Inside this issue:
"Payable on Death" 2 Beneficiaries
Q&A - GRMA and
2
SAFE Act
Applicability to Real
Estate Brokers
Liability Insurance
2
Customer Service
3
Stars for the Month
of April
Action on
4
Applications for the
Month of April
News and topics of interest to financial institutions regulated by the Department of Banking and Finance
Monthly Bulletin #4
April 2010
Pending Increase in GRMA Per Loan Fee from $6.50 to $10.00
During the 2010 Legislative Session, House Bill 1055 was passed by the Georgia General Assembly. This bill includes a provision that increases from $6.50 to $10.00 the loan fee that must be remitted to the Department for each residential mortgage loan that closes for which a security deed, a modification of a security deed or other form of modification of a security interest is recorded.
Although House Bill 1055 was passed by the Legislature, it will not take effect until the Governor signs it. As of the date of the issuance of this publication, the Governor has not signed or taken any other action regarding this bill.
The Department will provide notice via e-mail to mortgage brokers, mortgage lenders and financial institutions when House Bill 1055 becomes law and will post information on the agency's website as it becomes available.
For the period of January 1- June 30, 2010, per loan fees must be remitted to the Department no later than Wednesday, September 1, 2010. The fee that must be remitted to the Department for each residential mortgage loan closed as of the effective date of the law is $10.00. A fee of $6.50 must be submitted to the Department for every residential mortgage loan that was closed before the date the law took effect.
In anticipation of this bill becoming law, the Department recommends that financial institutions, mortgage lenders and mortgage brokers begin to review their policies, procedures, computer programs, loan form documents, etc. for changes that will need to be made to provide for the increase in the fee amount.
DBF Outreach AND UPCOMING SPEAKING ENGAGEMENTS
Commissioner Braswell will be speaking at the Georgia Credit Union Affiliates (GCUA) annual convention at
the Westin in Savannah on May 7th. He will also be speaking at the Marietta Kiwanis Club at the Marietta Conference Center on May 13th.
Supervisory Manager Mike Killeen will be assisting at the Georgia Bankers Association school held on the
campus of the University of Georgia in Athens on May 4th, 5th, and 6th. He will serve the role of the "Bank Examiner" for the students as they participate in the bank simulation. In addition, District Director Heather Sartain will be participating in a panel discussion during the school on May 3rd.
"Safeguarding Georgia's Financial Services"
Page 2
"Payable on Death" Beneficiaries
A 2009 Georgia Supreme Court decision ruled that a corporation is not an eligible "payable on death" (P.O.D. payee) beneficiary. The Court determined that the Financial Institutions Code provided that a P.O.D. payee must be a "person" designated on an account as the one to whom the account is payable on request after the death of one or more account holders. A "person" is defined at O.C.G.A. 7-1-4 (26) as "an individual, trust, general or limited partnership, unincorporated association (except a joint-stock association), or any other form of unincorporated enterprise." The Court determined that the P.O.D. designation to the charitable corporation failed and that the financial instruments involved would simply become part of the account holder's estate.
More recently the charitable corporation that was named as the P.O.D. payee on the accounts in the above Supreme Court case has filed suit against each of the six financial institutions that used the P.O.D. accounts naming the corporate charity as the beneficiary based on its claim that the banks should bear the costs of the loss to the charity.
The Department is bringing this case to your attention to ensure that you are aware that P.O.D. accounts are not the proper vehicle for corporate beneficiaries for your customers. Financial Institutions should contact their legal counsel to discuss options available to banks in order to accomplish their customer's goals.
The case is TUVIM et al v. UNITED JEWISH COMMUNITIES, INC. et al, 285 Ga. 632 (2009).
Q&A - GRMA and SAFE Act Applicability to Real Estate Brokers
The Department has provided a Q&A document on its website to clarify the applicability of the GRMA and the Secure and Fair Enforcement for Mortgage Lending Act of 2008 (S.A.F.E. Act) to real estate brokers/salesperson.
