Monthly Mortgage Summary 
 
Georgia Department of Banking & Finance ~ Non-Depository Financial Institutions Division 
Monthly Summary of Mortgage Activities for the Period Ending May 2015 
 
Inside this Issue: 
Georgia 2 Residential Mortgage Act Fee Semi-Annual Reporting and Payment Process 
Administrative 2 Actions 
Fine Summary 2 Information 
Mortgage 3 Company and Individual License Activity During the 
Month 
NDFI Outreaching 4 and Upcoming Speaking Engagements 
Appendix A - Mortgage Loan Originator Activity by License Status 
 
Department Issues Proposed Rulemaking and Provides Opportunity to Comment 
On May 12, 2015, pursuant to the provisions of the Georgia Administrative Procedure Act, O.C.G.A.  50-13-1 et seq., and by the authority of O.C.G.A.  7-1-61, 7-1-1012, 7-9-13 and other cited statutes, the Department of Banking and Finance ("Department") gave notice of its intent to adopt new rules. 
Comments to the Department of Banking and Finance must be received by the close of business on Friday, June 12, 2015. 
The Proposed Rules may be viewed or downloaded from the Department's website at: http://dbf.georgia.gov/sites/dbf.georgia.gov/files/related_files/document/ DBFProposedRules_5-12-2015.pdf. 
Non-Georgia Branches 
No approval is required for branches located outside the State of Georgia, but please remember that failure to adequately supervise the operations of any out-of-state branch as it relates to residential mortgage transactions on Georgia property can result in the loss of your license. 
Please DO NOT enter branches that are located in a state other than Georgia into the NMLSR in connection with your company's Georgia license. Out-of-state branches do not require the Department's approval and SHOULD NOT be entered into the NMLSR as a branch for Georgia. Fees paid for out-of-state branches filed through the NMLSR are non-refundable. 
As always, in-state branch offices require proper approval of both the branch office location and proposed branch manager. 
 
HOLIDAY OBSERVANCE--OFFICE CLOSING 
This is a reminder that the Department will be closed on Friday, July 3rd for the Independence Day holiday. 
 
 Page 2 
 
May 2015 
 
Georgia Residential Mortgage Act Fee ("GRMA") Semi-Annual Reporting and Payment Process 
The GRMA fee on-line reporting and payment process changed substantially effective January 2, 2015. Refer to the Department's website for a more detailed discussion of these changes at http://dbf.georgia.gov/changesgeorgia-residential-mortgage-act-10-loan-fee-reporting-and-payment-process. 
To avoid fines for failure to remit GRMA fees when due, reporting and payment must be completed online at https://bkgfin.dbf.state.ga.us/GRMAFee.html by the deadlines established in Rule 80-5-1-.04. Please be reminded that zero reporting is no longer required. Fees collected for the period January 1 through June 30, 2015, should be remitted to the Department through the online reporting and payment site no later than the first business day of September. For the current GRMA semi-annual period, any filings made after September 1, 2015, are considered late and must be made by submitting the hardcopy fee statement form, along with the GRMA fees and any late fees due. 
Prior to June 30, 2015, the Department will send an e-mail notification to the contact person that submitted the prior semi-annual report through the Department's online reporting and payment site. For state-chartered institutions and Georgia mortgage licensees, the Department will also send a similar notification to the primary institution/licensee contact. 
IMPORTANT NOTE: Most of the Department's payment sites perform better using the Mozilla Firefox browser. If you use Internet Explorer, please ensure that you have version 10 or higher. Keep in mind that you may also need to refresh your browser and clear your browser's cache to ensure that you see the current, active page. 
 
Administrative Actions 
Final Cease and Desist Orders:  Muller Real Estate Holdings, LLC, Miami, FL - Order to Cease and Desist issued 04/09/2015 became 
final 05/11/2015. 
 
