBLIC HEALTH SYSTEMS AND SERVICES THROUGH NATIONAL PARTNERSHIPS TO IMPROVE AND PROTECT THE NATIONS HEALTH STRENGTHENING PUBLIC HEALTH SYSTEMS AND SERVICES THROUGH NATIONAL PARTNERSHIPS TO IMPROVE AND PROTECT THE NATIONS HEALTH

93.396 93.396 93.396 93.397 93.398 93.399
93.421
93.421
93.421

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity ATRIUM HEALTH

UNIVERSITY OF PENNSYLVANIA
UNIVERSITY OF TOLEDO
IONIC PHARMACEUTICALS NORTHWESTERN UNIVERSITY
UNIVERSITY OF UTAH FRED HUTCHINSON CANCER
RESEARCH CENTER
IONIC PHARMACEUTICALS LAWRENCE BERKELEY NATIONAL
LABORATORY UNIVERSITY OF UTAH TULANE UNIVERSITY UNIVERSITY OF CONNECTICUT
INLIGHTA BIOSCIENCES, LLC UNIVERSITY OF OKLAHOMA FLORIDA INTERNATIONAL
UNIVERSITY NEW YORK UNIVERSITY
EMORY UNIVERSITY CHILDREN'S HOSPITAL OF
PHILADELPHIA EMORY UNIVERSITY UNIVERSITY OF MICHIGAN
BOSTON UNIVERSITY
WILDFLOWER BIOPHARMA, INC. PRODA BIOTECH, LLC
UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
NORTHWESTERN UNIVERSITY BAYLOR COLLEGE OF MEDICINE UNIVERSITY OF SOUTH FLORIDA
UNIVERSITY OF FLORIDA UNIVERSITY OF ALABAMA AT
BIRMINGHAM UNIVERSITY OF CONNECTICUT
EMORY UNIVERSITY
ASSOCIATION OF MATERNAL & CHILD HEALTH PROGRAMS
SMITHSONIAN INSTITUTION
NORTH CAROLINA STATE UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-118

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"3000301054(A17-0142"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$56,085
$291,899

Federal Program
Total $56,085
$291,899

Cluster Name N/A
N/A

"1RO1HL147256-01"
"CON011331"
"SUBAWARD NO. 34686-1" "SUB# 60054149AURI" "10045740-01"
"1023555"
"SUBAWARD NO. 36091-1"
"CON013294" "10044693-02" "CON013105"
"324639"
"CON008621" "CON012296"
"371" "19-A1-00-1002648"
"T692799"
"NIH COG CHAIR GRANT" "A392350"
"SUBK00008227"
"SUBAWARD# 4500002673"
"SUBAWARD 10001" "CON010395"
"5118110"
"CON011047" "CON013601" "6143119600B" "SUB#: UFDSP00011398"
"000519805SC001" "CON011501"
"A396195"

$116,162 $233,469
$288,137 $1,286,777
$64,581

$504,172 $524,775 $330,014 $1,054,068
-$527
$7,246 $8,893 $13,051
$19,987
$27,406
$84,975 $88,311 $108,541 $158,786 $2,036,102 $1,275 $56,019
$120,726 $243,839 $997,404
$389
$529 $24,854 $25,927
$81,600
$86,661 $126,684
$226,544 $2,966,181
$7,946 $20,993 $40,513 $41,979
$42,664 $147,886 $6,574,524
$83,030 $393,595 $1,169,947

$504,172 $524,775 $1,384,082 $1,384,082 $2,552,771

N/A N/A RESEARCH AND DEVELOPMENT N/A RESEARCH AND DEVELOPMENT

$2,552,771 $2,552,771 $2,552,771

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$2,552,771 RESEARCH AND DEVELOPMENT

$2,552,771 RESEARCH AND DEVELOPMENT

$2,552,771 $2,552,771 $2,552,771 $2,552,771 $2,552,771 $1,419,263 $1,419,263

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,419,263 $1,419,263 $1,419,263 $3,539,369

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$3,539,369 $3,539,369 $3,539,369

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$3,539,369 RESEARCH AND DEVELOPMENT

$3,539,369 $3,539,369

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$3,539,369 $3,539,369 $6,876,505 $6,876,505 $6,876,505 $6,876,505

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$6,876,505 $6,876,505 $6,876,505
$83,030 $393,595 $1,169,947

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"CON015164"

$5,963

$468,445 RESEARCH AND DEVELOPMENT

"CON014617"

$18,613

$468,445 RESEARCH AND DEVELOPMENT

"5 NU38OT000297-02-00"

$55,407

$468,445 RESEARCH AND DEVELOPMENT

Cluster Total
$0
$0
$0 $0 $1,233,831,971 $0 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971

C-119

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title

Federal CFDA Number

STRENGTHENING PUBLIC HEALTH SYSTEMS AND SERVICES THROUGH NATIONAL PARTNERSHIPS TO IMPROVE AND PROTECT THE NATIONS HEALTH
STRENGTHENING PUBLIC HEALTH SYSTEMS AND SERVICES THROUGH NATIONAL PARTNERSHIPS TO IMPROVE AND PROTECT THE NATIONS HEALTH NON-ACA/PPHFBUILDING CAPACITY OF THE PUBLIC HEALTH SYSTEM TO IMPROVE POPULATION HEALTH THROUGH NATIONAL NONPROFIT ORGANIZATIONS

93.421 93.421 93.424

NON-ACA/PPHFBUILDING CAPACITY OF THE PUBLIC HEALTH SYSTEM TO IMPROVE POPULATION HEALTH THROUGH NATIONAL NONPROFIT ORGANIZATIONS
NON-ACA/PPHFBUILDING CAPACITY OF THE PUBLIC HEALTH SYSTEM TO IMPROVE POPULATION HEALTH THROUGH NATIONAL NONPROFIT ORGANIZATIONS NON-ACA/PPHFBUILDING CAPACITY OF THE PUBLIC HEALTH SYSTEM TO IMPROVE POPULATION HEALTH THROUGH NATIONAL NONPROFIT ORGANIZATIONS NON-ACA/PPHFBUILDING CAPACITY OF THE PUBLIC HEALTH SYSTEM TO IMPROVE POPULATION HEALTH THROUGH NATIONAL NONPROFIT ORGANIZATIONS IMPROVING THE HEALTH OF AMERICANS THROUGH PREVENTION AND MANAGEMENT OF DIABETES AND HEART DISEASE AND STROKE ACL NATIONAL INSTITUTE ON DISABILITY, INDEPENDENT LIVING, AND REHABILITATION RESEARCH ACL NATIONAL INSTITUTE ON DISABILITY, INDEPENDENT LIVING, AND REHABILITATION RESEARCH EVERY STUDENT SUCCEEDS ACT/PRESCHOOL DEVELOPMENT GRANTS INNOVATIVE STATE AND LOCAL PUBLIC HEALTH STRATEGIES TO PREVENT AND MANAGE DIABETES AND HEART DISEASE AND STROKE-

93.424
93.424
93.424
93.424 93.426 93.433 93.433 93.434 93.435

CDC UNDERGRADUATE PUBLIC HEALTH SCHOLARS PROGRAM (CUPS): A PUBLIC HEALTH EXPERIENCE TO EXPOSE UNDERGRADUATES INTERESTED IN MINORITY HEALTH TO PUBLIC HEALTH AND THE PUBLIC HEALTH PROFESSIONS ACL ASSISTIVE TECHNOLOGY COVID - 19 - PROVIDER RELIEF FUND AFFORDABLE CARE ACT (ACA) MATERNAL, INFANT, AND EARLY CHILDHOOD HOME VISITING PROGRAM
AFFORDABLE CARE ACT (ACA) MATERNAL, INFANT, AND EARLY CHILDHOOD HOME VISITING PROGRAM PUBLIC HEALTH TRAINING CENTERS PROGRAM THE AFFORDABLE CARE ACT: BUILDING EPIDEMIOLOGY, LABORATORY, AND HEALTH INFORMATION SYSTEMS CAPACITY IN THE EPIDEMIOLOGY AND LABORATORY CAPACITY FOR INFECTIOUS DISEASE (ELC) AND EMERGING INFECTIONS PROGRAM (EIP) COOPERATIVE AGREEMENTS; PPHF THE AFFORDABLE CARE ACT: HUMAN IMMUNODEFICIENCY VIRUS (HIV) PREVENTION AND PUBLIC HEALTH FUND ACTIVITIES MARYLEE ALLEN PROMOTING SAFE AND STABLE FAMILIES PROGRAM TEMPORARY ASSISTANCE FOR NEEDY FAMILIES CHILD SUPPORT ENFORCEMENT CHILD SUPPORT ENFORCEMENT RESEARCH COVID - 19 - REFUGEE AND ENTRANT ASSISTANCE STATE/REPLACEMENT DESIGNEE ADMINISTERED PROGRAMS REFUGEE AND ENTRANT ASSISTANCE STATE/REPLACEMENT DESIGNEE ADMINISTERED PROGRAMS COVID - 19 - LOW-INCOME HOME ENERGY ASSISTANCE LOW-INCOME HOME ENERGY ASSISTANCE COMMUNITY SERVICES BLOCK GRANT COVID - 19 - COMMUNITY SERVICES BLOCK GRANT CHILD CARE AND DEVELOPMENT BLOCK GRANT COVID - 19 - CHILD CARE AND DEVELOPMENT BLOCK GRANT CHILD CARE AND DEVELOPMENT BLOCK GRANT U.S. REPATRIATION

93.456 93.464 93.498
93.505
93.505 93.516
93.521
93.523 93.556 93.558 93.563 93.564
93.566
93.566 93.568 93.568 93.569 93.569 93.575 93.575 93.575 93.579

Additional Award
Identification (Optional)
COVID - 19
COVID - 19 COVID - 19 COVID - 19 COVID - 19

Name of Funder Pass-Through
Entity
CDC FOUNDATION ASSOCIATION OF UNIVERSITY
CENTERS ON DISABILITIES
ASSOCIATION OF MATERNAL & CHILD HEALTH PROGRAMS CDC FOUNDATION
ASSOCIATION OF UNIVERSITY CENTERS ON DISABILITIES
UNIVERSITY OF PITTSBURGH
MIDDLE GEORGIA REGIONAL COMMISSION
EMORY UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-120

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"41110" "CON009432"
"CON014077" "CON011558" "CON013661"
"0058440 (130293-1)"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

Federal Program
Total

Cluster Name

$130,024

$468,445

N/A

$258,438

$468,445

N/A

-$2,355

$294,226

N/A

$1,500

$294,226

N/A

$46,077

$294,226

N/A

$111,747

$294,226 RESEARCH AND DEVELOPMENT

$383,206 $1,358

$137,257 $2,041,322
$81,356 $2,858,841 $2,447,280
$572,139

$294,226 RESEARCH AND DEVELOPMENT

$2,041,322

N/A

$2,940,197 RESEARCH AND DEVELOPMENT

$2,940,197 $2,447,280

RESEARCH AND DEVELOPMENT N/A

$572,139

N/A

Cluster Total
$0
$0
$0
$0
$0
$1,233,831,971
$1,233,831,971 $0
$1,233,831,971 $1,233,831,971
$0 $0

"MIHOPE II" "T983760"

$50,955 $119,338

$775,029 $240,861
$131
-$13,026
$1,650 $49,228

$775,029 $240,861
$131

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

-$11,376

N/A

-$11,376 $49,228

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$1,233,831,971 $1,233,831,971
$0
$0
$1,233,831,971 $1,233,831,971

$46,908,809 $10,970,338
$967,594
$384,128
$2,652,690 $41,193,790 $71,092,829 $15,786,606 $17,961,856
$14,041,396 $15,426,848

-$29,363
$892,287 $13,248,908 $280,964,924 $88,103,957
$1,009,216
$384,128
$4,723,269 $48,695,774 $72,785,852 $16,245,411 $18,168,144
$36,798 $173,048,612 $200,374,068
$465

-$29,363

N/A

$892,287

N/A

$13,248,908

N/A

$280,964,924

N/A

$88,103,957

N/A

$1,009,216

N/A

$5,107,397

N/A

$5,107,397 $121,481,626 $121,481,626
$34,413,555 $34,413,555 $373,459,478 $373,459,478 $373,459,478
$465

N/A N/A N/A N/A N/A RESEARCH AND DEVELOPMENT CCDF CLUSTER CCDF CLUSTER N/A

$0
$0 $0 $0 $0 $0
$0
$0 $0 $0 $0 $0 $1,233,831,971 $486,943,785 $486,943,785 $0

C-121

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title STATE COURT IMPROVEMENT PROGRAM COMMUNITY-BASED CHILD ABUSE PREVENTION GRANTS
FAMILY VIOLENCE PREVENTION AND SERVICES/DISCRETIONARY CHILD CARE MANDATORY AND MATCHING FUNDS OF THE CHILD CARE AND DEVELOPMENT FUND GRANTS TO STATES FOR ACCESS AND VISITATION PROGRAMS

Federal CFDA Number 93.586 93.590
93.592
93.596 93.597

CHAFEE EDUCATION AND TRAINING VOUCHERS PROGRAM (ETV) CHAFEE EDUCATION AND TRAINING VOUCHERS PROGRAM (ETV)
HEAD START
HEAD START HEAD START ADOPTION AND LEGAL GUARDIANSHIP INCENTIVE PAYMENTS

93.599 93.599
93.600
93.600 93.600 93.603

DEVELOPMENTAL DISABILITIES BASIC SUPPORT AND ADVOCACY GRANTS DEVELOPMENTAL DISABILITIES BASIC SUPPORT AND ADVOCACY GRANTS DEVELOPMENTAL DISABILITIES PROJECTS OF NATIONAL SIGNIFICANCE COVID - 19 - UNIVERSITY CENTERS FOR EXCELLENCE IN DEVELOPMENTAL DISABILITIES EDUCATION, RESEARCH, AND SERVICE UNIVERSITY CENTERS FOR EXCELLENCE IN DEVELOPMENTAL DISABILITIES EDUCATION, RESEARCH, AND SERVICE UNIVERSITY CENTERS FOR EXCELLENCE IN DEVELOPMENTAL DISABILITIES EDUCATION, RESEARCH, AND SERVICE CHILDREN'S JUSTICE GRANTS TO STATES COVID - 19 - STEPHANIE TUBBS JONES CHILD WELFARE SERVICES PROGRAM STEPHANIE TUBBS JONES CHILD WELFARE SERVICES PROGRAM SOCIAL SERVICES RESEARCH AND DEMONSTRATION
CHILD WELFARE RESEARCH TRAINING OR DEMONSTRATION

93.630 93.630 93.631
93.632
93.632
93.632 93.643 93.645 93.645 93.647
93.648

CHILD WELFARE RESEARCH TRAINING OR DEMONSTRATION

93.648

CHILD WELFARE RESEARCH TRAINING OR DEMONSTRATION CHILD WELFARE RESEARCH TRAINING OR DEMONSTRATION CHILD WELFARE RESEARCH TRAINING OR DEMONSTRATION

93.648 93.648 93.648

FOSTER CARE TITLE IV-E FOSTER CARE TITLE IV-E ADOPTION ASSISTANCE EXTRAMURAL RESEARCH FACILITIES RESTORATION PROGRAM: HURRICANES HARVEY, MARIA, AND IRMA CONSTRUCTION EXTRAMURAL RESEARCH RESTORATION PROGRAM: HURRICANES HARVEY, MARIA, AND IRMA NON-CONSTRUCTION COVID - 19 - EMERGENCY GRANTS TO ADDRESS MENTAL AND SUBSTANCE USE DISORDERS DURING COVID-19 SOCIAL SERVICES BLOCK GRANT CHILD ABUSE AND NEGLECT STATE GRANTS COVID - 19 - FAMILY VIOLENCE PREVENTION AND SERVICES/DOMESTIC VIOLENCE SHELTER AND SUPPORTIVE SERVICES JOHN H. CHAFEE FOSTER CARE PROGRAM FOR SUCCESSFUL TRANSITION TO ADULTHOOD

93.658 93.658 93.659
93.662
93.663
93.665 93.667 93.669
93.671
93.674

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

AMERICAN LIBRARY ASSOCIATION

KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
YMCA EARLY CHILD DEVELOPMENT CO, LLC
YMCA EARLY CHILD DEVELOPMENT CO, LLC
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.

COVID - 19

COVID - 19
STATE UNIVERSITY OF NEW YORK THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW
YORK THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW
YORK
STATE UNIVERSITY OF NEW YORK
STATE UNIVERSITY OF NEW YORK KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION

COVID - 19 COVID - 19

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-122

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"1000000015_SFY20"

Total Amount Provided to
Sub-Recipients
$15,000

Federal Expenditures
$607,425 $915,522

$13,751

$328,428

$113,521,105 $464,551

Federal Program
Total $607,425 $915,522
$13,751
$113,521,105 $464,551

Cluster Name
N/A N/A
N/A
CCDF CLUSTER N/A

"47000400000088541"
"1176_54" "1181_54"

$200,469 $6,484,931

$15,526 $847,577
$9,596
$47,823 $13,885,324
$454,564

$863,103 $863,103
$13,942,743
$13,942,743 $13,942,743
$454,564

N/A N/A
HEAD START CLUSTER
HEAD START CLUSTER HEAD START CLUSTER
N/A

"63828383-31" "CON011838"

$585
$9,285 $302,891

$7,000 $2,447,278
$400,619
$14,886
$481,492
$584,121 $501,617 $1,729,109 $7,016,313 $230,179
$22,699

$2,454,278 $2,454,278
$400,619

N/A N/A RESEARCH AND DEVELOPMENT

$1,080,499

N/A

$1,080,499

N/A

$1,080,499 $501,617
$8,745,422 $8,745,422
$230,179

RESEARCH AND DEVELOPMENT N/A N/A N/A
RESEARCH AND DEVELOPMENT

$448,351

N/A

"982905"

$30,235

$448,351 RESEARCH AND DEVELOPMENT

"986154" "CON014209"
"1489268"

$94,535 $150,000 $150,882

$448,351 RESEARCH AND DEVELOPMENT

$448,351 RESEARCH AND DEVELOPMENT

$448,351

N/A

"42700-040-000006230"

$87,902
$30,639,922 $3,325,469

$123,448 $96,462,199 $64,836,203
$658,154
$111,958
$1,260,305 $36,689,559
$751,260
$3,512,691
$3,482,491

$96,585,647

N/A

$96,585,647

N/A

$64,836,203

N/A

$658,154

N/A

$111,958 RESEARCH AND DEVELOPMENT

$1,260,305

N/A

$36,689,559

N/A

$751,260

N/A

$3,512,691

N/A

$3,482,491

N/A

Cluster Total
$0 $0
$0
$486,943,785 $0
$0 $0
$13,942,743
$13,942,743 $13,942,743
$0
$0 $0 $1,233,831,971
$0
$0
$1,233,831,971 $0 $0 $0
$1,233,831,971
$0
$1,233,831,971
$1,233,831,971
$1,233,831,971
$0
$0 $0 $0
$0
$1,233,831,971
$0 $0 $0
$0
$0

C-123

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title

Federal CFDA Number

MENTAL AND BEHAVIORAL HEALTH EDUCATION AND TRAINING GRANTS MENTAL AND BEHAVIORAL HEALTH EDUCATION AND TRAINING GRANTS MENTAL AND BEHAVIORAL HEALTH EDUCATION AND TRAINING GRANTS STATE PUBLIC HEALTH APPROACHES FOR ENSURING QUITLINE CAPACITY FUNDED IN PART BY PREVENTION AND PUBLIC HEALTH FUNDS (PPHF)
PPHF: RACIAL AND ETHNIC APPROACHES TO COMMUNITY HEALTH PROGRAM FINANCED SOLELY BY PUBLIC PREVENTION AND HEALTH FUNDS PPHF: BREAST AND CERVICAL CANCER SCREENING OPPORTUNITIES FOR STATES, TRIBES AND TERRITORIES SOLELY FINANCED BY PREVENTION AND PUBLIC HEALTH FUNDS COVID - 19 - ELDER ABUSE PREVENTION INTERVENTIONS PROGRAM PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT FUNDED SOLELY WITH PREVENTION AND PUBLIC HEALTH FUNDS (PPHF) COVID - 19 - CHILDREN'S HEALTH INSURANCE PROGRAM CHILDREN'S HEALTH INSURANCE PROGRAM MEDICARE SUPPLEMENTARY MEDICAL INSURANCE STATE MEDICAID FRAUD CONTROL UNITS STATE SURVEY AND CERTIFICATION OF HEALTH CARE PROVIDERS AND SUPPLIERS (TITLE XVIII) MEDICARE COVID - 19 - MEDICAL ASSISTANCE PROGRAM MEDICAL ASSISTANCE PROGRAM

93.732 93.732 93.732
93.735
93.738
93.744 93.747
93.758 93.767 93.767 93.774 93.775
93.777 93.778 93.778

OPIOID STR OPIOID STR MONEY FOLLOWS THE PERSON REBALANCING DEMONSTRATION STATE SURVEY CERTIFICATION OF HEALTH CARE PROVIDERS AND SUPPLIERS (TITLE XIX) MEDICAID

93.788 93.788 93.791
93.796

ORGANIZED APPROACHES TO INCREASE COLORECTAL CANCER SCREENING PAUL COVERDELL NATIONAL ACUTE STROKE PROGRAM NATIONAL CENTER FOR CHRONIC DISEASE PREVENTION AND HEALTH PROMOTION DOMESTIC EBOLA SUPPLEMENT TO THE EPIDEMIOLOGY AND LABORATORY CAPACITY FOR INFECTIOUS DISEASES (ELC). COVID - 19 - HOSPITAL PREPAREDNESS PROGRAM (HPP) EBOLA PREPAREDNESS AND RESPONSE ACTIVITIES HOSPITAL PREPAREDNESS PROGRAM (HPP) EBOLA PREPAREDNESS AND RESPONSE ACTIVITIES
HEALTH CAREERS OPPORTUNITY PROGRAM EBOLA SUPPORT: TRANSMISSION AND PREVENTION CONTROL, PUBLIC HEALTH PREPAREDNESS, VACCINE DEVELOPMENT CARDIOVASCULAR DISEASES RESEARCH

93.800
93.810
93.815
93.817
93.817 93.822
93.823 93.837

CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH

93.837 93.837 93.837 93.837 93.837 93.837 93.837 93.837 93.837 93.837

CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH

93.837 93.837

CARDIOVASCULAR DISEASES RESEARCH

93.837

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.

GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
COVID - 19
COVID - 19

COVID - 19

GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.

GEORGIA CENTER FOR ONCOLOGY RESEARCH AND EDUCATION, INC.