The Q&A can be found on our website at: http://dbf.georgia.gov/vgn/images/portal/cit_1210/32/5/159093506RealEstateBrokerQ&A.pdf
Liability Insurance
The national banking crisis has spurred an increase in the cost of liability insurance premiums for bank directors and officers. Financial institutions are required to maintain blanket bond coverage under Georgia law, and while liability insurance is not required by statute, the Department would certainly recommend that financial institutions renew and maintain liability coverage in all areas. Some institutions may be tempted to forego liability insurance based on capital or other cost-saving concerns. The Department does not view this approach favorably.
Prior to policy renewal time, financial institutions should begin to work with their current insurer or shop for insurance in order to maintain adequate coverage at reasonable rates.
Page 3
CUSTOMER SERVICE STARS FOR THE MONTH OF APRIL
It is the Department's goal to provide excellent customer service by meeting and exceeding the expectations of our customers. Along those lines, we would like to recognize the following individuals and teams for going above and beyond in serving our customers:
Consumer Affairs Specialist Mark Simpson - The Department received a letter from a customer stating: "I am writing this letter to commend one of your employees, Mr. Mark Simpson. I called requesting to speak with someone regarding an issue on loan modification. He listened patiently to my explanation of the quite lengthy problem and offered step-by-step procedures to try to settle the issue. Mr. Simpson spent a great amount of time with me providing contact individuals and information. In these days of dwindling customer service, Mr. Simpson is the epitome of the customer-oriented advisor. He is a credit to Georgia consumers and the Georgia Department of Banking and Finance."
IT Staff, Director of IT Denise Brown, Network and Information Security Administrator Felicia Hedgebeth and IS Database Integrator Carol Hyde - The Department received a letter from a customer stating: "Felicia, I just wanted to say thanks to you, Denise and Carol for working so hard to keep us up and running - we are spoiled by how clean we run and how great your customer service is. Thanks for everything you do and for giving up your evenings and weekend for us. You rock!"
Senior Financial Examiner Bob Bauguss - The Department received an e-mail from a customer stating: "I would like to submit Mr. Bob Bauguss for a Customer Service Star. Mr. Bauguss displayed tremendous professionalism and patience in my loan originator process. My stress level was greatly reduced with his positive attitude. Thank you Mr. Bauguss!"
Supervisory Manager (MSBs) Joel Byers - The Department received an e-mail from a customer stating: "Good morning Joel. I just wanted to say it was a great experience during the exam on my end. You were great. I would rank you an A+. Thank you very much. I learned a lot."
CONGRATULATIONS AND GREAT JOB TO THIS MONTH'S CUSTOMER SERVICE STARS!!
On April 29, 2010, the Department's IS Database Integrator Carol Hyde was honored, along with individuals and teams from other state agencies and institutions, with a Governor's Commendation for excellence in customer service.
The Governor's Office of Customer Service accepts nominations throughout the year for individuals and teams that provide "above-and-beyond" customer service. Winners are recognized at quarterly Governor's Commendation events.
Page 4
Action on Applications for the Month of April:
The following is a summary of official action taken on applications by State Financial Institutions under Chapter 7-1 of the Code of Georgia and petitions for Certificate of Incorporation of Financial Institutions and other matters of interest during the month of April 2010.