Fine Summary Information 
 
FINE REASON 
Mortgage Call Report Filed Late in NMLS Grand Total 
 
COUNT 
53 53 
 
COMMONLY USED ACRONYMS 
 
CE -- Continuing Education Department -- Georgia Department of Banking & Finance GRMA -- Georgia Residential Mortgage Act MCR -- Mortgage Call Report 
 
MLO -- Mortgage Loan Originator NMLS or NMLSR -- Nationwide Mortgage Licensing System & Registry O.C.G.A. -- Official Code of Georgia Annotated 
 
 May 2015 
 
Page 3 
 
Mortgage Company License/Registration Activity During the Month 
 
* 
 
* AmeriNational Community Services, Inc.'s forced name in Georgia for Georgia is ACS Community Services, Inc. 
Mortgage Loan Originator License Activity During the Month 
Please refer to Appendix A of this newsletter for a listing of MLO activity by license status for the month of May 2015. 
 
 Page 4 
 
License Status Definitions 
 
May 2015 
 
License Status 
Approved Denied Revoked Terminated  Expired 
Terminated  Ordered to Surrender Terminated  Surrendered/Cancelled 
 
Definition 
The entity has an Approved license. 
The entity applied for a license and the request was Denied. 
The entity's license was Revoked and the entity is no longer authorized to conduct business. 
The entity failed to renew. Alternatively, this license status is also used for MLOs that were suspended by administrative action for failing to meet Georgia's sponsorship requirement. 
An entity has been ordered to surrender their approved license. The entity is not authorized to conduct business. 
The entity has requested a surrender/cancelation of their license and the regulator has granted this surrender/ cancelation request. 
 
NDFI Outreach 
AND UPCOMING SPEAKING ENGAGEMENTS 
 Deputy Commissioner for Non-Depository Financial Institutions Rod Carnes will be speaking at the Georgia 
Manufactured Housing Association's Annual Convention being held at Jekyll Island, GA on June 9th and 10th. Learn more or register for the event 
 
 May 2015 
Georgia Department of Banking and Finance 
2990 Brandywine Road Suite 200 
Atlanta, Georgia 30341-5565 
Phone: (770) 986-1269 Fax: (770) 986-1029 or 1655 
Email: dbfmort@dbf.state.ga.us 
We're on the Web! dbf.georgia.gov 
 
Page 5 
The Department is the state agency that regulates and examines Georgia statechartered banks, state-chartered credit unions, and state-chartered trust companies. The Department also has responsibility for the supervision, regulation, and examination of Merchant Acquirer Limited Purpose Banks (MALPBs) chartered in Georgia. 
In addition, the Department has regulatory and/or licensing authority over mortgage brokers, lenders and processors, mortgage loan originators, check cashers, sellersissuers of payment instruments, money transmitters, international banking organizations, and bank holding companies conducting business in Georgia. 
Our Mission is to promote safe, sound, competitive financial services in Georgia through innovative, responsive regulation and supervision. 
Our Vision is to be the best financial services industry regulator in the country  Progressive. Proactive. Service-Oriented. 
 
Sign-up to Receive this Publication 
This monthly publication highlights topics and activities pertaining to the Department's regulation of state-licensed or registered mortgage brokers, lenders and loan originators. It is delivered to interested parties via e-mail and is also available from the Department's website at: http://dbf.georgia.gov under Publications, Mortgage Summary. 
If you would like to be added to our distribution list, send an e-mail to dbfpress@dbf.state.ga.us stating your name and e-mail address. Please be sure to include "Subscribe to Monthly Mortgage Summary" in the Subject line. 
 
 MLO ACTIVITY BY CURRENT LICENSE STATUS 
 
GRMA#ft 1 NNMLS 
 
Entity Name 
 
Approved 
 
2+4-4-5.6/ 2+4-5.1*5. 2+5.4-5.42+5.4-922+ 2+5.81922+ 2+6/0)0)42+705.5.3, 2+70812+0) 2+7092920) 2+811*3,92 2+921*6/3, 2+921*6/42+9281706/ 3,0)0)4-3, 3,0))08192 3,0)816/92 3,0)921*43,1*0)3,43,1*+26/0) 3,1*4-5.6/ 3,*16/18*1 3,1*6/9270 3,+20)/6*1 3,2+2+0)5. 3,2+2+4-5. 3,2+3,705. 3,2+6/3,43,2+920)70 3,3,2+7043,3,700)3, 3,3,077092 3,4-5.6/6/ 
 