COVID - 19

EMORY UNIVERSITY
EMORY UNIVERSITY UT-BATTELLE, LLC MASSACHUSETTS GENERAL
HOSPITAL YALE UNIVERSITY
UNIVERSITY OF FLORIDA NEW YORK UNIVERSITY INDIANA UNIVERSITY
TEMPLE UNIVERSITY BOSTON CHILDREN'S HOSPITAL
NEW YORK UNIVERSITY EMORY UNIVERSITY
ROCHESTER INSTITUTE OF TECHNOLOGY
EMORY UNIVERSITY KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-124

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients

Federal Expenditures

Federal Program
Total

Cluster Name

"63828383-40"

$289,352 $808,046 $864,894
$2,941

$1,962,292 $1,962,292 $1,962,292

N/A N/A RESEARCH AND DEVELOPMENT

$2,941

N/A

"63828383-41"

$10,381

$10,381

N/A

$200,515 $64,347,591

$34 $7,020
$1,838,251 $19,031,666 $392,142,678
$1,181,385 $3,944,748
$6,995,296 $718,403,562 $8,469,713,459

$34 $7,020
$1,838,251 $411,174,344 $411,174,344
$1,181,385 $3,944,748
$6,995,296 $9,188,117,021 $9,188,117,021

N/A N/A
N/A N/A N/A N/A MEDICAID CLUSTER
MEDICAID CLUSTER MEDICAID CLUSTER MEDICAID CLUSTER

"63828383-33"

$54,127

$25,198,265

N/A

$3,674,811

$25,144,138

$25,198,265

N/A

$2,714,944

$8,488,810

$8,488,810

N/A

$2,033,871

$2,033,871

N/A

"1 NU58P006755-01-00"
"D18HP32120" "CON012341" "DEAC0500OR22725" "PROTOCOL #: A5332" "GR106003 (CON-800017" "CON014972" "CON012845" "SUBAWARD NO. 8089" "SUB NO. 260382-AURI" "GENFD0001776620" "18-A0-00-001801" "SUB AWARD #: T657728"
"32433-01" "A179709"

$119,357
$687,138
-$26,003
$156,797
$229,655 $42,795
$2,368 -$740
$2,109 $3,425 $4,080 $5,651 $6,612 $8,029 $8,355 $9,179 $10,890 $12,304
$16,490 $16,811

$119,357

N/A

$687,138

N/A

-$26,003

N/A

$386,452

N/A

$386,452

N/A

$42,795

N/A

$2,368 $28,402,114

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$28,402,114 $28,402,114 $28,402,114 $28,402,114 $28,402,114 $28,402,114 $28,402,114 $28,402,114 $28,402,114 $28,402,114

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$28,402,114 $28,402,114

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"1R01HL140305-01A1"

$18,120

$28,402,114 RESEARCH AND DEVELOPMENT

Cluster Total
$0 $0 $1,233,831,971
$0
$0
$0 $0
$0 $0 $0 $0 $9,199,057,065
$9,199,057,065 $9,199,057,065 $9,199,057,065
$0 $0 $0
$0
$0
$0
$0
$0
$0 $0
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$0 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971

C-125

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title CARDIOVASCULAR DISEASES RESEARCH
CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH
CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH
CARDIOVASCULAR DISEASES RESEARCH
CARDIOVASCULAR DISEASES RESEARCH
CARDIOVASCULAR DISEASES RESEARCH
CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH CARDIOVASCULAR DISEASES RESEARCH
LUNG DISEASES RESEARCH LUNG DISEASES RESEARCH LUNG DISEASES RESEARCH LUNG DISEASES RESEARCH
LUNG DISEASES RESEARCH LUNG DISEASES RESEARCH
LUNG DISEASES RESEARCH
LUNG DISEASES RESEARCH LUNG DISEASES RESEARCH
BLOOD DISEASES AND RESOURCES RESEARCH BLOOD DISEASES AND RESOURCES RESEARCH
BLOOD DISEASES AND RESOURCES RESEARCH BLOOD DISEASES AND RESOURCES RESEARCH BLOOD DISEASES AND RESOURCES RESEARCH BLOOD DISEASES AND RESOURCES RESEARCH BLOOD DISEASES AND RESOURCES RESEARCH

Federal CFDA Number 93.837
93.837 93.837 93.837 93.837 93.837 93.837 93.837 93.837
93.837 93.837 93.837 93.837 93.837 93.837 93.837
93.837
93.837
93.837
93.837 93.837 93.837
93.838 93.838 93.838 93.838
93.838 93.838
93.838
93.838 93.838
93.839 93.839
93.839 93.839 93.839 93.839 93.839

BLOOD DISEASES AND RESOURCES RESEARCH BLOOD DISEASES AND RESOURCES RESEARCH
ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH

93.839 93.839 93.846 93.846 93.846 93.846 93.846
93.847
93.847

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity SUTTER HEALTH BRIGHAM AND WOMEN'S
HOSPITAL INNOVETA BIOMEDICAL, LLC
EMORY UNIVERSITY UNIVERSITY OF FLORIDA
EMORY UNIVERSITY UNIVERSITY OF IOWA UNIVERSITY OF VIRGINIA BOSTON CHILDREN'S HOSPITAL
PENNSYLVANIA STATE UNIVERSITY NEW YORK MEDICAL COLLEGE BAYLOR COLLEGE OF MEDICINE COLORADO STATE UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY
MEDICAL COLLEGE OF WISCONSIN
MEDICAL COLLEGE OF WISCONSIN
THOMAS JEFFERSON UNIVERSITY
MEDICAL COLLEGE OF WISCONSIN JOHNS HOPKINS UNIVERSITY

UNIVERSITY OF PITTSBURGH UNIVERSITY OF PITTSBURGH UNIVERSITY OF PITTSBURGH
AUGDIMER, LLC PALO ALTO VETERANS INSTITUTE
FOR RESEARCH WAYNE STATE UNIVERSITY PALO ALTO VETERANS INSTITUTE
FOR RESEARCH
EMORY UNIVERSITY
THE NATIONAL MARROW DONOR PROGRAM
CETYA THERAPEUTICS, INC. UNIVERSITY OF TENNESSEE HEALTH
SCIENCES CENTER INDIANA UNIVERSITY INDIANA UNIVERSITY CETYA THERAPEUTICS, INC. EMORY UNIVERSITY GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.
UNIVERSITY OF PENNSYLVANIA COLUMBIA UNIVERSITY PRINCETON UNIVERSITY UNIVERSITY OF OREGON

PENNSYLVANIA STATE UNIVERSITY MAYO CLINIC, ROCHESTER

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-126

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"280201017-S249"
"121284" "RINNB0001254701"
"A430859" "CON011943"
"T586137" "CON011476" "GB10347 2133564" "GENFD0001664762"
"UGARFHL153231" "SUBAWARD NO 123102"
"#P.O. 700000129" "G6518101" "A022924" "A21I700" "A092263"
"5P01HL116264-09"
"5R01HL137748"
"SUB 080-18007-S02203"
"5P01HL116264" "SUB NO. 2004437443"
"CNVA00055772 (130240-1)" "CNVA00046691 (131692" "CNV0056302 (130179-1)" "SUBAWARD 33486-1"
"NIM0003-03" "WSU20014"
"NIM0013-03" "T863524/A029070/A191373
"
"BMTCTN1506-2215-0304" "SUBAWARD NO 35490"
"SUB # 21-0146-AURI" "CON013563" "0"
"SUBAWARD 00034144" "A035610"

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$18,203

$20,660 $25,666 $39,623 $47,829 $50,078 $52,326 $54,802 $70,066

$80,867 $90,558 $105,412 $105,488 $116,317 $128,442 $133,949

$164,078

$187,737

$202,647

$3,004,666

$317,490 $426,352 $25,842,209

-$13,159 $3,280 $21,087 $37,456

$39,624 $71,340

$76,008

$749,114

$141,132 $2,810,896

$704 $48,477

$62,385 $70,287 $80,039 $115,787 $121,778

Federal Program
Total $28,402,114

Cluster Name RESEARCH AND DEVELOPMENT

$28,402,114 $28,402,114 $28,402,114 $28,402,114 $28,402,114 $28,402,114 $28,402,114 $28,402,114

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$28,402,114 $28,402,114 $28,402,114 $28,402,114 $28,402,114 $28,402,114 $28,402,114

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$28,402,114 RESEARCH AND DEVELOPMENT

$28,402,114 RESEARCH AND DEVELOPMENT

$28,402,114 RESEARCH AND DEVELOPMENT

$28,402,114 $28,402,114 $28,402,114

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$3,187,664 $3,187,664 $3,187,664 $3,187,664

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$3,187,664 $3,187,664

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$3,187,664 RESEARCH AND DEVELOPMENT

$3,187,664 RESEARCH AND DEVELOPMENT $3,187,664 RESEARCH AND DEVELOPMENT

$2,809,951 $2,809,951

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$2,809,951 $2,809,951 $2,809,951 $2,809,951 $2,809,951

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"63828383-42"
"580569" "2(GG014632-01)"
"SUB0000252" "#217420A"
"UGRFDK088244"
"GEO-235217/PO#65641111"

$361,349 $15,069

$191,856 $2,118,638
$25,390 $71,486 $89,870 $98,816 $2,270,267
-$37,207
-$566

$2,809,951 $2,809,951 $2,555,829 $2,555,829 $2,555,829 $2,555,829 $2,555,829

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971

C-127

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH
EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS

Federal CFDA Number 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.847 93.853 93.853 93.853 93.853 93.853 93.853 93.853

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
UNIVERSITY OF UTAH
EMORY UNIVERSITY
EMORY UNIVERSITY
EMORY UNIVERSITY
UNIVERSITY OF NORTH CAROLINA
UNIVERSITY OF UTAH
EMORY UNIVERSITY
EMORY UNIVERSITY
UNIVERSITY OF MARYLAND
EMORY UNIVERSITY
UNIVERSITY OF SOUTH FLORIDA VANDERBILT UNIVERSITY MEDICAL
CENTER
UNIVERSITY OF NORTH CAROLINA
EMORY UNIVERSITY
HGG RESEARCH, LLC TEXAS A&M AGRILIFE EXTENSION
SERVICE
UNIVERSITY OF SOUTH FLORIDA
UNIVERSITY OF FLORIDA
UNIVERSITY OF SOUTH FLORIDA
EMORY UNIVERSITY
INFRARED RX, INC.
UNIVERSITY OF SOUTH FLORIDA
UNIVERSITY OF NORTH CAROLINA UNIVERSITY OF CALIFORNIA, SAN
DIEGO

MAYO CLINIC, JACKSONVILLE UNIVERSITY OF CALIFORNIA, SAN
FRANCISCO
UNIVERSITY OF CINCINNATI
DUKE UNIVERSITY
STANFORD UNIVERSITY
UNIVERSITY OF CINCINNATI
UNIVERSITY OF MICHIGAN

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-128

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"10040500-32" "A375305"
"SUBAWARD NO. T826805" "A380085"
"SUBAWARD NO. 5112092" "1004050002"
"SUBAWARD NO. A421774" "A377120"
"CON011270" "SUBAWARD # A351474" "6163-1017-00-E-TEDDY"
"VUMC86160" "SUBAWARD 5113996"
"A380097" "R41DK121553" "SUBAWARD #M2001963" "SUB # 6163-1092-10-E" "CON007686" "SUB 6163-1050-00-E"
"T663443" "AWD00011281" "SUB # 6163-1092-00-E" "SUB AWARD # 5111860" "DKNET COORDINATING U"
"G130221" "8445 (U54 NS065705)"
"UNS102289A" "CON013118" "SUB #61854954-125439" "UNS106513A" "# 360908-05430-02"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

-$308

$1,445

$3,644

$4,345

$4,352

$5,744

$6,584

$8,347

$12,535

$13,440

$14,068

$18,175

$23,421

$26,686

$26,974

$47,481

$58,235

$86,492

$86,844

$130,040

$171,368

$193,696

$254,152

$3,751,505

$797,336 $13,567,650

-$4,373

-$85

$1,500

$1,758

$2,998

$4,827

$6,442

Federal Program
Total

Cluster Name

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT

$15,524,973 RESEARCH AND DEVELOPMENT $15,524,973 RESEARCH AND DEVELOPMENT

$12,527,555 RESEARCH AND DEVELOPMENT

$12,527,555 RESEARCH AND DEVELOPMENT

$12,527,555 RESEARCH AND DEVELOPMENT

$12,527,555 RESEARCH AND DEVELOPMENT

$12,527,555 RESEARCH AND DEVELOPMENT

$12,527,555 RESEARCH AND DEVELOPMENT

$12,527,555 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-129

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS

Federal CFDA Number
93.853
93.853
93.853
93.853
93.853
93.853

EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS

93.853 93.853 93.853 93.853 93.853 93.853 93.853 93.853 93.853 93.853 93.853 93.853

ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH

93.855
93.855 93.855 93.855
93.855
93.855 93.855 93.855 93.855
93.855 93.855

ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH

93.855 93.855 93.855 93.855 93.855
93.855

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity MEDICAL UNIVERSITY OF SOUTH
CAROLINA

MOREHOUSE SCHOOL OF MEDICINE
DUKE UNIVERSITY
EMORY UNIVERSITY
UNIVERSITY OF VIRGINIA KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
EMORY UNIVERSITY
DREXEL UNIVERSITY
UNIVERSITY OF VIRGINIA OREGON HEALTH AND SCIENCE
UNIVERSITY MEDICAL UNIVERSITY OF SOUTH
CAROLINA ICAHN SCHOOL OF MEDICINE AT
MOUNT SINAI ADVANCED BIOMEDICAL INFORMATICS GROUP, LLC CASE WESTERN RESERVE
UNIVERSITY
EMORY UNIVERSITY MASSACHUSETTS INSTITUTE OF
TECHNOLOGY
THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW
YORK UNIVERSITY OF LOUISIANA AT
LAFAYETTE EMORY UNIVERSITY UNIVERSITY OF MICHIGAN
THOMAS JEFFERSON UNIVERSITY VIRGINIA COMMONWEALTH UNIVERSITY EMORY UNIVERSITY MICROBIOTIX, INC. LOUISIANA STATE UNIVERSITY UNIVERSITY OF ALABAMA AT BIRMINGHAM EMORY UNIVERSITY
UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL
UNIVERSITY OF PENNSYLVANIA EMORY UNIVERSITY
TEXAS A&M UNIVERSITY UNIVERSITY OF MISSISSIPPI UNIVERSITY OF ALABAMA AT
BIRMINGHAM

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-130

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"SUB MUSC18-107-8D574"

Total Amount Provided to
Sub-Recipients

"MELLER-370078 R01 GT" "CON014549" "A310511" "CON010330"

Federal Expenditures
$12,454 $14,691 $20,023 $20,649 $30,910 $39,158

Federal Program
Total

Cluster Name

$12,527,555 RESEARCH AND DEVELOPMENT

$12,527,555

N/A

$12,527,555 RESEARCH AND DEVELOPMENT

$12,527,555 RESEARCH AND DEVELOPMENT

$12,527,555 RESEARCH AND DEVELOPMENT

$12,527,555 RESEARCH AND DEVELOPMENT

"1R15NS100632-01" "A308633" "900052"
"SUB: 10253-155959" "SUB 1013756_AUGUSTA"
"A00-4016-S002" "0254-A444-4609"
"CON012269" "SUB NO RES513170"
"A204324" "#64620"

$1,047,416

$53,827 $60,076 $61,694 $109,181 $145,063 $150,667 $172,632 $208,950 $215,095 $256,504 $348,605 $10,594,309

$12,527,555 RESEARCH AND DEVELOPMENT $12,527,555 RESEARCH AND DEVELOPMENT $12,527,555 RESEARCH AND DEVELOPMENT $12,527,555 RESEARCH AND DEVELOPMENT $12,527,555 RESEARCH AND DEVELOPMENT $12,527,555 RESEARCH AND DEVELOPMENT $12,527,555 RESEARCH AND DEVELOPMENT $12,527,555 RESEARCH AND DEVELOPMENT $12,527,555 RESEARCH AND DEVELOPMENT $12,527,555 RESEARCH AND DEVELOPMENT $12,527,555 RESEARCH AND DEVELOPMENT $12,527,555 RESEARCH AND DEVELOPMENT

"R1215576"
"87100-01" "T939590" "3004744318"
"CON007819"
"CON012679" "A301957"
"CON009947" "PO0000129354"
"000521324-002" "A007606"

-$22,905
-$14,740 -$9,923 -$8,719
$345
$5,625 $7,276 $8,382 $10,192
$10,324 $13,113

$33,967,152 RESEARCH AND DEVELOPMENT

$33,967,152 $33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$33,967,152 RESEARCH AND DEVELOPMENT

$33,967,152 $33,967,152 $33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"OSP29915UGA" "579185" "A451237"
"M1802379" "CON013362"
"000528527-001"

$15,653 $17,048 $17,225 $18,373 $20,096
$20,720

$33,967,152 $33,967,152 $33,967,152 $33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$33,967,152 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971
$0 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971

C-131

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH

Federal CFDA Number 93.855
93.855
93.855
93.855
93.855
93.855 93.855 93.855
93.855
93.855 93.855 93.855 93.855 93.855 93.855
93.855
93.855 93.855
93.855 93.855 93.855 93.855 93.855
93.855 93.855 93.855 93.855 93.855 93.855
93.855 93.855 93.855
93.855 93.855 93.855 93.855 93.855 93.855 93.855
93.855 93.855
93.855 93.855
93.855

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity EMORY UNIVERSITY
UNIVERSITY OF TEXAS AT AUSTIN
EMORY UNIVERSITY GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.
UNIVERSITY OF CALIFORNIA, SANTA CRUZ
UNIVERSITY OF TEXAS AT AUSTIN ASCRIBE BIOSCIENCE UNIVERSITY OF IOWA
THOMAS JEFFERSON UNIVERSITY KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF WASHINGTON UNIVERSITY OF OKLAHOMA UNIVERSITY OF RHODE ISLAND
TRELLIS BIOSCIENCE BOSTON UNIVERSITY UNIVERSITY OF WISCONSIN -
MADISON
HENRY FORD HEALTH SYSTEM EMORY UNIVERSITY
RUTGERS, THE STATE UNIVERSITY OF NEW JERSEY
NORTHWESTERN UNIVERSITY EMORY UNIVERSITY
UNIVERSITY OF ARIZONA CAMELLIX, LLC
UNIVERSITY OF HOUSTON-CLEAR LAKE
UNIVERSITY OF PENNSYLVANIA EMORY UNIVERSITY UNIVERSITY OF IOWA
UNIVERSITY OF PENNSYLVANIA EMORY UNIVERSITY
GEORGE WASHINGTON UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY
THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW
YORK HEALTH RESEARCH, INC.
BOSTON UNIVERSITY NXT BIOLOGICS, INC. TRELLIS BIOSCIENCE
VAXNEWMO EMORY UNIVERSITY CASE WESTERN RESERVE
UNIVERSITY UNIVERSITY OF MINNESOTA UNIVERSITY OF LOUISIANA AT
LAFAYETTE NORTHEASTERN UNIVERSITY
THE SCRIPPS RESEARCH INSTITUTE

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-132

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"A395206"
"UTA16000613"
"AGREEMENT DTD 8/30/19"

Total Amount Provided to
Sub-Recipients

"63828383-43"
"A20-0150-S001 P0725110"
"UTA20-000930" "AWD00012131"
"S0061901"
"CON010953"

"SUB00002543" "UWSC12199"
"2020-77" "CON013767" "RTREL0001159001" "#-4500002698"
"671"
"SUBAWARD B23829AURI" "A481051"
"1405" "60056418UG"
"A333692" "409281" "SUBAWARD # 33371-1"
"CON009007" "CON010430"
"A237526" "S01421-01" "CON014740" "A085091"
"CON011131" "A426469"
"CON013479"

"R1215574" "313-01"
"4500002639" "RNXTB0001160401" "2R44AI106077-05" "RVXXX0001029101"
"T715255"
"RES514756" "TBD"
"#330136" "50049178050"
"7000000308"

Federal Expenditures
$22,008
$24,591
$29,775

Federal Program
Total $33,967,152

Cluster Name RESEARCH AND DEVELOPMENT

$33,967,152 RESEARCH AND DEVELOPMENT

$33,967,152 RESEARCH AND DEVELOPMENT

$30,791
$31,007
$31,094 $32,399 $34,216
$36,421

$33,967,152 RESEARCH AND DEVELOPMENT

$33,967,152 RESEARCH AND DEVELOPMENT

$33,967,152 $33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$33,967,152 RESEARCH AND DEVELOPMENT

$47,148 $47,448 $49,401 $49,813 $54,582 $58,398
$60,750
$61,057 $61,899
$63,752 $70,242 $75,325 $81,515 $82,370
$82,990 $89,052 $92,148 $92,643 $95,937 $97,051
$97,457 $101,442 $102,439

$33,967,152 $33,967,152 $33,967,152 $33,967,152 $33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$33,967,152 RESEARCH AND DEVELOPMENT

$33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$33,967,152 $33,967,152 $33,967,152 $33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$33,967,152 $33,967,152 $33,967,152 $33,967,152 $33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$33,967,152 $33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$103,175 $115,158 $117,907 $125,240 $125,412 $127,233 $139,012
$147,486 $163,853
$178,164 $190,638
$191,533

$33,967,152 $33,967,152 $33,967,152 $33,967,152 $33,967,152 $33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$33,967,152 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971

C-133

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH
ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH ALLERGY AND INFECTIOUS DISEASES RESEARCH NATIONAL COLLABORATION TO SUPPORT HEALTH, WELLNESS AND ACADEMIC SUCCESS OF SCHOOL-AGE CHILDREN
BIOMEDICAL RESEARCH AND RESEARCH TRAINING
BIOMEDICAL RESEARCH AND RESEARCH TRAINING
COVID - 19 - BIOMEDICAL RESEARCH AND RESEARCH TRAINING
BIOMEDICAL RESEARCH AND RESEARCH TRAINING
BIOMEDICAL RESEARCH AND RESEARCH TRAINING BIOMEDICAL RESEARCH AND RESEARCH TRAINING BIOMEDICAL RESEARCH AND RESEARCH TRAINING BIOMEDICAL RESEARCH AND RESEARCH TRAINING BIOMEDICAL RESEARCH AND RESEARCH TRAINING BIOMEDICAL RESEARCH AND RESEARCH TRAINING
BIOMEDICAL RESEARCH AND RESEARCH TRAINING
BIOMEDICAL RESEARCH AND RESEARCH TRAINING
BIOMEDICAL RESEARCH AND RESEARCH TRAINING
BIOMEDICAL RESEARCH AND RESEARCH TRAINING
BIOMEDICAL RESEARCH AND RESEARCH TRAINING
BIOMEDICAL RESEARCH AND RESEARCH TRAINING
BIOMEDICAL RESEARCH AND RESEARCH TRAINING BIOMEDICAL RESEARCH AND RESEARCH TRAINING
BIOMEDICAL RESEARCH AND RESEARCH TRAINING BIOMEDICAL RESEARCH AND RESEARCH TRAINING
BIOMEDICAL RESEARCH AND RESEARCH TRAINING BIOMEDICAL RESEARCH AND RESEARCH TRAINING BIOMEDICAL RESEARCH AND RESEARCH TRAINING
BIOMEDICAL RESEARCH AND RESEARCH TRAINING
BIOMEDICAL RESEARCH AND RESEARCH TRAINING BIOMEDICAL RESEARCH AND RESEARCH TRAINING

Federal CFDA Number
93.855 93.855 93.855
93.855
93.855
93.855 93.855
93.855 93.855 93.855 93.855
93.858
93.859
93.859
93.859
93.859
93.859 93.859 93.859 93.859 93.859 93.859
93.859
93.859
93.859
93.859
93.859
93.859
93.859 93.859 93.859 93.859
93.859 93.859 93.859
93.859
93.859 93.859

Additional Award
Identification (Optional)
COVID - 19

Name of Funder Pass-Through
Entity THE LUNDQUIST INSTITUTE FOR
BIOMEDICAL INNOVATION EMORY UNIVERSITY
STANFORD UNIVERSITY
UNIVERSITY OF NORTH CAROLINA
THE SCRIPPS RESEARCH INSTITUTE
WASHINGTON STATE UNIVERSITY NORTHEASTERN UNIVERSITY UNIVERSITY OF TEXAS MD ANDERSON CANCER UNIVERSITY OF IOWA EPIVAX, INC.
NATIONAL NETWORK OF PUBLIC HEALTH INSTITUTES
THE SCRIPPS RESEARCH INSTITUTE
UNIVERSITY OF SAN FRANCISCO
UNIVERSITY OF PITTSBURGH
NORTHERN ILLINOIS UNIVERSITY KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
EMORY UNIVERSITY GLYCOSCIENTIFIC, LLC
VIAMUNE, INC. EMORY UNIVERSITY UNIVERSITY OF MISSISSIPPI
PENNSYLVANIA STATE UNIVERSITY UNIVERSITY OF WISCONSIN MADISON UNIVERSITY OF CALIFORNIA, RIVERSIDE KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
THE SCRIPPS RESEARCH INSTITUTE GLYCO EXPRESSION TECHNOLOGIES, INC.
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
EMORY UNIVERSITY Z BIOTECH, LLC
YALE UNIVERSITY GEORGETOWN UNIVERSITY
HARVARD UNIVERSITY KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
NEW YORK UNIVERSITY BOSTON UNIVERSITY

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-134

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"30636UG" "T970397" "61989439-131451"
"5116715"
"5-53830"
"CON008509" "50065378050"
"FP00019053" "S01492-01"
"ROSS"
"CON013324"
"5-54419"
"CON011473" "AWD00002352 (134997-
11)"
"G1A626676"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

$201,873 $202,675 $209,818

$212,061

$239,154

$300,005 $302,732

$5,002,452

$315,076 $325,454 $503,374 $27,334,873

$2,668

$664

$4,414

$9,520

$15,229

Federal Program
Total

Cluster Name

$33,967,152 $33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$33,967,152 RESEARCH AND DEVELOPMENT