FINANCIAL INSTITUTION HeritageBank of the South Albany
HeritageBank of the South Albany
HeritageBank of the South Albany
HeritageBank of the South Albany
HeritageBank of the South Albany
SunTrust Bank Atlanta
PeoplesSouth Bank Colquitt
PeoplesSouth Bank Colquitt
PeoplesSouth Bank Colquitt
PeoplesSouth Bank Colquitt
APPLICATIONS TO ESTABLISH A BRANCH OFFICE
BRANCH OFFICE Adel Branch Office
301 West Fourth Street
Adel, GA 31620 Cook County
APPROVAL 04-30-2010
Baxley Branch Office 198 East Parker Street
Baxley, GA 31513
Appling County
04-30-2010
Hazlehurst Branch Office
22 East Jarman Street Hazlehurst, GA 31539
Jeff Davis County
04-30-2010
Northside Drive Branch Office
726 Northside Drive
Statesboro, GA 30458 Bulloch County
04-30-2010
Statesboro Branch Office 335 South Main Street
Statesboro, GA 30459
Bulloch County
04-30-2010
Polo Fields Branch Office
6005 Post Road Cumming, GA 30040
Forsyth County
08-31-2009
Lynn Haven Branch Office
2606 South Highway 77 Lynn Haven, FL 32444
Bay County
Pending
23rd Street Branch Office
450 23rd Street East
Panama City, FL 32405 Bay County
Pending
South Tyndall Parkway Branch Office 805 South Tyndall Parkway
Panama City, FL 32404
Bay County
Pending
Panama City Beach Branch Office
11790 Panama City Beach Parkway Panama City Beach, FL 32407
Bay County
Pending
BEGIN BUSINESS 04-12-2010
Page 5
FINANCIAL INSTITUTION Southern Bank Sardis
United Bank Zebulon
BRANCH OFFICE Gibson Branch Office 21 College Street Gibson, GA 30810 Glascock County
West Taylor Branch Office 1340 West Taylor Street Griffin, GA 30223 Spalding County
APPROVAL BEGIN BUSINESS Pending
04-12-2010
APPLICATIONS TO CHANGE LOCATION
FINANCIAL INSTITUTION
SunTrust Bank Atlanta
CHANGE LOCATION OF Wildwood Manor Branch Office From: 10401 Old Georgetown Road Bethesda MD 20814 Montgomery County To: 10415 Old Georgetown Road Bethesda MD 20814 Montgomery County
APPROVAL 08-17-2009
Global Commerce Bank Doraville
Main Office From: 5150 Buford Highway, Suite B-130
Doraville 30340
DeKalb County To: 7130 Buford Highway NE
Doraville GA 30340
DeKalb County
Pending
EFFECTIVE 04-23-2010
PREVIOUS NAME Columbus Bank and Trust Company Columbus
Bank of Upson Thomaston
Bank of Valdosta Valdosta
NOTICE OF CHANGE IN NAME
NEW NAME Synovus Bank
APPROVAL Pending
EFFECTIVE
SouthCrest Bank
Pending
Sunrise Bank
Pending
PROPOSED NAME Georgia Credit Union
Georgia's State Credit Union
APPLICATIONS FOR RESERVATION OF A NAME
COUNTY Gwinnett County
APPLICANT
Mr. Russ White
2353 River Terrace Drive Murfreesboro, TN 37129
Gwinnett County
Mr. Russ White 2353 River Terrace Drive
Murfreesboro, TN 37129
Page 6
FINANCIAL INSTITUTION (SURVIVOR) Frederica Credit Union Brunswick, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
FINANCIAL INSTITUTION MERGERS
MERGED INSTITUTION Rich-SeaPak Federal Credit Union Brunswick, GA
APPROVAL Pending
The Coastal Bank of Georgia Brunswick, GA
Pending
Bank of North Georgia Alpharetta, GA
Pending
The National Bank of South Carolina Sumter, SC
Pending
First Commercial Bank Birmingham, AL
Pending
Coastal Bank and Trust of Florida Pensacola, FL
Pending
AFB&T Athens, GA
Pending
Synovus Bank Saint Petersburg, FL
Pending
Sea Island Bank Statesboro, GA
Pending
First Commercial Bank of Huntsville Huntsville, AL
Pending
Sterling Bank Montgomery, AL
Pending
SB&T Bank Albany, GA
Pending
The First National Bank of Jasper Jasper, AL
Pending
Commercial Bank Thomasville, GA
Pending
First State Bank and Trust Company of Valdosta Pending Valdosta, GA
Tallahassee State Bank Tallahassee, FL
Pending
Synovus Bank of Jacksonville Jacksonville, FL