701*700)6/ 811*705.70 5.6/6/2+ 2+0)6/92813, 2+0)5.6/8192 6/923,92 1*6/5.2+926/ 1*81921*0) 1*5.2+819270 2+2+811*3, 2+1*92814-0) 2+4-923,2+41*925.0)5.6/ 3,0)3,6/5.42+5.,35.+2*1 2+2+70701*5. 3,5.2+6/5.45.81076/*1 1*4-3,2+1*92 3,923,3,812+ 3,6/6/1*920) 3,815.812+2+ 3,9270924-41*812+2+3,3, 1*925.811*0) 6/2+1*810)70 6/5.5.5.6/70 70921*92704812+0)921*70 814-70816/3, 5.5.5.926/70 81811*5.,3*1 
 
M@iUcOhTaMeQlX SFcOo[t`t` B4MaaucOo[mY A3nZdPr^eQwc J=o[nZ M@eQaMdPo[wcs_ J=ualXiUeQ M@cOM@iUlXlXiUnZ L?eQeQ REo[bNeQr^t`o[ NAo[vbaMeQs_ G9eQr^jVo[iU mYaMt`t`hTeQwc L?aMnZ G9r^eQeQnZ SFhTeQr^lXuanZdP D6aMvbiUs_ L?uacOkWeQ J=o[nZaMt`hTaMnZ M@Ma^r`tiUnZ ;HauSgSgQe^r D6aMvbiUdP PCaMualX REeQZnUiZnSgQe^r REo[bNeQr^t` WJhTaMlXeQye K>eQeQlX E7r^iUnZ A3nZnZ I<mYs_lXaMnZdP A3r^rbeQs_t`eQr^ WJ F8aMualXkWnZeQ^r D6aMmYo[nZ G9eQo[fRfRr^eQye F8eQr^gSuas_o[nZ J=o[s_eQp\hT C5hTaMr^lXeQs_ F8r^eQiU_sYmuat`hT G9lXo[r^iUaM NAeQlXlX SFmYiUt`Th J=o[s_eQp\hT A3nZt`hTo[nZye B4uao[nZ[o F8r^eQdPeQr^iUcOkW J=ualXiUuas_ TGhTo[mYp\s_o[nZ I<I< B4r^yeaMnZt` C5o[r^nZeQlXlX TGhTo[mYMas_ J=aMs_o[nZ D6aMnZQe 5CMaZnMaPdey J=aMmYeQs_ A3lXlXeQnZ 5Cr^[oOckWQe`t`t =J^r G9eQzfaM F8eQr^eQnZcO REaMWk[oOczfUi J=o[hTnZ B4aMr^nZeQt` B4uar^dPeQ A3dPaMmY F8r^aMnZkWlXiUnZ SFmYiUt`hT WJeQnZdPiU K>iUnZgS REeQiUcOhT SFuakW TGaMeQ K>UiYm B4r^eQnZt` C5o[lXlXiUeQr^ M@aMt`hTeQwcs_ SFaMmYaMnZt`hTaM E7lXiUzfaMbNeQt`hT H;aMmYiUlX`t[oZn PCaMualX D6uakWeQ SFhTiUnZ M@[oThMaWk A3gSr^aMwcaMXl M@aMt`t`hTeQwc C5hTaMr^lXeQ_s @MUiXlQeZnPdQe^r SFcOo[t`t` D6aMvbiUdP SFo[r^eQnZs_o[nZ NAaMt`hTeQnZ A3r^r^o[nZ G9aMr^cOiUaM M@iUcOhTaMeQlX K>eQnZyeo[nZ H;aMr^mYo[nZ 
 
License Status 
Date 
 
Current Sponsoring Company Name (As of 05/31/2015) 
 