$33,967,152 RESEARCH AND DEVELOPMENT

$33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$33,967,152 $33,967,152 $33,967,152 $33,967,152

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$2,668

N/A

$25,248,057 RESEARCH AND DEVELOPMENT

$25,248,057 RESEARCH AND DEVELOPMENT

$25,248,057 RESEARCH AND DEVELOPMENT

$25,248,057 RESEARCH AND DEVELOPMENT

"5R01GM116889-02" "T648908 (T379665)" "1R41GM139440-01"
"AWD00011586" "T674760" "1909020"
"S000174DHHS"
"#856K520"
"S-001363"

$20,768 $23,035 $24,954 $36,099 $36,473 $37,794
$43,876
$52,456
$63,750

$25,248,057 $25,248,057 $25,248,057 $25,248,057 $25,248,057 $25,248,057

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$25,248,057 RESEARCH AND DEVELOPMENT

$25,248,057 RESEARCH AND DEVELOPMENT

$25,248,057 RESEARCH AND DEVELOPMENT

"1R15GM140472-01" "554207"
"GET-20-20001"

$69,699 $75,500 $81,292

$25,248,057 RESEARCH AND DEVELOPMENT $25,248,057 RESEARCH AND DEVELOPMENT $25,248,057 RESEARCH AND DEVELOPMENT

"1R15GM129771-01"
"A003475" "CON013283"
"GR107185(CON80001879)" "AWD7772899GR205576"
"133286-5112927"

$118,547 $120,727 $124,279 $125,712
$145,687 $185,847 $192,176

$25,248,057 $25,248,057 $25,248,057 $25,248,057

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$25,248,057 $25,248,057 $25,248,057

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"5R25GM111565-02" "17-A1-00-007405-01;
PROJECT # 109740" "4500003365"

$194,994
$246,677 $300,366

$25,248,057 RESEARCH AND DEVELOPMENT

$25,248,057 $25,248,057

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

Cluster Total
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $0
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971

C-135

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title BIOMEDICAL RESEARCH AND RESEARCH TRAINING BIOMEDICAL RESEARCH AND RESEARCH TRAINING
CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH
CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH

Federal CFDA Number 93.859 93.859
93.865 93.865 93.865 93.865
93.865

CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH

93.865 93.865

CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH

93.865 93.865 93.865

CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH
CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH
CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH

93.865 93.865 93.865 93.865 93.865
93.865 93.865 93.865
93.865

CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH
CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH
CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH
AGING RESEARCH
AGING RESEARCH
AGING RESEARCH
AGING RESEARCH AGING RESEARCH AGING RESEARCH
AGING RESEARCH AGING RESEARCH AGING RESEARCH AGING RESEARCH AGING RESEARCH AGING RESEARCH AGING RESEARCH

93.865
93.865 93.865
93.865 93.865 93.866
93.866
93.866
93.866 93.866 93.866
93.866 93.866 93.866 93.866 93.866 93.866 93.866

AGING RESEARCH AGING RESEARCH

93.866 93.866

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity JOHNS HOPKINS UNIVERSITY
UNIVERSITY OF MARYLAND, BALTIMORE COUNTY
UNIVERSITY OF PITTSBURGH UNIVERSITY OF CONNECTICUT
UNIVERSITY OF MICHIGAN MEDICAL UNIVERSITY OF SOUTH
CAROLINA GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.
PENNINGTON BIOMEDICAL RESEARCH CENTER
UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER
UNIVERSITY OF ILLINOIS YALE UNIVERSITY
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF PITTSBURGH YALE UNIVERSITY
UNIVERSITY OF ILLINOIS CLEMSON UNIVERSITY
UNIVERSITY OF PITTSBURGH UNIVERSITY OF FLORIDA
NORTHEASTERN UNIVERSITY
NORTHWESTERN UNIVERSITY KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
GEORGE WASHINGTON UNIVERSITY UNIVERSITY OF CONNECTICUT
YALE UNIVERSITY
EMORY UNIVERSITY KAISER FOUNDATION RESEARCH
INSTITUTE UNIVERSITY OF SOUTHERN
CALIFORNIA
WEILL CORNELL MEDICINE CLOUD MUSTANG EMORY UNIVERSITY
KAISER FOUNDATION RESEARCH INSTITUTE
FLORIDA STATE UNIVERSITY EMORY UNIVERSITY
UNIVERSITY OF ARIZONA ARIZONA STATE UNIVERSITY UNIVERSITY OF MINNESOTA
GEROLOGIX, INC. KENNESAW STATE UNIVERSITY
RESEARCH AND SERVICE FOUNDATION
UNIVERSITY OF NORTH CAROLINA

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-136

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"SUBAWARD 2004422271"
"SUBAWARD F218822-3" "0048860 1268736" "CON012970" "CON013498"
"CON010470"

Total Amount Provided to
Sub-Recipients
$1,608,248

Federal Expenditures
$302,864 $22,594,658

$146 $321 $8,045 $9,590

$10,004

Federal Program
Total $25,248,057 $25,248,057

Cluster Name RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$9,315,935 $9,315,935 $9,315,935 $9,315,935

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$9,315,935 RESEARCH AND DEVELOPMENT

"63828383-44"
"SUB NO. 2018098AU-01"
"GMO190806PO0000001829 "
"088509-17422" "CON013927"

$11,302 $13,705
$18,129 $22,284 $22,567

$9,315,935 RESEARCH AND DEVELOPMENT $9,315,935 RESEARCH AND DEVELOPMENT

$9,315,935 $9,315,935 $9,315,935

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"1R15HD102957-01" "AWD000004431329701" "GR101888 (CON-800011"
"18095" "CON012385"
"CNVA00048860(126873-9)" "UFDSP00011586" "50063478050" "PEND 6/1 SP0042891PROJ001"

$25,093 $26,845 $28,765 $33,322 $34,485
$50,050 $60,318 $60,676
$61,762

$9,315,935 $9,315,935 $9,315,935 $9,315,935 $9,315,935

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$9,315,935 $9,315,935 $9,315,935

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$9,315,935 RESEARCH AND DEVELOPMENT

"7R01HD087411-03"
"CON007696" "CON011175" "PEND5/2021 GR101488CON800"
"A007350"
"CON013152"
"SUBAWARD 117946135" "ADV PROJECT- SUB W/WCM" "1R43AG06512401S1" "A054728"
"CON014906" "R000002734"
"A338984" "PO 486746" "ASUB00000294" "CON011031" "1 R43 AG063508-01A1"

$2,181,599

$104,388
$105,998 $182,164
$221,402 $8,204,574
$3
$792
$1,083
$7,336 $9,130 $13,533
$17,795 $21,528 $27,421 $33,351 $35,965 $39,157 $49,052

$9,315,935

N/A

$9,315,935 $9,315,935

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$9,315,935 $9,315,935 $12,958,619

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$12,958,619 RESEARCH AND DEVELOPMENT

$12,958,619 RESEARCH AND DEVELOPMENT

$12,958,619 $12,958,619 $12,958,619

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$12,958,619 $12,958,619 $12,958,619 $12,958,619 $12,958,619 $12,958,619 $12,958,619

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"1R15AG059210-01A1" "5118967"

$52,038 $55,584

$12,958,619

N/A

$12,958,619 RESEARCH AND DEVELOPMENT

Cluster Total $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$0
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0
$1,233,831,971

C-137

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title
AGING RESEARCH AGING RESEARCH
AGING RESEARCH AGING RESEARCH AGING RESEARCH
AGING RESEARCH AGING RESEARCH
AGING RESEARCH
AGING RESEARCH AGING RESEARCH AGING RESEARCH AGING RESEARCH AGING RESEARCH
AGING RESEARCH AGING RESEARCH
AGING RESEARCH AGING RESEARCH
VISION RESEARCH
VISION RESEARCH VISION RESEARCH VISION RESEARCH
VISION RESEARCH VISION RESEARCH VISION RESEARCH VISION RESEARCH VISION RESEARCH VISION RESEARCH VISION RESEARCH VISION RESEARCH MATERNAL, INFANT AND EARLY CHILDHOOD HOME VISITING GRANT ANTIMICROBIAL RESISTANCE SURVEILLANCE IN RETAIL FOOD SPECIMENS AUTISM COLLABORATION, ACCOUNTABILITY, RESEARCH, EDUCATION, AND SUPPORT
MEDICAL LIBRARY ASSISTANCE
MEDICAL LIBRARY ASSISTANCE MEDICAL LIBRARY ASSISTANCE GRANTS FOR PRIMARY CARE TRAINING AND ENHANCEMENT
COVID - 19 - NATIONAL BIOTERRORISM HOSPITAL PREPAREDNESS PROGRAM NATIONAL BIOTERRORISM HOSPITAL PREPAREDNESS PROGRAM CANCER PREVENTION AND CONTROL PROGRAMS FOR STATE, TERRITORIAL AND TRIBAL ORGANIZATIONS
RURAL HEALTH CARE SERVICES OUTREACH, RURAL HEALTH NETWORK DEVELOPMENT AND SMALL HEALTH CARE PROVIDER QUALITY IMPROVEMENT GRANTS TO STATES FOR OPERATION OF STATE OFFICES OF RURAL HEALTH

Federal CFDA Number
93.866 93.866
93.866 93.866 93.866
93.866 93.866
93.866
93.866 93.866 93.866 93.866 93.866
93.866 93.866
93.866 93.866 93.867
93.867 93.867 93.867
93.867 93.867 93.867 93.867 93.867 93.867 93.867 93.867 93.870 93.876
93.877
93.879
93.879 93.879 93.884
93.889 93.889
93.898
93.912 93.913

HIV CARE FORMULA GRANTS
HIV CARE FORMULA GRANTS COVID - 19 - HIV CARE FORMULA GRANTS

93.917
93.917 93.917

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity
ADVANCED MEDICAL ELECTRONICS STANFORD UNIVERSITY
OREGON HEALTH AND SCIENCE UNIVERSITY
PURDUE UNIVERSITY JOHNS HOPKINS UNIVERSITY OREGON HEALTH AND SCIENCE
UNIVERSITY EMORY UNIVERSITY MEDICAL UNIVERSITY OF SOUTH
CAROLINA
UNIVERSITY OF NORTH CAROLINA SG ENDOCRINE RESEARCH, LLC VANDERBILT UNIVERSITY WAKE FOREST UNIVERSITY UNIVERSITY OF MICHIGAN
MAYO CLINIC, ROCHESTER UNIVERSITY OF ARIZONA APPLIED UNIVERSAL DYNAMICS
CORPORATION
EMORY UNIVERSITY
NORTHWESTERN UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY
UNIVERSITY OF TEXAS AT AUSTIN EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY
WAKE FOREST UNIVERSITY EMORY UNIVERSITY

COVID - 19

UNIVERSITY OF MARYLAND, BALTIMORE COUNTY
UNIVERSITY OF MARYLAND, BALTIMORE COUNTY

COVID - 19

RICHMOND COUNTY HEALTH DEPARTMENT
RICHMOND COUNTY HEALTH DEPARTMENT

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-138

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"AME17ROBOTASSIST21" "CON013907"
"SUB 1015875_AUGUSTA" "11000893-005" "2004837233"
"1007456UGRF" "CON012483"
"SUB NO. A21-0028-S001"
"#5111414" "1R41AG069539-01" "7RF1AG060754-02" "RAG060754A SUB"
"SUBK00008360"
"GEO-233617/PO#67304962" "420569"
"RAUDC0000971401"
"A123128"
"SP0028943-PROJ0007598" "CON013900" "A332834"
"UTA20-000161" "A471296" "A332857" "A473306"
"CON009883" "SUB NO.100000-550102"
"#A043837"
"SUBAWARD NO. 1600679"
"SUBAWARD 1600679"

Total Amount Provided to
Sub-Recipients
$766,053
$208,067 $15,412

Federal Expenditures
$60,791 $70,782
$79,057 $84,991 $96,631
$100,499 $124,427
$134,266
$152,818 $156,962 $194,477 $209,351 $211,018
$276,967 $336,094
$426,290 $9,879,430
-$13,381
$1,712 $12,784 $17,924
$25,292 $30,238 $50,265 $62,913 $76,989 $113,370 $114,541 $8,583,378 $7,105,711
$3,860
$16,678
$9,603
$16,808 $48,100 $120,457
$3,829,605 $7,589,939
$5,497,640

Federal Program
Total

Cluster Name

$12,958,619 $12,958,619

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$12,958,619 $12,958,619 $12,958,619

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$12,958,619 $12,958,619

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$12,958,619 RESEARCH AND DEVELOPMENT

$12,958,619 $12,958,619 $12,958,619 $12,958,619 $12,958,619

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$12,958,619 $12,958,619

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$12,958,619 $12,958,619 $9,076,025

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$9,076,025 $9,076,025 $9,076,025

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$9,076,025 $9,076,025 $9,076,025 $9,076,025 $9,076,025 $9,076,025 $9,076,025 $9,076,025 $7,105,711
$3,860

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A N/A

$16,678 RESEARCH AND DEVELOPMENT

$74,511 RESEARCH AND DEVELOPMENT

$74,511 $74,511 $120,457

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

$11,419,544

N/A

$11,419,544

N/A

$5,497,640

N/A

$253,381

$464,421

$464,421

N/A

$167,024

$167,024

N/A

"EMERGING COMMUNITIES PROJECT 440"
"RYAN WHITE PART B PROGRAM"

$4,771

$70,796,339

N/A

$30,701

$70,796,339

N/A

$1,049,346

$70,796,339

N/A

Cluster Total
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $0
$1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971
$0
$0 $0
$0
$0 $0
$0
$0 $0

C-139

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title HIV CARE FORMULA GRANTS COVID - 19 - GRANTS TO PROVIDE OUTPATIENT EARLY INTERVENTION SERVICES WITH RESPECT TO HIV DISEASE RYAN WHITE HIV/AIDS DENTAL REIMBURSEMENT AND COMMUNITY BASED DENTAL PARTNERSHIP GRANTS

Federal CFDA Number 93.917
93.918
93.924

SCHOLARSHIPS FOR HEALTH PROFESSIONS STUDENTS FROM DISADVANTAGED BACKGROUNDS HEALTHY START INITIATIVE HIV PREVENTION ACTIVITIES HEALTH DEPARTMENT BASED HUMAN IMMUNODEFICIENCY VIRUS (HIV)/ACQUIRED IMMUNODEFICIENCY VIRUS SYNDROME (AIDS) SURVEILLANCE COVID - 19 - COOPERATIVE AGREEMENTS TO SUPPORT STATE-BASED SAFE MOTHERHOOD AND INFANT HEALTH INITIATIVE PROGRAMS COOPERATIVE AGREEMENTS TO SUPPORT STATE-BASED SAFE MOTHERHOOD AND INFANT HEALTH INITIATIVE PROGRAMS BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE CDC'S COLLABORATION WITH ACADEMIA TO STRENGTHEN PUBLIC HEALTH CDC'S COLLABORATION WITH ACADEMIA TO STRENGTHEN PUBLIC HEALTH PPHF GERIATRIC EDUCATION CENTERS PPHF GERIATRIC EDUCATION CENTERS PPHF GERIATRIC EDUCATION CENTERS PPHF GERIATRIC EDUCATION CENTERS PPHF GERIATRIC EDUCATION CENTERS

93.925 93.926 93.940
93.944
93.946
93.946 93.958 93.959
93.967
93.967 93.969 93.969 93.969 93.969 93.969

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

COVID - 19

GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.

COVID - 19

EMORY UNIVERSITY
EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY

SEXUALLY TRANSMITTED DISEASES (STD) PREVENTION AND CONTROL GRANTS
SEXUALLY TRANSMITTED DISEASES (STD) PROVIDER EDUCATION GRANTS MENTAL HEALTH DISASTER ASSISTANCE AND EMERGENCY MENTAL HEALTH
INTERNATIONAL RESEARCH AND RESEARCH TRAINING INTERNATIONAL RESEARCH AND RESEARCH TRAINING INTERNATIONAL RESEARCH AND RESEARCH TRAINING NATIONAL HEALTH PROMOTION PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT

93.977
93.978 93.982 93.989 93.989 93.989 93.990 93.991 93.991 93.991

ASSOCIATION OF PUBLIC HEALTH LABORATORIES
EMORY UNIVERSITY EMORY UNIVERSITY
EMORY UNIVERSITY EMORY UNIVERSITY EMORY UNIVERSITY

PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT

93.991 93.991 93.991 93.991 93.991 93.991 93.991 93.991 93.991 93.991 93.991

DANA-FARBER CANCER INSTITUTE EMORY UNIVERSITY
NORTHWESTERN UNIVERSITY BOSTON CHILDREN'S HOSPITAL
EMORY UNIVERSITY EMORY UNIVERSITY THRUST INTERACTIVE, INC. UNIVERSITY OF LOUISVILLE UNIVERSITY OF OREGON

MATERNAL AND CHILD HEALTH SERVICES BLOCK GRANT TO THE STATES MATERNAL AND CHILD HEALTH SERVICES BLOCK GRANT TO THE STATES
SBIR - NITRIC OXIDE RELEASING ULTRA-SLIPPERY ANTIB PRE-CLINICAL MODELS OF INFECTIOUS DISEASES - ALTER

93.994 93.994 93.RD 93.RD

75D3011P06553 HHSN27200003

UNIVERSITY OF OKLAHOMA INNOVETA BIOMEDICAL, LLC

TRIAL OF CARBOPLATIN AND PACLITAXEL VERSUS CARBOPL THERMOSTABLE LIVE ATTENUATED INFLUENZA VACCINE FOR SBIR PHASE 1: ADJUVANT DEVELOPMENT FOR THERMOSTABL

93.RD 93.RD 93.RD

NSC#704865,IND#7921 95855S1 2722-S1

GEORGIA CENTER FOR ONCOLOGY RESEARCH AND EDUCATION, INC.
UNIVERSAL STABILIZATION TECHNOLOGIES, INC.
UNIVERSAL STABILIZATION TECHNOLOGIES, INC.

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-140

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients

Federal Expenditures
$69,711,521
$4,575,797
$52,395

Federal Program
Total $70,796,339
$4,575,797
$52,395

Cluster Name
N/A
N/A
N/A

"63828383-45"
"T674525" "T807472 5P01AI125180-
02" "CON013256" "CON011765"
"A278083" "CON013934" "CON013750"
"30973" "T846281 / A019177"
"CON013095"
"A171995" "A230010" "141773" "1242101" "A251903" "60047538 GIT" "GENFD0001493133" "T783523" "T846705" "9R44GM130282-02" "ULRF 17-0029-01" "215830A"
"52313" "75D3011P06553"

$7,276,966 $28,746,337
$267,962
$82,258

$1,310,043 $1,310,000 $16,417,751
$796,028
-$135,405
$554,066 $14,917,077 $44,207,144
$62,871
$65,265 $68 $972
$10,448 $10,780 $91,930
$3,278,994
$17,583 $1,013,586
$19,273 $28,708 $3,857,469 -$41,823 -$1,112 $2,547 $7,520
$11,156 $23,727 $24,631 $42,637 $62,306 $62,801 $72,387 $126,516 $258,650 $1,252,790 $2,203,556
$34,396 $16,941,511
-$650 -$229

$1,310,043 $1,310,000 $16,417,751

STUDENT FINANCIAL ASSISTANCE N/A N/A

$796,028

N/A

$418,661

N/A

$418,661

N/A

$14,917,077

N/A

$44,207,144

N/A

$128,136 RESEARCH AND DEVELOPMENT

$128,136 $114,198 $114,198 $114,198 $114,198 $114,198

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A RESEARCH AND DEVELOPMENT

$3,278,994

N/A

$17,583 $1,013,586 $3,905,450 $3,905,450 $3,905,450
-$41,823 $4,150,112 $4,150,112 $4,150,112

N/A N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$4,150,112 $4,150,112 $4,150,112 $4,150,112 $4,150,112 $4,150,112 $4,150,112 $4,150,112 $4,150,112 $4,150,112 $4,150,112

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT
N/A

$16,975,907 $16,975,907 $16,816,106 $16,816,106

RESEARCH AND DEVELOPMENT N/A
RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"GOG #218" "95855S1" "2722-S1"

$151 $1,170 $5,041

$16,816,106 RESEARCH AND DEVELOPMENT $16,816,106 RESEARCH AND DEVELOPMENT $16,816,106 RESEARCH AND DEVELOPMENT

Cluster Total
$0
$0
$0
$2,071,661,245 $0 $0
$0
$0
$0 $0 $0
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0 $1,233,831,971
$0
$0 $0 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0
$1,233,831,971 $0
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971
$1,233,831,971

C-141

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021
Federal Awarding Agency/Program Title
MISSILE DEFENSE AGENCY PHASE 1 OPTION
PROFESSIONAL SERVICES AGREEMENT WITH NORC ALASKA INBRE BIOINFORMATICS WORKSHOPS AND SUPPORT
PROTOCOL 63623872FLZ3001
INNOVATION GATEWAY ST JUDE: NIAID CENTERS OF EXCEL IPA: 20IPA2001808
SBIR: CREATING ANTIBODIES TO ENABLE THE STUDY OF M
HIGH TEMP FRACTURE MECHANICS STTR PHASE I: EVALUATING THE SOFTWARE NAVIGATION S THE NATIONAL NURSING HOME COVID ACTION NETWORK
COVID-19; MOLECULAR EPIDEMIOLOGY AND TRANSMISSION SEXUALLY TRANSMITTED DISEASE TESTING IN MEDICAID POPULAT IPA: INTIMATE PARTNER VIOLENCE (IPV) MEASUREMENT VALIDAT THE HARVEST INITIATIVE: ON FARM ENVIRONMENTAL SAMP SALMONELLA SOURCE ATTRIBUTION BY MACHINE LEARNING
COVID -19, IPA CENTER FOR INFLUENZA DISEASE AND EMERGENCE RESEARC
SBIR PHASE II: NITRIC OXIDE RELEASING ULTRA-SLIPPE CEIRS DISTRIBUTED INFLUENZA GENOMIC SEQUENCING (DI SOUTHEAST REGIONAL COLLABORATIVE ACCESS TEAM (SERPREVALENCE OF AND RISK FACTORS FOR COMMUNITY-ASSOC
P20 UGA WILD BIRDS NATURAL HISTORY SERCAT YEAR 20 LEIDOS-NIH MEMBERSHIP PRE-CLINICAL MODELS OF INFECTIOUS DISEASES: TASK C INTEGRATED INFORMATICS RESOURCES FOR EUKARYOTIC MI CENTER FOR INFLUENZA VACCINE RESEARCH FOR HIGH RIS
WELCOMING INCLUSIVE GROWTH TO SOAR TOTAL DEPARTMENT OF HEALTH AND HUMAN SERVICES
CORPORATION FOR NATIONAL AND COMMUNITY SERVICE
STATE COMMISSIONS
AMERICORPS
AMERICORPS
AMERICORPS
AMERICORPS AMERICORPS AMERICORPS TRAINING AND TECHNICAL ASSISTANCE VOLUNTEERS IN SERVICE TO AMERICA
SENIOR COMPANION PROGRAM NATIONAL SERVICE AND CIVIC ENGAGEMENT RESEARCH COMPETITION TOTAL CORPORATION FOR NATIONAL AND COMMUNITY SERVICE

Federal CFDA Number
93.RD
93.RD 93.RD
93.RD
93.RD 93.RD 93.RD
93.RD 93.RD 93.RD
93.RD 93.RD 93.RD 93.RD 93.RD

Additional Award
Identification (Optional)
39G1861
75P00119F37005 P0550535
HHSO100201500014C
112187041-7839847 SP00014453
75N93019C00048
39G0768 UGA20190401 SP00014522
COVID-19, 75D30121C10133
SP00014584 SP00014400 75F40119P10265 75F40120C00187

Name of Funder Pass-Through
Entity GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.
NORC AT THE UNIVERSITY OF CHICAGO
UNIVERSITY OF ALASKA JANSSEN RESEARCH & DEVELOPMENT, LLC ST. JUDE CHILDREN'S RESEARCH
HOSPITAL
GLYCOSCIENTIFIC, LLC GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.
3T TECHNOLOGIES, LLC ACADEMYHEALTH

93.RD 93.RD 93.RD 93.RD 93.RD 93.RD
93.RD 93.RD 93.RD 93.RD 93.RD
93.U34

COVID-19, SP00014677 75N93021C00018 75D30120C09815 2004518271 P18001 75D30120C09496
1119780000000000 MCLWLO354
HHSN2722017000351 43205
75N93019C00052
A20-0020-01 WINGS

EMORY UNIVERSITY
INNOVETA BIOMEDICAL, LLC JOHNS HOPKINS UNIVERSITY
LEIDOS, INC.
ST. JUDE CHILDREN'S RESEARCH HOSPITAL
LEIDOS, INC.
UNIVERSITY OF PENNSYLVANIA
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION

94.003
94.006
94.006
94.006
94.006 94.006 94.006 94.009 94.013
94.016 94.026

JUMPSTART FOR YOUNG CHILDREN, INC.
JUMPSTART FOR YOUNG CHILDREN, INC.
JUMPSTART FOR YOUNG CHILDREN, INC.
JUMPSTART FOR YOUNG CHILDREN, INC.
GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE FOUNDATION, INC.