Pending
First Coast Community Bank Fernandina Beach, FL
Pending
CB&T Bank of East Alabama Phenix City, AL
Pending
EFFECTIVE
(SURVIVOR) Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Columbus Bank and Trust Company Columbus, GA
Bank of Upson Thomaston, GA
Bank of Upson Thomaston, GA
Bank of Upson Thomaston, GA
Bank of Valdosta Valdosta, GA
Bank of Valdosta Valdosta, GA
Page 7
MERGED INSTITUTION
APPROVAL
Commercial Bank & Trust Company of Troup County Pending
LaGrange, GA
Bank of Coweta Newnan, GA
Pending
Community Bank and Trust of Southeast Alabama Dothan, AL
Pending
First Community Bank of Tifton Tifton, GA
Pending
Citizens First Bank Rome, GA
Pending
Cohutta Banking Company Chattanooga, TN
Pending
Georgia Bank & Trust Calhoun, GA
Pending
The Bank of Tuscaloosa Tuscaloosa, AL
Pending
CB&T Bank of Middle Georgia Warner Robins, GA
Pending
The First National Bank of Polk County Cedartown, GA
Pending
Bank of Chickamauga Chickamauga, GA
Pending
Peachtree Bank Maplesville, AL
Pending
Peoples State Bank Jeffersonville, GA
Pending
Sunrise Bank of Atlanta Atlanta, GA
Pending
EFFECTIVE
APPLICATIONS TO BECOME A BANK HOLDING COMPANY AND/OR TO ACQUIRE VOTING STOCK OF A FINANCIAL INSTITUTION
FORMATIONS ONLY
BANK HOLDING COMPANY State Bank Financial Corporation Atlanta, GA
TO ACQUIRE State Bank and Trust Company Pinehurst, GA
APPROVAL Pending
Page 8
CHECK CASHER LICENSES ISSUED
CITY Covington
Buford Monroe
Duluth
Hinesville Gillsville
Mableton
Flowery Branch Forsyth
Woodstock
Commerce Marietta
APPLICANT NAME Alcovy Jewelry and Pawn, Inc.
* Bhalvani Enterprises, Inc. * Four 11 Enterprise, LLC
Galtar, LLC
* Mariam A. Winters * Om Ganesay, Inc.
Quick Shop Express, Inc.
Rehmat Ema, Inc. * Shree Ramdev, LLC
Vero's Boutique, Inc.
* Vidash Investments, LLC Whitewater Shell, Inc.
TRADE NAME Alcovy Jewelry and Pawn
Shell Food Mart Highway 11 Truckstop
Best Rates Check Cashing Duluth
M and R Om Food Mart
Mableton Citgo
Fast Food Mart WCS Minit Mart
Vero's Boutique
Corner Station Whitewater Shell
* =Registered (O.C.G.A. 7-1-700 et al)
OFFICE CLOSING
This is a reminder that the Department will be closed on Monday, May 10th and Tuesday, June 1st for employee furlough days and on
Monday, May 31st for Memorial Day.
GEORGIA
DEPARTMENT OF BANKING AND FINANCE
2990 Brandywine Road Suite 200
Atlanta, Georgia 30341-5565
Phone: (770) 986-1633 Fax: (770) 986-1654 or 1655 Email: dbfpress@dbf.state.ga.us
Page 9
The Department is the state agency that regulates and examines banks, credit unions, and trust companies chartered by the State of Georgia. The Department also has regulatory and/or licensing authority over mortgage brokers/processors, lenders and loan originators, money service businesses, international banking organizations, and bank holding companies conducting business in Georgia.
Our Mission is to promote safe, sound, competitive financial services in Georgia through innovative, responsive regulation and supervision.
Our Vision is to be the best financial services industry regulator in the country Progressive. Proactive. Service-Oriented.
We're on the Web!
Visit our website at: dbf.georgia.gov
Sign-up to Receive this Publication:
This publication is delivered to interested parties via e-mail and is also available from the Department's website at: http://dbf.georgia.gov under Publications, Financial Institutions Bulletin.
If you would like to be added to our distribution list, please send an e-mail to dbfpress@dbf.state.ga.us and indicate your name, e-mail address, and the publication to which you wish to subscribe.