0)5./(1*4-/(2+0)1*5. F8iUnZaMnZcOeQ o[fR A3mYeQr^iUcOaM M@o[r^t`gSaMgSeQ L?L?C5 0)5./(2+81/(2+0)1*5. C5aMr^dPiUnZaMlX F8iUnZaMnZcOiUaMlX C5o[mYp\aMnZye,% L?iUmYiUt`eQdP PCaMr^t`nZeQr^s_hTiUp\ 0)5./(2+70/(2+0)1*5. F8r^eQeQdPo[mY M@o[r^t`gSaMgSeQ C5o[r^p\o[r^aMt`iUo[nZ 0)5./(0)70/(2+0)1*5. A3nZgSeQlX OBaMkW H;o[mYeQ L?[oMaZn_s ?L?L5C 0)5./(0)5./(2+0)1*5. A3s_s_uar^aMnZcOeQ F8iUnZaMnZcOiUaMlX G9r^o[uap\,% ?L?L5C 0)5./(2+1*/(2+0)1*5. M@o[r^t`gSaMgSeQ A3s_s_uar^aMnZcOeQ,% I<nZcO.' 0)5./(2+81/(2+0)1*5. SFeQcOuar^iUt`yeNAaMt`iUo[nZaMlX M@o[r^t`gSaMgSeQ C5o[mYp\aMnZye 0)5./(1*81/(2+0)1*5. TGJ=C5 M@o[r^t`gSaMgSeQ%, I<nZcO.' 0)5./(0)70/(2+0)1*5. H;o[mYeQs_t`aMr^ F8iUnZaMnZcOiUaMlX C5o[r^p\o[r^aMt`iUo[nZ 0)5./(2+81/(2+0)1*5. QDuaiUcOkWeQZn L?o[aMnZs_ I<nZcO'. 0)5./(2+1*/(2+0)1*5. H;o[mYeQ PCo[iUnZt` F8iUnZaMnZcOiUaMlX C5o[r^p\o[r^aMt`iUo[nZ 0)5./(2+92/(2+0)1*5. H;o[mYeQ PCo[iUnZt` F8iUnZaMnZcOiUaMlX C5o[r^p\o[r^aMt`iUo[nZ 0)5./(0)5./(2+0)1*5. C5o[uanZt`r^yePClXaMcOeQ M@[o^r`tSgMaSgQe%, ?L`tPd'. 0)5./(2+1*/(2+0)1*5. A3mYeQr^iUcOaMnZ F8iUnZaMnZcOiUaMlX NAeQt`wco[r^kW%, <IZnOc'. 0)5./(0)70/(2+0)1*5. PCr^o[s_p\eQcOt` M@o[r^t`gSaMgSeQ,% L?L?5C 0)5./(1*1*/(2+0)1*5. 0)5./(2+1*/(2+0)1*5. C5r^o[s_s_C5o[uaZn`tr^ye M@o[r^t`gSaMSgQe%, I<nZcO'. 0)5./(1*81/(2+0)1*5. C5aMr^dPiUnZaMlX F8iUnZaMnZcOiUaMlX C5o[mYp\aMnZye,% L?iUmYiUt`eQdP PCaMr^t`nZeQr^s_hTiUp\ 0)5./(0)70/(2+0)1*5. G9uaaMr^dPiUaMnZ M@o[r^t`gSaMgSeQ C5o[mYp\aMnZye,% I<nZcO.' 0)5./(2+70/(2+0)1*5. H;o[mYeQs_iUdPeQ F8iUnZaMnZcOiUaMlX,% L??L5C 0)5./(1*92/(2+0)1*5. C5r^o[s_s_C5o[uanZt`r^ye M@o[r^t`gSaMgSeQ,% I<nZcO'. 0)5./(1*1*/(2+0)1*5. QDuaiUcOkWeQZn L?o[aMnZs_ I<nZcO'. 0)5./(2+70/(2+0)1*5. C5aMr^r^iUnZgSt`o[nZ M@o[r^t`gSaMgSeQ SFeQr^vbUiOcQe_s%, ?L?L5C 0)5./(1*5./(2+0)1*5. A3mYeQr^iUcOaMnZ F8iUnZaMnZcOiUaMlX REeQs_[oaur^cOeQs_,% <IZnOc'. 0)5./(2+1*/(2+0)1*5. M@L?D6 M@o[r^t`gSaMgSeQ I<nZcO.' 0)5./(0)5./(2+0)1*5. 0)5./(1*3,/(2+0)1*5. lXo[aMnZD6eQp\o[t`.'cOo[mY,% L?L?C5 0)5./(2+2+/(2+0)1*5. WJeQs_t`s_t`aMr^ M@o[r^t`gSaMSgeQ,% I<ZnOc'. 0)5./(2+0)/(2+0)1*5. F8r^eQeQdPo[mY M@o[r^t`gSaMgSeQ C5o[r^p\o[r^aMt`iUo[nZ 0)5./(2+81/(2+0)1*5. C5aMr^r^iUnZgSt`o[nZ M@o[r^t`gSaMgSeQ SFeQr^vbUiOcQe_s%, ?L?L5C 0)5./(2+81/(2+0)1*5. SFp\eQcOiUaMlXiUzfeQdP L?o[aMnZ SFeQ^rvbiUcOiUnZgS L?L?C5 0)5./(2+1*/(2+0)1*5. F8r^eQeQdPo[mY M@o[r^t`gSaMgSeQ C5o[r^p\o[r^aMt`iUo[nZ 
 