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-142

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients

Federal Expenditures

Federal Program
Total

Cluster Name

"63828383-50" "HHSP2332015000231"
"P0550535" "A PHASE 3 RANDOMIZED"
"112187041-7839847" "75N93019C00048"

$6,385
$7,922 $9,789
$19,309
$20,636 $21,928 $23,500

$16,816,106 RESEARCH AND DEVELOPMENT

$16,816,106 $16,816,106

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$16,816,106 RESEARCH AND DEVELOPMENT

$16,816,106 $16,816,106 $16,816,106

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"63828383-49" "UGA20190401"
"CON013726"
"CON014545" "75D30120C09815"
"2004518271" "P18001"
"1120840707930780" "MCLWLO354" "43205"

$237,151 $5,595,874

$25,930 $27,805 $34,534
$34,903 $45,561 $49,999 $50,715 $70,640
$72,907 $74,964 $78,865 $146,761 $165,154 $232,039
$330,110 $395,997 $1,125,084 $1,500,535 $12,238,651

$16,816,106 $16,816,106 $16,816,106

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$16,816,106 $16,816,106 $16,816,106 $16,816,106 $16,816,106

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$16,816,106 $16,816,106 $16,816,106 $16,816,106 $16,816,106 $16,816,106

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$16,816,106 $16,816,106 $16,816,106 $16,816,106 $16,816,106

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

"A20-0020-001"

$16,024

$16,024

N/A

$478,082,369 $12,005,674,508

Cluster Total
$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$0

"CON004605" "CON007335" "CON012548" "CON013835"
"63828383-46"

$564 $2,581,562
$26,292 $2,608,418

$317,543
-$162
-$42
$11,592
$58,588 $368,593 $2,581,562
$63,138 $26,105
$174,086 $84,822
$3,685,825

$317,543

N/A

$3,020,131

N/A

$3,020,131

N/A

$3,020,131

N/A

$3,020,131 $3,020,131 $3,020,131
$63,138 $26,105

N/A RESEARCH AND DEVELOPMENT
N/A N/A RESEARCH AND DEVELOPMENT

$174,086 $84,822

FOSTER GRANDPARENT/SENIOR COMPANION CLUSTER
RESEARCH AND DEVELOPMENT

$0
$0
$0
$0
$0 $1,233,831,971
$0 $0 $1,233,831,971
$174,086 $1,233,831,971

C-143

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title EXECUTIVE OFFICE OF THE PRESIDENT

Federal CFDA Number

Additional Award
Identification (Optional)

Name of Funder Pass-Through
Entity

HIGH INTENSITY DRUG TRAFFICKING AREAS PROGRAM HIGH INTENSITY DRUG TRAFFICKING AREAS PROGRAM
HIGH INTENSITY DRUG TRAFFICKING AREAS PROGRAM HIGH INTENSITY DRUG TRAFFICKING AREAS PROGRAM TOTAL EXECUTIVE OFFICE OF THE PRESIDENT

95.001 95.001
95.001 95.001

UNIVERSITY OF TEXAS AT DALLAS CITY OF ATLANTA
ATLANTA-CAROLINAS HIDTA PROGRAM

SOCIAL SECURITY ADMINISTRATION

SOCIAL SECURITY DISABILITY INSURANCE
SOCIAL SECURITY - WORK INCENTIVES PLANNING AND ASSISTANCE PROGRAM TOTAL SOCIAL SECURITY ADMINISTRATION

96.001 96.008

DEPARTMENT OF HOMELAND SECURITY

STATE AND LOCAL HOMELAND SECURITY NATIONAL TRAINING PROGRAM 97.005

STATE AND LOCAL HOMELAND SECURITY NATIONAL TRAINING PROGRAM 97.005

STATE AND LOCAL HOMELAND SECURITY NATIONAL TRAINING PROGRAM

97.005

STATE AND LOCAL HOMELAND SECURITY NATIONAL TRAINING PROGRAM NON-PROFIT SECURITY PROGRAM BOATING SAFETY FINANCIAL ASSISTANCE COMMUNITY ASSISTANCE PROGRAM STATE SUPPORT SERVICES ELEMENT (CAPSSSE) CRISIS COUNSELING

97.005 97.008 97.012
97.023 97.032

DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) COVID - 19 - DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) 1 HAZARD MITIGATION GRANT NATIONAL DAM SAFETY PROGRAM EMERGENCY MANAGEMENT PERFORMANCE GRANTS STATE FIRE TRAINING SYSTEMS GRANTS ASSISTANCE TO FIREFIGHTERS GRANT COOPERATING TECHNICAL PARTNERS BRIC: BUILDING RESILIENT INFRASTRUCTURE AND COMMUNITIES COVID - 19 - PRESIDENTIAL DECLARED DISASTER ASSISTANCE TO INDIVIDUALS AND HOUSEHOLDS - OTHER NEEDS PORT SECURITY GRANT PROGRAM
CENTERS FOR HOMELAND SECURITY CENTERS FOR HOMELAND SECURITY

97.036
97.036 97.039 97.041 97.042 97.043 97.044 97.045 97.047
97.050 97.056 97.061 97.061

CENTERS FOR HOMELAND SECURITY CENTERS FOR HOMELAND SECURITY CENTERS FOR HOMELAND SECURITY

97.061 97.061 97.061

HOMELAND SECURITY GRANT PROGRAM

97.067

HOMELAND SECURITY GRANT PROGRAM HOMELAND SECURITY GRANT PROGRAM

97.067 97.067

SCIENTIFIC RESEARCH CORPORATION
UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN
ZETA ASSOCIATES, INC.

COVID - 19

COVID - 19

ARIZONA STATE UNIVERSITY IEM
UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN
GEORGE MASON UNIVERSITY ARIZONA STATE UNIVERSITY GEORGIA SOUTHERN UNIVERSITY
RESEARCH AND SERVICE FOUNDATION, INC.
KENNESAW STATE UNIVERSITY RESEARCH AND SERVICE FOUNDATION

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.
1 - COVID-19 non-monetary amounts are unaudited.

C-144

Identifying Number Assigned By Funder
Pass-Through Entity

Total Amount Provided to
Sub-Recipients

Federal Expenditures

Federal Program
Total

State of Georgiaaa

Cluster Name

Cluster Total

"1806767" "G15GA003A"
"30596"

$2,714 $33,485
$36,898 $69,777
$142,874

$142,874 $142,874

RESEARCH AND DEVELOPMENT N/A

$142,874

N/A

$142,874

N/A

$1,233,831,971 $0
$0 $0

$60,251,393 $300,000
$60,551,393

$60,251,393 DISABILITY INSURANCE/SSI CLUSTER

$300,000

N/A

$60,251,393 $0

"SR20180956" "077083-16371" "173118LS-GTARC-01"
"18-340" "AGR 2013-002" "077083-17698" "CON014035" "ASUB00000286" "63828383-36" "EMW--2020-SS-00089"

$11,670 $659,455
$77,162,754 $3,943,841 $2,811,268
$245,044

$11,643
$39,640 $81,177
$247,028 $659,455 $3,287,210
$258,823 $345,682
$20,060
$217,027,739 $5,398,070 $31,156
$10,932,449 $4,800 $96,812
$3,918,274 $301,971
$1,096,960,883 $494,428 -$1,387 $34,013
$57,277 $206,298 $233,272

$379,488 RESEARCH AND DEVELOPMENT

$379,488 RESEARCH AND DEVELOPMENT $379,488 RESEARCH AND DEVELOPMENT

$379,488 $659,455 $3,287,210

RESEARCH AND DEVELOPMENT N/A N/A

$258,823

N/A

$345,682

N/A

$217,047,799

N/A

$217,047,799

N/A

$5,398,070

N/A

$31,156

N/A

$10,932,449

N/A

$4,800

N/A

$96,812

N/A

$3,918,274

N/A

$301,971

N/A

$1,096,960,883 $494,428 $529,473 $529,473

N/A N/A RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$529,473 $529,473 $529,473

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$920

$8,479,214

N/A

$5,243

$8,479,214

N/A

$4,553,354

$8,473,051

$8,479,214

N/A

$1,233,831,971
$1,233,831,971 $1,233,831,971
$1,233,831,971 $0 $0
$0 $0
$0
$0 $0 $0 $0 $0 $0 $0 $0
$0 $0 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971
$0
$0 $0

C-145

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

Federal Awarding Agency/Program Title
HOMELAND SECURITY RESEARCH, DEVELOPMENT, TESTING, EVALUATION, AND DEMONSTRATION OF TECHNOLOGIES RELATED TO NUCLEAR THREAT DETECTION EARTHQUAKE CONSORTIUM HOMELAND SECURITY BIOWATCH PROGRAM
FINANCIAL ASSISTANCE FOR TARGETED VIOLENCE AND TERRORISM PREVENTION PRESEDENTIAL INAUGURATION FEDERAL OVERTIME AGREEMENTS TOTAL DEPARTMENT OF HOMELAND SECURITY

Federal CFDA Number
97.077 97.082 97.091
97.132 97.U35 97.U36

Additional Award
Identification (Optional)
FS 30331 ICE AGREEMENTS

Name of Funder Pass-Through
Entity
AMERICAN UNIVERSITY, WASHINGTON, D.C.

U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT
USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS
USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS JORDAN FISCAL REFORM II IMPROVING THE BANGLADESH PEANUT VALUE CHAIN
ECOWASTE TECHNICAL ASSISTANCE GRANT
HER TIME: A TIME USE STUDY OF WOMEN PARTICIPATING TOTAL U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT

98.001 98.001 98.001 98.001 98.001
98.001 98.001 98.001 98.001 98.001 98.RD 98.RD
98.RD
98.RD

MICHIGAN STATE UNIVERSITY MICHIGAN STATE UNIVERSITY
UNIVERSITY OF FLORIDA UNIVERSITY OF ILLINOIS UNIVERSITY OF FLORIDA DEVELOPMENT INNOVATIONS
GROUP PURDUE UNIVERSITY TUFTS UNIVERSITY
FHI 360

SP00010263 J087203
REWCP0001150801

DAI GLOBAL, LLC ACDI/VOCA
ECOLOGICAL WASTE COALITION OF THE PHILIPPINES, INC.

COOPERATIVE ASSISTANCE AND

470

RELIEF EVERYWHERE (CARE)

MISCELLANEOUS
VA ADMIN & REPORTING FEES TOTAL MISCELLANEOUS

99.U37

11000111

TOTAL EXPENDITURE OF FEDERAL AWARDS

Indented and italicized award lines indicate pass-through funding. The accompanying notes are an integral part of this schedule.

C-146

State of Georgiaaa

Identifying Number Assigned By Funder
Pass-Through Entity
"CON014442"

Total Amount Provided to
Sub-Recipients

Federal Expenditures

Federal Program
Total

Cluster Name

$26,226 $89,413,612

$830,916 $10,906 $52,411
$7,503 $88,683
$699
$1,350,117,105

$830,916 $10,906 $52,411

RESEARCH AND DEVELOPMENT N/A N/A

$7,503 $88,683
$699

RESEARCH AND DEVELOPMENT N/A N/A

Cluster Total
$1,233,831,971 $0 $0
$1,233,831,971 $0 $0

"RC102095" "193900.312455.08" "UFDSP00011518"
"7211218019" "UFDSP00012175"
"T3" "F0004868402088" "AIDOAAL1000006"
"PO20000139"
"CON000623" "J087203"
"REWCP0001150801"
"470"

$1,531,542
$123,821 $1,655,363

-$3,719 $3,872 $6,107 $14,910 $48,886
$50,545 $71,223 $268,005 $985,244 $2,763,069
-$25 $2,785
$25,000
$123,991
$4,359,893

$4,208,142 $4,208,142 $4,208,142 $4,208,142 $4,208,142

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$4,208,142 $4,208,142 $4,208,142 $4,208,142 $4,208,142
$151,751 $151,751

RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT RESEARCH AND DEVELOPMENT

$151,751 RESEARCH AND DEVELOPMENT

$151,751 RESEARCH AND DEVELOPMENT

$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971 $1,233,831,971
$1,233,831,971
$1,233,831,971

$6,112

$6,112

N/A

$0

$6,112

$5,184,725,011 $42,349,956,610

C-147

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

STATE OF GEORGIA

NOTE 1. SIGNIFICANT ACCOUNTING POLICIES The accompanying Schedule of Expenditures of Federal Awards (Schedule) is a supplementary schedule to the State's basic financial statements presented in the State of Georgia Annual Comprehensive Financial Report (ACFR) for the fiscal year ended June 30, 2021.
A. Basis of Presentation The information in the Schedule is presented in accordance with Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the State, it is not intended to and does not present the financial position, changes in net position, or cash flows of the State.
1. Federal Financial Assistance The Uniform Guidance defines federal financial assistance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property (including donated surplus property), direct appropriations, food commodities, other financial assistance, loans, loan guarantees, interest subsidies, and insurance.
2. Assistance Listing Number (ALN) The Schedule presents total expenditures for each federal financial assistance program and the ALN (formerly Catalog of Federal Domestic Assistance (CFDA) Number) assigned to the program. For programs that have not been assigned an ALN number, the number shown in the Schedule is the federal agency's 2-digit prefix followed by "U" and a two digit number or by "RD" if the program is part of the Research and Development (R&D) cluster.
3. Cluster of Programs A grouping of closely related programs with different ALN numbers that share common compliance requirements is considered a cluster of programs. The Schedule presents the total federal awards expended for the R&D cluster, Student Financial Assistance cluster, and other clusters that are mandated in the most recent Federal Compliance Supplement.
4. Direct and Pass-through Federal Financial Assistance The State receives federal financial assistance directly from federal awarding agencies or indirectly from pass-through entities. A pass-through entity (PTE) is a non-federal entity that provides a subaward to a subrecipient to carry out part of a federal program. For federal assistance that the State received as a subrecipient, the name of the PTE and the identifying number assigned by the PTE are identified in the Schedule.
5. Amount Provided to Subrecipients The amount of federal assistance that the State provided to subrecipients under each federal program is presented in a separate column in the Schedule. A subrecipient is an entity that receives a subaward from a PTE to carry out part of a federal program.
6. Transactions Between State Organizations When federal financial assistance is received by one State organization and passed through to another State organization, the federal financial assistance is reflected as expenditures in the Schedule by only the primary recipient (i.e., the State organization that received the federal assistance directly from the federal government). This method avoids the overstatement of federal financial assistance at the aggregate level.
C-148

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

STATE OF GEORGIA

B. Basis of Accounting The State's ACFR and this supplemental schedule are presented in accordance with generally accepted accounting principles, following the accrual or modified accrual basis of accounting, as appropriate for the fund structure. The basis of accounting used for each fund is described in Note 1 to the State's financial statements. Negative amounts shown in the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years.
NOTE 2. INDIRECT COST RATE In addition to other procedures detailed in the Uniform Guidance, State organizations may elect to charge a de minimis cost rate of 10% of modified total direct costs which may be used indefinitely. There are nine State organizations within the State of Georgia Reporting Entity, as identified in Appendix "A," that have elected to use the 10% de minimis cost rate.

NOTE 3. REPORTING ENTITY
The Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2021. Refer to Appendix "A" for a comprehensive listing of organizations that comprise the State of Georgia Reporting Entity.

NOTE 4. LOAN PROGRAMS
The State participates in various federal loan programs. The Schedule includes the value of new loans made or received during the fiscal year, the balance of loans from previous years for which the federal government imposes continuing compliance requirements, and any administrative cost allowances. For loans made to students of an Institution of Higher Education (IHE), where the IHE does not make the loans, the amounts in the Schedule only include the value of loans made during the fiscal year and are not included in the following table.

Outstanding balance of federal loans and loan guarantees:

ALN/ CFDA No. Program Name

10.766 84.038
93.264 93.342
93.364

Community Facilities Loans and Grants Cluster
Federal Perkins Loan Program - Federal Capital Contributions
Nurse Faculty Loan Program (NFLP)
Health Professions Student Loans, Including Primary Care Loans/Loans for Disadvantaged Students Nursing Student Loans

Ending Balance at June 30,
2021
$71,575,828 16,805,129
2,268,346 47,876
602,293

Total Outstanding Balance

$91,299,472

C-149

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

STATE OF GEORGIA

NOTE 5. NON-CASH ASSISTANCE

Although most federal financial assistance is in the form of cash assistance, the State participates in several programs that provide non-cash assistance through the State to eligible participants. The total value of federal financial non-cash assistance that the State reported for the fiscal year ended June 30, 2021 is presented in the table below.

Non-Cash Assistance:
ALN/ CFDA No. Program Name

10.178 10.542

Trade Mitigation Program Eligible Recipient Agency Operational Funds1
COVID - 19 - Pandemic EBT Food Benefits

10.551 Supplemental Nutrition Assistance Program1

10.551 COVID 19 Supplemental Nutrition Assistance Program

10.555 National School Lunch Program1

10.565 Commodity Supplemental Food Program1

10.569 Emergency Food Assistance Program (Food Commodities)

10.569

COVID 19 Emergency Food Assistance Program (Food Commodities)

39.003 Donation of Federal Surplus Personal Property

Non-Cash Value $5,099,362
290,539,859 2,886,737,193 1,123,878,439
34,259,089 749,381
35,703,164 20,194,702
35,313,366

93.268 97.036

Immunization Cooperative Agreements1
COVID - 19 - Disaster Grants - Public Assistance (Presidentially Declared Disasters) 1

161,932,265 38,899,381

Total Non-Cash Assistance

$4,633,306,201

1 The amount reported in the Schedule for this program includes both cash and non-cash assistance expenditures.

NOTE 6. UNEMPLOYMENT INSURANCE (UI) (ALN/CFDA No. 17.225)
The UI program serves workers who are unemployed through no fault of their own and are seeking reemployment. To receive benefits, claimants must be able to work, available for work, and actively seeking work. State unemployment insurance funds (State UI funds) must be deposited to the Unemployment Trust Fund (UTF) in the U.S. Treasury, primarily to be used to pay UI program benefits under the federally approved State unemployment law. Accordingly, expenditures of State and federal unemployment insurance funds (including federal administration amounts) are included in the total expenditures for the UI program reported in
C-150

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021

STATE OF GEORGIA

the Schedule. For the fiscal year ended June 30, 2021 the amounts are $2,518,419,824, and $82,896,315, respectively. Also, COVID-19 expenditures for federal unemployment insurance funds, as well as federal administration amounts, are included in the total expenditures for the COVID-19 UI program reported in the Schedule. The amount reported for the fiscal year ended June 30, 2021 is $9,449,074,307.

NOTE 7. NOVEL CORONAVIRUS (COVID 19)
Supplemental federal appropriations were approved through a variety emergency Federal Acts to assist in responding to the novel coronavirus (COVID-19) outbreak. These Federal Acts and supplemental guidance also contained requirements for compliance with existing Federal laws and added reporting requirements. A portion of the supplemental federal funding was provided to the State as both monetary and non-cash assistance, from numerous Federal Agencies through a variety of Federal programs. These supplemental funds are separately reported in the Schedule and applicable Notes to the SEFA schedule with the prefix "COVID-19". Additionally, ALN/CFDA 84.425 is reported under different sub-programs that are separately identified in the Schedule with alpha characters identified in the "Additional Award Identification (Optional)" column.

C-151

Corrective Action Plan for Current Year Findings

Brian P. Kemp Governor
Gerlda Hines, CPA State Accounting Officer
May 19, 2022
Mr. Greg S. Griffin, State Auditor Georgia Department of Audits and Accounts 270 Washington Street, S.W., Room 1-156 Atlanta, Georgia 30334-8400
Dear Mr. Griffin, Enclosed with this letter is the State of Georgia's "Corrective Action Plan" (CAP) reporting in the Single Audit for fiscal year ending June 30, 2021. This CAP is compiled by the State Accounting Office (SAO) based on corrective action plans provided by the respective State Organization and is organized by finding type (financial statement and federal award), Federal Agency (if applicable), State Organization and finding number.
The State's CAP satisfies the requirements as detailed in Title 2 U.S. Code of Federal Regulations, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Subpart F, Section 511 Audit findings follow-up.
If you have any questions regarding this CAP, please contact our Office.
Sincerely,
Gerlda B. Hines, CPA State Accounting Officer
200 Piedmont Avenue 1604 West Tower Atlanta, Georgia 30334 (404) 656-2133 (404) 463-5089 FAX www.sao.georgia.gov
D-3

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021

STATE ENTITY1

TABLE OF CONTENTS STATE AGENCY

PAGE NUMBER

FINANCIAL STATEMENT FINDINGS UNDER GOVERNMENT AUDITING STANDARDS2 Statewide............................................................................... D-5
414 Department of Education..................................................... D-5 419 Department of Community Health...................................... D-5 422 Office of the Governor.......................................................... D-5 440 Department of Labor............................................................ D-5 474 Department of Revenue........................................................ D-5 548 Savannah State University................................................... D-5 927 State Road and Tollway Authority....................................... D-5 977 Georgia Public Telecommunications Commission.............. D-5 5036 Georgia Institute of Technology Research Corporation...... D-5

FEDERAL AWARD FINDINGS

U.S. DEPARTMENT OF EDUCATION

414 Department of Education..................................................... 509 Georgia State University....................................................... 548 Savannah State University................................................... 561 Atlanta Metropolitan State College...................................... 569 Dalton State College............................................................. 588 South Georgia State College................................................. 832 Gwinnett Technical College.................................................. U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

419 Department of Community Health...................................... 419 & 427 Department of Community Health and Department of
Human Services.................................................................... U.S. DEPARTMENT LABOR

440

Department of Labor..........................................................

U.S. DEPARTMENT OF THE TREASURY

422

Office of the Governor.........................................................