326 * 
 
/ML.O0 A-3c<t8i=v8i<ty> 1P2a7g5e $1 9o6f $1%2 
 
 GRMA# NNMMLLS 
 
Entity Name 
 
License Status 
Date 
 
Current Sponsoring Company Name (As of 05/31/2015) 
 
3,4-6/923, 8181816/3,92 C5yenZt`hTiUaM SFkWyelXaMr^ K>uao[ 
 
0)5./(0)70/(2+0)1*5. F8r^eQeQdPo[mY M@o[r^t`gSaMgSeQ C5o[r^p\o[r^aMt`iUo[nZ 
 
3,4-702+2+ 3,5.1*9270 3,6/0)0)6/ 3,6/6/4-5. 3,/681.5*1 
 
8192924-3,5. 5.4-4-5.6/43,0)81920)70 3,814-704-92 92921*2+8181 
 
B4eQnZjVaMmYiUnZ I<s_s_aMcO F8r^iUeQdPmYaMnZ E7^rUiWk M@iUlXlXeQr^ E7r^iUcO REiUcOhTaMr^dP L?iUXlVjQeZn]qauUi_s`t B4r^aMnZdPo[nZ C5hTr^iUs_t`o[p\hTeQr^ B4r^o[wcnZ TGaMdPdP REyeaMnZ H;o[cwaM^rdP 
 
0)5./(2+70/(2+0)1*5. NAaMt`iUo[nZs_t`aMr^ M@o[r^t`gSaMgSeQ L?L?C5 0)5./(1*4-/(2+0)1*5. lXo[aMnZD6eQp\o[t`.'cOo[mY,% L?L?C5 0)5./(2+0)/(2+0)1*5. UHnZiUt`eQdP M@iUlXiUt`aMr^ye M@o[r^t`gSMaSgQe%, L??L5C 0)5./(2+0)/(2+0)1*5. B4eQlXeQmY SFeQr^vbiUcOiUnZgS ?L?L5C 0)5./(2+1*/(2+0)1*5. H;o[mYeQ PCo[iUnZt` F8iUnZaMnZcOiUaMlX C5o[r^p\o[r^aMt`iUo[nZ 
 
3,6/81816/ 3,6/925.5. 3,700)1*81 3,702+8170 3,70,35.92 3,705.0)5. 3,7070924- 
 
920)6/0)3,81 816/920)6/92 920)2+6/703, 3,814-4-5.0) 1*0)1*4-81702+ 1*0)3,2+3,7092 810)5.5.702+ 
 
J=aMmYeQs_ PChTiUlXlXiU\p 9GauQer^r^Ma J=^r TGhTo[mYaMs_ PCaMt`r^iUcOkW A3nZdPeQr^s_o[nZ J=eQs_uas_ A3lXo[nZs_o[ IVaMlXQeZnfzauQeXlMa&-ER[oPd^rUiSgau REo[s_aM L?eQeQ H;eQr^r^o[nZ J=uaaMnZ REiUcOaMr^dPo[ D6eQ L?aM REo[s_aM J=r^.' REuat`hT E7lXaMiUnZeQ REo[wceQ L?aMwcr^eQnZcOeQ H;aMr^dPiUnZ M@cOC5o[r^vbeQey 
 