D-5 D-5 D-6 D-7 D-16 D-18 D-19
D-19 D-22
D-22
D-35

1 The entity number represents the control number that was assigned to each State entity. 2 Financial Statement findings were previously released in the State of Georgia Single Audit Report Part I.
D-4

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
FINANCIAL STATEMENT FINDINGS REPORTED UNDER GOVERNMENT AUDITING STANDARDS
Financial Statement findings were previously released in the State of Georgia Single Audit Report Part I. This report can be accessed on SAO's website: https://sao.georgia.gov/statewidereporting/federal-compliance-reporting#toc-single-audit-report-andpresentations.
FEDERAL AWARD FINDINGS
2021-014 Improve Controls over Transparency Act Reporting Federal Agency: U.S. Department of Education State Entity: Department of Education
Corrective Action Plans: We will continuously monitor the compliance supplements for updates in order to meet all requirements. We are currently in the process of hiring new staff to complete FFATA reporting, which will better ensure the reports are submitted timely and accurately.
Estimated Completion Date: June 30, 2022
Contact Person: Metsehet Ketsela, Accounting Manager II Telephone: (404) 656-2497; E-mail: metsehet.ketsela@doe.k12.ga.us
2021-015 Improve Controls over Cash Management Federal Agency: U.S. Department of Education State Entity: Georgia State University
Corrective Action Plans: The accumulation of Title IV cash occurred due to a high volume of funds being pulled back from student accounts and returned to the Title IV program for students that withdrew from classes. Office of Revenue, Receivable and Cashiering Services (RRCS) personnel responsible for Title IV drawdowns have been required to attend Federal Student Aid training over cash management. RRCS is now monitoring Title IV cash activity daily and will coordinate with the Office of Student Financial Aid on anticipated cash needs. In addition, evidence of supervisory review and approval has been added to Title IV drawdown documentation as recommended by the Georgia Department of Audits and Accounts.
D-5

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-015 Improve Controls over Cash Management (continued) Estimated Completion Date: November 1, 2022
Contact Person: Brad Freeman, VP for Finance and Administration Telephone: (404) 413-3035; E-mail: jfreeman61@gsu.edu
2021-016 Improve Controls over the Awarding Process Federal Agency: U.S. Department of Education State Entity: Savannah State University
Corrective Action Plans: The institution has made an investment in a reporting tool that will enable the financial aid office staff to run reports that would catch any discrepancies between enrollment data and aid awarded or disbursed.
Estimated Completion Date: December 31, 2021
Contact Person: Raymond Clarke, VP for Enrollment Mgmt and Student Affairs Telephone: (912) 358-4338; E-mail: clarke4@savannahstate.edu
2021-017 Improve Controls over the Return of Title IV Funds Process Federal Agency: U.S. Department of Education State Entity: Savannah State University
Corrective Action Plans: The Financial Aid Office, the Bursar Office and the Registrar Office will review process flows to ensure that R2T4 calculations are being completed accurately and timely for both official and unofficial withdrawals. Staff will also receive additional training and a system of checks and balances will be implemented to make sure that data is entered correctly.
Estimated Completion Date: December 31, 2021
Contact Person: Raymond Clarke, VP for Enrollment Mgmt and Student Affairs Telephone: (912) 358-4338; E-mail: clarke4@savannahstate.edu
D-6

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-018 Strengthen Controls over Enrollment Reporting Federal Agency: U.S. Department of Education State Entity: Savannah State University
Corrective Action Plans: The Financial Aid Office and the Registrar's Office will work on the policy and processes related to students who withdraw, change programs, or change enrollment status to ensure that these updates are processed timely and correctly. In addition, all set up tables in BANNER are being reviewed to ensure accuracy and reporting will occur at least once a month.
Estimated Completion Date: December 31, 2021
Contact Person: Raymond Clarke, VP for Enrollment Mgmt and Student Affairs Telephone: (912) 358-4338; E-mail: clarke4@savannahstate.edu
2021-019 Improve Controls over the Awarding Process Federal Agency: U.S. Department of Education State Entity: Atlanta Metropolitan State College
Corrective Action Plans: 1. The Financial Aid adapted its awarding process to replace manual calculations to Banner electronic calculations 2. Banner Validation Tables and Rules were reviewed and updated internally to ensure fee/charge data were aligned with course registration/withdrawal and other registration data associated with R2T4 calculations 3. Enhanced faculty training to improve accuracy, documentation, and reporting of attendance verification ("No Shows") 4. Developed a validation control, utilizing Crystal Report, to monitor "over awards." The results are passed on to the Business Office for updates to any refunds processed. 5. FA implemented a population selection process to extract all transfer students and verify against the RNATMNT form, prior to SFA, listing student registering after the Transfer Monitoring List, to ensure all transfer student data has been submitted.
Finding Description #1 - Early Disbursement schedules not setup correctly in Banner; therefore, first-time loan borrowers were disbursed funds prior to an actual 30-day hold.
D-7

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-019 Improve Controls over the Awarding Process (continued) Finding Description #2 - Banner setup was incorrect and thus the system did not recognize loan amount in excess of Grade Level 2. All students who were Grade Level 3 or 4 were never shown the true and correct loan eligibility amounts and instead were only shown and disbursed the lower Grade Level amounts as being their maximum eligibility.
Finding Description #3 - Delayed credit balances provided to students after balances were created.
Finding Description #4 - Early disbursement for students receiving PELL grant funds registered in different parts-of-term.
Institutional Response to the Cause of the Finding Descriptions The Financial Aid Office relies on Banner, the institution's student information system, for scheduling and implementation of disbursement of funds to students. The incorrect configuration of Banner validation and rule tables caused the 30-day disbursement hold error (Finding Description #1). The 30-day hold issue occurred because part-of-term start dates may occur less than 30 days apart (e.g. 15 Week Start Date: August 16, 2021; and the 12 Week Start Date: September 7, 2021). Disbursements, prior to the Spring 2021 finding, were distributed to students at the start of the semester, in the 15 Week part of term, regardless if the student was enrolled in a later part-of-term. Thus, this created the finding when students' funds were disbursed and the start dates of the part-of terms were less than 30 days apart.
Finding Description #2, associated with loan amount limits, was a carry-over from the institution's participation in a Department of Education "Experiment 7" Pilot program. In this DOE program, the financial aid for certain students were limited based on certain variables, such as registered credit hours and classification. While the pilot program ended, the loan limits, inadvertently were kept in place.
Finding Description #3, delayed credit balances to students were caused at a time during the semester when the institution's Bursar was hospitalized and unable to process and send the credit balances to students in a timely manner. Moving forward, a back-up system has been put in place should the Bursar's Office is unable to fulfill the responsibility of sending credit balances to students. The corrective actions taken to addressing Finding Description #3 and the other Finding Descriptions are provided in Table 2.
The early disbursement of funds for PELL recipients (Finding #4) occurred when student was registered for multiple parts-of-term, but the disbursement was distributed in a single term. The source of this error was also incorrect setup of Banner validation/rule Tables (RORSAYR), which was configured with a disbursement scheduling based only on "credit hours," without any consideration for students who register for multiple partsof-term. For example, if a student registered for nine total credit hours, one course in full 15-week term and two courses in the 12-week term, the student would receive all funds in the 15-week at the beginning of the 15-week term. Student disbursements were released by credit hour in a single disbursement, as opposed to being distributed across multiple parts-of-term.
D-8

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-019 Improve Controls over the Awarding Process (continued) The institution does find it noteworthy of mentioning that while the award findings are classified under the same category, the nature (or types) of these findings in the Spring 2021 audit are different in nature from those in prior monitoring periods. Also, while the College takes all findings and their resolution very seriously, the Spring 2021 findings were all downgraded to non-material findings, when compared to a material finding in the prior year.
Finding Descriptions Addressed /Corrective Action Taken #1 Early Disbursement - The validation and rule forms in Banner were corrected to accurately schedule disbursement to correspond to the 30-day hold for first-time loan borrowers. Two essential control were put in place to validate accurate disbursement:
1. A dynamic form will automatically notify the financial aid office of every firsttime loan recipient who registers. This notification will prompt the Financial Aid staff to verify that the 30-day hold is in effect and accurate.
2. The Financial Aid R2T4 validation tables were certified for accuracy for the Fall 2021 semester.
#2 Incorrect Loan limits - Grade Level loan limits have been removed and corrected in Banner for the 2021-2022 year, and moving forward. Loan Limits per Grade Level have been adjusted to the appropriate amounts at for grade levels, freshman to seniors. A comparison to the previous year demonstrates the correction. Banner screenshots comparing the past and current years verify the updates were made.
#3 Delayed Credit Balances to Students - The contingency for sending out credit balances, and to carry out other Bursar responsibilities, in case the Bursar's office is unable to do so. Effective September 1, 2021, the Interim VP Fiscal Affairs and Director Business Services will serve as backup to the Bursar in his/her absence.
#4 Disbursement Across Multiple Parts-of-Term - The appropriate corrections have been made to Banner calculations to accurately provide disbursement scheduling to accurately disburse funds by part-of-term. Beginning Fall 2021, for students enrolled in multiple terms, disbursements will be distributed based on credits registered and by part of term. Thus, students registered in multiple parts-of-term will receive proportions of their funds, based on in each part-of-term he/she is enrolled.
Similar to the dynamic form automatic notification for First-time loan recipients, a notification will be sent to the Financial Aid Office for all PELL recipients. This notification will prompt Financial aid staff to verify that disbursements occur in the proper part-of-term.
Estimated Completion Date: October 11, 2021
Contact Person: Joel Depue, Interim SFA Director Telephone: (972) 824-8275; E-mail: joeld@collegeaidservices.net
D-9

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-020 Strengthen Controls over the Verification Process Federal Agency: U.S. Department of Education State Entity: Atlanta Metropolitan State College
Corrective Action Plans: Finding Description #1 - Verification Worksheet was found to be missing student/parent signatures.
Finding Description #2 - Certification of Non-Tax Filing was not completed correctly or had missing information.
Institutional Response to the Cause of the Finding Descriptions The primary cause for the finding on verifications is inadequate staffing to provide sufficient process time to not only conduct verifications, but also to perform appropriate quality control checks for accurate and timely verifications. Over the past two years, the University System of Georgia (USG) has implemented shared services across its 26 institutions. Starting Fall 2021, Atlanta Metropolitan State College, along with two other USG institutions (i.e., Fort Valley State University, and Albany State University) were selected for verification shared services.
The goal of this USG shared service is to provide additional verification support to select public institutions, particularly those with the lowest staff FTEs, by coordinating System-wide technology and expertise to create synergistic outcomes that alleviate verification responsibilities at the local level and sustain high efficiency and quality outcomes. This shared service has already resulted in a more efficient and effective financial aid verification process at Atlanta Metropolitan State College. This new verification shared service is permanent and will reduce the staff workload and time required for verifications. This new USG program has directly addressed the College's Spring 2021 Audit verification findings. The following corrective actions (Table 3) have been implemented Fall 2021 to address Audit Finding #2.
Finding Descriptions Addressed/Corrective Action Taken #1 and #2 - (1) The institution will participate in a USG Shared Service for financial aid verification. This shared service is a comprehensive process that includes quality control of process outputs. AMSC is among the first USG institutions to enroll into this program, with two other USG institutions: Albany State University and Fort Valley State University. USG has assumed a major role organizing and implementing this shared service verification process for participating institutions. Utilizing the USG Shared Services for verification processing has provided the necessary support level needed such that this should not be a future finding for the institution. (2) AMSC has hired a new fulltime Financial Aid staff member to assist with workload requirements and quality control of verifications. The new staff member will conduct additional validation to ensure accuracy of verifications. (3) The Department of Education has also negated V1 verification status codes for 2021-2022. Institutions will only be required to complete verification for V4 (i.e., Official HS Transcript or GED) and/or V5 Verification Flags (i.e., verification of identity/educational purpose). The reduction in V1 reduces workload requirements and allows more time spent on other aspects of the verification process.
D-10

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-020 Strengthen Controls over the Verification Process (continued) Estimated Completion Date: October 11, 2021
Contact Person: Joel Depue, Interim SFA Director Telephone: (972) 824-8275; E-mail: joeld@collegeaidservices.net
2021-021 Improve Controls over the Return of Title IV Funds Process Federal Agency: U.S. Department of Education State Entity: Atlanta Metropolitan State College
Corrective Action Plans: Institutional Response to the Cause of the Finding Descriptions First and foremost, in early Spring 2021, the institution realized that seasoned and highly experienced leadership were necessary in the Director of Financial Aid and Registrar's positions to fully resolve its compliance findings and issues associated with Standard 13.6. And that while several process changes were made in past monitoring report, the institution was addressing symptoms of the problems, but not truly treating the root source of the problems appropriate leadership and oversight of the Financial Aid Office and financial aid processes and policies. In addition, the institution realized after several attempts of fully addressing the R2T4 finding and related issues, a comprehensive review and training was necessary by an external, authorized organization for AMSC to fully address R2T4 findings and to align the processes with federal and state requirements. The institution achieved these two fundamental objectives at the beginning of Spring 2021, but was unable to fully really the outcomes before the Spring 2021 in June 2021. Beginning Summer 2021 and moving forward, the full fruition of the fundamental changes made are now fully realized. The institution is prepared to make its case further on the Special Committee's October 2021 visit.
Upon review of the Spring 2021 audit findings, the institution was able to meticulously determine the source of the R2T4 errors: (1) to strengthen process needs and (2) to not take the R2T4 errors into the Fall 2021 semester and beyond. The lack of standard procedures and policies, based on best practices, was an operational need that resulted in inaccurate R2T4 lists, and resulted in missing and inconsistent R2T4s. Prior to the Spring 2021 semester, the withdrawal lists were pulled by two separate offices, the Office of Management Information Systems' Database Manager and the Office of Institutional Research. When tracking the source of differences in R2T4 lists, it was determined that the two offices used different parameters to extract the R2T4 lists, which led to multiple variations in the lists created, including different lists, and inconsistent results for official and unofficial withdrawals, ultimately leading to R2T4 audit findings.
D-11

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-021 Improve Controls over the Return of Title IV Funds Process (continued) The source of the majority of errors in R2T4 calculation findings in the Spring 2021 audit was determined to be human errors, with the exception of original charge errors generated in Banner due to incorrect setup of the appropriate validation and rule forms by the Registrar's Office. For example, if a student reduced the credit hours from one enrollment status to another (e.g., full-time to half-time) but Banner did not accurately recalculate the student's new enrollment status. It that case, the R2T4 calculation would be made on fulltime status rather than the actual half-time enrollment status of the student. Incorrect start/end dates, errors in determining the 60% cutoff in determining earned and unearned calculations, and incorrectly factoring holidays into the 60% attendance evaluations were errors tracked back to the source of the R2T4 identified audit report findings. In some cases, an uncertainty of last date of attendance (LDA) contributed to R2T4 calculations errors, which prompted the College to develop standard LDA policy. The references to proration and over-award errors in the audit report were tracked back to original charge errors created when Banner was not setup properly to accurately calculate credit hours for students.
Collectively, the numerous errors led the institution to two clear conclusions (1) a more reliable and valid process was needed to ensure accurate R2T4 calculations across the board, and (2) a control is necessary to identify R2T4 errors at or near the point that they occur. Prior to Spring 2021, a single person, the Financial Aid Director, was responsible for ultimately vetting the withdrawal list for all R2T4 calculations and responsible for making R2T4 electronic fund transfers. A single person being responsible for carrying these multiple functions without neither a check-and-balance nor a monitoring process was a recipe that led to delays in the R2T4 processing and recurring R2T4 errors, such as those identified in the Spring 2021 audit and in prior monitoring reports. The next section identifies the fundamental and operational changes the institution made in the Spring 2021 that extended into early summer 2021 to complete.
Finding Descriptions Addressed/Corrective Action Taken #1, #2
New Leadership in Financial Aid and Support Offices 1. A strategic decision was made to hire a well experienced, seasoned Interim Director of Financial Aid, a person highly capable of immediately addressing the multiple issues and audit findings associated with R4T4 processes and policies. A search for a permanent Director is currently advertised. The Interim Director will remain in place to provide support and training for the permanent Director.
2. A full-time College Registrar was hired, who brings decades of experience in R2T4 processes and support, significant Banner expertise, and a strong background in the Registrar's Office processes and polices.
3. The new Full-time Financial Aid counselor, mentioned earlier in this report, will be assigned a percentage of workload toward R2T4 processing and controls.
D-12

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-021 Improve Controls over the Return of Title IV Funds Process (continued) External Authorized and Independent Reviews and Training 1. In consultation with USG Staff, Atlanta Metropolitan State College added two additional layers of external consultation, review, validation, and training: College Aid Services (CAS) and the American Association of Collegiate Registrars and Admissions Officers (AACRAO). CAS is a national organization with expertise in financial aid processing and policy, was hired to review the College Financial Aid SAP and R2T4 processes. College Aid began its work at AMSC in Spring 2021, after the institution received the Third Monitoring Report notification from SACSCOC in January 2021. The timeframe that College Aid began its comprehensive review of AMSC's R2T4 and SAP policies and procedures spanned through the Spring semester into the early summer term.
2. While some of the updates resulting from College Aid's consultation were realized in the Spring Audit, insufficient time was available to incorporate the full scope of the updates prior to the Spring 2021 Audit. Full implementation of College Aid recommended corrective actions for AMSC R2T4 and SAP processes, however, have been implemented for the Summer 2021 and Fall 2021 terms. The College's new full time Financial Aid staff member, mentioned earlier, will also provide additional support for R2T4 processes. College Aid R2T4 training and support will remain in place through Spring 2021 calendar year. The R2T4 training by College Aid, which started by contract the Spring 2021 semester, will extend into the Spring 2022 semester.
3. A comprehensive and comparable review and training was provided for the institution's Registrar's Office by the American Association of Collegiate Registrars and Admissions Officers AACRAO. This support and training began in the Spring 2021 semester and will continue through Summer 2021.
Process Updates and Improvements As a result of comprehensive reviews by College Aid and AACRAO, along with the recommendations by new leadership in the Financial Aid and Registrar's Offices, the following process updates and improvements were put in place to address the findings in the Spring 2021 audit, and moving forward:
1. A standard R2T4 procedure was created and implemented by the Financial Aid Office, including clear process steps, the responsibilities for all units supporting the R2T4 process, parameters for pulling R2T4 lists, and definitions associated with various steps in the R2T4 process. This standard process ensures consistency, timely reporting, and a coordinated effort for all contributors to the R2T4 process.
2. The Financial Aid R2T4 process has moved from a manual to an automated R2T4 process for making R2T4 calculations. This automated process, initiated Summer 2021, has eliminated the human errors driving most R2T4 miscalculations. The new automated Banner R2T4 process entails automated input of such information as LDAs, original charges, and date of determination. This direct input of R2T4 data are other examples of eliminating human error in R2T4 calculations.
3. An operations calendar was developed and implemented to ensure appropriate personnel R2T4 assignments and other financial aid tasks with timelines.
D-13

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-021 Improve Controls over the Return of Title IV Funds Process (continued) 4. To ensure accuracy in withdrawal lists for R2T4 purposes, the primary assignment for pulling withdrawal data was assigned to a single source, the Office of Institutional Research, coordinating with the College's Registrar's Office. This action eliminates different multiple lists generated by different offices.
5. A comprehensive LDA policy was developed and implemented for the Spring 2021 and Fall 2021 semesters to define the terms and conditions of documenting processes for reporting and storing LDAs. This policy eliminates ambiguity and inconsistency of LDA reporting by faculty across the various Schools and increasing R2T4 accuracy. In addition, this policy identifies timeframes allowed for processing withdrawals (i.e., official and unofficial).
6. A "60% calculator" consistent with Financial Aid practices and standards (and verified by College Aid) has been built and currently utilized by the institution for all R2T4 calculations. The "60% calculator" correctly accounts for holidays in R2T4 60% calculations, a common error identified in the College's Audit Report. A standard calculator to determine whether or not a student attended class beyond the 60% mark.
7. An R2T4 Tracker Form has been employed to identify and document process dates and other critically important R2T4 metrics to allow campus-wide stakeholders to monitor the status of an R2T4 submissions to the DOE.
8. Starting Fall 2021, the Registrar's Office began sending weekly reports of any Official Withdrawals so that R2T4s can be processed throughout the semester, eliminating last minute and late R2T4 submissions.
9. Banner code corrections/updates (e.g., the "No Show" code) have been reinstated to allow offices involved in the R2T4 process to better track student attendance verifications, and to distinguish between drop/add, non-attendance, and withdrawal statuses to make accurate and efficient R2T4 and related calculations.
10. Checkpoint Reports are submitted up to the President's Cabinet level and reviewed in weekly meetings to ensure accountability and sustainability of responsibilities in R2T4 reporting ensuring timely and accurate financial aid processing.
11. The Annual pre-audit completed for the Spring 2021 semester by the USG Department of Audits exposed ongoing issues. The pre-audits will continue for the next two years to serve as an additional layer of validation by an additional external reviewer to ensure the College sustains accurate and appropriate R2T4 policies and procedures.
12. A Financial Aid "Operations Calendar" has been created and implemented to summarize all of the required financial aid procedures, as well as document the appropriate assigned personnel and frequency of each procedure.
Estimated Completion Date: October 11, 2021
Contact Person: Joel Depue, Interim SFA Director Telephone: (972) 824-8275; E-mail: joeld@collegeaidservices.net
D-14

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-022 Strengthen Controls over Enrollment Reporting Federal Agency: U.S. Department of Education State Entity: Atlanta Metropolitan State College
Corrective Action Plans: Institutional Response to the Cause of the Finding Descriptions The institution's review of the Spring 2021 findings on Enrollment Reporting, its conclusions, and subsequent course of action were very similar to those related to the R2T4 finding. Similarities existed in both cases as related to a single person executing essentially the full enrollment reporting process with limited controls to monitor and validate the outcomes. The lack of appropriate leadership and process controls over the NSC enrollment and NSLDS reporting were undermining progress made in updates made in prior monitoring reports. The institution made the decision to make fundamental changes in enrollment reporting, which details are provided in the next section.
A line-by-line analysis of the errors identified in the Spring 2021 audit was completed. The National Student Loan Data System (NSLDS) Enrollment Finding resulted from a combination insufficient training requirement of staff updating NSLDS records/errors and insufficient controls to ensure consistent reporting across the NSLDS, National Student Clearinghouse (NSC) and Banner platforms. The College Registrar has assumed responsibilities for NSC and NSLDS submissions and validations, who bring extensive experience in NSC and NSLDS processing and submissions. The Regi, including R2T4 and SAP.
The inaccurate enrollment status reporting for time was an incorrect Banner validation table setting. Incorrect enrollment and program data were tracked to human error, and a lack of understanding NSC and NSLDS codes. Prior to Spring 2021, there was no training requirement for staff processing NSC and NSLDS, and the lack train led to misinterpretation of terms and definitions, ultimately leading to errors in enrollment and program data. The lack of appropriate monitoring, accountability, and explicit submission expectations were determined to be the primary factors that led to delayed certification.
Table 4 provides a list of the corrective actions taken to address the Spring 2021 audit Finding Descriptions in NSC and NSLDS Enrollment Reporting.
Finding Descriptions Addressed Corrective Action Taken
#1 New Leadership
1. To ensure the corrective actions in all areas of enrollment reporting are implemented accurately and in a timely manner, the new and permanent College Registrar, introduced earlier, has assumed the responsibility for NSC and NSLDS reporting. This individual brings a wealth of supervisory experience and process knowledge in enrollment reporting.
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STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-022 Strengthen Controls over Enrollment Reporting (continued) Banner Updates
2. The Banner Validation Table was updated to now report the correct Time Enrollment Status.
#2 , #3, #4 Process Updates and Improvements
3. A formal training is now required by the College Registrar for all individuals updating NSC and NSLDS errors and tables.
4. Starting the Fall 2021 semester [Exhibit xx], a control is now implemented to validate consistency between NSLDS, NSC, and Banner enrollment and program level data.
5. Standard NSC and NSLDS policies and Procedures, requirements to demonstrate and proficiency in definitions of SSDs and NSLDS terminology are now implemented to ensure consistent and reliable processing of NSC and NSLDS error reports in a timely manner.
Estimated Completion Date: October 11, 2021
Contact Person: Joel Depue, Interim SFA Director Telephone: (972) 824-8275; E-mail: joeld@collegeaidservices.net
2021-023 Strengthen Segregation of Duties Federal Agency: U.S. Department of Education State Entity: Dalton State College
Corrective Action Plans: We concur with this finding. Since the review was completed, the Office of Financial Aid and the Bursar's Office have worked with the Office of Computer Information System (OCIS) to reduce the number of employees with multi-level access in Banner from 24 to 5. Unfortunately, due to limited staffing at DSC, it is nearly impossible to restrict access to all 24 individuals as some of those individuals have multiple job duties that require they have multi-level access in Banner. However, OCIS is aware that the institution needs mitigating controls in place for these staff members and therefore they are working with ITS to implement fain grain auditing in Banner and the institution will also begin performing the SOD matrix on a quarterly basis.
Estimated Completion Date: December 15, 2021
Contact Person: Carol Jones, SFA Director Telephone: (706) 272-2526; E-mail: cjones@daltonstate.edu
D-16

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-024 Improve Controls over the Return of Title IV Funds Process Federal Agency: U.S. Department of Education State Entity: Dalton State College
Corrective Action Plans: We concur with this finding. The Office of Student Financial Aid has worked in conjunction with the Registrar's Office and the Office of Computing and Information Systems (OCIS) to streamline the collection of information on students who unofficially withdraw. Faculty who input grades of F or WF are required to enter a last date of attendance in Banner. The Registrar's Office will be able to use that last date of attendance to identify students who stopped attending without completing an official withdrawal. Those students will then be considered to be Unofficial Withdrawals and will have calculations performed.
Estimated Completion Date: December 15, 2021
Contact Person: Carol Jones, SFA Director Telephone: (706) 272-2526; E-mail: cjones@daltonstate.edu
2021-025 Strengthen Controls over Enrollment Reporting Federal Agency: U.S. Department of Education State Entity: Dalton State College
Corrective Action Plans: We concur with this finding. Students who were enrolled time were not being reported in previous semesters. Upon notification of this error, the Registrar's Office added the necessary coding to the student management system to properly report this enrollment information to NSLDS.
Estimated Completion Date: September 29, 2021
Contact Person: Carol Jones, SFA Director Telephone: (706) 272-2526; E-mail: cjones@daltonstate.edu
D-17

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-026 Improve Controls over the Awarding Process Federal Agency: U.S. Department of Education State Entity: South Georgia State College
Corrective Action Plans: To ensure that the deficiencies do not occur again we have taken the following actions: While no over disbursements occurred, one student was awarded more needbased financial aid than their financial aid need. In the first situation, information came to light after a student had already been awarded for the academic year which impacted their financial need. However, the students existing loan which had already been disbursed was not cancelled and the funds returned. A new policy has been developed and implemented to address these situations. The new policy requires that when a student is found to be ineligible after an award is made, the Director of Financial Aid or their representative will eliminate the over award by reducing the students need based award and returning and funds previously disbursed.
One student was not in compliance with the Institution's published Satisfactory Academic Progress (SAP) policies. The student did not meet the qualitative requirement of SAP, which resulted in over disbursements totaling $6,095. In the second situation, a grade was reported late by a faculty member and was not available to be included in the SAP Calculation at the end of the students first semester at SGSC. If the grade had been present the student would have been placed on warning instead of in good standing. At the end of the following semester, the student should have been placed on financial aid suspension for SAP, but was only placed on warning due to the incorrect calculation the prior semester and went on to receive $6,095 is funds when they were ineligible for aid for the semester. A new procedure has been implemented where any grade changes receive by the Office of the Registrar are forwarded to the Associate Director of Financial Aid for them or their designee to recalculate SAP for the term the grade was posted to and any later semesters. Periodic reviews of grade changes will be conducted to ensure that the procedure has resolved the situation and prevents future awards to ineligible students.
Estimated Completion Date: August 19, 2021
Contact Person: Douglas R. Tanner, Director of Financial Aid Telephone: (229) 260-4200; E-mail: doug.tanner@sgsc.edu
D-18

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021 2021-027 Strengthen Controls over the Return of Title IV Funds Process Federal Agency: U.S. Department of Education State Entity: Gwinnett Technical College
Corrective Action Plans: The Financial Aid Office has worked with the Registrar's Office, Academic Affairs leadership, and the Business Office to streamline the collection, review, and processing of students who are unofficial withdrawals. Streamlining the unofficial withdrawal process will allow for timely and accurate reporting, return of title IV, and reconciliation of funds between GTC and COD.
Estimated Completion Date: January 1, 2022
Contact Person: Kohle Paul, VP of Student Affairs Telephone: (678) 226-6302; E-mail: kpaul@gwinnetttech.edu
2021-028 Improve Controls over Managed Care Organization Financial Audits Federal Agency: U.S. Department of Health and Human Services State Entity: Department of Community Health
Corrective Action Plans: DCH has amended its Care Management Organizations (CMO) Contract to include provisions which require the CMOs to provide annual audited financial statements to DCH. DCH will post all required reports to the DCH website.
Estimated Completion Date: June 30, 2022
Contact Person: Lynnette Rhodes, Executive Director, Medical Assistance Plans Telephone: (404) 656-7513; E-mail: lrhodes@dch.ga.gov
D-19

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-029 Improve Controls over Medicaid Payments after Date of Death Federal Agency: U.S. Department of Health and Human Services State Entity: Department of Community Health
Corrective Action Plans: The Department ("DCH") modified its date of death processes within the Georgia Medicaid Management Information System ("GAMMIS") to either disallow or recoup payments made to Fee-for-Service providers when the submitted claim reflects a date of service after the member's date of death. DCH opened CSR #1563 on 8/26/2020. Through CSR #1563, GAMMIS began identifying Medicaid/PeachCare for Kids members on the Social Security Death Master File. Members who are identified as being on the Social Security Death Master file are removed from the list of active Medicaid/PeachCare for Kids members. Accordingly, only claims with dates of service prior to the date of death will process. CSR #1563 was implemented and moved into production on March 1, 2021. Upon subsequent review, we identified a defect with the quarterly automated date of death claims adjustments process. The defect will be corrected on March 30, 2022.
Estimated Completion Date: March 30, 2022
Contact Person: Lynnette Rhodes, Executive Director, Medical Assistance Plans Telephone: (404) 656-7513; E-mail: lrhodes@dch.ga.gov
2021-030 Improve Controls over Medicaid Capitation Payments for Medicare Members Federal Agency: U.S. Department of Health and Human Services State Entity: Department of Community Health
Corrective Action Plans: DCH opened CSR #1561 on 8/6/2020. Additional modifications are required before we can fully implement the process to recoup capitation payments for Medicare eligible recipients. Specifically, further work is needed regarding the removal of Part D Coverage when no Part A and Part B coverage exist. We have received technical assistance from CMS regarding the removal of Part D data and the impact to the member's file in GAMMIS. Gainwell Technologies is creating the required change orders and tasks. All changes will be moved into production by June 30, 2022.
Estimated Completion Date: June 30, 2022
Contact Person: Lynnette Rhodes, Executive Director, Medical Assistance Plans Telephone: (404) 656-7513; E-mail: lrhodes@dch.ga.gov
D-20

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-031 Continue to Strengthen Application Risk Management Program Federal Agency: U.S. Department of Health and Human Services State Entity: Department of Community Health
Corrective Action Plans: The Agency has identified and secured the necessary matching State funds along with approved Federal funds required to implement its CAP in order to fully remediate the audit finding by December 31, 2022. As a part of the remediation, the Agency is moving forward with acquiring the identified internal cybersecurity resources and contracted third-party security services required to fully remediate the audit finding within the identified timeframe. The DCH Cybersecurity Office continues to monitor electronic visit verification (EVV) information security compliance through the following: Office of Information Security (OIS) reviewed and approved the Netsmart SSP and CMS certification Security assessment report and Plan of Action and Milestones (POAM). Currently tracking the remediation of one moderate severity assessment compliance gap scheduled for remediation by the end of March 2022. EVV security and privacy certification was approved by Centers for Medicare and Medicaid Services (CMS). EVV system security plan (SSP) and POAM was reviewed with GTA OIS. No additional security compliance recommendations were provided by GTA OIS. The EVV Solution Service Provider, Conduent/Netsmart has implement a National Institute of Standards and Technology (NIST) compliant multi-factor authentication (MFA) solution for all in scope privileged accounts.
Estimated Completion Date: December 31, 2022
Contact Person: Jay Mistry, Deputy CIO Telephone: (404) 576-7696; E-mail: jmistry2@dch.ga.gov
2021-032 Improve Controls over Inpatient Medicaid Payments Federal Agency: U.S. Department of Health and Human Services State Entity: Department of Community Health
Corrective Action Plans: The State Plan Amendment 21-0004 was approved by CMS on June 21, 2021 with an effective date of July 1, 2021. This State Plan Amendment allows desk reviews/audits an focus reviews in lieu of on-site field audits. Current technology allows audits to be performed remotely instead of one-site or in person. This was an issue for SFY2021.
D-21

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-032 Improve Controls over Inpatient Medicaid Payments (continued) Estimated Completion Date: July 1, 2021
Contact Person: Lynnette Rhodes, Executive Director, Medical Assistance Plans Telephone: (404) 656-7513; E-mail: lrhodes@dch.ga.gov

2021-033 Improve Controls over Medicaid Eligibility Determinations for Ex Parte

Members

Federal Agency: U.S. Department of Health and Human Services

State Entity:

Various State Agencies:

Department of Community Health Department of Human Services

Corrective Action Plans:
DFCS has identified the remaining members, who had not received a Continued Medicaid Determination (CMD) prior to the implementation of system automation, and has begun work on their CMDs.

Estimated Completion Date: March 31, 2022

Contact Person: Lynnette Rhodes, Executive Director, Medical Assistance Plans Telephone: (404) 656-7513; E-mail: lrhodes@dch.ga.gov

2021-034 Strengthen Controls over Expenditures Federal Agency: U.S. Department of Labor State Entity: Department of Labor
Corrective Action Plans: No corrective action warranted.
The State Auditor presents language from the Uniform Guidance, Section 200.404 regarding reasonable costs, stating specifically, A cost is reasonable if, in its nature and amount, it does not exceed that which would be incurred by a prudent person under circumstances prevailing at the time the decision was made to incur the cost.

D-22

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021

2021-034 Strengthen Controls over Expenditures (continued) To that statement we offer the following information which must also be considered under these circumstances: EUISAA Emergency Grants ($1,000,000,000 to the states) amended Social Security Act, adding subsection (h) to 42 USC Section 1103: o 42 USC 1103(h)(4) - "Any amount transferred to the account of a State under this subsection may be used by such State only for the administration of its unemployment compensation law, including by taking such steps as may be necessary to ensure adequate resources in periods of high demand."

USDOL

ETA

Website

COVID-19

FAQ's

https://www.dol.gov/agencies/eta/coronavirus#adminflex ALL Grants

Administrative Flexibilities Section:

o Question: Can grantees repurpose grant funds to offset additional

expenses related to COVID-19 such as increased paid time off or overtime

for staff?

o Answer: (last sentence) "Grant recipients should not place their staff in

danger or a hazardous setting."

The condition statements reference a review of P-card purchases conducted by the state Department of Administrative Services reviewing food purchases made on behalf of GDOL staff during a declared international, national and state emergency.
The COVID-19 pandemic emergency created a perfect storm for GDOL and we continue to deal with residual effects of that perfect storm to this day. The event not only caused an epic increase in Unemployment Insurance (UI) claims for benefits due to the expansion of new federal programs but at the same time created a life altering impact to GDOL staff and their families. We must note for the record that our agency was grossly understaffed after years of reduced state and federal appropriations of administrative dollars and no assistance was offered through the legislative appropriation process nor did we receive distribution of adequate CARES act funding for critical staffing and operational needs from the State. While many employees were able to work from the safety of their homes, GDOL had to meet that challenge head on and provide critically needed financial assistance to eligible, suffering fellow Georgians. GDOL had the critical responsibility to serve customers filing claims at a rate and volume never seen in history. GDOL processed about 6 million UI benefit claims, an amount exceeding the sum total of all claims processed in the past ten years combined. More than 23 billion dollars in UI benefits have been paid. This amount exceeds the total amount of benefits paid in the previous 82 years combined.
To accomplish this potentially crippling feat, GDOL rehired experienced retirees, reassigned staff from other duties, and used contractors where appropriate. Consistent with the practice of other state labor departments, our employees were considered essential employees and continued to report to the office even as other state agencies and their employees (such as OIG, DOAS and DOAA) allowed their employees to work from the safety of their homes.

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STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-034 Strengthen Controls over Expenditures (continued) GDOL initiated efforts to keep our essential office employees safe during this time. For example, after securing approval from the Department of Administrative Services (DOAS) to provide lunches for our employees, GDOL began providing lunch to its workers in order for employees to remain in their offices and continue to sustain the critically required claims process.
Providing lunch and asking staff to remain at their desks allowed us to realize more than 230,000 additional work hours to process UI claims and interact with Georgians in desperate need of our services. The increase in labor hours is equivalent to approximately 90 additional full-time, experienced staff with an estimated savings of eight (8) million dollars in administrative costs. GDOL staffing during the period consisted of 1,100 employees, over 60 security guards and more than 400 contractors. We invested an average of one thousand dollars per employee over a 15-month period and were able to achieve and sustain an exceptionally high operational capacity. This translates to $67 per month per employee invested to process six (6) million UI claims and deliver twenty-three (23) billion dollars in UI benefits faster than most states of comparable size in the midst of persistent threats to personal safety, exposure of employee home addresses on social media, property vandalism, and protests.
As offered in GDOL's response to the DOAS report, GDOL did not begin this process before seeking and securing authorization from DOAS to make the purchases using the P-card. GDOL followed DOAS' guidelines entering invoices each business day in the DOAS proprietary TGM statewide system. GDOL complied with SAO per diem guidelines of $7 or $9 for lunches (depending on office location) with limited exceptions that occurred in the initial deployment of the process. Any queries for clarification received from DOAS over the 15 months this occurred were quickly and fully addressed. Wherever possible, GDOL utilized small businesses struggling during the pandemic and the Georgia State University cafeteria. We also note here that the State Accounting Office finally modified its per diem guidelines effective February 1, 2022 to change the lunch per diem to $14 after decades at the abysmally lower rate. We continued to follow emergency Coronavirus mandates and Executive Orders issued by the Governor's Office which remained in effect in June 2021. We also wanted to reduce the need to make stops on the commute to and from work. Any employee illness could negatively impact the operation. We took the responsibility to actively maintain a safe workplace.
Even OIG admits GDOL's reasons for providing lunches were justifiable before asserting that the justification somehow morphed into `waste' in violation of the "gratuities" clause upon the approval of the COVID vaccines in March/April 2021. OIG also admitted that agencies have discretion with regards to how administrative assessment monies are spent. The federal dollars came from emergency administrative funds provided to the states by USDOL with broad discretion to states regarding the use of such funds to ensure adequate resources were available during this national historic emergency.
This process was thoughtfully considered and undertaken in a genuine effort to reduce unnecessary workplace exposure to COVID and markedly enhanced claim processing productivity. There was no vaccine available during the first 12 months of this activity. When vaccines were introduced, they were limited to certain populations who, for the most part, were not in the workplace processing UI claims.
D-24

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-034 Strengthen Controls over Expenditures (continued) The decision was made to deliver lunches to all of our locations as grocery stores experienced greatly diminished product availability, restaurants closed due to the shrinking workforce, no relief was in sight and no one had any reasonable prediction on how long this international crisis would last. GDOL could not and did not close down its processes and wait for the crisis to pass. That option was never a consideration. We have a responsibility to our fellow Georgians and to our employees. As an agency, we have experienced 382 cases of COVID, twenty-six (26) of those cases resulted in hospitalizations and unfortunately TEN (10) members of our staff paid the ultimate price and lost their lives to the Coronavirus. These ten staff members were parents, grandparents, siblings, friends, neighbors, and community partners. Four of these deaths occurred after the provision of lunches ended on June 10, 2021. These ten staffers were people engaged in the everyday life. We are certain that their surviving loved ones would find the categorization of providing them a delivered meal while they were at their desk working in a pandemic as a waste or abuse to be absolutely abhorrent. In the opinion of these external reviewers, staff at GDOL are undoubtedly dispensable.
We strongly disagree that investing in the health and safety of our employees was reckless, grossly negligent, needless, imprudent, wasteful and certainly not unreasonable. The loss of life and staff infections we suffered would likely have been far greater had we not taken the strategic approach to limit employee ingress and egress, provide meals and encourage social distancing in the workplace. Our attempt to protect our invaluable human resources by making the decision to reduce a known risk was neither abusive or unreasonable but an act of genuine compassion, a substantial benefit to the state, and actually more than reasonable given the limited alternatives.
Again, this investment was most beneficial as the return yielded hundreds of thousands of additional hours in critically needed, cost-efficient productivity. Such disregard for humankind does little more than contribute to the reasons that so many are leaving the workplace and causes employers in every sector to suffer as a result. GDOL employees were positioned as first responders as they continued to report to duty on the front lines in these historic, unprecedented circumstances. It is regrettable that the State OIG completed an `investigation' and issued a report without ever giving GDOL an opportunity to respond to any perceived issue. GDOL made a judgment call to protect our staff from hazardous circumstances as best as we could while continuing to deliver critical services. We continue to believe our actions were necessary, appropriate and reasonable to continue to stand up the UI claims process. We stand by that decision.
Estimated Completion Date: June 30, 2021
Contact Person: John Williams, Accounting Director II Telephone: (404) 232-3577; E-mail: john.williams@gdol.ga.gov
D-25

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-035 Improve Controls over Eligibility Determinations Federal Agency: U.S. Department of Labor State Entity: Department of Labor
Corrective Action Plans: The Georgia Department of Labor (GDOL) appreciates the opportunity to respond to the Georgia State FY 2021 Audit report. The pandemic resulted in an unprecedented volume of unemployment insurance (UI) claims related to the CARES Act. This warranted immediate adjustment to system and business processes with limited technical and business resources. Programming demands to implement federal pandemic UI programs on an already stressed benefits system caused an overwhelming burden to make payments quickly.
The following information addresses the areas in which GDOL disagrees with some findings and areas of concern by first providing the auditor's findings followed by Georgia's response.
The Georgia Department of Labor did not have effective internal controls in place to ensure unemployment benefit payments were made correctly and only to eligible claimants. Auditors findings: (1) Identity verification was not performed appropriately in 29 instances. GDOL Response: The Georgia Department of Labor disagrees with these findings as it relates to identity verification. The auditors did not identify the type of identity verification procedures not performed or any identity verification procedures that GDOL was required to perform. There was not a mandatory requirement to complete identity verification at the time most of these applications were submitted, which is outside the scope of the audit. At the start of the pandemic, the identity proofing processes available were Social Security Administration (SSA) verification, Department of Driver Services (DDS) crossmatch and for non-citizens, Systematic Alien Verification for Entitlement (SAVE). As applicable, these processes were performed on all initial regular and employer-filed claims (EFC), which includes the 29 instances.
(2) Non-monetary determination was not performed in two instances. GDOL Response: Instance 1: The indicator used to hold payments while a lack of work separation is pending eligibility was resolved on 3/27/20. An allowable determination was released 4/29/22, and all payable weeks have been processed. There was no detriment to the claimant as they were determined eligible, nor was there any monetary loss to the State.
Instance 2: Employer-filed claim converted to total claim by employer on 5/19/20. An allowable determination was released 1/12/22, and all payable weeks have been processed. There was no detriment to the claimant as they were determined eligible, nor was there any monetary loss to the State.
D-26

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-035 Improve Controls over Eligibility Determinations (continued) (3) Documentation of wages was not maintained for 13 Pandemic Unemployment Assistance (PUA) claimants. GDOL Response: The GDOL disagrees with the findings related to documentation of wages was not maintained for 13 PUA claimants.
For individuals who established PUA entitlement at a minimum weekly benefit amount, these claimants were instructed to submit their proof of wages by email. Under the CARES Act, if claimants did not submit proof, federal requirements only allowed for payment of the minimum weekly benefit amount and no disqualification of benefits. To date, no proof has been provided by the claimants cited. Claims were originally established and remain established for the minimum weekly benefit amount. In accordance with Continued Assistance Act (CAA) rules, the claimants were notified to provide proof of employment and wages for weeks paid on or after 12/27/20 and no such proof has been provided. Claimants have been disqualified effective 12/27/20 and overpayments established. The disqualification could not be applied retroactively to any benefit weeks paid under CARES.
For individuals who established PUA entitlement with a weekly benefit amount greater than the minimum, PUA claims were initially established based on wages entered by the claimant and/or wages reported by the employer. CARES Act only required proof of wages to be submitted. To date, no proof has been provided by the claimants. Claims have been reduced to the minimum weekly benefit amount and overpayments established. In accordance with CAA rules, the claimants were notified to provide proof of employment and wages for weeks paid on or after 12/27/20 and no such proof has been provided. Claimants have been disqualified effective 12/27/20 and overpayments established. The disqualification could not be applied retroactively to any benefit weeks paid under CARES.
(4) Proof of employment or self-employment or a valid offer to begin employment and proof of wages was not submitted by four PUA claimants. GDOL Response: The GDOL disagrees with the findings related to proof of employment or self-employment or a valid offer to begin employment and proof of wages was not submitted by four PUA claimants. Under the CARES Act, claimants did not have to provide proof of employment or self-employment. It was not until CAA was enacted in December 27, 2020 that such proof was required. The disqualification could not be applied retroactively.
For individuals who established PUA entitlement at a minimum weekly benefit amount, these claimants were instructed to submit their proof of wages by email. Under the CARES Act, if claimants did not submit proof, federal requirements only allowed for payment of the minimum weekly benefit amount and no disqualification of benefits. To date, no proof has been provided by the claimants cited. Claims were originally established and remain established for the minimum weekly benefit amount. In accordance with CAA rules, the claimants were notified to provide proof of employment and wages for weeks paid on or after 12/27/20 and no such proof has been provided. Claimants have been disqualified effective 12/27/20 and overpayments established.
D-27

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-035 Improve Controls over Eligibility Determinations (continued) For individuals who established PUA entitlement with a weekly benefit amount greater than the minimum, PUA claims were initially established based on wages entered by the claimant and/or wages reported by the employer. CARES Act only required proof of wages to be submitted. To date, no proof has been provided by the claimants. Claims have been reduced to the minimum weekly benefit amount and overpayments established. In accordance with CAA rules, the claimants were notified to provide proof of employment and wages for weeks paid on or after 12/27/20 and no such proof has been provided. Claimants have been disqualified effective 12/27/20 and overpayments established.
(5) One PUA claimant's last day worked was prior to the pandemic; therefore, they were not eligible for PUA. GDOL Response: Proof of self-employment submitted but unclear whether claimant was attached to employment when COVID started. The claim is being assigned to an examiner for further review. If it is determined the individual's last date worked was prior to the pandemic, an overpayment will be established.
(6) One PUA claimant was not unemployed due to COVID; therefore, they were not eligible for PUA but were eligible for the Pandemic Emergency Unemployment Compensation (PEUC) program. GDOL Response: This same claim was a finding last year and addressed during last year's audit. At that time, claim was redetermined to not be eligible and overpayment was established.
(7) One Regular UI claimant was paid the incorrect amount. GDOL Response: The issue was caused by system error. A unique confluence of circumstances (i.e., an avalanche of unemployment claims precipitated by a pandemic, implementation of multiple new programs, and public and political pressure to implement new programs rapidly) hindered GDOL's ability to test and implement system changes to the extent desired or possible under normal circumstances. An overpayment has since been established.
(8) One PUA claimant was paid for a week ending date (WED) prior to the WED the individual stated their employment was affected by COVID. GDOL Response: UI benefit year beginning date is 3/15/20. Claimant listed affected by COVID beginning 3/19/20. Claimant was paid for week ending 3/14/20. Overpayment has been established.
(9) Duplicate payments were noted in 13 regular UC transactions. GDOL Response: The issue was caused by system error. A unique confluence of circumstances (i.e., an avalanche of unemployment claims precipitated by a pandemic, implementation of multiple new programs, and public and political pressure to implement new programs rapidly) hindered GDOL's ability to test and implement system changes to the extent desired or possible under normal circumstances. An overpayment has since been established.
D-28

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-035 Improve Controls over Eligibility Determinations (continued) (10) Duplicate payments were noted in 12 PUA transactions. GDOL Response: The issue was caused by system error. A unique confluence of circumstances (i.e., an avalanche of unemployment claims precipitated by a pandemic, implementation of multiple new programs, and public and political pressure to implement new programs rapidly) hindered GDOL's ability to test and implement system changes to the extent desired or possible under normal circumstances. An overpayment has since been established.
(11) Payments exceeding the claimant's weekly benefit amount (WBA) were noted for 133 State Extended Benefits (SEB) transactions. GDOL Response: The issue was caused by system error. A unique confluence of circumstances (i.e., an avalanche of unemployment claims precipitated by a pandemic, implementation of multiple new programs, and public and political pressure to implement new programs rapidly) hindered GDOL's ability to test and implement system changes to the extent desired or possible under normal circumstances. Overpayments have since been established for the excessive amount paid for all claimants. The system was corrected on April 22, 2021.
(12) SEB and PEUC payments were received by 65 claimants for the same WED. GDOL Response: The issue was caused by system error. A unique confluence of circumstances (i.e., an avalanche of unemployment claims precipitated by a pandemic, implementation of multiple new programs, and public and political pressure to implement new programs rapidly) hindered GDOL's ability to test and implement system changes to the extent desired or possible under normal circumstances. The system was corrected on February 18, 2021. Establishment of overpayments is in progress.
(13) Federal Pandemic Unemployment Compensation (FPUC) payments were paid during a week in which the claimant was ineligible in 24 instances. GDOL Response: GDOL disagrees with the findings related to FPUC payments were paid during a week in which the claimant was ineligible in 24 instances.
Upon reviewing a sample of the cases submitted by the auditors, the audit report is unfounded. Many of the claimants provided were paid as result of employer-filed claims and/or there is no evidence of disqualifications precluding the eligibility to receive FPUC payments.
(14) Lost wages assistance (LWA) payments were paid during a week in which the claimant was ineligible in two instances. GDOL Response: GDOL disagrees with the findings related to Lost wages assistance (LWA) payments were paid during a week in which the claimant was ineligible in two instances.
Upon reviewing the cases submitted by the auditors, the audit report is unfounded. One claimant was paid as result of employer-filed claims and the other showed no evidence of disqualification precluding the eligibility to receive LWA payments.
D-29