0)5./(2+1*/(2+0)1*5. M@L?D6 M@o[r^t`gSaMgSeQ I<nZcO.' 0)5./(2+1*/(2+0)1*5. C5aMr^dPiUnZaMlX F8iUnZaMnZcOiUaMlX C5o[mYp\aMnZye,% L?iUmYiUt`eQdP PCaMr^t`nZeQr^s_hTiUp\ 0)5./(1*3,/(2+0)1*5. F8r^eQeQdPo[mY M@o[r^t`gSaMgSeQ C5o[r^p\o[r^aMt`iUo[nZ 0)5./(2+2+/(2+0)1*5. REeQvbeQr^s_eQ M@o[r^t`gSaMgSeQ SFo[lXuat`iUo[nZs_%, I<nZcO.' 0)5./(1*81/(2+0)1*5. C5r^o[s_s_C5o[uaZn`tr^ye M@o[r^t`gSaMSgQe%, I<nZcO'. 0)5./(0)70/(2+0)1*5. NAeQwc PCeQnZnZ F8iUnZaMnZcOUiMaXl%, ?L?L5C 0)5./(1*3,/(2+0)1*5. M@iUL?eQnZdP,% I<nZcO.' 
 
3,81)05.3, 3,81701*2+ 3,1818-4*1 3,92+20)0) 3,92+2923, 
 
926/5.2+0)42+92816/0)81 1*1*5.1*7046/3,0)3,4-41*0)815.5.920) 
 
D6aMvbiUdP K>iUr^kW H;o[uagShTt`eQnZ J=o[s_eQp\hT H;eQnZ^rye CPUiOcWkQe`t`t J=aMmYeQs_ REuadPo[lXp\hT M@aMt`eyaMs_ M@iUcOhTeQlXlXeQ A3nZnZ PChTiUlXlXiUp\s_ D6A3NAI<E7L? J=A3YK SFH;I<F8REI<NA 
 
0)5./(0)70/(2+0)1*5. REeQvbeQr^s_eQ M@o[r^t`gSaMgSeQ F8uanZdPiUnZgS L?L?5C 0)5./(0)70/(2+0)1*5. G9eQnZp\aMcOt` M@o[r^t`gSaMgSeQ SFeQr^vbiUcOQe_s%, <InZOc'. 0)5./(0)70/(2+0)1*5. C5r^o[s_s_C5o[uaZn`tr^ye M@o[r^t`gSaMSgQe%, I<nZcO'. 0)5./(0)70/(2+0)1*5. C5aMr^r^iUnZgSt`o[nZ M@o[r^t`gSaMgSeQ SFeQr^vbiUcOeQs_,% L?L?C5 0)5./(1*81/(2+0)1*5. PClXaMnZeQt` H;o[mYeQ L?eQnZdPiUnZSg%, ?LL?5C 
 
3,92073,3, 4-0)2+7044-2+1*0)2+ 4-2+6/4-0) 4-4-1*1*3, 
 
2+1*812+1*92 926/923,920) 1*0)1*1*701*5. 2+814-1*3,6/ 4-923,4-6/*1 
 
SFeQaMnZ REo[bNeQr^t` G9r^o[`teQ D6aMr^eQnZ K>eQiUt`hT H;o[wcaMr^dP REaMmYiU A3bNbNaMs_ A3bNbNaMs_ SFOc[o`t`t H;eQlXeQnZbNr^o[o[kW SFp\eQnZcOeQr^ D6wcaMyenZeQ H;aMnZeQye 
 
0)5./(1*5./(2+0)1*5. SFt`o[nZeQgSaMt`eQ M@o[r^t`gSaMgSeQ C5o[r^p\o[r^aMt`iUo[nZ 0)5./(2+0)/(2+0)1*5. QDuaiUcOkWeQnZ L?o[aMnZs_ I<nZcO'. 0)5./(0)4-/(2+0)1*5. lXo[aMnZD6eQp\o[t`.'cOo[mY,% L?L?C5 0)5./(2+6//(2+0)1*5. H;eQlXeQnZbNr^o[o[kW,% SFOc[o`t`t 0)5./(2+81/(2+0)1*5. I<r^o[nZgSaMt`eQ H;o[mYeQ F8iUnZaMnZOcQe,% L??L5C 
 