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-035 Improve Controls over Eligibility Determinations (continued) Summary The information above is provided for your consideration in dispelling some of the audit findings. GDOL took immediate action to establish the federal UI programs and comply with federal guidance and regulations.
As system deficiencies were identified, changes were made as quickly as possible to mitigate risks of improper payments. Beginning July 2020, all automation of PUA claim review was suspended and each claim was manually reviewed by staff before a determination was released.
GDOL established task forces to develop and implement strategies to address the ramped fraud attempts to bypass system and procedural safeguards.
Training on the CARES Act has been provided since implementation of the programs. Resource materials, memorandums and desk-aids are released, as appropriate with program changes and process enhancements. Additionally, when new applications are developed, processing changes made, and/or new staff are hired or moved into new roles, training is provided on the subject matter, as appropriate.
Prioritizing system changes was challenging with the time constraints, necessity to build a program based on an establish program that operated manually in our state and the demands of all other federal UI programs but GDOL made every attempt to maximize our system capacity to accommodate the guidelines of each program requirements.
Georgia DOL greatly appreciates your time and consideration of our response to the findings and welcome you to contact us if you have any questions.
Estimated Completion Date: June 30, 2021
Contact Person: Crystal Singleton, UI Policy and Procedures Telephone: (404) 232-3180; E-mail: Crystal.Singleton@gdol.ga.gov
2021-036 Improve Controls over Employer-Filed Claims Federal Agency: U.S. Department of Labor State Entity: Department of Labor
Corrective Action Plans: The Georgia Department of Labor concurs in part and submits the following:
The Employer Filed (Partial) Claims (EFC) program originated in the late 1960's and was designed to allow employers with short term, temporary periods of lack of work for their employees to retain their workforce when work resumes. This is a program that many large manufacturers in Georgia rely on when they have temporary plant shutdowns and have for decades. When GDOL has attempted in the past to limit this program, we have met strong resistance from Georgia's manufacturers.
D-30

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-036 Improve Controls over Employer-Filed Claims (continued) This program optimizes our ability to process and pay mass numbers of claims more quickly, such as what occurred at the beginning of the pandemic.
EFCs may be filed by an employer with respect to any complete pay-period week during which an otherwise full-time employee works less than full-time, due to lack of work only, and earns an amount not exceeding his/her unemployment insurance weekly benefit amount. Such claims shall not be submitted or allowed for vacation days regardless of whether such vacation days were requested by the employee or established by the employer.
Effective March 19, 2020, a temporary, Emergency Rule 300-2-4-05(1), containing Rule 300-2-4-.09(1) was signed which required employers to electronically submit EFCs on behalf of their employees whenever it is necessary to temporarily reduce work hours or there was no work available for a short period of time. Employers were allowed to file such claims for full and part time employees whose earnings had been reduced. In July 2020, the Rule was sunset and employers were no longer required to file EFCs.
EFCs may be filed online by single entry or upload or paper. An employer may submit EFCs for regular state unemployment insurance programs including available extended benefits programs with the same eligibility requirements as regular UI, such as Pandemic Emergency Unemployment Compensation (PEUC) and State Extended Benefits (SEB), given all regular UI entitlement is exhausted.
By electing to submit EFCs on behalf of the individuals, the employer is responsible for attesting to the employment status and weekly earnings of the individual for the EFC submitted. An affidavit certifying that the employer has obtained earnings from other employment as well as other requirements must be completed before EFCs can be entered or uploaded.
Individuals for which EFCs are submitted are considered to be still attached to the employer and are exempt from the requirement to register for employment services per Georgia Employment Security Law Rules 300-2-4-.02. Such individuals are not required to be nor certify on a weekly basis to be able, available and actively seeking work.
Summary Effective December 6, 2021, the EFC process was revised to require individuals (employees) to complete an EFC profile to include a real-time identity verification before payments can be made. Employers are responsible for submitting the request for the payment to certify to the individual's employment status but the individuals must certify their identity and personal information for the claim to be processed. Employees are notified when a claim is filed on their behalf and provided instructions for their portion of completing the EFC process. The MyUI dashboard provides all the EFC correspondence sent to the individual as well as a status of the profile set up and identify verification.
GDOL has no plans to stop utilizing the EFC program as it is an effective and popular program among employers with a successful 60-year track record.
D-31

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-036 Improve Controls over Employer-Filed Claims (continued) GDOL greatly appreciates the feedback and recommendations and will consider this information in future endeavors to modernize and update system and business processes.
Estimated Completion Date: December 6, 2021
Contact Person: Crystal Singleton, UI Policy and Procedures Telephone: (404) 232-3180; E-mail: Crystal.Singleton@gdol.ga.gov
2021-037 Improve Controls over Financial Reporting Federal Agency: U.S. Department of Labor State Entity: Department of Labor
Corrective Action Plans: In initial periods of COVID grant awards some of our allocations were modified to adapt to the crisis which necessitated timing adjustments. Despite severe short-staffing and exponential increase in volume during FFY ended 9/30/2021, GDOL created additional queries and reports to assure that PMS documents were appropriately reconciled to our ledgers. With the addition of these tools, all submitted ETA-9130 reports were correctly stated as of 9/30/2021. As to the variances notated for these reports: UI312881855A13/UI31288BCO dated 12/31/2020, it was determined that the unliquidated balance was not expended during the grant period ending 12/31/2020. Since this grant was closed out on 2/3/2021, no additional entries are required. UI312881855A13/UI31288IKO dated 12/31/2020, it was determined that the unliquidated balance was not expended during the grant period ending 12/31/2020. Since this grant was closed out on 2/3/2021, no additional entries are required. UI347102055A13/UI34710Z70 dated 12/31/2020. It was determined that the Obligational Authority was reached; the adjustment amount was included on report UI347102055A13/ UI34710CIO dated 9/30/2021 which was also PEUC Administration. UI340532055A13/ UI34053V70 dated 12/31/2020. It was determined that the Obligational Authority was reached and the adjustment amount was included in the final report dated 12/31/2020. UI325941955A13/ UI32594Q11 dated 6/30/2021. It was determined that all of the expenses for the grant were recorded at PMS Doc# Q11 rather than splitting between PMS Doc #Q11 and PMS Doc #Q10 which are both PEUC Admin. On subsequent reports, PMS Doc Q11 is fully expended and PMS Doc Q10 is used to avoid duplication.
D-32

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-037 Improve Controls over Financial Reporting (continued) UI347102055A13/ UI34710Z70 dated 6/30/2021. It was determined that the Obligational Authority was reached; however, the adjustment amount was included on report UI347102055A13/ UI34710CIO dated 9/30/2021 which was also PEUC Administration. UI34710205A13/ UI34710C80 dated 6/30/2021. An adjustment was recorded in the books in July 2021 and the expenditures were reflected on report UI347102055A13/ UI34710CIO dated 9/30/2021.
Corrective action implemented.
Estimated Completion Date: September 30, 2021
Contact Person: John Williams, Accounting Director II Telephone: (404) 232-3577; E-mail: john.williams@gdol.ga.gov
2021-038 Improve Controls over the Identification, Recording, and Reporting of Overpayments Federal Agency: U.S. Department of Labor State Entity: Department of Labor
Corrective Action Plans: USDOL provides guidance and recommended procedures for crossmatches but does not dictate a frequency or cadence for performing them. The crossmatch process is conducted using vendor software which runs a systematic check against weeks in a quarter for which benefits are paid and wages are reported during the same quarter. Although the program may detect weeks paid and wages reported, this alone is not indicative of an overpayment. Therefore, the process involves verification correspondence being sent to both the claimant and the employer to verify the status of employment, the wages earned as well as the weeks in which an individual worked and earned the wages. Based on responses from both or either party, an assessment is made to determine if an overpayment exists and subsequent actions are taken accordingly. We are prohibited from assuming a match is an overpayment. It is not an overpayment until we have completed all the due process to the claimant.
The audit report indicates misinterpretation of the data reflected on the federal reports, specifically the ETA 227. The ETA 227 is for reporting of overpayment detection and recovery activities that the Agency performed in a quarter. It is not for reporting the amount of benefits overpaid for specific weeks during that quarter.
D-33

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-038 Improve Controls over the Identification, Recording, and Reporting of Overpayments (continued)
The Department will take the necessary actions to complete the overpayment reconciliation for the ETA 227 reports and 902 reports at the end of the calendar year. Due to the volume of claims and the number of cross matches that needed to be performed on all state and federal pandemic programs, it would require multiples of current GDOL staffing levels to review all cross matches, requiring increase levels of state and federal funding. Federal regulations require an actual person to review and establish fraudulent overpayments.
Summary GDOL has developed an aggressive plan to complete all remaining state and pandemic program cross matches. We have filled all of our budgeted positions for the Overpayment Unit and are utilizing non-overpayment staff to assist with identification and overpayment investigations. Additionally, we are utilizing temp agency staff to perform some clerical duties; however, federal regulations prohibit non-merit staff from adjudicating and releasing overpayment decisions. We are starting to freeze the overpayment data at the end of every month so that we can conduct periodic reconciliation of the overpayment records.
GDOL greatly appreciates the feedback and recommendations and will consider this information in future endeavors to modernize and update system and business processes.
Estimated Completion Date: December 31, 2022
Contact Person: Crystal Singleton, UI Policy and Procedures Telephone: (404) 232-3180; E-mail: Crystal.Singleton@gdol.ga.gov
2021-039 Strengthen Logical Access Controls Federal Agency: U.S. Department of Labor State Entity: Department of Labor
Corrective Action Plans: As was normal pre-pandemic, going forward the Information Technology division will continue to follow established user access reviews and continue to collaborate with business units to design more specific roles to align more closely with each user's role and daily tasks as appropriate. Completion of the global access monitoring for 2021 - completed in December, 2021. The next scheduled annual transaction access review is December, 2022. Completion of the biennial role design review - completed October, 2021. Future role design reviews will be completed biennially to insure transactions assigned to the role continue to be appropriate based on the job responsibilities and business functions of each individual.
D-34

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021
2021-039 Strengthen Logical Access Controls (continued) Estimated Completion Date: December 31, 2021
Contact Person: Lindsey Gardener, Information Technology Telephone: (404) 232-7548; E-mail: Lindsey.Gardener@gdol.ga.gov
2021-040 Continue to Improve Internal Controls Activities over the Coronavirus Relief Fund Federal Agency: U.S. Department of the Treasury State Entity: Office of the Governor (OPB)
Corrective Action Plans: As part of the closeout process for the Coronavirus Relief Fund, OPB will continue to utilize its grant management system to review and disburse reimbursement to state agencies for any remaining spending and has notified any remaining local governments who received advance funding and did not provide adequate documentation of expense or their remittance requirements. OPB is in the process of recouping those funds to return to the federal government. Finally, for any future federal financial reporting, OPB will collect an official signature page from the Director of Administration attesting to his or her review of the underlying report prior to report submission.
Estimated Completion Date: June 30, 2022
Contact Person: Stephanie Beck, Deputy Director Telephone: (678) 245-0675; E-mail: stephanie.beck@opb.georgia.gov
2021-041 Improve Controls over Subrecipient Monitoring Federal Agency: U.S. Department of the Treasury State Entity: Office of the Governor (OPB)
Corrective Action Plans: OPB will improve documentation of risk assessment and audit review. During Fiscal Year 2021 and into Fiscal Year 2022, as additional subsequent federal covid assistance was authorized and received, OPB has established a dedicated grants management division, developed written grant guidance, policies, and procedures, and established a subrecipient risk assessment and ongoing monitoring program in coordination with an external audit partner.
D-35

STATE OF GEORGIA CORRECTIVE ACTION PLAN FOR CURRENT YEAR FINDINGS
FISCAL YEAR ENDED JUNE 30, 2021 2021-041 Improve Controls over Subrecipient Monitoring (continued)
The audit review program will utilize a risk assessment matrix based on program type, verify grantee's most recent Single Audit, reviewing relevant findings if any, perform desk audits and/or site visits as needed based on an awardee's risk assessment, and perform follow-up risk evaluations for any pre-qualified recipients participating in programs spanning multiple grant years. Estimated Completion Date: June 30, 2022 Contact Person: Stephanie Beck, Deputy Director Telephone: (678) 245-0675; E-mail: stephanie.beck@opb.georgia.gov
D-36

Summary Schedule of Prior Audit Findings

Brian P. Kemp Governor
Gerlda Hines, CPA State Accounting Officer
May 19, 2022
Mr. Greg S. Griffin, State Auditor Georgia Department of Audits and Accounts 270 Washington Street, S.W., Room 1-156 Atlanta, Georgia 30334-8400
Dear Mr. Griffin, Enclosed with this letter is the State of Georgia's "Summary Schedule of Prior Audit Findings" (Schedule) for reporting in the Single Audit for fiscal year ending June 30, 2021. This Schedule is compiled by the State Accounting Office (SAO) based on answers provided by the respective State Organization. The State's Schedule reports the status, as of June 30, 2021, for all audit findings reported in the 2020 fiscal year Single Audit's "Schedule of Findings and Questioned Costs" and "Summary Schedule of Prior Audit Findings" that were not corrected. The findings are organized by finding type (financial statement and federal award), Federal Agency (if applicable), State Organization, and finding number (the finding number corresponds to the reference number that was reported in the prior fiscal year).
The State's Schedule satisfies the requirements as detailed in Title 2 U.S. Code of Federal Regulations, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), Subpart F, Section 511 Audit findings follow-up.
If you have any questions regarding this Schedule, please contact our Office.
Sincerely,
Gerlda B. Hines, CPA State Accounting Officer
200 Piedmont Avenue 1604 West Tower Atlanta, Georgia 30334 (404) 656-2133 (404) 463-5089 FAX www.sao.georgia.gov
E-3

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

FEDERAL STATE AGENCY ENTITY1

TABLE OF CONTENTS STATE AGENCY

PAGE NUMBER

FINANCIAL STATEMENT FINDINGS UNDER GOVERNMENT AUDITING STANDARDS2
Statewide............................................................................... E-5 405 Department of Public Health............................................... E-5 419 Department of Community Health...................................... E-5 427 Department of Human Services........................................... E-5 440 Department of Labor............................................................ E-5 474 Department of Revenue........................................................ E-5 548 Savannah State University................................................... E-5 927 State Road and Tollway Authority....................................... E-5

FEDERAL AWARD FINDINGS AND QUESTIONED COSTS

U.S. DEPARTMENT OF EDUCATION

533

Fort Valley State University................................................. E-5

548

Savannah State University................................................... E-5

551

Valdosta State University..................................................... E-7

561

Atlanta Metropolitan State College...................................... E-7

820

Albany Technical College.....................................................

823

Atlanta Technical College.....................................................

830

Georgia Piedmont Technical College...................................

U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

E-9 E-9 E-10

419

Department of Community Health...................................... E-10

427 419 & 427
503 & 5036

Department of Human Services........................................... Department of Community Health and Department of Human Services.................................................................... Georgia Institute of Technology and Georgia Tech

E-15 E-16
E-17

Research Corporation........................................................... U.S. DEPARTMENT LABOR

440

Department of Labor.......................................................... E-18

U.S. DEPARTMENT OF THE TREASURY

422

Office of the Governor......................................................... E-20

VARIOUS FEDERAL AGENCIES

503 & 5036 Georgia Institute of Technology and Georgia Tech

E-20

Research Corporation...........................................................

554

University of West Georgia................................................... E-21

1 The entity number represents the control number that was assigned to each State entity. 2 Financial Statement findings were previously released in the State of Georgia Single Audit Report Part I.

E-4

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021
PRIOR FINANCIAL STATEMENT FINDINGS REPORTED UNDER GOVERNMENT AUDITING STANDARDS
Financial Statement findings were previously released in the State of Georgia Single Audit Report Part I. This report can be accessed on SAO's website: https://sao.georgia.gov/statewidereporting/federal-compliance-reporting#toc-single-audit-report-andpresentations.

PRIOR FEDERAL AWARD FINDINGS AND QUESTIONED COSTS

2019-012 Improve Controls over the Verification Process

Federal Agency:

U.S. Department of Education

State Entity:

Fort Valley State University

Finding Status: Previously Reported Corrective Action Implemented

2020-013 Improve Controls over the Awarding Process

Federal Agency:

U.S. Department of Education

State Entity:

Savannah State University (SSU)

Finding Status: Unresolved

SSU has made personnel changes and is working to identify the underlying causes of this deficiency and plans to enhance processes and procedures to ensure that student financial aid is properly determined. The University plans to have all new processes and procedures implemented by December 31, 2021.

2020-014 Strengthen Controls over Cost of Attendance Budgets

Federal Agency:

U.S. Department of Education

State Entity:

Savannah State University

Finding Status: Previously Reported Corrective Action Implemented

2020-015 Improve Controls over Special Reporting

Federal Agency:

U.S. Department of Education

State Entity:

Savannah State University

Finding Status: Previously Reported Corrective Action Implemented

E-5

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2020-016 Strengthen Controls over the Verification Process

Federal Agency:

U.S. Department of Education

State Entity:

Savannah State University

Finding Status: Previously Reported Corrective Action Implemented

2020-017 Improve Controls over the Return of Title IV Funds Process

Federal Agency:

U.S. Department of Education

State Entity:

Savannah State University (SSU)

Repeat of Prior Year Finding: 2016-034, 2015-016, 2014-033

Finding Status: Unresolved

SSU has made personnel changes and is working to identify the underlying causes of this deficiency and plans to enhance processes and procedures to ensure that student financial aid refunds are properly calculated and that unearned funds are correctly returned to the appropriate accounts. The University plans to have all new processes and procedures implemented by December 31, 2021.

2016-034 Return of Title IV Funds

Federal Agency:

U.S. Department of Education

State Entity:

Savannah State University (SSU)

Repeat of Prior Year Finding: 2015-016, 2014-033

Finding Status: Unresolved See response to finding number 2020-017.

2015-016 Return of Title IV Funds

Federal Agency:

U.S. Department of Education

State Entity:

Savannah State University (SSU)

Repeat of Prior Year Finding: 2014-033

Finding Status: Unresolved See response to finding number 2020-017.

E-6

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2014-033 Return of Title IV Funds

Federal Agency:

U.S. Department of Education

State Entity:

Savannah State University (SSU)

Finding Status: Unresolved

See response to finding number 2020-017.

2020-018 Strengthen Controls over Enrollment Reporting

Federal Agency:

U.S. Department of Education

State Entity:

Savannah State University (SSU)

Finding Status: Unresolved
SSU has made personnel changes and is working to identify the underlying causes of this deficiency and plans to enhance processes and procedures to ensure student enrollment information is reported to required organizations in a timely and accurate manner. The University plans to have all new processes and procedures implemented by December 31, 2021.

2020-019 Improve Controls over the Awarding Process

Federal Agency:

U.S. Department of Education

State Entity:

Valdosta State University

Finding Status: Previously Reported Corrective Action Implemented

2020-020 Improve Controls over the Awarding Process

Federal Agency:

U.S. Department of Education

State Entity:

Atlanta Metropolitan State College

Finding Status: Partially Resolved
The College has had turnover in key positions during FY2021. As such, we have hired in College Aid Services. The finding will be resolved by October 11, 2021.

E-7

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2020-021 Strengthen Controls over the Return of Title IV Funds Process

Federal Agency:

U.S. Department of Education

State Entity:

Atlanta Metropolitan State College

Repeat of Prior Year Finding: 2017-027

Finding Status: Unresolved

The College has had turnover in key positions during FY2021. As such, we have hired College Aid Services. The finding will be resolved by October 11, 2021.

2017-027 Return of Title IV Funds

State Entity:

Atlanta Metropolitan State College

Finding Status: Unresolved

See response to finding number 2020-021.

2020-022 Improve Controls over Enrollment Reporting

Federal Agency:

U.S. Department of Education

State Entity:

Atlanta Metropolitan State College

Finding Status: Unresolved

The College has had turnover in key positions during FY2021. As such, we have hired College Aid Services. The finding will be resolved by October 11, 2021.

2020-023 Strengthen Controls over the Federal Direct Student Loans Reconciliation

Process

Federal Agency:

U.S. Department of Education

State Entity:

Atlanta Metropolitan State College

Repeat of Prior Year Finding: 2017-028

Finding Status: Previously Reported Corrective Action Implemented

2017-028 Federal Direct Loan Program Reconciliations

State Entity:

Atlanta Metropolitan State College

Finding Status: Previously Reported Corrective Action Implemented

E-8

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2019-015 Strengthen Controls over Enrollment Reporting

Federal Agency:

U.S. Department of Education

State Entity:

Albany Technical College

Finding Status: Unresolved

Faculty have received more training and reminders to report withdrawals by their Deans and the Vice President of Academic Affairs. Financial Aid has been reporting withdrawals from the list of students with no passing grades to National Students Loan Data System (NSLDS) directly while Technical College System of Georgia (TCSG) works with the National Student Clearinghouse to correct the data pull issue that we are experiencing. Beginning February 2022, alerts will be sent out on a biweekly basis reminding faculty to review those students not in attendance to ensure the timely calculations of R2T4, as well. The Technical College plans to have all new processes and procedures implemented by February 7, 2022.

2018-019 Strengthen Controls over the Awarding Process

Federal Agency:

U.S. Department of Education

State Entity:

Atlanta Technical College

Finding Status: Partially Resolved

The Institution has worked with the Technical College System of Georgia to address all deficiencies noted. The awarding and disbursement rules within the student information system have been reviewed and modified to ensure that students are awarded and disbursed the appropriate Direct Student Loan funds. In addition, an improved process for assigning cost of attendance budgets within the student information system has been developed. Furthermore, the satisfactory academic progress (SAP) module within the student information system has been reviewed and corrected to ensure that calculations are accurate. However, the Office of Financial Aid will work with other departments on generating reporting to identify grade and program changes to ensure the Office of Financial Aid is notified of these activities appropriately when calculating SAP.

E-9

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2019-017 Improve Controls over Federal Work-Study Earmarking Requirements

Federal Agency:

U.S. Department of Education

State Entity:

Georgia Piedmont Technical College

Finding Status: Further Action Not Warranted

The Federal-Work Study (FWS) earmarking requirements were waived by the U.S. Department of Education (ED) for the year under review. ED exercised their authority under the HEROES Act to grant a waiver of the FWS community service requirements for the 201920 and 2020-21 award years to reduce the burden on schools as some community service employment opportunities may have been disrupted due to the COVID-19 pandemic. Because two years have passed since the audit report in which the finding initially occurred was submitted to the Federal Audit Clearinghouse, ED is not currently following up on the audit finding, and a management decision related to the audit finding was not issued, the audit finding is no longer considered to be valid and does not warrant further action by the Technical College.

2020-024 Improve Controls over Medicaid Capitation Payments for Managed Care

Recipients

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Repeat of Prior Year Finding: 2019-021

Finding Status: Previously Reported Corrective Action Implemented

2019-021 Improve Controls over Medicaid Capitation Payments

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Finding Status: Previously Reported Corrective Action Implemented

E-10

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2020-025 Improve Controls over Medicaid Payments after Date of Death

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Repeat of Prior Year Finding: 2019-022

Finding Status: Partially Resolved

The Department ("DCH") modified its date of death processes within the Georgia Medicaid Management Information System ("GAMMIS") to either disallow or recoup payments made to Fee-for-Service providers when the submitted claim reflects a date of service after the member's date of death. DCH opened CSR #1563 on 8/26/2020. Through CSR #1563, GAMMIS began identifying Medicaid/PeachCare for Kids members on the Social Security Death Master File. Members who are identified as being on the Social Security Death Master file are removed from the list of active Medicaid/PeachCare for Kids members. Accordingly, only claims with dates of service prior to the date of death will process. CSR #1563 was implemented and moved into production on March 1, 2021. Upon subsequent review, we identified a defect with the quarterly automated date of death claims adjustments process. A defect was identified in the processes implemented under CSR #1561. Additional changes are needed to resolve the defect. Estimated Completion Date: 3/30/2022

2019-022 Improve Controls over Medicaid Payments

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Finding Status: Partially Resolved

See response to finding number 2020-025.