4-4-70813, 4-5.2+2+4- 
 
5.924-813,6/ 1*5.6/704-92 
 
C5yenZt`hTiUaM L?yenZnZ @MualXlXeQZn C5hTr^iUs_t`o[p\hTeQr^ M@iUcOhTaMeQlX 4Bua^rkWQe 
 
0)5./(2+0)/(2+0)1*5. M@o[vbeQmYeQnZt` M@o[r^t`gSaMgSeQ,% L?L?C5 0)5./(2+70/(2+0)1*5. I<nZt`eQgSr^iUt`ye F8iUr^s_t` F8iUnZaMnZcOiUaMlX G9r^o[uap\,% I<nZcO.' 
 
4-5.3,6/0) 4-5.3,6/3, 4-5.3,815. 4-5.4-1*3, 
 
81706/706/81 2+2+-41*18*1 1*814-810) 1*2+703,4-3,92 
 
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 GRMA# NNMMLLS 
 
Entity Name 
 
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/ML.O0 A-3c<t8i=v8i<ty> 1P2a7g5e (5 9o6f $1%2 
 
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License Status 
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Current Sponsoring Company Name (As of 05/31/2015) 
 
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License Status 
Date 
 
Current Sponsoring Company Name (As of 05/31/2015) 
 
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/ML.O0 A-3c<t8i=v8i<ty> 1P2a7g5e *7 9o6f $1%2 
 
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Entity Name 
 
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3,926/3,3, 4-4-70815. 4-4-812+0) 4-5.0)3,6/ 4-5.1*4-5. 
 
4-926/1*7081 1*2+5.6/4-921* 924-0)815.81 1*2+3,815.6/5. 2+815.5.923, 
 
K>iUmYNbQe^rXley H;aMuat`mYaMnZ K>r^iUs_t`iUnZaM A3nZnZeQ OBxdiUdPiUnZeQ B4aMr^r^iUnZgSt`o[nZ B4r^aMnZdPo[nZ SFt`r^eQeQt`eQ J=r^ TGeQr^r^aMnZcOeQ K>eQnZnZeQt`hT D6iUlXlX[oZn K>eQvbiUnZ J=o[s_eQp\hT M@cOA3r^dPlXeQ 
 
License Status 
Date 
0)5./(2+2+/(2+0)1*5. 0)5./(1*3,/(2+0)1*5. 0)5./(0)5./(2+0)1*5. 0)5./(1*3,/(2+0)1*5. 0)5./(1*3,/(2+0)1*5. 
 
Current Sponsoring Company Name (As of 05/31/2015) 
5 
 
/ML.O0 A-3c<t8i=v8i<t>y 1P2a7g5e $1#0 9o6f $1%2 
 
 GRRMMAf#t NNMMLLS 
 
Entity Name 
 
Terminated - Expired 
 
License Status 
Date 
 
Current Sponsoring Company Name (As of 05/31/2015) 
 
1 
 
31 
 
3,4-5.815. 3,4-/61*3, 3,6/81705. 3,922+3,70 4-0)929244-1*2+5.*1 4-1*6/7070 4-1*703,0) 4-2+0)7092 4-2+1*7092 4-2+1*9270 4-2+4-1*6/ 4-2+4-5.2+ 4-2+5.1*92 4-2+6/1*92 4-2+6/3,44-2+814-0) 4-2+923,3, 4-2+92812+ 4-3,0)5.92 4-3,0)81*1 4-3,3,6/70 4-3,5.0)6/ 4-3,5.4-0) 4-3,6/0)2+ 4-3,6/6/70 4-3,928170 4-4-0)1*0) 4-4-1*1*44-4-2+0)81 4-4-81925. 
 