2020-026 Improve Controls over Medicaid Capitation Payments for Medicare

Members

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Repeat of Prior Year Finding: 2019-023

Finding Status: Partially Resolved
The Department ("DCH") is modifying "GAMMIS" to include processes to recoup capitation payments from the Care Management Organizations for Medicare eligible recipients when appropriate. Reason for Finding Recurrence: DCH opened CSR #1561 on 8/6/2020. Additional modifications are required before we can fully implement the process to recoup capitation payments for Medicare eligible recipients. Specifically, further work is needed regarding the removal of Part D Coverage when no Part A and Part B coverage exist.

E-11

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2020-026 Improve Controls over Medicaid Capitation Payments for Medicare
(continued)
We have requested technical assistance from Centers for Medicare & Medicaid Services (CMS) to obtain guidance regarding the removal of Part D data and the impact to the member's file in GAMMIS. Once this issue is resolved, a third party will move forward with creating the required change orders and tasks. Partial Corrective Action Taken: As previously noted, DCH opened CSR #1561, completed the Business Requirements Document, engaged in initial discussions with CMS, reviewed eligibility criteria with staff, and notified the Care Management Organizations of the upcoming changes. Planned Corrective Action Including Estimated Completion Date: Resolve all outstanding issues and concerns regarding Part D coverage through technical assistance with CMS, complete the technical design for the Buy-In-Bach change orders and fully implement. Estimated completion date June 30, 2022.

2019-023 Improve Controls over Medicaid Capitation Payments

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Finding Status: Partially Resolved

See response to finding number 2020-026.

2020-027 Improve Controls over Payments for Home and Community-Based Services

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Finding Status: Partially Resolved
The Department ("DCH") has opened an action item, which will incorporate additional edits in GAMMIS to prevent claims with overlapping dates of service from paying for Home and Community Based Services. The Department is on target for implementing the changes by mid-October 2021.

E-12

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2020-028 Continue to Strengthen Application Risk Management Program

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Repeat of Prior Year Finding: 2019-024, 2018-026, 2017-037, 2016-044

Finding Status: Partially Resolved

Implementation of the previous Corrective Action Plan (CAP) is still in-progress. The Agency has identified and secured the necessary matching State funds along with approved Federal funds required to implement its CAP in order to fully remediate the audit finding by December 31, 2022. As a part of the remediation, the Agency is moving forward with acquiring the identified internal cybersecurity resources and contracted security services required to fully remediate the audit finding within the identified timeframe. DCH Cybersecurity continues to monitor Electronic Visit Verification (EVV) information security compliance through the following:
Reviewed and approved the certification Security assessment report and Plan of Action and Milestones (POAM).
Currently tracking the remediation of one moderate severity compliance gap. Security and privacy certification was approved by Centers for Medicare & Medicaid Services (CMS).
EVV System Security Plan (SSP) and POAM was reviewed with Georgia Technology Authority (GTA) OIS. No additional security compliance recommendations were provided by GTA OIS.
Working with EVV solution provider to implement a NIST compliant MFA solution for all privileged accounts.

2019-024 Continue to Strengthen Application Risk Management Program

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Repeat of Prior Year Finding: 2018-026, 2017-037, 2016-044

Finding Status: Partially Resolved

See response to finding number 2020-028.

2018-026 Continue to Strengthen Application Risk Management Program

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Repeat of Prior Year Finding: 2017-037, 2016-044

Finding Status: Partially Resolved

See response to finding number 2020-028.

E-13

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2017-037 Strengthen Application Risk Management Program

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Repeat of Prior Year Finding: 2016-044

Finding Status: Partially Resolved

See response to finding number 2020-028.

2016-044 Strengthen Application Risk Management Program

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Finding Status: Partially Resolved

See response to finding number 2020-028.

2020-029 Improve Controls over Inpatient Medicaid Payments

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Repeat of Prior Year Finding: 2019-025

Finding Status: Partially Resolved

The Department submitted a State Plan Amendment to the Centers for Medicare & Medicaid Services (CMS) which removed the requirement to perform field audits. The State Plan Amendment was submitted to CMS on April 4, 2021, and approved on June 21, 2021 with an effective date of July 1, 2021.

2019-025 Improve Controls over Inpatient Medicaid Payments

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Finding Status: Partially Resolved See response to finding number 2020-029.

E-14

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2020-030 Improve Controls over Medicaid Provider Eligibility

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Community Health

Finding Status: Partially Resolved

On March 13, 2020, the President of the United States issued a proclamation that the COVID19 outbreak in the United States constitutes a national emergency. The national Public Health Emergency, which has a retroactive effective date of March 1, 2020, is currently still in place. Under section 1135(b)(1)(B), Centers for Medicare & Medicaid Services (CMS) approved Georgia's request to temporarily cease revalidation of providers who are in Georgia or are otherwise directly impacted by the emergency. Although CMS has granted a temporary waiver, the Department, through its fiscal agent, continues to do outreach to providers to encourage providers to complete the revalidation process.

2020-031 Strengthen Logical Access Controls

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Human Services

Finding Status: Previously Reported Corrective Action Implemented

2020-032 Strengthen Information Technology General Controls

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Department of Human Services

Finding Status: Partially Resolved
The general database settings are partially resolved. One of the items required additional testing prior to being promoted to the Production environment. The change will be applied to the Production environment by 4/30/2022. Additionally, the general database setting will be reviewed quarterly, and evidence of review completion stored electronically.

E-15

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2020-033 Improve Controls over Medicaid Eligibility Determinations for Ex Parte

Members

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Various State Agencies:

Department of Community Health

Department of Human Services

Repeat of Prior Year Finding: 2019-027, 2018-029

Finding Status: Partially Resolved

The finding reoccurred due to Division of Family & Children Services (DFCS) reporting all members who had not received a Continued Medicaid Determination (CMD) prior to the implementation of the automation in September 2020 had been completed; however, they had not been completed as reported. Partial action was taken when DFCS implemented the automated process, which was completed in September 2020. The majority of members who had not received a CMD prior to automation were completed at that time. For the corrective action, DFCS has identified the remaining members and has begun work on them. The estimated date of completion is 03/31/2022.

2019-027 Improve Controls over Medicaid Eligibility Determinations

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Various State Agencies:

Department of Community Health Department of Human Services

Repeat of Prior Year Finding: 2018-029

Finding Status: Partially Resolved

See response to finding number 2020-033.

2018-029 Improve Controls over Medicaid Eligibility Determinations

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Various State Agencies:
Department of Community Health Department of Human Services

Finding Status: Partially Resolved

See response to finding number 2020-033.

E-16

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2020-034 Improve Controls over Medicaid Eligibility Redeterminations

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Various State Agencies:
Department of Community Health Department of Human Services

Finding Status: Partially Resolved

The agency completed all the overdue renewals on the report that was created from Gateway in the last audit cycle. Since that time, the agency worked on correcting renewal reports that were displaying incorrect data and moved to a vendor created special query that was designed to capture all renewal case status regardless task assigned, case mode status and program. The agency is using only this report to complete work. The data found in the GAMMIS files did not show up in the agencies workload queries for renewals and thus, the agency did not know about these overdue renewals. These renewals were also not picked up in the COVID related renewal extensions, which is also a system issue.
The agency corrected all the items that were known and discovered at the last audit cycle. The issue found in this audit cycle was new and has been assigned a defect number (117899). The agency met with the vendor and was able to determine the root cause and find the missing renewals. The issue was caused by limitations on the data query that was designed to improve performance of the database updates. The vendor is now exploring to see if any other issues may exist and feel confident that they can provide a corrected renewal query for the agency to use that will not result in overdue renewals not to be seen by the agency.
The planned corrective action plan is to fix the data query and ensure the overdue renewals are assigned to workers when the Public Health Emergency lifts so that these renewals are completed. This process is expected to take about 90 days, which includes testing and execution. We estimate the completion date to be June 30, 2022.

2020-035 National Institute of Health Salary Cap Limitations

Federal Agency:

U.S. Department of Health and Human Services

State Entity:

Various State Agencies:
Georgia Institute of Technology Georgia Tech Research Corporation

Finding Status: Previously Reported Corrective Action Implemented

E-17

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2020-036 Improve Controls over Eligibility Determinations

Federal Agency:

U.S. Department of Labor

State Entity:

Department of Labor

Finding Status: Partially Resolved
Training on the CARES Act has been provided since implementation of the programs. Resource materials, memorandums and desk-aids are released, as appropriate with program changes and process enhancements. Additionally, when new applications are developed, processing changes made, and/or new staff are hired or moved into new roles, training is provided on the subject matter, as appropriate. Modifications to the Pandemic Unemployment Assistance (PUA) application will be made to display existing information previously provided by the claimant on the most recent application for unemployment benefits. This is to remind the claimant of pre-existing information prior to allowing them to enter new information to be used when considering eligibility. Develop an automatic process to establish overpayments appropriately for individuals who fail to respond timely to requests for proof of employment and wages. The ability for claimants with the appropriate credentials to upload proof of documentation for PUA eligibility has been implemented. System and workflow processes are under development to detect responses as they are received. A ready to work indicator will be updated to Yes as documents are submitted. The system will maintain a counter from the date of notification to the deadline and initiate a workflow process to release a fail to report determination, adjust the monetary entitlement for the impacted period and establish overpayments, as appropriate. Estimated Completion Date: June 30, 2021
Claims where individuals were paid PUA before Pandemic Emergency Unemployment Compensation (PEUC) will be adjusted to move the claimant to the appropriate program. PEUC claims will be established, monetary determinations released and payments will be moved to the appropriate PEUC benefit year claim. When the PUA weekly benefit amount (WBA) is less than the PEUC WBA, then deficiency payments will be made for the appropriate weeks. Further, when the PUA WBA is more than the PEUC WBA, an overpayment will be established for the appropriate weeks. Estimated Completion Date: September 6, 2021

2020-037 Strengthen Logical Access Controls

Federal Agency:

U.S. Department of Labor

State Entity:

Department of Labor

Finding Status: Partially Resolved

The Corrective Action Plan has been implemented as originally scheduled. Going forward the Information Technology division will continue to follow established user access reviews and enhance the current annual transaction access review process. We will continue to collaborate with business units to design more specific roles to align more closely with each user's role and daily tasks as appropriate.

E-18

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2020-038 Improve Controls over the Identification and Recording of Overpayments

Federal Agency:

U.S. Department of Labor

State Entity:

Department of Labor (GDOL)

Finding Status: Partially Resolved

The system is now in place to track and establish CARES Act overpayments. The list used to maintain a record prior to implementation is processed daily by staff to enter overpayments pending establishment. ETA 227 amended reports will be submitted for first impacted period through the current period at the time of implementation. ETA 902P amended reports will be updated appropriately going forward as overpayments are identified and recorded. Since the original response, Georgia has also taken the following actions: Implemented identity verification for all PUA claimants who received a payment after 12/27/20 as outlined in UIPL 28-20, Change 1 and Change 2. All claims filed must complete identity verification effective 5/26/21 before their claim can be processed and eligibility determined.
We have added additional staff in our UI Integrity Unit to investigate suspicions of fraud due to identity theft and the Overpayment Unit to investigate indications of overpayments and/or fraud related to matters not originated from identity theft. For example, returning to work and not reporting earnings. The administration that oversees the overpayment activities instituted a requirement for unit management to utilize the tool for tracking and billing overpayment recoveries adhoc reports to monitor unit and staff workload.
Programming to create overpayments and issue determinations for federal programs was implemented in February 2021. Automated processes have also been implemented for supplemental payments to be established appropriately when the parent UI payment is determined overpaid.
Georgia plans to take the following actions to address the auditor's recommendations: Vendor handling our overpayments, and GDOL's Information Technology (IT) personnel are working together to implement any remaining system modifications needed to support the identification, tracking and reporting of overpayments associated with the CARES Act UI programs. Workforce Statistics & Economic Research (WS&ER) will develop a process to perform overpayment system reconciliation at the time the ETA227 and 902 reports are being prepared to greatly reduce and/or eliminate reconciliation issues at year end. GDOL's Finance Department will record an allowance appropriate for uncollectible overpayments in accordance with the financial with overpayment generated data from the Host system. Program controls were in place prior to the pandemic and continued to be employed and applied to federal programs which included flagging claims indicating improper or potentially fraudulent payments for investigation.

E-19

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021

2020-039 Follow Established Controls over the Benefits Accuracy Measurement

Program

Federal Agency:

U.S. Department of Labor

State Entity:

Department of Labor

Finding Status: Previously Reported Corrective Action Implemented

2020-040 Improve Internal Controls Activities over the Coronavirus Relief Fund

Federal Agency:

U.S. Department of the Treasury

State Entity:

Office of the Governor (OPB)

Finding Status: Partially Resolved

OPB has implemented a grants management system to allow fund recipients the ability to request reimbursement of expenses through a portal with supporting documentation of eligible expense. All disbursement requests are reviewed through a two-level process prior to the release of funds. For any future federal financial reporting, in order to facilitate documentation for audit review, OPB will subsequently collect an official signature page from the Director of Administration attesting to his or her review of the underlying report prior to report submission.

2020-041 Subrecipient Monitoring

Federal Agency:

Various Federal Agencies:
Environmental Protection Agency National Aeronautics & Space Administration National Science Foundation U. S. Agency for International Development U.S. Department of Commerce U.S. Department of Defense U.S. Department of Education U.S. Department of Energy U.S. Department of Homeland Security U.S. Department of Health and Human Services U.S. Department of the Interior U.S. Department of Transportation

State Entity:

Various State Agencies:
Georgia Institute of Technology Georgia Tech Research Corporation

Finding Status: Partially Resolved

E-20

STATE OF GEORGIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
YEAR ENDED JUNE 30, 2021
2020-041 Subrecipient Monitoring (continued) Georgia Tech (GT) concurs with the recommendations for subrecipient monitoring. The GT Office of Sponsored Programs (OSP) plans to submit a critical hire request to the Georgia Tech Office of Human Resources (OHR) and the University System of Georgia (USG) for an audit manager/compliance officer to design and implement a subrecipient monitoring program as required by Uniform Guidance 2 CFR section 200.332. OSP will work with GT OHR to find the appropriate job description and complete the forms necessary to get the approvals required to post the position. The subrecipient monitoring program will include requesting and reviewing all required reports for current/active subrecipients, requesting alternative reports and analysis for subrecipients that are not required to complete an A133 audit, implementing a risk analysis program for all future subrecipients, and revising our "Subrecipient A-133 Audit Certification Form" to include appropriate Uniform Guidance verbiage. Status: The Office of Sponsored Programs promptly requested posting of a Research Associate II position to create, implement and lead our subrecipient monitoring program. Please note that all job postings require numerous levels of approval at both Georgia Tech (GT) and the University System of Georgia (USG) prior to posting. Once a candidate is selected, numerous levels of approval at both GT and USG are again required, prior to extending a written offer letter to candidate selected. OSP has completed posting, interviewing and selection of candidate. We are now waiting for approval of written offer from USG.
OSP has requested an edit from the Office of General Counsel to update GT Research policy 5.3 with the current threshold of $750,000 for subrecipients required to complete an A-133 audit. Status: Completed
OSP will conduct a thorough review of all subaward policies found in the GT policy library under "Research" policies 5.0 through 5.4 and edit as necessary to comply with recent updates to 2 CFR part 200 released in November 2020. Status: Completed
OSP will request that GT Purchasing delete its policies regarding subawards and provide a link to the Research policy to ensure that policies are in sync and don't provide conflicting guidance. Status: Completed
Target Date for Implementing Corrective Action: November 1, 2021

2019-031 Improve Controls over the Return of Title IV Funds Process

Federal Agency:

Various Federal Agencies:

State Entity:

U.S. Department of Education and U.S. Department of Health and Human Services
University of West Georgia

Finding Status: Previously Reported Corrective Action Implemented

E-21

APPENDIX "A" - ORGANIZATIONS COMPRISING THE REPORTING ENTITY
ORGANIZATIONAL UNIT
Accounting Office, State Administrative Services, Department of Agricultural Commodities Commissions Agricultural Exposition Authority, Georgia Agriculture, Department of Atlanta Region Transit Link (ATL) Authority Audits and Accounts, Department of (*) Aviation Authority, Georgia Banking and Finance, Department of Behavioral Health and Developmental Disabilities, Department of Boll Weevil Eradication Foundation of Georgia, Inc. Building Authority, Georgia (*) Community Affairs, Department of Community Health, Department of Community Supervision, Department of Correctional Industries Administration, Georgia Corrections, Department of Defense, Department of Development Authority, Georgia (*) Driver Services, Department of Early Care and Learning, Department of Economic Development, Department of Education, Department of Environmental Finance Authority, Georgia (*) Financing and Investment Commission, Georgia State (*) General Assembly, Georgia (*) Geo. L. Smith II Georgia World Congress Center Authority Georgia Forestry Commission Governor, Office of the Higher Education Assistance Corporation, Georgia (*) Higher Education Facilities Authority, Georgia (*) Holocaust, Georgia Commission on the Housing and Finance Authority, Georgia (*) Human Services, Department of Insurance, Department of (1) Investigation, Georgia Bureau of Jekyll Island State Park Authority
Jekyll Island Foundation, Inc. Judicial Branch
Court of Appeals, Georgia Judicial Council of Georgia Juvenile Court Judges, Council of Prosecuting Attorneys' Council of Georgia (1)
F-1

STATE
ENTITY
407 403 93X 926 402 996 404 992 406 441 930 900 428 419 477 921 467 411 914 475 469 429 414 928 409 444 922 420 422 918 969 495 923 427 408 471 910 993 430 432 434 431 418

APPENDIX "A" - ORGANIZATIONS COMPRISING THE REPORTING ENTITY
ORGANIZATIONAL UNIT
Superior Courts, Georgia Supreme Court, Georgia Juvenile Justice, Department of Labor, Department of Lake Lanier Islands Development Authority Law, Department of Lottery Corporation, Georgia (*) Natural Resources, Department of North Georgia Mountains Authority OneGeorgia Authority Pardons and Paroles, State Board of Pension and Other Employee Benefit Trust Funds Augusta University Early Retirement Pension Plan Employees' Retirement System of Georgia (*)
Regular Deferred Compensation 401 (K) Plan Deferred Compensation 457 Plan Defined Contribution Plan, Georgia District Attorneys' Retirement Fund of Georgia Judicial Retirement System, Georgia Legislative Retirement System, Georgia Military Pension Fund, Georgia Public School Employees Retirement System State Employees' Assurance Department Superior Court Judges Retirement Fund of Georgia Firefighters' Pension Fund, Georgia Judges of the Probate Courts Retirement Fund of Georgia Magistrates Retirement Fund of Georgia Peace Officers' Annuity and Benefit Fund of Georgia School Personnel Postemployment Health Benefit Fund, Georgia Sheriffs' Retirement Fund of Georgia State Employees Postemployment Health Benefit Fund Superior Court Clerks' Retirement Fund of Georgia (*) Teachers Retirement System of Georgia (*) Ports Authority, Georgia (*) Properties Commission, State Public Defender Standards Council, Georgia Public Health, Department of Public Safety, Department of Public Service Commission Public Telecommunications Commission, Georgia Regents of the University System of Georgia, Board of Abraham Baldwin Agricultural College Albany State University Atlanta Metropolitan State College
F-2

STATE
ENTITY
436 438 461 440 913 442 973 462 912 981 465
5127
416 n/a n/a n/a 946 n/a n/a n/a 468 n/a 945 950 949 991 947 360A 951 360B 948 482 916 410 492 405 466 470 977 472 557 522 561

APPENDIX "A" - ORGANIZATIONS COMPRISING THE REPORTING ENTITY
ORGANIZATIONAL UNIT
Augusta University AU Health System, Inc. (*) Augusta University Foundation, Inc. and Subsidiaries (*) Augusta University Research Institute, Inc. (*) Georgia Health Sciences Foundation, Inc. (*) Medical College of Georgia Foundation, Inc. (*)
Clayton State University College of Coastal Georgia (1) Columbus State University Dalton State College East Georgia State College (1) Fort Valley State University Georgia College & State University
Georgia College & State University Foundation, Inc. and Subsidiaries (*) Georgia Gwinnett College
Georgia Gwinnett College Foundation, Inc. (*) Georgia Highlands College Georgia Institute of Technology
Georgia Advanced Technology Ventures, Inc. and Subsidiaries (*) Georgia Tech Athletic Association (*) Georgia Tech Facilities, Inc. (*) Georgia Tech Foundation, Inc. (*) Georgia Tech Research Corporation (*) Georgia Military College Georgia Southern University Georgia Southern University Housing Foundation, Inc. and Subsidiaries (*) Georgia Southwestern State University Georgia State University Georgia State University Athletic Association, Inc. (*) Georgia State University Foundation, Inc. (*) Georgia State University Research Foundation, Inc. (*) Gordon State College (1) Kennesaw State University Kennesaw State University Foundation, Inc. (*) Middle Georgia State University (1) Middle Georgia State University Real Estate Foundation, Inc. and Subsidiaries (*) Savannah State University South Georgia State College University of Georgia University of Georgia Athletic Association, Inc. (*) University of Georgia Foundation (*) University of Georgia Research Foundation, Inc. and Subsidiaries (*) University of North Georgia University of North Georgia Real Estate Foundation, Inc. and Subsidiaries (*) University of West Georgia
F-3

STATE
ENTITY
512 5128 5272 5126 5273 5122 528 563 530 569 572 533 536 5362 540 5365 573 503 5038 5032 5034 5035 5036 968 539 5392 542 509 5093 5091 5092 576 543 5431 583 5841 548 588 518 5181 5182 5184 553 5452 554

APPENDIX "A" - ORGANIZATIONS COMPRISING THE REPORTING ENTITY
ORGANIZATIONAL UNIT
UWG Real Estate Foundation, Inc. (*) University System of Georgia Foundation, Inc. and Affiliates (*) Valdosta State University
VSU Auxiliary Services Real Estate Foundation, Inc. (*) Regional Educational Service Agencies
Central Savannah River Area RESA Chattahoochee-Flint RESA Coastal Plains RESA First District RESA Griffin RESA Heart of Georgia RESA Metropolitan RESA Middle Georgia RESA North Georgia RESA Northeast Georgia RESA Northwest Georgia RESA Oconee RESA Okefenokee RESA Pioneer RESA Southwest Georgia RESA West Georgia RESA Regional Transportation Authority, Georgia Revenue, Department of Road and Tollway Authority, State Savannah-Georgia Convention Center Authority Secretary of State Seed Development Commission, Georgia State Treasurer, Office of the Stone Mountain Memorial Association (*) Student Finance Authority, Georgia (*) Student Finance Commission, Georgia REACH Georgia Foundation, Inc. (*) Subsequent Injury Trust Fund Superior Court Clerks' Cooperative Authority, Georgia (*) Technical College System of Georgia Albany Technical College Athens Technical College Atlanta Technical College Augusta Technical College Central Georgia Technical College Chattahoochee Technical College Coastal Pines Technical College Columbus Technical College Georgia Northwestern Technical College Georgia Piedmont Technical College
F-4

STATE
ENTITY
5543 4721 551 5512
8684 8724 8864 8804 8624 8764 8564 8644 8524 8584 8504 8664 8884 8544 8844 8604 976 474 927 998 478 919 486 911 917 476 4761 489 955 415 820 822 823 824 835 827 818 828 829 830

APPENDIX "A" - ORGANIZATIONS COMPRISING THE REPORTING ENTITY
ORGANIZATIONAL UNIT Gwinnett Technical College Lanier Technical College North Georgia Technical College (1) Oconee Fall Line Technical College Ogeechee Technical College Savannah Technical College South Georgia Technical College Southeastern Technical College Southern Crescent Technical College Southern Regional Technical College (1) West Georgia Technical College Wiregrass Technical College (1)
Technology Authority, Georgia Transportation, Department of Veterans Service, Department of Workers' Compensation, State Board of

STATE
ENTITY
832 834 838 817 844 841 842 843 831 837 826 848 980 484 488 490

(1) Organization has elected to use the 10% de minimis cost rate, see accompanying notes to the SEFA schedule for additional information.
(*) Audits of these organizational units are performed in whole or in part by other auditors.

F-5