8181810)2+3, 8181810)3,0) 5.0)5.4-7046/0)2+814-*1 2+6/926/926/ 1*0)92702+920) 1*0)6/5.92811* 1*0)3,703,926/ 1*0)4-4-1*0)70 1*1*1*701*704815.814-6/6/ 2+1*1*5.)0*1 1*1*1*701*2+2+ 1*1*6/2+920)6/ 1*0)5.6/0)6/70 1*0)926/922+3, 1*2+0)2+1*4-41*2+0)1*0)5.0) 6/0)2+3,2+92 1*0)923,817081 1*1*925.0)2+70 1*1*924-70920) 1*2+1*1*81925. 1*2+1*2+0)5.81 1*2+2+3,706/2+ 1*2+1*1*813,6/ 1*2+1*1*818141*2+2+815.1*3, 1*2+2+2+3,922+ 1*2+2+3,705.1* 1*2+1*1*922+4- 
 
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/ML.O0 A-3c<t8i=v8i<t>y 1P2a7g5e $1$1 9o6f $1%2 
 
 GRRMMAf#t NNMMLLS 
 
Entity Name 
 
Terminated - Surrendered/Cancelled 
 
License Status 
Date 
i 
 
2+4-4-6/*1 2+5.0)1*2+ 2+702+700) 2+702+9243,0)2+2+81 3,1*3,3,5. 3,2+*1920) 3,2+5.5.81 3,2+928181 3,4-2+706/ 3,6/070)0) 3,700)0)0) 4-1*6/7081 4-1*92810) 4-2+2+813, 4-2+3,0)92 4-2+4-815. 4-2+6/2+6/ 4-3,4-4-0) 4-4-928192 4-5.2+4-2+ 4-5.2+6/44-5.2+706/ 4-5.3,1*5. 4-5.3,3,5. 4-5.6/8192 4-6/0)923, 
 
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L?eQaMhT NAo[lXeQs_ B4ye^rZneQ J=aMcOo[bN D6o[Qe^r^r ?LQebvey TGaMmYmYye M@cOB4r^iUdPeQ A3iUkWQeZn J=o[hTnZ SFt`eQvbeQnZ D6yeWkQe_s G9lXo[r^iUaM L?eQeQ I<p\Ma^r^rMaSgauiU^r^rQe D6aMvbiUdP VIiUnZcOeQnZt` B4o[lXt`o[nZ WJiUlXlXiUaMmY TGhTo[mYaMs_ H;iUlXlX I<I<I< REo[bNeQr^t` C5hTr^iUs_t`o[p\hTeQr^ M@aMlXo[nZeQey A3nZt`hTo[nZye M@iUcOhTaMeQlX G9Mar^r^iUdPo[ B4aMs_eQmY M@uahTaMmYaMdP E7lXaMyeaMnZ F8o[nZdPaM K>aMye SFmYiUt`hT L?eQnZaM SFuakWhTiU L?eQeQ M@iUcOhTaMeQlX WJiUlXlXiUaMmY J=Qes_`tQe^r REaMcOhTeQlX K>aMt`hTeQr^iUnZeQ L?aMnZeQ L?aMuar^eQnZ E7r^nZeQs_t`iUnZeQ L?eQaMvbye M@aMt`t`hTeQwc C5o[lXeQ L?eQwciUs_ A3nZMa PCeQr^aMlXt`aM L?aMcOye A3lXeQxdaMnZdPr^aM PCr^o[cOt`o[r^-&QDuar^nZeQhT K>eQlXs_eQye M@iUcOhTeQlXlXeQ B4iUs_hTo[p\ C5hTr^iUs_t`o[p\hTeQr^ M@aMt`t`hTeQwc OBs_wcaMlXdP B4r^iUt`t`aMnZye L?yenZnZ M@aMt`hTeQwcs_ A3lXeQVjMaZnPd^r[o G9aMlXlXeQgSo[ D6eQvbo[nZ M@aMr^iUeQ C5o[o[XlQeye J=aMcOq]uaeQlXiUnZeQ M@aMr^iUeQ C5r^aMwcfRo[r^dP B4r^iUaMnZ M@aMt`t`hTeQwc SFcOhTeQcOhTt`eQr^lXeQ C5hTr^iUs_t`o[p\hTeQr^ M@iUcOhTaMeQlX WJaMr^dP J=uas_t`iUnZ SFOc[o`t`t @MauUi^r 
 
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Current Sponsoring Company Name (As of 05/31/2015) 
27 
 
* One individual was both approved and terminated-surrendered/canceled in the same month for a total of 327 approvals. 
 
/ML.O0 A-3c<t8i=v8i<t>y 1P2a7g5e $1%2 9o6f $1%2